Regulatory Alerts2021-05-27
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Ordinance No. 7 of 27.05.2021 on the Procedure for Acquiring, Recognizing, and Revoking the Qualification of Financial Instrument Brokers and Investment Consultants
The Financial Supervision Commission issued Ordinance No. 7 to establish the procedures for acquiring, recognizing, and revoking the professional qualification of financial instrument brokers and investment consultants in Bulgaria. The regulation mandates that individuals must pass a Commission-organized exam or have their foreign qualifications recognized to obtain a certificate, which is then recorded in an official registry. It further outlines strict notification requirements for employment changes, annual activity reporting, and the grounds for revoking qualifications, including fraud or inactivity.
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