PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities

"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"

General Intendancy Resolution for Supervision of Entities

No. 140-2024-SMV/10.2

Lima, 15 October 2024

The General Intendant for Supervision of Entities

WHEREAS:

File No. 2024037924 initiated by Credicorp Capital S.A. Sociedad Administradora de Fondos, as well as Report No. 1347-2024-SMV/10.2 dated 15 October 2024 from the General Intendancy for Supervision of Entities;

CONSIDERING:

That, by writings submitted up to 11 October 2024, Credicorp Capital S.A. Sociedad Administradora de Fondos requested the registration of the structured mutual fund program called "Barrera Condicional Soles II" and the mutual fund called "Credicorp Capital Barrera Condicional PEN I FMIV" in the Public Registry of the Securities Market;

That, from the evaluation of the documentation submitted, it has been determined that Credicorp Capital S.A. Sociedad Administradora de Fondos has complied with the provisions of: (i) articles 37, 38, 45-A, 45-B, 45-C, 45-D, 73 and 74 of the Regulation of Mutual Funds for Investment in Securities and their Management Companies, approved by Conasev Resolution No. 068-2010-EF/94.01.1 and its amendments; (ii) Superintendent Resolution No. 155-2018-SMV/02 and its amendment; and, (iii) the Single Text of Administrative Procedures of the Superintendency of the Securities Market, as developed in Report No. 1347-2024-SMV/10.2; and,

In accordance with the provisions of article 38, numerals 6 and 7, of the Regulation of Organization and Functions of the Superintendency of the Securities Market.

RESOLVES:

Article 1.- To order the registration of the mutual fund program called "Barrera Condicional Soles II" and the mutual fund for investment in securities called "Credicorp Capital Barrera Condicional PEN I FMIV", as well as the respective simplified prospectus and annex of the participation regulation in the Public Registry of the Securities Market.

Article 2.- The registration referred to in article 1 of this resolution does not imply that the Superintendency of the Securities Market recommends the subscription of units of the aforementioned mutual fund for investment in securities or expresses a favorable opinion on its profitability or quality.

Article 3.- Credicorp Capital S.A. Sociedad Administradora de Fondos must send to the Superintendency of the Securities Market the updated version of the simplified prospectus and the annex of the participation regulation, including the effective date, as well as the update of the reference to the resolution approving the fund, within a period no greater than ten (10) business days from the notification of this resolution.

Article 4.- To order the dissemination of this resolution on the Securities Market Portal of the Superintendency of the Securities Market (www.gob.pe/smv).

Article 5.- To transcribe this resolution to Credicorp Capital S.A. Sociedad Administradora de Fondos and to Banco de Crédito del Perú, in its capacity as custodian.

Register, communicate and publish.

Armando Manco Manco
General Intendant
General Intendancy for Supervision of Entities