Registered with the Ministry of Justice of the Republic of Kazakhstan on 28 February 2018 under No. 16446

«REPUBLIC OF KAZAKHSTAN
ҰЛТТЫҚ БАНКІ»
РЕСПУБЛИКАЛЫҚ
МЕМЛЕКЕТТІК МЕКЕМЕСІ
БАСҚАРМАСЫНЫҢ
ҚАУЛЫСЫ
22 December 2017
Almaty city

REPUBLICAN
STATE INSTITUTION
«NATIONAL BANK
OF THE REPUBLIC OF KAZAKHSTAN»
RESOLUTION
OF THE BOARD
No. 248 city of Almaty

On introducing amendments and additions to certain resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of payments and payment systems

(as amended as of 29.11.2018)

In accordance with the laws of the Republic of Kazakhstan of 30 March 1995 «On the National Bank of the Republic of Kazakhstan», of 19 March 2010 «On State Statistics», for the purpose of improving the regulatory legal acts of the National Bank of the Republic of Kazakhstan, the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. To approve the List of resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions on issues of payments and payment systems are being introduced, in accordance with the appendix to this resolution.

2. The Department of Payment Systems (Ashykbekov E.T.) shall, in the procedure established by the legislation of the Republic of Kazakhstan, ensure:

1) jointly with the Legal Department (Sarsenova N.V.), state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the day of state registration of this resolution, sending of its copy in paper and electronic form in the Kazakh and Russian languages to the Republican State Enterprise on the right of economic management «Republican Center for Legal Information» for official publication and inclusion in the Reference Control Bank of Regulatory Legal Acts of the Republic of Kazakhstan;

3) placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution, submission to the Legal Department of information on the implementation of the measures provided for by subparagraphs 2), 3) of this paragraph and paragraph 3 of this resolution.

3. The Department for the Protection of the Rights of Consumers of Financial Services and External Communications (Terentyev A.L.) shall ensure, within ten calendar days after state registration of this resolution, the sending of its copy for official publication to periodical print publications.

4. Control over the implementation of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Kurmanov Zh.B.

5. This resolution shall enter into force upon the expiration of ten calendar days after the day of its first official publication.

Chairman of the National Bank
D. Akishev

«AGREED»
Minister of Justice of the Republic of Kazakhstan M. Beketayev 12 February 2018

«AGREED»
Minister of Labor and Social
Protection of the Population of the Republic of Kazakhstan T. Duysenova 16 January 2018

«AGREED»
Minister of Finance of the Republic of Kazakhstan B. Sultanov 18 January 2018

«AGREED»
Chairman of the Committee on Statistics of the Ministry of National Economy of the Republic of Kazakhstan N. Aidapkelov 10 January 2018

Appendix
to the resolution of the Board of the National Bank of the Republic of Kazakhstan of 22 December 2017 No. 248

List of resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions on issues of payments and payment systems are being introduced

1. Ceased to be in force in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan of 29.10.18 No. 269 (put into effect from 1 January 2019) (see old version)

2. Ceased to be in force in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan of 29.11.18 No. 294 (put into effect from 1 July 2019) (see old version)

3. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan of 24 August 2012 No. 236 «On approval of the Instruction on the assignment, use and cancellation by the National Bank of the Republic of Kazakhstan of bank identification codes, as well as the assignment and cancellation of codes of banks and organizations carrying out certain types of banking operations, and codes of branches of banks and organizations carrying out certain types of banking operations, their structure, formation and maintenance of the Directory of banks and organizations carrying out certain types of banking operations» (registered in the Register of state registration of regulatory legal acts under No. 7960, published on 21 November 2012 in the newspaper «Kazakhstanskaya Pravda» No. 402-403 (27221-27222)) the following amendments:

in the Instruction on the assignment, use and cancellation by the National Bank of the Republic of Kazakhstan of bank identification codes, as well as the assignment and cancellation of codes of banks and organizations carrying out certain types of banking operations, and codes of branches of banks and organizations carrying out certain types of banking operations, their structure, formation and maintenance of the Directory of banks and organizations carrying out certain types of banking operations, approved by the said resolution:

The heading of Chapter 1 shall be stated in the following wording:

“Chapter 1. General provisions”;

Item 2 shall be stated in the following wording:

“2. The Instruction uses the concepts provided for by the Law of the Republic of Kazakhstan dated 26 July 2016 “On payments and payment systems”, as well as the following concepts:

1) bank name - the full name of the bank (bank branch). Use of an abbreviated name in accordance with the bank's constituent documents is allowed;

2) bank code, bank branch code - a unique number consisting of three digits assigned by the National Bank to banks and their branches;

3) bank directory - a systematized list of banks containing their bank identification codes, bank codes, bank branch codes and other details;

4) bank identification code - a sequence of symbols intended to identify a bank and an organization carrying out certain types of banking operations (hereinafter - bank) that are participants in the payment system of the National Bank, when presenting instructions on transfer or payment of money;

5) status - a requisite allowing determination of the current status;

6) individual identification code - the corresponding number of the bank's correspondent account opened with the National Bank;

7) client type - an institutional unit that is grouped in accordance with the main type of activity carried out.”;

The headings of Chapters 2, 3, 4, 5, 6 and 7 shall be stated in the following wording:

“Chapter 2. Assignment of the bank identification code”;

“Chapter 3. Assignment of the bank code and bank branch code”;

“Chapter 4. Cancellation of the bank identification code, bank code and bank branch code”;

“Chapter 5. Structure of the bank identification code”;

“Chapter 6. Structure of the Bank Directory”;

“Chapter 7. Maintenance of the Bank Directory”;

Item 19 shall be stated in the following wording:

“19. On the basis of the information received, the National Bank shall, within three business days, make changes to the Bank Directory and, through electronic communication channels, ensure guaranteed delivery of messages to participants in the payment system of the National Bank, branches of the National Bank, as well as the Center.”.

