Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2022 No. 119 on Approval of the List, Forms, and Deadlines for Reporting by the Organization Guaranteeing Insurance Payments in Case of Liquidation of Insurance Organizations, and Rules for Its Submission

Astana city

On Approval of the List, Forms, and Deadlines for Submission of Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations, and the Rules for Its Submission

In accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

Approve:

1) the list of reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations, according to Appendix 1 to this resolution;

2) the form of the report on cash balances according to Appendix 2 to this resolution;

3) the form of the report on placed deposits according to Appendix 3 to this resolution;

4) the form of the report on securities according to Appendix 4 to this resolution;

5) the form of the report on reverse repo, repo transactions according to Appendix 5 to this resolution;

6) the form of the report on accounts receivable and accounts payable according to Appendix 6 to this resolution;

7) the form of the report on reserves for guaranteeing insurance payments and the reserve for compensation of harm according to Appendix 7 to this resolution;

8) the form of the report on investment income according to Appendix 8 to this resolution;

9) the form of the report on general and administrative expenses according to Appendix 9 to this resolution;

10) the form of the report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial according to Appendix 10 to this resolution;

11) the form of the report on the investment portfolio formed from own assets according to Appendix 11 to this resolution;

12) the form of the report on investment portfolios formed from funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm, according to Appendix 12 to this resolution;

13) the form of the report on compliance with limits on investment of own assets according to Appendix 13 to this resolution;

14) the form of the report on compliance with limits on investment of funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm according to Appendix 14 to this resolution;

15) the Rules for submission of reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations, according to Appendix 15 to this resolution.

The organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations submits to the National Bank of the Republic of Kazakhstan in electronic format monthly no later than the 5 (fifth) working day of the month following the reporting month, the reporting provided for in subparagraphs 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13) and 14) of paragraph 1 of this resolution.
Recognize as having lost force:

1) the resolution of the Board of the National Bank of the Republic of Kazakhstan dated October 28, 2016 No. 261 "On Approval of the List, Forms, and Deadlines for Reporting of the Joint Stock Company 'Insurance Payments Guarantee Fund' and the Rules for Their Submission" (registered in the Registry of State Registration of Normative Legal Acts under No. 14588);

2) paragraph 1 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to Which Amendments and Additions Are Made Regarding the Submission of Reporting, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 22, 2021 No. 11 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Issues of Submission of Reporting and Suspension of the Action of Separate Norms of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 22309).

The Department of Financial Market Statistics (Burambaeva A.M.)
in the manner established by the legislation of the Republic of Kazakhstan ensure:

1) jointly with the Legal Department (Kasenov A.S.) the state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this resolution, submission to the Legal Department of information on the execution of the measure provided for in subparagraph 2) of this paragraph.

Control over the execution of this resolution is entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Baymagambetov A.M.
This resolution enters into force on January 1, 2023 and is subject to official publication.


Chairman of the Board of the National Bank of the Republic of Kazakhstan		G.O. Pirmatov

"AGREED"

Bureau of National Statistics

Agency for Strategic

Planning and Reforms

of the Republic of Kazakhstan

"AGREED"

Agency of the Republic of Kazakhstan

for Regulation and Development

of the Financial Market

Appendix 1

to the resolution

List of reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

The reporting of the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations includes:

1) report on cash balances;

2) report on placed deposits;

3) report on securities;

4) report on reverse repo, repo transactions;

5) report on accounts receivable and accounts payable;

6) report on reserves for guaranteeing insurance payments and the reserve for compensation of harm;

7) report on investment income;

8) report on general and administrative expenses;

9) report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial;

10) report on the investment portfolio formed from own assets;

11) report on investment portfolios formed from funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm;

12) report on compliance with limits on investment of own assets;

13) report on compliance with limits on investment of funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm.

Appendix 2

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Cash Balances

Index of the administrative data form: 2 - OGOSV

Frequency: monthly

Reporting period: as of "____" ______ 20 ___ year

Circle of persons providing information: organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Deadline for submission of the administrative data form: monthly, no later than the 5 (fifth) working day of the month following the reporting month

Form

Table. Cash Balances

(in thousands of tenge)


No.	Name of the bank, legal entity	Long-term credit rating of the bank, legal entity	Cash balance at the end of the reporting period, in thousands of tenge	Cash balance in foreign currency, converted to tenge at the end of the reporting period	Total cash, in thousands of tenge	Estimated reserve for losses
1	2	3	4	5	6	7
1	Cash in vault
2	Cash in transit
2.1
…
3	Cash in current accounts:
3.1	funds of the reserve for guaranteeing insurance payments in the "general insurance" industry
3.1.1.
…
3.2	funds of the reserve for guaranteeing insurance payments in the "life insurance" industry
3.2.1.
…
3.3	funds of the reserve for compensation of harm
3.3.1.
…
3.4	own funds
3.4.1.
…
4	Cash in broker accounts:
4.1	funds of the reserve for guaranteeing insurance payments in the "general insurance" industry
4.1.1.
…
4.2	funds of the reserve for guaranteeing insurance payments in the "life insurance" industry
4.2.1.
…
4.3	funds of the reserve for compensation of harm
4.3.1.
…
4.4	own funds
4.4.1.
…
5	Other monetary funds
5.1
…
6	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form

on cash balances

Explanation for filling out the administrative data form

Report on Cash Balances

(index – 2 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Cash Balances" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations, and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling Out the Form

