Regulatory Alerts2024-06-14
Added · Updated
Order Revoking Registration of Morse Investment Management Company, Inc.
The Banking Commissioner of Connecticut revokes the investment adviser registration of Morse Investment Management Company, Inc. effective upon the order's entry. This action follows the respondent's failure to request a hearing within 14 days of receiving the Notice of Intent to Revoke Registration and its failure to file an annual audited financial report. The revocation is based on statutory grounds for non-compliance with Connecticut securities regulations.
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