Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

The Canadian Securities Administrators issued this regulation to amend Regulation 31-103 regarding registration requirements and ongoing obligations for registrants. The amendments specifically delete references to deferred or contingent sales charges from section 8.7 and remove a specific subparagraph from section 14.2.1. These changes officially come into force on June 1, 2022.

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REGULATION TO AMEND REGULATION 31-103 RESPECTING REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (1) and (8))

Section 8.7 of Regulation 31-103 respecting registration requirements, exemptions
and ongoing registrant obligations (chapter V-1.1, r. 10) is amended by deleting, in subparagraph (a) of paragraph (4), the words “deferred or contingent sales charge or”.
Section 14.2.1 of the Regulation is amended by deleting subparagraph (b) of
paragraph (1).
This Regulation comes into force on 1 June 2022.

Lineage: In force

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This document amends: Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

Source: Autorite des marches financiers Quebec — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works