4. The following amendments shall be made to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 February 2014 No. 32 “On approval of the Rules for transferring pension savings to an insurance organization under a pension annuity agreement” (registered in the Register of state registration of normative legal acts under No. 9325, published on 25 April 2014 in the information and legal system “Әділет”):

in the Rules for transferring pension savings to an insurance organization under a pension annuity agreement approved by the said resolution:

the headings of Chapters 1, 2 and 3 shall be stated in the following wording:

“Chapter 1. General provisions”;

“Chapter 2. Procedure for transferring pension savings to an insurance organization under a pension annuity agreement”;

“Chapter 3. Actions of the custodian bank after receiving a payment message in MT 102 format and of the sending Fund upon return of pension savings”;

Item 11 shall be stated in the following wording:

“11. The custodian bank of the sending Fund, upon receipt of a payment message in MT 102 format from the sending Fund for the transfer of the pension savings of the contributor (recipient) to an insurance organization, on the day it is initiated by the sending Fund, shall transfer the pension savings of the contributor (recipient) formed from mandatory pension contributions, mandatory occupational pension contributions, voluntary pension contributions, indicating the payment purpose codes determined in accordance with the Rules for the application of codes of sectors of the economy and payment purposes approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 203, registered in the Register of state registration of normative legal acts under No. 14365 (hereinafter - Rules No. 203), to the insurance organization.”;

Part two of item 13 shall be stated in the following wording:

“Formation of a payment order for the return of pension savings by the insurance organization shall be carried out in accordance with the requirements of the Rules for making non-cash payments and (or) money transfers in the territory of the Republic of Kazakhstan approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 208, registered in the Register of state registration of normative legal acts under No. 14419, and Rules No. 203.”; the heading of Chapter 4 shall be stated in the following wording: “Chapter 4. Final provisions”.

5. The following amendments and supplement shall be made to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 22 October 2014 No. 199 “On approval of the Rules for conducting operations with documentary letters of credit by banks of the Republic of Kazakhstan” (registered in the Register of state registration of normative legal acts under No. 9948, published on 24 December 2014 in the information and legal system “Әділет”):

in the Rules for conducting operations with documentary letters of credit by banks of the Republic of Kazakhstan approved by the said resolution:

the preamble shall be stated in the following wording:

“The Rules for conducting operations with documentary letters of credit by banks of the Republic of Kazakhstan (hereinafter - the Rules) have been developed in accordance with the laws of the Republic of Kazakhstan dated 30 March 1995 “On the National Bank of the Republic of Kazakhstan”, dated 31 August 1995 “On banks and banking activity in the Republic of Kazakhstan”, dated 26 July 2016 “On payments and payment systems” (hereinafter - the Law on payments and payment systems), the Uniform Customs and Practice for Documentary Credits adopted by the International Chamber of Commerce (International Chamber of Commerce, UCP Publication No. 600), and regulate the procedure for conducting operations with documentary letters of credit by banks of the Republic of Kazakhstan (hereinafter - banks).”;

the headings of Chapters 1 and 2 shall be stated in the following wording:

“Chapter 1. General provisions”;

“Chapter 2. Procedure for opening a letter of credit”;

Item 5 shall be stated in the following wording:

«5. To open a letter of credit, the applicant submits to the bank servicing it (the issuing bank) the documents provided for by the Rules for Maintaining Credit Documentation, approved by resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated 23 February 2007 No. 49, registered in the Register of State Registration of Normative Legal Acts under No. 4602, (except for the opening of letters of credit by the National Bank) and an application to open a letter of credit in free form in two copies. The first copy of the application remains with the bank for opening the letter of credit, the second copy with a mark of acceptance is returned to the client.»;

to supplement with paragraph 5-1 of the following content:

«5-1. To open a letter of credit by the National Bank, the applicant submits to the National Bank an application to open it in free form with a copy of the contract providing for the use of a form of settlement using a documentary letter of credit attached.»;

the heading of chapter 3 shall be stated in the following wording:

«Chapter 3. Execution of a letter of credit»;

paragraph 15 shall be stated in the following wording:

«15. When making a payment in favor of the beneficiary, the issuing bank (the executing bank) forms, for the amount of the letter of credit, a payment document, the execution of which is carried out in the manner and in compliance with the requirements established by the Law on Payments and Payment Systems, the Law of the Republic of Kazakhstan dated 13 June 2005 «On Currency Regulation and Currency Control», the Rules for Making Non-Cash Payments and (or) Transfers of Money in the Territory of the Republic of Kazakhstan, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 208, registered in the Register of State Registration of Normative Legal Acts under No. 14419, the Rules for Making Currency Operations in the Republic of Kazakhstan, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 28 April 2012 No. 154, registered in the Register of State Registration of Normative Legal Acts under No. 7701.»;

paragraph 18 shall be stated in the following wording:

«18. Acceptance or negotiation of bills of exchange (drafts) of the beneficiary, depending on the terms of the letter of credit, is carried out in accordance with the Law of the Republic of Kazakhstan dated 28 April 1997 «On Bill Circulation in the Republic of Kazakhstan» and the Rules for Conducting Operations with Bills of Exchange and Promissory Notes by Second-Tier Banks and Organizations Carrying Out Certain Types of Banking Operations, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 December 2015 No. 261, registered in the Register of State Registration of Normative Legal Acts under No. 13071.»;

chapter 4 shall be excluded.

6. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2014 No. 247 «On Approval of the Rules for Conducting Cash Operations with Individuals and Legal Entities in the National Bank of the Republic of Kazakhstan» (registered in the Register of State Registration of Normative Legal Acts under No. 10204, published on 3 March 2015 in the information and legal system «Әділет») the following amendments:

in the Rules for Conducting Cash Operations with Individuals and Legal Entities in the National Bank of the Republic of Kazakhstan, approved by the said resolution:

the headings of chapters 1, 2 and 3 shall be stated in the following wording:

«Chapter 1. General Provisions»;

«Chapter 2. Organization of Cash Work»;

«Chapter 3. Conducting Cash Operations»;

part two of paragraph 36 shall be stated in the following wording:

«The issuance of cash to legal entities that have a bank account (bank accounts) in a monetary operations accounting subdivision is carried out on the basis of checks and a consolidated statement for obtaining cash by a bank (non-bank organization) and (or) a branch of a bank (non-bank organization) through a branch of the National Bank in the form established by appendix 2 to the Rules for Establishing Correspondent Relations between the National Bank of the Republic of Kazakhstan and Banks, as well as Organizations Carrying Out Certain Types of Banking Operations, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 209, registered in the Register of State Registration of Normative Legal Acts under No. 14336 (hereinafter - the consolidated statement).»;

the headings of chapters 4, 5 and 6 shall be stated in the following wording:

«Chapter 4. Sorting and Packaging of Banknotes and Coins»;

«Chapter 5. Organization of Work with Shortages, Surpluses, Worn, Damaged, Doubtful and Non-Payment Banknotes and Coins, as well as Counterfeit and Banknotes with Signs of Defect»;

«Chapter 6. Specifics of Conducting Cash Operations in the Center of the National Bank».

7. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 8 May 2015 No. 75 «On Approval of the List, Forms, Deadlines of Reporting on Compliance with Prudential Standards by Second-Tier Banks and the Rules for Their Submission» (registered in the Register of State Registration of Normative Legal Acts under No. 11162, published on 2 June 2015 in the information and legal system «Әділет») the following amendment: in the form of the report on the breakdown of capitalization ratios of banks to liabilities to non-residents of the Republic of Kazakhstan according to appendix 16 to the said resolution:

in the Explanation on filling out the form intended for collecting administrative data «Report on the breakdown of capitalization ratios of banks to liabilities to non-residents of the Republic of Kazakhstan»:

paragraph 7 shall be stated in the following wording:

«7. In lines 4 and 15, short-term liabilities, liabilities to branches and representative offices of foreign legal entities operating in the territory of the Republic of Kazakhstan, which belong to the sectors of the economy "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-commercial organizations serving households - code 8", are indicated in accordance with the Instruction on the submission by second-tier banks, the Development Bank of Kazakhstan and mortgage organizations to the National Bank of the Republic of Kazakhstan of information for the formation of a review of the financial sector, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 December 2016 No. 316, registered in the Register of state registration of normative legal acts under No. 14804.».

8. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 28 January 2016 No. 34 "On approval of the Requirements for the security and uninterrupted operation of information systems of banks and organizations carrying out certain types of banking operations" (registered in the Register of state registration of normative legal acts under No. 13256, published on 14 March 2016 in the information-legal system "Әділет") the following amendments:

in the Requirements for the security and uninterrupted operation of information systems of banks and organizations carrying out certain types of banking operations, approved by the said resolution:

the heading of chapter 1 shall be stated in the following wording:

«Chapter 1. General provisions»;

paragraph 1 shall be stated in the following wording:

«1. These Requirements for the security and uninterrupted operation of information systems of banks and organizations carrying out certain types of banking operations (hereinafter - the Requirements) have been developed in accordance with the laws of the Republic of Kazakhstan dated 30 March 1995 "On the National Bank of the Republic of Kazakhstan", dated 31 August 1995 "On banks and banking activity in the Republic of Kazakhstan" (hereinafter - the Law on banks), dated 26 July 2016 "On payments and payment systems" (hereinafter - the Law on payments and payment systems) and establish requirements for the security and uninterrupted operation of information systems of banks and organizations carrying out certain types of banking operations (hereinafter - banks), through which the provision of electronic banking services is ensured.»;

the first paragraph of paragraph 2 shall be stated in the following wording:

«2. The Requirements use the concepts provided for by the Law on payments and payment systems, the Law of the Republic of Kazakhstan dated 24 November 2015 "On informatization", the Rules for the provision by banks and organizations carrying out certain types of banking operations of electronic banking services, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 212, registered in the Register of state registration of normative legal acts under No. 14337 (hereinafter - Rules No. 212), as well as the following concepts:»;

the headings of chapters 2, 3 and 4 shall be stated in the following wording:

«Chapter 2. Requirements for workplaces»;

«Chapter 3. Requirements for documentation on the structure and functioning of the information system»;

«Chapter 4. Requirements for the security of operation of information systems»;

paragraph 15 shall be stated in the following wording:

«15. Requirements for security procedures in the provision of electronic banking services are established by Rules No. 212.»;

the heading of chapter 5 shall be stated in the following wording:

«Chapter 5. Requirements for ensuring the uninterrupted operation of information systems»;

paragraph 23 shall be stated in the following wording:

«23. Upon the occurrence of a failure (downtime) in the operation of the information system, the bank ensures the restoration of the operation of the main center.

If it is impossible to restore the operation of the main center within the minimum permissible restoration period, the information system is transferred to the operation of the backup center.

The standard time norm for transferring the information system to the backup center is not more than four hours from the moment of occurrence of the failure (downtime).

Upon the occurrence of a failure (downtime) in the operation of the bank's information system, which entailed an interruption of clients' access to electronic banking services through remote access systems and (or) to the bank's network of electronic terminals, lasting more than three hours, the bank shall immediately notify the National Bank by sending an electronic message. In the event of a failure (downtime) occurring outside working hours, the bank shall notify the National Bank no later than 10.00 hours Astana time on the working day following the day of occurrence of the failure (downtime).».

9. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 30 May 2016 No. 144 "On establishing prudential standards and other mandatory norms and limits for Islamic banks, their normative values and methodology for calculating prudential standards and other mandatory norms and limits for Islamic banks" (registered in the Register of state registration of normative legal acts under No. 13939, published on 22 July 2016 in the information-legal system "Әділет") the following amendments:

in the Normative values and methodology for calculating prudential standards and other mandatory norms and limits for Islamic banks according to appendix 1 to the said resolution:

the second paragraph of part four of paragraph 53 shall be stated in the following wording:

«short-term liabilities to branches and representative offices of foreign companies carrying out their activities in the territory of the Republic of Kazakhstan, which belong to the sectors of the economy "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-profit organizations serving households - code 8", in accordance with the Instruction on the submission by second-tier banks, the Development Bank of Kazakhstan and mortgage organizations to the National Bank of the Republic of Kazakhstan of information for the formation of a review of the financial sector, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 December 2016 No. 316, registered in the Register of state registration of normative legal acts under No. 14804 (hereinafter - Instruction No. 316);»;

the third paragraph of part two of paragraph 54 shall be set out in the following wording:

«liabilities to branches and representative offices of foreign companies carrying out their activities in the territory of the Republic of Kazakhstan, which belong to the sectors of the economy "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-profit organizations serving households - code 8" in accordance with Instruction No. 316;»;

the third paragraph of part two of paragraph 55 shall be set out in the following wording:

«liabilities to branches and representative offices of foreign companies carrying out their activities in the territory of the Republic of Kazakhstan, which belong to the sectors of the economy "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-profit organizations serving households - code 8" in accordance with Instruction No. 316;».

10. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 200 "On approval of the Requirements for organizational measures and software and hardware means ensuring access to payment systems" (registered in the Register of state registration of normative legal acts under No. 14289, published on 24 October 2016 in the information and legal system "Әділет") the following amendments:

in the Requirements for organizational measures and software and hardware means ensuring access to payment systems, approved by the said resolution:

paragraph 13 shall be set out in the following wording:

«13. When creating a workstation of a payment system user that has gained access to the payment system, or when relocating the workstation of a payment system user to a new location, the payment system user shall, within ten working days from the date of operation of the workstation of the payment system user, notify the National Bank thereof in free written form to obtain an opinion (information) on the compliance of its activity with the Requirements.»;

paragraph 50 shall be set out in the following wording:

«50. In the event of amendments to the software by means of which communication is carried out between the payment system user and the Center, to the software and hardware complex for protection against unauthorized access of the workstation of the payment system user, as well as to the technology for transmitting electronic documents prepared in the information system of the payment system user to the workstation of the payment system user, the payment system user shall, within ten working days from the day of the amendments, notify the National Bank thereof in free written form to obtain an opinion (information) on the compliance of its activity with the Requirements.»;

paragraph 63 shall be set out in the following wording:

«63. Upon the occurrence of a non-standard situation in the main center, the payment system user:

1) ensures the transfer of the software and hardware complex of the payment system user to the backup center.

The standard time norm for transferring the software and hardware complex of the payment system user to the backup center is not more than three hours from the moment of the occurrence of the non-standard situation.

If it is impossible to comply with the standard time norm, the payment system user shall take the necessary measures to transfer the operation of the payment system user to the backup center, taking into account the need to fulfill the assumed obligations for payments and money transfers before the end of the operating day of the Center's payment system;

2) sends, via a secure communication channel of the transport system "Financial Automated System of Transport Information" (hereinafter - FASTI") or facsimile communication, to the National Bank a letter on the adoption of the decision to transfer

the software and hardware complex to the backup center within three hours after the adoption of the said decision;

3) sends, via a secure communication channel of FASTI or facsimile communication, to the National Bank a letter on the result of the transfer of the software and hardware complex to the backup center within three hours after completion of the transfer work;

4) sends, via a secure communication channel of FASTI or facsimile communication, to the National Bank a letter on the result of the transfer of the software and hardware complex back to the main center within three hours after completion of the transfer work.».

11. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 203 "On approval of the Rules for the application of codes of sectors of the economy and designation of payments" (registered in the Register of state registration of normative legal acts under No. 14365, published on 14 November 2016 in the information and legal system "Әділет") the following amendment:

in the Rules for the application of codes of sectors of the economy and designation of payments, approved by the said resolution:

in appendix 1:

the note shall be set out in the following wording:

«1. The distribution of institutional units by codes of sectors of the economy for use in payment documents shall be carried out in accordance with the Instruction on the submission by second-tier banks, the Development Bank of Kazakhstan and mortgage organizations to the National Bank of the Republic of Kazakhstan of information for the formation of a review of the financial sector, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 December 2016 No. 316, registered in the Register of State Registration of Normative Legal Acts under No. 14804.

2. International organizations engaged in financial activities shall be accounted for in the sector of the economy "Central (National) Bank", and other international organizations shall be accounted for in the sector of the economy "Government of the Republic of Kazakhstan or Government of a foreign state".».

12. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 205 "On approval of the Rules for the issuance of payment cards, as well as requirements for activities related to servicing operations with their use on the territory of the Republic of Kazakhstan" (registered in the Register of State Registration of Normative Legal Acts under No. 14299, published on 26 October 2016 in the Reference Control Bank of Normative Legal Acts of the Republic of Kazakhstan) the following amendments:

in the Rules for the issuance of payment cards, as well as requirements for activities related to servicing operations with their use on the territory of the Republic of Kazakhstan, approved by the said resolution:

paragraph 7 shall be set out in the following wording:

«7. An individual shall be the holder of a payment card from the day of receipt of the payment card or information about its details. Confirmation of receipt of the payment card by its holder shall be the signature of the holder of the payment card on a document of arbitrary form determined by the bank, confirming the fact of receipt of the payment card by its holder.

Confirmation of receipt of the payment card shall not be required in the case of issuance of a payment card in electronic form by the issuer providing the holder of the payment card with information about its details in the manner provided for by the agreement.»;

paragraph 39 shall be set out in the following wording:

«39. A payment card shall be used by its holder for the purposes of making payments and (or) money transfers when purchasing goods, works, services, as well as for obtaining cash, currency exchange and other operations on the terms determined by its issuer, in accordance with the Rules.

A payment using a payment card shall be made by drawing up a payment document using the payment card or its details when purchasing goods, works and services.

Before providing payment services through remote access systems, the bank shall ensure that the client is provided with information on the amount of the commission charged in monetary terms for the electronic banking services provided.

The requirement of part three of this paragraph shall not apply to services related to the acceptance of payments with the physical use of a payment card, as well as to services for sending payments by short text and (or) multimedia messages through a cellular communication device.»;

paragraph 42 shall be set out in the following wording:

«42. The performance of an operation for an amount not exceeding 10 000 (ten thousand) tenge using a contactless payment card shall be permitted without entering a personal identification number.».

13. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 207 "On approval of the Rules for opening, maintaining and closing bank accounts of clients" (registered in the register of state registration of normative legal acts under No. 14422, published on 29 November 2016 in the Reference Control Bank of Normative Legal Acts of the Republic of Kazakhstan) the following amendments and additions:

in the Rules for opening, maintaining and closing bank accounts of clients, approved by the said resolution:

paragraph 14 shall be set out in the following wording:

«14. In the cases established by the laws of the Republic of Kazakhstan, as well as by agreement of the parties, the conclusion of a bank servicing agreement in electronic form using an electronic digital signature or dynamic identification with the application of security procedures provided for by the internal documents of the bank, as well as taking into account the requirements for due diligence provided for by the Requirements for the Rules of Internal Control for the purposes of combating the legalization (laundering) of proceeds from crime and the financing of terrorism for second-tier banks and the National Postal Operator, approved by order of the Minister of Finance of the Republic of Kazakhstan dated 26 November 2014 No. 521 and resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2014 No. 235, registered in the Register of State Registration of Normative Legal Acts under No. 10212.»;

paragraph 29 shall be set out in the following wording:

«29. For the opening by an individual-representative (hereinafter - the representative) of a current account in the name of a specific third person (individual-client), the representative shall submit to the bank:

1) a document proving the identity of the client;

2) a document proving the identity of the representative;

3) a notarized power of attorney for the right to open a current account and (or) dispose of money held in the current account, except in cases where the submission of a power of attorney is not required for an authorized person in accordance with the Civil Code (parents or other legal representatives).

