Regulatory Alerts2017-04-01
Added · Updated
Regulation on Capital Markets (Licensing Requirements) 2012
The Capital Market Authority of Rwanda issued Regulation No. 01 of 2012 to establish licensing guidelines for capital market participants. The regulation defines key market actors such as investment advisers, brokers, and custodians, and specifies the application procedures for securities exchanges and foreign exchanges. It mandates that applicants demonstrate adequate investor protection, risk management procedures, and cooperation with the Authority to obtain operational licenses.
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