Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 89 of December 2, 2025 on Approving the Rules for Reporting by the Organization Guaranteeing Insurance Payments in Case of Liquidation of Insurance Organizations


NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN		NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN
RESOLUTION OF THE BOARD		RESOLUTION OF THE BOARD
No. 89 Astana city		of December 2, 2025 Astana city

On Approval of the Rules for Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations

(With amendments and additions:

1. Resolution of the Board of the NB RK No. 93 of July 31, 2026)

In accordance with subparagraph 48) of the second paragraph of part two of point 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan of December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan" and subparagraph 2) of point 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

Approve the attached Rules for Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations (hereinafter – the Rules).
Recognize as losing force the Resolution of the Board of the National Bank of the Republic of Kazakhstan of December 19, 2022 No. 119 "On Approval of the List, Forms, and Deadlines for Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations, and the Rules for Its Submission" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 31429).
The Department of Statistics of the Financial Market of the National Bank of the Republic of Kazakhstan shall ensure in the manner established by the legislation of the Republic of Kazakhstan:

1) jointly with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this Resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the execution of the measure provided for in subparagraph 2) of this point.

Control over the execution of this Resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan overseeing the relevant area.
This Resolution shall enter into force upon the expiration of ten calendar days after the day of its first official publication.

Suspend until January 1, 2026, the action of:

1) point 4 of the Rules, establishing that during the suspension period this point shall operate in the following wording:

"4. For the purpose of forming reporting, assets in foreign currency are indicated in conversion at the market exchange rate of currency determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan of January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan of February 22, 2013 No. 99 'On the Procedure for Determining the Market Exchange Rate of Currency' (registered in the Registry of State Registration of Normative Legal Acts under No. 8378).";

2) point 6 of the appendix to the form intended for the collection of administrative data on a gratuitous basis "Report on Placed Deposits" of Appendix 2 to the Rules, establishing that during the suspension period this point shall operate in the following wording:

"6. In columns 7 and 10, the amount of the balance of money in foreign currency at the end of the reporting period is indicated in conversion at the market exchange rate of currency determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan of January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan of February 22, 2013 No. 99 'On the Procedure for Determining the Market Exchange Rate of Currency' (registered in the Registry of State Registration of Normative Legal Acts under No. 8378).".


Chairman	T.M. Suleimenov

CONSISTED

Bureau of National Statistics
Agency for Strategic Planning and Reforms of the Republic of Kazakhstan

CONSISTED

Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market

Approved by
Resolution of the Board of the National Bank of the Republic of Kazakhstan of "02" December 2025 No. 89

Rules for Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations

Chapter 1. General Provisions

The Rules for Reporting by the Organization Guaranteeing the Implementation of Insurance Payments to Policyholders (Insured Persons, Beneficiaries) in Case of Liquidation of Insurance Organizations (hereinafter – the Rules) are developed in accordance with subparagraph 48) of the second paragraph of part two of point 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan of December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan", subparagraph 2) of point 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and determine the procedure for submission, including forms intended for the collection of administrative data, periodicity and deadlines for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (Insured Persons, Beneficiaries) in case of liquidation of insurance organizations (hereinafter – the Organization) to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank).

Chapter 2. Procedure for Reporting

Reporting is submitted by the Organization in electronic form via the digital system "Web Portal of the National Bank of the Republic of Kazakhstan", which is a single window for access to reporting services to the National Bank.
Data in reporting is indicated in the national currency of the Republic of Kazakhstan – tenge.
For the purpose of forming reporting, assets in foreign currency are indicated in conversion at the market exchange rate of currency determined by joint Resolution of the Board of the National Bank of the Republic of Kazakhstan of September 26, 2025 No. 56 and Order of the Minister of Finance of the Republic of Kazakhstan of September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Normative Legal Acts under No. 36983).
Reporting certified by the electronic digital signature of the head of the Organization or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.
The completeness and accuracy of data in reporting are ensured by the head of the Organization or the person entrusted with the function of signing the report.
To the National Bank, the Organization submits:

1) report on money balances according to the form according to Appendix 1 to the Rules;

2) report on placed deposits according to the form according to Appendix 2 to the Rules;

3) report on securities according to the form according to Appendix 3 to the Rules;

4) report on "reverse repo", repo operations according to the form according to Appendix 4 to the Rules;

5) report on accounts receivable and accounts payable according to the form according to Appendix 5 to the Rules;

6) report on reserves for guaranteeing insurance payments and reserve for compensation of harm according to the form according to Appendix 6 to the Rules;

7) report on investment income according to the form according to Appendix 7 to the Rules;

8) report on general and administrative expenses according to the form according to Appendix 8 to the Rules;

9) report on implemented guarantee payments, payments for compensation of harm caused to the life, health of the victim, and/or expenses for burial according to the form according to Appendix 9 to the Rules;

10) report on the investment portfolio formed from own assets according to the form according to Appendix 10 to the Rules;

11) report on investment portfolios formed from funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm according to the form according to Appendix 11 to the Rules;

12) report on compliance with investment limits of own assets according to the form according to Appendix 12 to the Rules;

13) report on compliance with investment limits of funds of reserves for guaranteeing insurance payments and funds of the reserve for compensation of harm according to the form according to Appendix 13 to the Rules.

The Organization submits to the National Bank in electronic format monthly no later than the 5 (fifth) working day of the month following the reporting month, the reporting provided for in point 7 of the Rules.