In column 3, the rating and the name of the rating agency are indicated in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which Is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning This Rating", registered in the Registry of State Registration of Normative Legal Acts under No. 8318. In the absence of a rating agency, "no rating" is indicated in column 3.
In column 4, the cash balance in thousands of tenge at the end of the reporting period is indicated.
In column 5, the cash balance in foreign currency, converted into thousands of tenge at the end of the reporting period, is indicated.
In column 7, the size of the estimated reserve for losses on cash is indicated.
In the absence of information, the Form is submitted with zero balances.

Appendix 3

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Placed Deposits

Index of the administrative data form: 3 - OGOSV

Frequency: monthly

Reporting period: as of "____" ______ 20 ___ year

Deadline for submission of the administrative data form: monthly, no later than the 5 (fifth) working day of the month following the reporting month

Form

Table. Placed Deposits

(in thousands of tenge)


No.	Name of the bank	Long-term credit rating of the bank	Currency code	Principal amount of the deposit			Reward amount for the deposit			Estimated reserve for losses
Total	including		Total	including
in tenge	cash balance in foreign currency, converted to tenge		in tenge	cash balance in foreign currency, converted to tenge
1	2	3	4	5	6	7	8	9	10	11
1	Deposits placed from funds of the reserve for guaranteeing insurance payments in the "general insurance" industry
1.1	Demand deposits
…
1.2	Time deposits
…
1.3	Savings deposits
…
1.4	Conditional deposits
…
2	Deposits placed from funds of the reserve for guaranteeing insurance payments in the "life insurance" industry
2.1	Demand deposits
…
2.2	Time deposits
…
2.3	Savings deposits
…
2.4	Conditional deposits
…
3	Deposits placed from funds of the reserve for compensation of harm
3.1	Demand deposits
…
3.2	Time deposits
…
3.3	Savings deposits
…
3.4	Conditional deposits
…
4	Deposits placed from own assets
4.1	Demand deposits
…
4.2	Time deposits
…
4.3	Savings deposits
…
4.4	Conditional deposits
…
5	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form

on placed deposits

Explanation for filling out the administrative data form

Report on Placed Deposits

(index – 3 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Placed Deposits" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations, and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling Out the Form

In column 3, the rating assigned by one of the rating agencies in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which Is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning This Rating", registered in the Registry of State Registration of Normative Legal Acts under No. 8318, is indicated. In the absence of a rating agency, "no rating" is indicated in column 3.
In columns 7 and 10, the amount of the cash balance in foreign currency at the end of the reporting period, recalculated at the market exchange rate determined by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate of Currency", registered in the Registry of State Registration of Normative Legal Acts under No. 8378, is indicated.
In the absence of information, the Form is submitted with zero balances.

Appendix 4

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Securities

Index of the administrative data form: 4 - OGOSV

Frequency: monthly

Reporting period: as of "___" ____20 year

Deadline for submission of the administrative data form: monthly, no later than the 5 (fifth) working day of the month following the reporting month

Form

Table. Securities


No.	Name of the issuer	Name of the security	Identification number of the security	Number of securities (pieces)	Nominal value or purchase price of the security	Currency of the security	Yield, in percent
1	2	3	4	5	6	7	8
1	Securities acquired from funds of the reserve for guaranteeing insurance payments in the "general insurance" industry
1.1
…
2	Securities acquired from funds of the reserve for guaranteeing insurance payments in the "life insurance" industry
2.1
…
3	Securities acquired from funds of the reserve for compensation of harm
3.1
…
4	Securities acquired from own assets
4.1
…
5	Total

continuation of the table:


Book value (net), in thousands of tenge
Securities measured at fair value through profit or loss		Securities measured at fair value through other comprehensive income		Securities measured at amortized cost
total	including, amount of accrued reward	total	including, amount of accrued reward	total	including, amount of accrued reward
9	10	11	12	13	14
…

continuation of the table:


Estimated reserve for losses, in thousands of tenge	Total purchase price of securities, in thousands of tenge	Change in value since acquisition (column 9 + column 11 + column 13) - column 16)	Date of acquisition	Date of maturity	Long-term credit rating
15	16	17	18	19	20
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form

on securities

Explanation for filling out the administrative data form

Report on Securities

(index – 4 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Securities" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or a person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 3 indicates the name of the security.
Column 5 indicates the number of acquired securities in units.
In column 6 for bonds, the monetary expression of the nominal or purchase cost of the bond determined at its issuance, on which interest-bearing reward for coupon bonds is accrued, as well as the amount payable to the bondholder upon its redemption, is indicated. The amount is indicated in the currency of issue.
In column 7, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2019 "Codes for the representation of currencies and funds".
In column 8, the percentage yield on coupons is indicated.
In column 9, the acquisition cost of securities measured at fair value through profit or loss is indicated.
In column 11, the acquisition cost of securities measured at fair value through other comprehensive income is indicated.
In column 13, the acquisition cost of securities measured at amortized cost is indicated.
In the absence of information, the Form is submitted with zero balances.

