Regulatory Alerts2021-07-02
Added · Updated
Regulations on sustainable capital requirements for investment companies
The State Committee for Securities of the Republic of Azerbaijan issued Resolution № 12-q to establish capital adequacy and financial risk management standards for licensed investment companies. The regulations define total regulatory capital as the sum of Tier I and Tier II components, subject to strict limits on subordinated debt and intangible asset deductions. It mandates specific calculation methodologies for credit, market, and operational risks, with capital requirements varying based on the significance of the company's trading book volume.
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