Regulatory Alerts2020-06-05
Added · Updated
Order Imposing Fine on Joseph Gatano D’Arrigo
The Banking Commissioner imposes a $100,000 fine on Joseph Gatano D’Arrigo for violating Section 36b-4(a) of the Connecticut Uniform Securities Act. The Respondent failed to request a hearing within 14 days of the Notice of Service, resulting in the allegations being deemed admitted. The fine must be remitted to the Treasurer of the State of Connecticut via cashier’s check, certified check, or money order within 45 days of the Order's mailing. This Order becomes final upon mailing.
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