Appendix 5

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on "reverse repo", repo operations

Index of the administrative data form: 5 - OGOSV

Frequency: monthly

Reporting period: as of "___" ______20__year

Circle of persons providing information: organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Deadline for submitting the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. "Reverse repo", repo operations

(in thousands of tenge)


No.	Name of the issuer of the security that is the subject of the "reverse repo", repo operation	Identification number of the security	Date of conclusion of the repo agreement	Number of repo agreement	Date
opening	closing
1	2	3	4	5	6	7
1	"Reverse repo", repo operations carried out at the expense of the reserve for guaranteeing insurance payments for the "general insurance" industry
1.1	"Reverse repo" operations carried out automatically
1.1.1	(name of the issuer)
…
1.2	Repo operations
1.2.1	(name of the issuer)
…
2	"Reverse repo", repo operations carried out at the expense of the reserve for guaranteeing insurance payments for the "life insurance" industry
2.1	"Reverse repo" operations carried out automatically
2.1.1	(name of the issuer)
…
2.2	Repo operations
2.2.1	(name of the issuer)
…
3	"Reverse repo", repo operations carried out at the expense of the harm compensation reserve
3.1	"Reverse repo" operations carried out automatically
3.1.1	(name of the issuer)
…
3.2	Repo operations
3.2.1	(name of the issuer)
…
4	"Reverse repo", repo operations carried out at the expense of own funds
4.1	"Reverse repo" operations carried out automatically
4.1.1	(name of the issuer)
…
4.2	Repo operations
4.2.1	(name of the issuer)
…

continuation of the table:


Term of the repo operation, days	Reward rate, in percent	Number of securities	Amount of repo
in tenge	in foreign currency
8	9	10	11	12
…

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on operations

"reverse repo", repo

Explanation on filling out the administrative data form

Report on "reverse repo", repo operations

(index – 5 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on 'reverse repo', repo operations" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or a person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 2 indicates the name of the issuer of the security that is the subject of the "reverse repo" and/or repo operation.
Column 3 indicates the international identification number of the security transferred and/or acquired under repo and/or "reverse repo" operations.
Column 4 indicates the date of conclusion of the contract.
Column 6 indicates the date of opening the "reverse repo" and/or repo operation.
Column 7 indicates the date of closing the "reverse repo" and/or repo operation.
Column 8 indicates the term of the "reverse repo" and/or repo operation (days).
Column 9 indicates the reward rate for "reverse repo" and/or repo operations established by the participants of the repo and/or "reverse repo" operation and used to calculate the closing price and the amount of the closing transaction.
Column 10 indicates the number of securities transferred and/or acquired under "reverse repo" and/or repo operations.
Column 11 indicates the amount of "reverse repo" and/or repo (in tenge).
Column 12 indicates the amount of the repo and/or "reverse repo" operation (in foreign currency).
In the absence of information, the Form is submitted with zero balances.

Appendix 6

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on accounts receivable and accounts payable

Index of the administrative data form: 6 - OGOSV

Frequency: monthly

Reporting period: as of "___" ______20__year

Deadline for submitting the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Accounts receivable and accounts payable

(in thousands of tenge)


No.	Type of debt	Amount of debt	Estimated reserve for losses
1	2	3	4
1	Accounts receivable, including:
1.1	debt on mandatory contributions
1.2	debt on initial contributions
1.3	debt on additional contributions
1.4	debt on emergency contributions
1.5	debt on subrogation
1.6	debt on subrogation (right of recourse to the person who caused harm)
1.7	debt related to the sale of assets
1.8	debt on pension contributions
1.9	debt on wages
1.10	debt on advances paid to suppliers and contractors
1.11	debt on thefts, embezzlements and other abuses
1.12	debt on fines, penalties and forfeits
1.13	other accounts receivable
2	Accounts payable, including:
2.1	overpayment of contributions
2.2	accrued other general operating expenses
2.3	debt related to the purchase of assets
2.4	loans issued by the National Bank of the Republic of Kazakhstan
2.5	loans issued by the Government of the Republic of Kazakhstan
2.6	loans issued by other organizations
2.7	other accounts payable

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on accounts receivable

and accounts payable

Explanation on filling out the administrative data form

Report on accounts receivable and accounts payable

(index – 6 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on accounts receivable and accounts payable" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or a person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 3 indicates the amount of accounts receivable and accounts payable.
Column 4 indicates the amount of the estimated reserve for losses.
Information on rows with serial numbers 1.13 "other accounts receivable" and 2.7 "other accounts payable" is disclosed in the explanatory note to the reporting.
In the absence of information, the Form is submitted with zero balances.

