RegAlertAdded · Updated
Prudential Evaluation of Acquisitions and Increases in Qualifying Holdings in Financial Sector Entities
The French Autorité des Marchés Financiers (AMF) issued Position DOC-2017-10 to align its regulatory practices with common European supervisory authorities' guidelines. This position specifically addresses the prudential evaluation of acquisitions and increases in qualifying holdings within portfolio management companies. It integrates these European standards into the AMF's operational framework to ensure consistent oversight of significant investments in the financial sector.
AMF published 1 document in the last 30 days — get each new one by email the day it lands.
Printed from a page on the AMF website
Please disable your ad blocker to view this video.
III - Service Providers
III. 1 - Investment Service Providers
III. 1.1. Approval / Activity Program / Passport
Doctrine
Europe & International
Prudential Evaluation of Acquisitions and Increases in Qualifying Holdings in Financial Sector Entities
Share by email
Applicable as of May 9, 2018
Position DOC-2017-10
Download
Version consulted
Summary
Position AMF DOC-2017-10 aims to integrate into the AMF's regulatory practices the common guidelines of European supervisory authorities regarding the prudential evaluation of acquisitions and increases in qualifying holdings within portfolio management companies.
Download the doctrine
Reference texts
Article L.532-9 of the Monetary and Financial Code
Article L.532-9-1 of the Monetary and Financial Code
Article 317-4 of the General Regulation
Articles 317-10 to 317-14 of the General Regulation
Article 321-12 of the General Regulation
Articles 321-18 to 321-21 of the General Regulation
Archives
Position AMF DOC-2017-10 aims to integrate into the AMF's regulatory practices the common guidelines of European supervisory authorities regarding the prudential evaluation of acquisitions and increases in qualifying holdings within portfolio management companies.
Download the doctrine
Reference texts
Article L.532-9 of the Monetary and Financial Code
Article L.532-9-1 of the Monetary and Financial Code
Articles 312-5, 312-11 to 312-14, 317-4 and 317-10 to 317-14 of the AMF General Regulation
Legal notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Similar documents from other regulators
ESMAJoint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sectorEuropean Union · 2021-08-25
HANFAJoint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sectorCroatia · 2017-05-04
FCAFG24/5: Prudential assessment of acquisitions and increases in controlUnited Kingdom · 2024-10-31
BSIRegulation on the application of the Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sectorSlovenia · 2020-02-19
Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from AMF
AMF published 1 document in the last 30 days. We email you each new one the day it's published.