Rule · SECP · 19 Oct 2015

Reporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 2015

Directors, executive officers, and substantial shareholders must notify listed companies of beneficial ownership in Form 1 and report changes in Form 2. Companies must maintain a register in Form 3, notify the Commission in Form 4 upon receiving such notices, and file annual returns (SMD-BO-107) with detailed ownership and trading data within forty-five days of the annual general meeting. Short-term gains under six months must be reported in Form 7 and tendered to the Commission within seven days of accrual. Directors, officers, and shareholders must also submit statements in Form 5 and changes in Form 6 to the Commission.

PakistanSecurities and Exchange Commission of Pakistan
Annotations and obligations
36 obligations · 7 permissions · 57 definitions · 378 reporting items
  • Obligation 36
  • Permission 7
  • Definition / condition 57
  • Reporting template 378
  • background, boilerplate

Lineage: In force

The Securities Act, 2015 (Act N…2015The Securities Act, 2015 (Act No. III of 2015) (2015-05-13)Reporting and Disclosure (ofShareholding by Directors, Ex…2015-10-19 · this documentReporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 2015 (2015-10-19)
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