Appendix 7

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on reserves for guaranteeing insurance payments and harm compensation reserve

Index of the administrative data form: 7 - OGOSV

Frequency: monthly

Reporting period: as of "___" ______20__year

Deadline for submitting the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Reserves for guaranteeing insurance payments and harm compensation reserve

(in thousands of tenge)


No.	Name of the item	Balance at the beginning of the reporting period	Credit turnovers	Debit turnovers	Balance at the end of the reporting period
1	2	3	4	5	6
1	Reserve for guaranteeing insurance payments for the "general insurance" industry, including:
1.1	for mandatory insurance of civil liability of vehicle owners
1.2	for mandatory insurance of civil liability of the carrier towards passengers
1.3	for mandatory insurance of the tourist
1.4	…
2	Reserve for guaranteeing insurance payments for the "life insurance" industry, including:
2.1	For annuity insurance in accordance with the Law of the Republic of Kazakhstan "On mandatory insurance of workers from accidents occurring while performing their labor (official) duties"
2.2	for pension annuity insurance in accordance with the Law of the Republic of Kazakhstan "On Pension Provision in the Republic of Kazakhstan"
2.3	for mandatory insurance of the tourist
2.4	…
3	Harm compensation reserve
4	Total

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on reserves

for guaranteeing insurance payments

and harm compensation reserve

Explanation on filling out the administrative data form

Report on reserves for guaranteeing insurance payments and harm compensation reserve

(index – 7 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on reserves for guaranteeing insurance payments and harm compensation reserve" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or a person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Line 1 indicates the reserve for guaranteeing insurance payments for the "general insurance" industry.
Line 2 indicates the reserve for guaranteeing insurance payments for the "life insurance" industry.
Column 3 indicates the balance at the beginning of the reporting period.
Column 4 indicates credit turnovers.
Column 5 indicates debit turnovers.
Column 6 indicates the balance at the end of the reporting period.
In the absence of information, the Form is submitted with zero balances.

Appendix 8

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on investment income

Index of the administrative data form: 8 - OGOSV

Frequency: monthly

Reporting period: as of "___" ______20__year

Deadline for submitting the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Investment income

(in thousands of tenge)


No.	Name	Amount for the reporting period	Amount for the period from the beginning of the year with cumulative total
1	2	3	4
1	Financial result from investing funds of the reserve for guaranteeing insurance payments for the "general insurance" industry, including:
1.1	interest income
1.2	result of foreign currency revaluation
1.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
1.4	others
2	Financial result from investing funds of the reserve for guaranteeing insurance payments for the "life insurance" industry, including:
2.1	interest income
2.2	result of foreign currency revaluation
2.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
2.4	others
3	Financial result from investing funds of the harm compensation reserve, including:
3.1	interest income
3.2	result of foreign currency revaluation
3.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
3.4	others
4	Financial result from investing own assets, including:
4.1	interest income
4.2	result of foreign currency revaluation
4.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
4.4	others
5	Total, including:
5.1	interest income
5.2	result of foreign currency revaluation
5.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
5.4	others

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on

investment income

Explanation on filling out the administrative data form

Report on investment income

(index – 8 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on investment income" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or a person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 3 indicates the amount of investment income and expenses.
In the absence of information, the Form is submitted with zero balances.

Appendix 9

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on general and administrative expenses

Index of the administrative data form: 9 - OGOSV

Frequency: monthly

Reporting period: as of "___" ______20__year

Deadline for submitting the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. General and administrative expenses

(in thousands of tenge)


№	Classification of expenses	Amount for the period from the beginning of the reporting financial year
1	2	3
1	Expenses for wages and bonuses
2	Expenses for payments to members of the board of directors
3	Expenses for material assistance payments
4	Expenses for medical insurance
5	Expenses for taxes and other payments to the budget
6	Expenses for depreciation of fixed assets and intangible assets
7	Travel expenses
8	Representative expenses
9	Expenses for utility services and building maintenance
10	Postal and courier expenses
11	Material expenses
12	Advertising expenses
13	Expenses for audit and consulting services
14	Expenses for mandatory insurance
15	Expenses for employee professional development
16	Expenses for software maintenance
17	Expenses for membership dues
18	Bank and broker services
19	Custodian services expenses
20	Outsourcing expenses
21	Vehicle maintenance and operation expenses
22	Fixed asset repairs
23	Third-party services
24	Other expenses
25	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on general

and administrative expenses

Explanation for filling out the administrative data form

Report on general and administrative expenses

(index – 9 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on general and administrative expenses" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the amount of general and administrative expenses in accordance with the classification of expenses (column 2).
Information for line 24 "Other expenses" is disclosed in the explanatory note to the reporting.
In the absence of information, the Form is submitted with zero balances.

