RegAlert

Rule · FI · 23 Oct 2008

Regulations regarding amendments to Finansinspektionen’s Regulations concerning the obligation to submit information of trading in certain financial instruments by electronic means (FFFS 2007:18)

disclosure
securities

Finansinspektionen issued these regulations to amend the reporting obligations for trading in certain financial instruments by electronic means. The amendments specify that the rules apply to participants in regulated markets and entities conducting securities activities under the Securities Market Act. These regulations entered into force on 1 November 2007.

SwedenFinansinspektionen

Finansinspektionen’s Regulations
Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 FFFS 2007:18 Regulations regarding amendments to Finansinspektionen’s Regulations concerning the obligation to submit information of trading in certain financial instruments by electronic means (FFFS 2002:11); Published on 19 July 2007 decided on 6 July 2007. Finansinspektionen prescribes the following pursuant to section 2, subsection 4 of the Insider Ordinance (2000:1101) and Chapter 6, section 1, subsection 61 of the Securities Market Ordinance (2007:572) regarding Finansinspektionen’s Regulations concerning the obligation to submit information of trading in certain financial instruments by electronic means (FFFS 2002:11) that section 2 shall have the following wording:
Section 2 These regulations apply for the following companies:

  1. participants in trading on a regulated market pursuant to Chapter 14 of the
    Securities Market Act (2007:528), and
  2. those who conduct securities activities pursuant to Chapter 2, section 1, Chapter
    4, section 1 or Chapter 4, section 4 of the Securities Market Act. For such transactions as set forth in Chapter 10, section 1 of the Securities Market Act and which refer to financial instruments which are admitted to trading on a regulated market, Chapter 23 of Finansinspektionen’s Regulations governing investment services and activities (FFFS 2007:16) applies. _______________ These regulations shall enter into force on 1 November 2007. GENT JANSSON Marcus Hjorth

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Regulations concerning theobligation to submit information …FIRegulations concerning the obligation to submit information on trading in certain financial instruments by electronic meansRegulations regardingamendments to Finansinspektio…2008-10-23 · this documentRegulations regarding amendments to Finansinspektionen’s Regulations concerning the obligation to submit information of trading in certain financial instruments by electronic means (FFFS 2007:18) (2008-10-23)
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This document amends: Regulations concerning the obligation to submit information on trading in certain financial instruments by electronic means

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