When submitting a notarized power of attorney for the right to open a current account and (or) dispose of money held in the current account, the submission of a notarized copy of the document proving the identity of the client shall be permitted.»;

to be supplemented with paragraph 29-1 of the following content:

«29-1. To open a current account in escrow account mode, an individual or legal entity shall present the documents provided for by the Rules for opening a current account for an individual or legal entity, as well as a notarized power of attorney for the right to open a current account, provided by the principal.

Opening a current account in escrow account mode on the basis of a tripartite agreement between the bank, the person opening the escrow account, and the person in whose name the escrow account is opened is permitted. In this case, presentation of the power of attorney provided for in part one of this paragraph is not required.";

paragraph 33 shall be stated in the following wording:

"33. To open a savings account in the name of a specific third-party client, the depositor shall present to the bank:

1) an individual:

• a document proving the identity of the depositor;

• a notarized power of attorney for the right to open a savings account and (or) to dispose of money held in the savings account;

• for minor clients who have not reached sixteen years of age - a birth certificate;

2) a legal entity, its branches and representative offices:

• a notarized power of attorney for the right to open a savings account and (or) to dispose of money held in the savings account;

• a copy of the document (documents) proving the identity of the person (persons) authorized to sign payment documents when performing operations related to maintaining the client's savings account (disposing of money in the savings account) in accordance with the document with specimen signatures and seal impression drawn up in accordance with paragraph 1 of chapter 3 of the Rules.";

shall be supplemented with paragraph 33-1 with the following content:

"33-1. To open a savings account in escrow account mode, an individual or legal entity shall present the documents provided for by the Rules for opening a savings account for an individual or legal entity, as well as a notarized power of attorney for the right to open a savings account, provided by the principal.

Opening a savings account in escrow account mode on the basis of a tripartite agreement between the bank, the person opening the escrow account, and the person in whose name the escrow account is opened is permitted. In this case, presentation of the power of attorney provided for in part one of this paragraph is not required.";

paragraph 74 shall be stated in the following wording:

"74. Upon closing a client's bank account, the bank shall cancel the individual identification code.

If a bank account agreement is not concluded in the case provided for in part two of paragraph 1 of article 27 of the Law on Payments and Payment Systems, the bank shall cancel the individual identification code within the time periods established by the bank's internal rules.".

14. To introduce the following amendments to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 208 "On approval of the Rules for making non-cash payments and (or) money transfers on the territory of the Republic of Kazakhstan" (registered in the Register of state registration of normative legal acts under No. 14419, published on 8 December 2016 in the information and legal system "Әділет"):

in the Rules for making non-cash payments and (or) money transfers on the territory of the Republic of Kazakhstan approved by the said resolution:

subparagraph 1) of paragraph 3 shall be stated in the following wording:

"1) application for money transfer - a payment document used by the sender of money when making a non-cash payment and (or) money transfer in the cases provided for in paragraph 17 of the Rules;";

part one of paragraph 8 shall be stated in the following wording:

"8. The signatures of the initiator or his authorized persons and the seal impression of the initiator (if any) in payment documents on paper, with the exception of a payment claim and a collection order, shall correspond to the signature(s) and seal impression (if any) indicated in the document with specimen signatures and seal impression (document with specimen signature) submitted in the form provided for by the Rules for opening, maintaining and closing bank accounts of clients approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 207, registered in the Register of state registration of normative legal acts under No. 14422.";

paragraph 17 shall be stated in the following wording:

"17. The application for money transfer in the form according to appendix 3 to the Rules shall be used when making the following non-cash payments and (or) money transfers:

1) in national or foreign currency outside the Republic of Kazakhstan;

2) in foreign currency on the territory of the Republic of Kazakhstan;

3) in the national currency of the Republic of Kazakhstan on the territory of the Republic of Kazakhstan without opening a bank account.

When making non-cash payments and (or) money transfers in favor of a non-resident located outside the Republic of Kazakhstan, indication in the application for money transfer of the beneficiary's IIN (BIN) is not required.

The bank's use of another form of application for money transfer is permitted if it contains the mandatory details provided for in paragraph 7 of the Rules.";

part three of paragraph 72 shall be stated in the following wording:

"International non-cash payments and (or) money transfers shall be executed by the sender's bank and (or) the beneficiary's bank no later than three operational days following the day of receipt of the instruction, in compliance with the requirements provided for in accordance with the Law on Currency Regulation and Currency Control.";

subparagraph 7) of paragraph 80 shall be stated in the following wording:

"7) discrepancy between the client's name and the name of the sender of money indicated in the payment document, except for the cases provided for in paragraphs 124, 150, 151 of the Rules, as well as a collection order submitted by a state revenue body in electronic form, when other details (IIK, IIN (BIN)) identify the bank's client;";

paragraphs 126, 127 shall be stated in the following wording:

«126. If there are no or insufficient funds in the bank account of the sender of money necessary for the execution of a payment order or payment claim, the bank of the sender of money shall record and keep the payment order or payment claim for one year from the day of its receipt, if the agreement concluded between the sender of money and the bank of the sender of money contains a condition on the storage of the payment order or payment claim.

127. If there is no or an insufficient amount of money in the bank account of the sender of money necessary for the execution of a payment claim for the purpose of collecting overdue debt on a loan, the bank shall keep the received payment claim in the card index in the manner provided for by paragraph 153 of the Rules.»;

paragraph 139 shall be set out in the following wording:

«139. When several payment claims are presented to the current account of an individual, their execution shall be carried out in calendar order in the order of their receipt by the bank or according to their sequential numbers indicated in the register. In this case, the execution of the next payment claim shall be carried out only after the full execution of the previous payment claim or its withdrawal or return in the manner determined by the Rules.»;

paragraphs 150, 151 shall be set out in the following wording:

«150. A collection order of bailiffs presented to a bank account opened for an individual or an individual entrepreneur, if the individual is registered as an individual entrepreneur carrying out activities in the form of personal entrepreneurship, shall be executed from any bank accounts opened for this individual and (or) individual entrepreneur if the IIN of the sender of money is identical.