Appendix 10

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial

Index of the administrative data form: 10 - OGOSV

Frequency: monthly

Reporting period: as of "___" ____20 year

Deadline for submission of the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial

(in thousands of tenge)


№	Name	For the financial year from the beginning of the reporting period	For the previous financial year
1	2	3	4
1	Guarantee payments for the "general insurance" industry, including:
1.1	for mandatory insurance of civil liability of vehicle owners
1.2	for mandatory insurance of civil liability of the carrier to passengers
1.3	for mandatory insurance of the tourist
1.4	…
2	Payment for the insurance portfolio for the "general insurance" industry, including:
2.1	for mandatory insurance of civil liability of vehicle owners
2.2	for mandatory insurance of civil liability of the carrier to passengers
2.3	for mandatory insurance of the tourist
2.4	…
3	Guarantee payments for the "life insurance" industry, including:
3.1	for annuity insurance in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers from Accidents in the Performance of Labor (Official) Duties"
3.2	for pension annuity insurance in accordance with the Law of the Republic of Kazakhstan "On Pension Provision in the Republic of Kazakhstan"
3.3	for mandatory insurance of the tourist
3.4	…
4	Payment for the insurance portfolio for the "life insurance" industry, including:
4.1	for annuity insurance in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers from Accidents in the Performance of Labor (Official) Duties"
4.2	for pension annuity insurance in accordance with the Law of the Republic of Kazakhstan "On Pension Provision in the Republic of Kazakhstan"
4.3	for mandatory insurance of the tourist
4.4	…
5	Payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial
6	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on implemented

guarantee payments,

payments for compensation of harm,

caused to the life, health

of the victim, and (or) expenses

for burial

Explanation for filling out the administrative data form

Report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial

(index – 10 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and (or) expenses for burial" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the amount for the financial year from the beginning of the reporting period.
Column 4 indicates the amount for the previous financial year.
In the absence of information, the Form is submitted with zero balances.

Appendix 11

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the investment portfolio formed from own assets

Index of the administrative data form: 11 - OGOSV

Frequency: monthly

Reporting period: as of "___" ____20 year

Deadline for submission of the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Investment portfolio formed from own assets

(in thousands of tenge)


№	Name of indicator	Book value	Share in the investment portfolio, in percent
1	2	3	4
1	Money
2	Deposits – total, including:
2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating no lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency no lower than "A-" on the international scale of Standard & Poor's (Standard & Poor's) agency or a rating of a similar level of one of the other rating agencies
3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan – total, including:
3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment no lower than "BB-" on the international scale of Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies, or a rating no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies
3.2	state securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3	debt securities having the status of state securities, issued by central governments of foreign states having a sovereign rating no lower than "BBB-" on the international scale of Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies
3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
3.5	non-state debt securities issued by international financial organizations having a rating assessment no lower than "AA-" by Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
4	Other assets – total, including:
4.1	refined precious metals and metal accounts
5	Total assets

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on

investment portfolio,

formed from

own assets

Explanation for filling out the administrative data form

Report on the investment portfolio formed from own assets

(index – 11 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the investment portfolio formed from own assets" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

For the purposes of filling out the Form, in addition to the rating assessments of the Standard & Poor's rating agency, rating assessments of other rating agencies are recognized as rating assessments of Moody's Investors Service and Fitch agencies, as well as their subsidiary rating organizations in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 "On Approval of the Rules for Investing Assets and the List of Financial Instruments Permitted for Acquisition from Own Assets of JSC "Fund for Guaranteeing Insurance Payments", Funds of Insurance Guarantee Reserves and Funds of Harm Compensation Reserve, and Rules for Charging Commission Fees by JSC "Fund for Guaranteeing Insurance Payments", registered in the Register of State Registration of Legal Acts under No. 17396.
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio in percent.
In the absence of information, the Form is submitted with zero balances.

Appendix 12

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on investment portfolios formed from funds of insurance guarantee reserves and funds of harm compensation reserve

Index of the administrative data form: 12 - OGOSV

Frequency: monthly

Reporting period: as of "___" ____20 year

Deadline for submission of the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Investment portfolios formed from funds of insurance guarantee reserves and funds of harm compensation reserve

(in thousands of tenge)


№	Name of indicator	Book value	Share in the investment portfolio, in percent
1	2	3	4
1	Money
2	Deposits – total, including:
2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating no lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency no lower than "A-" on the international scale of Standard & Poor's (Standard & Poor's) agency or a rating of a similar level of one of the other rating agencies
3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan – total, including:
3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment no lower than "BB-" on the international scale of Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies, or a rating no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies
3.2	state securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3	debt securities having the status of state securities, issued by central governments of foreign states having a sovereign rating no lower than "BBB-" on the international scale of Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies
3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
3.5	non-state debt securities issued by international financial organizations having a rating assessment no lower than "AA-" by Standard & Poor's (Standard & Poor's) agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
4	Other assets – total, including:
4.1	refined precious metals and metal accounts
5	Total assets

