Regulatory Alerts2016-11-17 | DOF 5461370Added
Resolution modifying the General Provisions applicable to investment funds and persons providing services to them
The CNBV amends Articles 3, 5, 10, 25 Bis, 49, 62 Bis, and numerous provisions within Articles 64 Bis and 106, while adding new sections on adherence contracts, obligations of electronic trading and disclosure administrators, revocation, and relevant information. The resolution repeals specific sections regarding service contracts, obligations, adherence contracts for trading, commissions, and suspension of operations, and substitutes Annexes 2, 3, 13, 15, 19, 20, and 21 to update requirements for investor prospectuses, key investment documents, and operational manuals.
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