151. A collection order of bailiffs, taking into account the requirement of paragraph 150 of the Rules, shall be executed in case of discrepancy between the names of the sender of money, the owner of the bank account and the debtor specified in the enforcement document, if the sender of money, the owner of the bank account, the debtor is an individual registered as an individual entrepreneur carrying out activities in the form of personal entrepreneurship, if the IIN of the sender of money is identical.»;

paragraph 153 shall be set out in the following wording:

«153. If there is no or an insufficient amount of money in the bank account of the sender of money necessary for the execution of a collection order, the bank shall verify the completeness and correctness of the details specified in the collection order for compliance with the requirements for the procedure for processing a collection order, and if they comply, shall accept and keep it in the card index until the amount of money is received in the bank account of the sender of money, unless otherwise provided by the Law on Banks and Banking Activity, the Law on Payments and Payment Systems, the Law on Enforcement Proceedings and the Rules.

If there is no or an insufficient amount of money in the bank account of the sender of money necessary for the execution of a payment claim for the collection of overdue debt on a loan, the bank shall keep the received payment claim in the card index for one year.

Payment claims for the collection of overdue debt on a loan that are in the card index and not executed within one year from the day of their placement in the card index due to the absence of money in the bank account of the sender of money and the movement of money on it shall be returned by the bank without execution to the initiator.»;

paragraph 156 shall be set out in the following wording:

«156. When placing payment documents in the card index, the bank shall suspend the client's debit operations on the bank account until the obligations under the payment documents in the card index are fully repaid, or until they are withdrawn or returned in the manner determined by the Rules.

The requirement provided for by part one of this paragraph shall not apply to the balance of money in the current account after the execution of a payment claim, provided there are no other restrictions and claims of third parties to the current account of the individual (collection order, arrest, temporary restriction on the disposal of money (property), order to suspend debit operations). In this case, the execution by the bank of payment documents shall be carried out in the order of priority provided for by Article 742 of the Civil Code.».

15. To introduce the following changes and addition to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 209 «On approval of the Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations» (registered in the Register of state registration of normative legal acts under No. 14336, published on 4 November 2016 in the Reference Control Bank of normative legal acts of the Republic of Kazakhstan):

the preamble shall be set out in the following wording:

«In accordance with the laws of the Republic of Kazakhstan dated 30 March 1995 «On the National Bank of the Republic of Kazakhstan», dated 19 March 2010 «On State Statistics», dated 26 July 2016 «On Payments and Payment Systems», for the purpose of establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations, the Board of the National Bank of the Republic of Kazakhstan DECIDES:»;

in the Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations, approved by the said resolution:

paragraph 1 shall be set out in the following wording:

«1. These Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations, (hereinafter - the Rules) have been developed in accordance with the Civil Code of the Republic of Kazakhstan (Special Part) of 1 July 1999 (hereinafter - the Civil Code), the Code of the Republic of Kazakhstan of 25 December 2017 "On Taxes and Other Mandatory Payments to the Budget (Tax Code)" (hereinafter - the Tax Code), the Laws of the Republic of Kazakhstan of 30 March 1995 "On the National Bank of the Republic of Kazakhstan", of 31 August 1995 "On Banks and Banking Activity in the Republic of Kazakhstan" (hereinafter - the Law on Banks and Banking Activity), of 28 August 2009 "On Counteracting the Legalization (Laundering) of Income Obtained by Criminal Means and the Financing of Terrorism" (hereinafter - the Law on AML/CFT), of 26 July 2016 "On Payments and Payment Systems" (hereinafter - the Law on Payments and Payment Systems), of 19 March 2010 "On State Statistics", other legislative acts of the Republic of Kazakhstan and normative legal acts of the National Bank of the Republic of Kazakhstan (hereinafter - the National Bank) and determine the procedure for opening, maintaining and closing correspondent accounts in national and foreign currency of banks, as well as organizations carrying out certain types of banking operations (hereinafter - non-bank organizations) with the National Bank.»;

the first paragraph of point 6 shall be set out in the following wording:

«6. A bank resident of the Republic of Kazakhstan, for the opening of a correspondent account, shall submit to the National Bank the documents provided for by the Rules for opening, maintaining and closing bank accounts of clients, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan of 31 August 2016 No. 207, registered in the Register of State Registration of Normative Legal Acts under No. 14422 (hereinafter - Rules No. 207), as well as the following documents:»;

the first part of point 9 shall be set out in the following wording:

«9. The central (national) bank of a foreign state, for the opening of a correspondent account, shall submit to the National Bank the documents provided for by Rules No. 207, as well as an application in free form addressed to the Chairman of the National Bank for the opening of a correspondent account indicating the type of currency.»;

the first paragraph of point 12 shall be set out in the following wording:

«12. A bank (non-bank organization) non-resident of the Republic of Kazakhstan, for the opening of a correspondent account, shall submit to the National Bank the documents provided for by Rules No. 207, as well as the following documents:»;

the third part of point 13 shall be set out in the following wording:

«The National Bank, upon the application of a bank (non-bank organization) non-resident of the Republic of Kazakhstan, shall assign a bank code in the procedure provided for by Instruction No. 236.»;

the first paragraph of point 15 shall be set out in the following wording:

«15. A non-bank organization resident of the Republic of Kazakhstan, for the opening of a correspondent account in national currency, shall submit to the National Bank the documents provided for by Rules No. 207, as well as the following documents:»;

point 17 shall be set out in the following wording:

«17. For the opening of a correspondent account in foreign currency with the National Bank, a non-bank organization resident of the Republic of Kazakhstan shall submit the documents provided for by Rules No. 207, and subparagraphs 1), 2), 3) and 4) of point 15 of the Rules.»;

point 20 shall be set out in the following wording:

«20. A non-bank organization that is a subsidiary organization of the National Bank (hereinafter - subsidiary organization), for the opening of a correspondent account in national and foreign currency, shall submit to the National Bank the documents provided for by Rules No. 207, and subparagraphs 1), 2), 3) and 4) of point 15 of the Rules.»;

point 23 shall be set out in the following wording:

«23. When a bank (non-bank organization) opens a second and subsequent correspondent accounts with the National Bank, in the absence of changes in the documents previously submitted to the National Bank at the time of opening of said accounts, re-submission of the documents provided for by the Rules is not required, except for the document with specimen signatures and seal imprint in the form provided for by Rules No. 207.