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name, patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the report form on

investment portfolios,

formed from

funds of insurance

guarantee reserves and

funds of harm

compensation reserve

Explanation for filling out the administrative data form

Report on investment portfolios formed from funds of insurance guarantee reserves and funds of harm compensation reserve

(index – 12 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on investment portfolios formed from funds of insurance guarantee reserves and funds of harm compensation reserve" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for Guaranteeing Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

For the purposes of filling out the Form, in addition to the rating assessments of the Standard & Poor's rating agency, rating assessments of other rating agencies are recognized as rating assessments of Moody's Investors Service and Fitch agencies, as well as their subsidiary rating organizations in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 "On Approval of the Rules for Investing Assets and the List of Financial Instruments Permitted for Acquisition from Own Assets of JSC "Fund for Guaranteeing Insurance Payments", Funds of Insurance Guarantee Reserves and Funds of Harm Compensation Reserve, and Rules for Charging Commission Fees by JSC "Fund for Guaranteeing Insurance Payments", registered in the Register of State Registration of Legal Acts under No. 17396.
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio in percent.
In the absence of information, the Form is submitted with zero balances.


№	Name of Indicator	Book Value	Share in Investment Portfolio, in Percent
1	2	3	4
1	Assets of the guarantee reserve for insurance payments by the "general insurance" industry
1.1	Cash
1.2	Deposits – total, including:
1.2.1	deposits, current accounts at the National Bank of the Republic of Kazakhstan
1.2.2	deposits, current accounts at second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of not lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of not lower than "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency of not lower than "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
1.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan – total, including:
1.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of not lower than "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
1.3.2	government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
1.3.3	debt securities having the status of government securities, issued by central governments of foreign states having a sovereign rating of not lower than "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
1.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
1.3.5	non-government debt securities issued by international financial organizations having a rating assessment of not lower than "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
1.4	Other assets – total, including:
1.4.1	refined precious metals and metal accounts
1.5	Total assets of the guarantee reserve for insurance payments by the "general insurance" industry
2	Assets of the guarantee reserve for insurance payments by the "life insurance" industry
2.1	Cash
2.2	Deposits – total, including:
2.2.1	deposits, current accounts at the National Bank of the Republic of Kazakhstan
2.2.2	deposits, current accounts at second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of not lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of not lower than "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency of not lower than "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
2.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan – total, including:
2.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of not lower than "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
2.3.2	government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
2.3.3	debt securities having the status of government securities, issued by central governments of foreign states having a sovereign rating of not lower than "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
2.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
2.3.5	non-government debt securities issued by international financial organizations having a rating assessment of not lower than "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
2.4	Other assets – total, including:
2.4.1	refined precious metals and metal accounts
2.5	Total assets of the guarantee reserve for insurance payments by the "life insurance" industry
3	Assets of the compensation reserve
3.1	Cash
3.2	Deposits – total, including:
3.2.1	deposits, current accounts at the National Bank of the Republic of Kazakhstan
3.2.2	deposits, current accounts at second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of not lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of not lower than "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency of not lower than "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
3.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan – total, including:
3.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of not lower than "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
3.3.2	government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3.3	debt securities having the status of government securities, issued by central governments of foreign states having a sovereign rating of not lower than "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
3.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
3.3.5	non-government debt securities issued by international financial organizations having a rating assessment of not lower than "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
3.4	Other assets – total, including:
3.4.1	refined precious metals and metal accounts
3.5	Total assets of the compensation reserve

Name ______

Address______

Telephone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the reporting form on

investment portfolios,

formed from the funds of

guarantee reserves

of insurance payments and funds

of the compensation reserve

Explanation on filling out the administrative data form

Report on investment portfolios formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve

(index – 12 - OGOSV, periodicity – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on investment portfolios formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for the Guarantee of Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations, and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

For the purposes of filling out the Form, in addition to rating assessments of the Standard & Poor's rating agency, rating assessments of other rating agencies are recognized as rating assessments of Moody's Investors Service and Fitch agencies, as well as their subsidiary rating organizations in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 "On Approval of the Rules for Investing Assets and the List of Financial Instruments Permitted for Acquisition from the Own Assets of the Joint Stock Company 'Fund for the Guarantee of Insurance Payments', Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve, and Rules for Charging Commission Fees by the Joint Stock Company 'Fund for the Guarantee of Insurance Payments'", registered in the Registry of State Registration of Legal Acts under No. 17396.
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio in percent.
In the absence of information, the Form is submitted with zero balances.

