Regulatory Alerts2015-12-22 | DOF 5420965Added · Updated
Resolution modifying the general provisions applicable to securities depository institutions and stock exchanges
The resolution amends the General Provisions applicable to securities depository institutions and stock exchanges by renaming them to remove references to stock exchanges and updating the title of Chapter III. It adds Article 12 Bis, which authorizes securities depository institutions to provide deposit, custody, administration, clearing, settlement, and transfer services for securities registered in the Registry to societies that administer electronic trading mechanisms for investment fund shares, provided these institutions only open accounts on behalf of third parties. The resolution entered into force the day following its publication in the Official Gazette of the Federation on December 23, 2015.
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