If there is a letter from the bank (non-bank organization) confirming the extension of previously submitted documents with specimen signatures and seal imprint in the form provided for by Rules No. 207, or an analogous document containing specimen signatures and seal imprint, to the newly opened correspondent account, submission of new documents with specimen signatures and seal imprint or analogous documents containing specimen signatures and seal imprint is not required.»;

the second part of point 25 shall be set out in the following wording:

«The bank's (non-bank organization's) file shall also store documents submitted earlier and amended, on which the mark "replaced" is placed indicating the surname, name, patronymic (if any) and signature of the responsible employee. Amended documents with specimen signatures and seal imprint in the form provided for by Rules No. 207 shall be crossed out crosswise and marked with a note on replacement by new documents indicating their details.»;

point 28 shall be set out in the following wording:

«28. A bank (non-bank organization) shall present payment documents to the National Bank for execution in the procedure provided for by the Law on Payments and Payment Systems, the Rules for making non-cash payments and (or) money transfers in the territory of the Republic of Kazakhstan, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan of 31 August 2016 No. 208, registered in the Register of State Registration of Normative Legal Acts under No. 14419 (hereinafter - Rules No. 208), and the correspondent account agreement.»;

points 44 and 45 shall be set out in the following wording:

«44. Collection orders submitted to a bank's correspondent account shall be executed in the manner established by the Civil Code, the Tax Code, the Law on Banks and Banking Activity, the Law on Payments and Payment Systems, the Law of the Republic of Kazakhstan dated 2 April 2010 "On Enforcement Proceedings and the Status of Judicial Executors" and Rules No. 208.

45. Execution of payment documents held in the card index shall be carried out in the order of priority provided for by the Civil Code, the Tax Code, the Law on Payments and Payment Systems and in the manner established by Rules No. 208. Execution of payment documents belonging to one priority group shall be carried out in the time order of their receipt by the National Bank.";

part fourth of paragraph 53 shall be set out in the following wording:

«Payment claims and collection orders of judicial executors under enforcement documents, obligations under which have not been suspended by the bank and have not been included in the restructuring plan, shall be executed in the manner provided for by the Law on Payments and Payment Systems and Rules No. 208.";

paragraph 54 shall be set out in the following wording:

«54. Collection orders of state revenue bodies submitted to a bank's correspondent account shall be executed in the manner established by the Tax Code, the Law on Payments and Payment Systems and Rules No. 208.";

paragraph 61 shall be set out in the following wording:

«61. In order for a bank (non-bank organization) and (or) its branch to receive national currency at the cash desks of a branch of the National Bank, an application shall be submitted for reserving money in the bank's (non-bank organization's) correspondent account and for receiving cash by the bank (non-bank organization) and (or) a branch of the bank (non-bank organization) (hereinafter - the reservation application) in accordance with the correspondent account agreement via the automated information subsystem between the National Bank and the bank (non-bank organization) in the form in accordance with Appendix 3 to the Rules.";

the statement of confirmation of balances on correspondent accounts in the form in accordance with Appendix 1 shall be set out in the wording in accordance with Appendix 1 to this List of resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions on issues of payments and payment systems are being made (hereinafter - the List);

to supplement with Appendix 3 in the wording in accordance with Appendix 2 to the List.

16. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 210 "On approval of the Rules for establishing correspondent relations between banks, as well as between banks and organizations carrying out certain types of banking operations" (registered in the Register of state registration of normative legal acts under No. 14335, published on 4 November 2016 in the information and legal system "Әділет") the following amendments:

in the Rules for establishing correspondent relations between banks, as well as between banks and organizations carrying out certain types of banking operations, approved by the said resolution:

part second of paragraph 1 shall be set out in the following wording:

«The procedure for establishing correspondent relations between banks, as well as between banks and non-bank organizations includes the opening, maintenance and closing of correspondent accounts of banks and non-bank organizations in national currency, calculation of the limit of payments and (or) money transfers on correspondent accounts of banks and non-bank organizations in national currency.";

the first paragraph of paragraph 6 shall be set out in the following wording:

«6. To open a correspondent account, the respondent shall submit to the correspondent the documents provided for by the Rules for opening, maintaining and closing bank accounts of clients, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 207, registered in the Register of state registration of normative legal acts under No. 14422, as well as the following documents:";

paragraph 13 shall be set out in the following wording:

«13. A bank and (or) non-bank organization shall, in the current month, carry out payments and (or) money transfers on operations of the bank or non-bank organization and their clients through correspondent accounts, except for operations provided for by paragraph 16 of the Rules, in volumes not exceeding the size of the limit of payments and money transfers on correspondent accounts of banks and organizations carrying out certain types of banking operations, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 206, registered in the Register of state registration of normative legal acts under No. 14304.".

17. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 212 "On approval of the Rules for the provision by banks and organizations carrying out certain types of banking operations of electronic banking services" (registered in the Register of state registration of normative legal acts under No. 14337, published on 7 November 2016 in the Reference Control Bank of normative legal acts of the Republic of Kazakhstan) the following amendment:

in the Rules for the provision by banks and organizations carrying out certain types of banking operations of electronic banking services, approved by the said resolution:

paragraph 6 shall be set out in the following wording:

«6. A bank shall provide electronic banking services only for banking operations that are provided for by a license issued by an authorized state body.

Before providing electronic banking services, the bank shall ensure that the client is provided with information on the amount of the commission charged in monetary terms for the electronic banking services provided.

When providing payment services through an electronic terminal, it is permitted to indicate the amount of the commission charged in monetary terms after the client has deposited cash into the terminal.".