Appendix 13

to the resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Compliance with Investment Limits of Own Assets

Index of the administrative data form: 13 - OGOSV

Periodicity: monthly

Reporting period: as of "___" ______20__year

Circle of persons submitting information: organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Deadline for submission of the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Compliance with Investment Limits of Own Assets


№	Name of Indicator	Book Value, in thousands of tenge	In Percent of Total Assets
1	2	3	4
1	Total placement in deposits, cash and securities (including reverse repo operations) in one second-tier bank (excluding the bank-agent carrying out certain types of banking operations, providing services for the implementation of guarantee payments to creditors based on an agency agreement with the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations (hereinafter – Organization)) and its affiliated persons – no more than 20 (twenty) percent of the investment portfolio formed from the own assets of the Organization, but no more than 25 (twenty-five) percent of the size of the own capital of this bank
1.1	name of the second-tier bank
1.1.1	shares
1.1.2	debt securities
1.1.3	deposits in the bank
1.1.4	cash in the bank
1.1.5	reverse repo operations
1.2	name of the affiliated person of the second-tier bank
1.2.1	shares
1.2.2	debt securities
1.2.3	deposits in the bank
1.2.4	cash in the bank
1.2.5	reverse repo operations
…	…
n	…
	Total (sum of lines 1 - n)
2	Total placement in debt securities of legal entities of the Republic of Kazakhstan (excluding second-tier banks of the Republic of Kazakhstan) and affiliated persons of this legal entity – no more than 10 (ten) percent of the investment portfolio formed from the own assets of the Organization, but no more than 25 (twenty-five) percent of the size of the own capital of this issuer
2.1	name of the legal entity
2.1.1	shares
2.1.2	debt securities
2.1.3	reverse repo operations
2.1.4	cash
2.2	name of the affiliated person of the legal entity
2.2.1	shares
2.2.2	debt securities
2.2.3	reverse repo operations
2.2.4	cash
…	…
n	…
3	Total placement in securities (including reverse repo operations) having the status of government securities, issued by central governments of foreign states – no more than 10 (ten) percent of the investment portfolio formed from the own assets of the Organization
4	Total placement in reverse repo transactions carried out with the participation of the Organization's own assets – no more than 10 (ten) percent of the investment portfolio formed from the own assets of the Organization
5	Total placement in debt securities – no more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6	Total placement in non-government debt securities issued by international financial organizations – no more than 10 (ten) percent of the investment portfolio formed from the own assets of the Organization, but no more than 25 (twenty-five) percent of the size of the own capital of this issuer
7	Total placement in refined precious metals and metal accounts – no more than 10 (ten) percent of the investment portfolio formed from the own assets of the Organization

Name ______

Address______

Telephone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the reporting form on compliance with investment limits of own assets

Explanation on filling out the administrative data form

Report on Compliance with Investment Limits of Own Assets

(index – 13 - OGOSV, periodicity – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Compliance with Investment Limits of Own Assets" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for the Guarantee of Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations, and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 3 indicates the book value.
Column 4 indicates the percentage of total assets.
In the absence of information, the Form is submitted with zero balances.

Appendix 14

to the resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Compliance with Investment Limits of Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve

Index of the administrative data form: 14 - OGOSV

Periodicity: monthly

Reporting period: as of "___" ______20__year

Deadline for submission of the administrative data form: monthly, no later than the 5th (fifth) working day of the month following the reporting month

Form

Table. Compliance with Investment Limits of Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve


№	Name of Indicator	Book Value, in thousands of tenge	In Percent of Total Assets
1	2	3	4
1	Total placement in deposits, cash and securities (including reverse repo operations) in one second-tier bank (excluding the bank-agent carrying out certain types of banking operations, providing services for the implementation of guarantee payments to creditors based on an agency agreement with the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations (hereinafter – Organization)) and its affiliated persons – no more than 20 (twenty) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve, but no more than 25 (twenty-five) percent of the size of the own capital of this bank
1.1	name of the second-tier bank
1.1.1	shares
1.1.2	debt securities
1.1.3	deposits in the bank
1.1.4	cash in the bank
1.1.5	reverse repo operations
1.2	name of the affiliated person of the second-tier bank
1.2.1	shares
1.2.2	debt securities
1.2.3	deposits in the bank
1.2.4	cash in the bank
1.2.5	reverse repo operations
…	…
n	…
	Total (sum of lines 1 - n)
2	Total placement in debt securities of legal entities of the Republic of Kazakhstan (excluding second-tier banks of the Republic of Kazakhstan) and affiliated persons of this legal entity – no more than 10 (ten) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve, but no more than 25 (twenty-five) percent of the size of the own capital of this issuer
2.1	name of the legal entity
2.1.1	shares
2.1.2	debt securities
2.1.3	reverse repo operations
2.1.4	cash
2.2	name of the affiliated person of the legal entity
2.2.1	shares
2.2.2	debt securities
2.2.3	reverse repo operations
2.2.4	cash
…	…
n	…
3	Total placement in securities (including reverse repo operations) having the status of government securities, issued by central governments of foreign states – no more than 10 (ten) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve
4	Total placement in reverse repo transactions carried out with the participation of the funds of guarantee reserves for insurance payments and funds of the compensation reserve – no more than 10 (ten) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve
5	Total placement in debt securities – no more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6	Total placement in non-government debt securities issued by international financial organizations – no more than 10 (ten) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve, but no more than 25 (twenty-five) percent of the size of the own capital of this issuer
7	Total placement in refined precious metals and metal accounts – no more than 10 (ten) percent of the investment portfolio formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve

Name ______

Address______

Telephone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the reporting form on compliance with investment limits of funds of guarantee reserves

Explanation on filling out the administrative data form

Report on Compliance with Investment Limits of Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve

(index – 14 - OGOSV, periodicity – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Compliance with Investment Limits of Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan "On the Fund for the Guarantee of Insurance Payments" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations, and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

Column 3 indicates the book value.
Column 4 indicates the percentage of total assets.
In the absence of information, the Form is submitted with zero balances.


