Regulatory Alerts2017-12-18 | DOF 5508099Added
Resolution modifying the general provisions applicable to securities brokerages
The resolution amends Article 2, fraction III of the General Provisions Applicable to Securities Brokerages to require brokerages to execute contracts with stock exchanges that define rights, obligations, and efficient IT connectivity. Brokerages must have these contracts in place by March 23, 2018. The resolution entered into force the day after its publication in the Official Gazette on December 18, 2017.
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