18. To introduce into the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 December 2016 No. 308 "On establishing prudential standards and other mandatory norms and limits for compliance by mortgage organizations and subsidiary organizations of the national managing holding in the agro-industrial complex, as well as the list, forms and rules for submitting reports on their compliance" (registered in the Register of state registration of normative legal acts under No. 14788, published on 28 February 2017 in the Reference Control Bank of normative legal acts of the Republic of Kazakhstan) the following changes:

in the prudential standards and other mandatory norms and limits for compliance by mortgage organizations and subsidiary organizations of the national managing holding in the agro-industrial complex according to Appendix 1 to the said resolution:

subparagraph 1) of paragraph 43 shall be set out in the following wording:

"1) short-term obligations to branches and representative offices of foreign companies operating in the territory of the Republic of Kazakhstan, which belong to the economic sectors "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-commercial organizations serving households - code 8" in accordance with the Instruction on the submission by second-tier banks, the Development Bank of Kazakhstan and mortgage organizations to the National Bank of the Republic of Kazakhstan of information for the formation of the financial sector review, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 26 December 2016 No. 316, registered in the Register of state registration of normative legal acts under No. 14804 (hereinafter - Instruction No. 316);";

the third paragraph of part two of paragraph 44 shall be set out in the following wording:

"obligations to branches and representative offices of foreign companies operating in the territory of the Republic of Kazakhstan, which belong to the economic sectors "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-commercial organizations serving households - code 8" in accordance with Instruction No. 316;";

the third paragraph of part two of paragraph 45 shall be set out in the following wording:

"obligations to branches and representative offices of foreign companies operating in the territory of the Republic of Kazakhstan, which belong to the economic sectors "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-commercial organizations serving households - code 8" in accordance with Instruction No. 316;".

Appendix 1
to the List of resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which changes and additions are made on issues of payments and payment systems

Appendix 1
to the Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations

Form intended for the collection of administrative data

Statement of confirmation of balances on correspondent accounts

________________________________________________________________________________ ______ (name of the bank, organization carrying out certain types of banking operations)

Reporting period: as of __________________ 20 ___ year Index: VKS-1 Frequency: monthly Submitted by:
1) banks
2) organizations carrying out certain types of banking operations (hereinafter -
non-bank organizations)
Where the form is submitted: National Bank of the Republic of Kazakhstan (hereinafter - National Bank) Deadline for submission: by the tenth day of the month following the reporting month

No.	Number of the correspondent account opened with the National Bank	Account currency	Balance	Number of the internal correspondent account	Account currency	Balance	Discrepancy	Note
1	2	3	4	5	6	7	8	9

First head (during his absence - the person replacing him) _________________________________________ ________________ surname, name, patronymic (if any) signature

Chief accountant

---

surname, name, patronymic (if any) signature
Executor:
____________________________________________________________ _____________ position, surname, first name, patronymic signature telephone (if any) Date of signing the report "____" ______________ 20 ___ year

Note: An explanation on filling out the form intended for collecting administrative data is provided in the appendix to this form

Appendix
to the form Statement of confirmation of balances on correspondent accounts

Explanation on filling out the form intended for collecting administrative data Statement of confirmation of balances on correspondent accounts

Chapter 1. General provisions

1. This explanation defines the requirements for filling out the form intended for collecting administrative data "Statement of confirmation of balances on correspondent accounts" (hereinafter - the Form).

2. The Form has been developed in accordance with the Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 August 2016 No. 209, registered in the Register of state registration of normative legal acts under No. 14336.

3. The Form is drawn up monthly by the bank (non-bank organization).

4. The Form is signed by the authorized person of the bank (non-bank organization) and the chief accountant.

Chapter 2. Filling out the Form

5. In column 2, the number of the correspondent account opened with the National Bank is indicated.

6. In column 3, the type of currency of the correspondent account opened with the National Bank is indicated.

7. In column 4, the balance of money in the correspondent account opened with the National Bank is indicated.

8. In column 5, the number of the internal correspondent account of the bank (non-bank organization) is indicated.

9. In column 6, the type of currency of the internal correspondent account of the bank (non-bank organization) is indicated.

10. In column 7, the balance of money in the internal correspondent account of the bank (non-bank organization) is indicated.

11. In column 8, the difference between the amount of the balance in the correspondent account opened with the National Bank and the amount in the internal correspondent account of the bank (non-bank organization) is indicated.

12. In column 9, the reasons for the discrepancy between the balances of money in the correspondent account opened with the National Bank and the internal correspondent account of the bank (non-bank organization) are indicated.

Note: Columns 8 and 9 are filled out if there is a discrepancy between the amount of the balance in the correspondent account opened with the National Bank and the amount of the balance in the internal correspondent account of the bank (non-bank organization).

Appendix 2
to the List of resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of payments and payment systems, to which amendments and additions are made

Appendix 3
to the Rules for establishing correspondent relations between the National Bank of the Republic of Kazakhstan and banks, as well as organizations carrying out certain types of banking operations

Form

"____" ____________ 20 ___ y.
National Bank of the Republic of Kazakhstan
Monetary Operations Accounting Department

Application No. ______

for reserving money in the correspondent account of the bank (non-bank organization) and receiving cash by the bank (non-bank organization) and (or) a branch of the bank

Name of the bank (non-bank organization)

---

________________________________________________________________________________ ___ Bank identification code of the bank (non-bank organization) ___________________ ________________________________________________________________________________ ___ Number of the correspondent account of the bank (non-bank organization) _______________________ ________________________________________________________________________________ ___ Amount of reserved money in the correspondent account of the bank (non-bank organization) ________________________________________________________________________________ ___ (in figures) ________________________________________________________________________________ ___ (in words) Reservation date "____" ______________ 20 ___ Amount of cash to be issued:

No.	Bank identification code /Bank code (of non-bank	Name of the bank (non-bank	Branch of the National Bank	Amount for issuance of cash
				in figures
				in words
	organization)	organization) or bank branch	of the Republic of Kazakhstan
1	2	3	4	5	6
1.
2.
Total:

Authorized person of the bank (non-bank organization) ________________________________________________________________________________ ___ ________________________________________________________________________________ ___ (surname, name, patronymic (if any) and signature)

Chief accountant of the bank
(non-bank organization)
________________________________________________________________________________ ___ ________________________________________________________________________________ ___ (surname, name, patronymic (if any) and signature)

Seal (if any)