No.	Indicator Name	Book Value, in thousands of tenge	As a percentage of reserve amounts
1	2	3	4
1	Total placement in deposits, money, and securities (including reverse repo transactions) in one second-tier bank (excluding the bank-agent carrying out specific types of banking operations and providing services for guaranteeing payments to creditors based on an agency agreement with the organization guaranteeing insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations (hereinafter – the Organization)), and affiliated persons of this bank – not more than 20 (twenty) percent of the funds of the insurance payment guaranteeing reserves and the harm compensation reserve funds (hereinafter – reserve funds)
1.1	Name of the second-tier bank
1.1.1	Shares
1.1.2	Debt securities
1.1.3	Deposits in the bank
1.1.4	Money in the bank
1.1.5	Reverse repo transactions
1.2	Name of the affiliated person of the second-tier bank
1.2.1	Shares
1.2.2	Debt securities
1.2.3	Deposits in the bank
1.2.4	Money in the bank
1.2.5	Reverse repo transactions
…	…
n	…
2	Total placement in debt securities (including reverse repo transactions) of legal entities of the Republic of Kazakhstan (excluding second-tier banks of the Republic of Kazakhstan) and affiliated persons of such legal entity – not more than 20 (twenty) percent of the reserve funds
2.1	Name of the legal entity
2.1.1	Shares
2.1.2	Debt securities
2.1.3	Reverse repo transactions
2.1.4	Money
2.2	Name of the affiliated person of the legal entity
2.2.1	Shares
2.2.2	Debt securities
2.2.3	Reverse repo transactions
2.2.4	Money
…	…
n	…
3	Total placement in securities (including reverse repo transactions) having the status of state securities issued by central governments of foreign states – not more than 10 (ten) percent of the reserve funds
4	Total placement in reverse repo transactions carried out with the participation of reserve funds – not more than 10 (ten) percent of the reserve funds
5	Total placement in debt securities – not more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6	Total placement in non-state debt securities issued by international financial organizations – not more than 10 (ten) percent of the reserve funds, but not more than 25 (twenty-five) percent of the size of the own capital of such issuer
7	Total placement in affiliated precious metals and metal accounts – not more than 10 (ten) percent of the reserve funds

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name, patronymic (if any) signature

Date “____” ______ 20__ year

Appendix

to the reporting form on compliance with limits

for investment of reserve funds

guaranteeing insurance payments and

harm compensation reserve funds

Explanation for filling out the administrative data form

Report on compliance with investment limits of reserve funds for guaranteeing insurance payments and harm compensation reserve funds

(index – 14 - OGOSV, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on compliance with investment limits of reserve funds for guaranteeing insurance payments and harm compensation reserve funds” (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan “On the Fund for Guaranteeing Insurance Payments” and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics”.
The Form is compiled monthly by the organization guaranteeing insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the book value.
Column 4 indicates the percentage of the reserve amount.
In the absence of information, the Form is submitted with zero balances.

Appendix 15

to the resolution

Rules for submitting reporting by the organization guaranteeing insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Chapter 1. General Provisions

These Rules for submitting reporting by the organization guaranteeing insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations (hereinafter – the organization) are developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, paragraph 1-1 of Article 4 of the Law of the Republic of Kazakhstan “On the Fund for Guaranteeing Insurance Payments” and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and define the procedure for submitting reporting by the organization to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank).

Chapter 2. Procedure for submitting reporting

Data in the reporting are indicated in the national currency of the Republic of Kazakhstan – tenge.
For the purpose of forming reporting, assets in foreign currency are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 “On the procedure for determining the market exchange rate”, registered in the Registry of state registration of normative legal acts under No. 8378.
Reporting is submitted by the organization in electronic form via the information system “Web Portal of the National Bank of the Republic of Kazakhstan” (hereinafter – the web portal).
Reporting authenticated by the electronic digital signature of the head of the organization or the person assigned the function of signing the report, and the executor, is stored in electronic format.
The completeness and accuracy of data in the reporting are ensured by the head of the organization or the person assigned the function of signing the report.
The organization monthly no later than the 5th (fifth) working day of the month following the reporting month submits to the National Bank via the web portal an explanatory note to the reporting indicating the following information:

1) the classification of items presented in the reporting is supplemented with information explaining their meaning;

2) changes that occurred during the reporting period are disclosed for each item with a description of total amounts in accordance with accounting policy;

3) changes that occurred during the reporting period.

Lineage: Superseded

Timeline