Appendix 1

to the Rules for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on money balances

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-OGOSV

Periodicity: Monthly

Reporting period: As of "____" ____________ 20 ___ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: Monthly, no later than the 5 (fifth) working day of the month following the reporting month

BIN: _______________________

Collection method: In electronic form

(in thousands of tenge)


No.	Name of the bank, legal entity	Long-term credit rating of the bank, legal entity	Balance of money at the end of the reporting period, in thousands of tenge	Balance of money in foreign currency, converted to tenge at the end of the reporting period	Total money, in thousands of tenge	Estimated reserve for losses
1	2	3	4	5	6	7
1	Money in cash
2	Money in transit
2.1
…
3	Money in current accounts:
3.1	money of the reserve for guaranteeing insurance payments in the industry "general insurance"
3.1.1.
…
3.2	money of the reserve for guaranteeing insurance payments in the industry "life insurance"
3.2.1.
…
3.3	money of the reserve for compensation of harm
3.3.1.
…
3.4	own money
3.4.1.
…
4	Money in broker accounts:
4.1	money of the reserve for guaranteeing insurance payments in the industry "general insurance"
4.1.1.
…
4.2	money of the reserve for guaranteeing insurance payments in the industry "life insurance"
4.2.1.
…
4.3	money of the reserve for compensation of harm
4.3.1.
…
4.4	own money
4.4.1.
…
5	Other monetary funds
5.1
…
6	Total

Name ________________________________________________

Address ________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor ____________________________ ____________________

surname, first name and patronymic (if any)signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any)signature

Date "____" ______________ 20__ year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on money balances".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on money balances"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on money balances"

(index – 1-OGOSV, periodicity – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on money balances" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

In column 3, the rating and the name of the rating agency are indicated in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market of April 14, 2026 No. 64 "On Establishing the Minimum Rating for Legal Entities and States, the Necessity of Which is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Banks-Non-residents of the Republic of Kazakhstan, Branches of Insurance (Reinsurance) Organizations-Non-residents of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating" (registered in the Registry of State Registration of Normative Legal Acts under No. 38437). In the absence of a rating agency, "no rating" is indicated in column 3.
In column 4, the balance of money in thousands of tenge at the end of the reporting period is indicated.
In column 5, the balance of money in foreign currency, converted to thousands of tenge at the end of the reporting period, is indicated.
In column 7, the size of the estimated reserve for losses on money is indicated.

Appendix 2

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on placed deposits

Index of the form intended for the collection of administrative data on a gratuitous basis: 2-OGOSV

Periodicity: Monthly

Reporting period: As of "____" ____________ 20 ___ year

BIN: _______________________

Collection method: In electronic form

(in thousands of tenge)


No.	Name of the bank	Long-term credit rating of the bank	Currency Code	Principal amount of the deposit			Amount of remuneration for the deposit			Estimated reserve for losses
Total	including		Total	including
in tenge	balance of money in foreign currency, converted to tenge		in tenge	balance of money in foreign currency, converted to tenge
1	2	3	4	5	6	7	8	9	10	11
1	Deposits placed from funds of the reserve for guaranteeing insurance payments in the industry "general insurance"
1.1	Demand deposits
…
1.2	Term deposits
…
1.3	Savings deposits
…
1.4	Conditional deposits
…
2	Deposits placed from funds of the reserve for guaranteeing insurance payments in the industry "life insurance"
2.1	Demand deposits
…
2.2	Term deposits
…
2.3	Savings deposits
…
2.4	Conditional deposits
…
3	Deposits placed from funds of the reserve for compensation of harm
3.1	Demand deposits
…
3.2	Term deposits
…
3.3	Savings deposits
…
3.4	Conditional deposits
…
4	Deposits placed from own assets
4.1	Demand deposits
…
4.2	Term deposits
…
4.3	Savings deposits
…
4.4	Conditional deposits
…
5	Total

Name ________________________________________________

Address ________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor ____________________________ ____________________

surname, first name and patronymic (if any)signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any)signature

Date "____" ______________ 20__ year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on placed deposits".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on placed deposits"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on placed deposits"

(index – 2-OGOSV, periodicity – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on placed deposits" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

In column 3, the rating assigned by one of the rating agencies in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market of April 14, 2026 No. 64 "On Establishing the Minimum Rating for Legal Entities and States, the Necessity of Which is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Banks-Non-residents of the Republic of Kazakhstan, Branches of Insurance (Reinsurance) Organizations-Non-residents of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating" (registered in the Registry of State Registration of Normative Legal Acts under No. 38437) is indicated. In the absence of a rating agency, "no rating" is indicated in column 3.
In column 4, the currency code is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 "Codes for Presentation of Currencies and Funds".
In columns 7 and 10, the amount of the balance of money in foreign currency at the end of the reporting period is indicated in conversion at the market exchange rate of currency determined by joint Resolution of the Board of the National Bank of the Republic of Kazakhstan of September 26, 2025 No. 56 and Order of the Minister of Finance of the Republic of Kazakhstan of September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Normative Legal Acts under No. 36983).

Appendix 3

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on securities

Index of the form intended for the collection of administrative data on a gratuitous basis: 3-OGOSV

Periodicity: Monthly

Reporting period: As of "___" ______20 year

BIN: _______________________

Collection method: In electronic form


No.	Name of Issuer	Name of Security	Identification Number of Security	Quantity of Securities (units)	Nominal or Purchase Cost of Security	Currency of Security	Yield, in percent
1	2	3	4	5	6	7	8
1	Securities acquired at the expense of the guaranteeing insurance payments reserve for the "general insurance" industry
1.1
…
2	Securities acquired at the expense of the guaranteeing insurance payments reserve for the "life insurance" industry
2.1
…
3	Securities acquired at the expense of the harm compensation reserve
3.1
…
4	Securities acquired at the expense of own assets
4.1
…
5	Total

continuation of the table:


Book Value (net), in thousands of tenge
Securities measured at fair value through profit or loss		Securities measured at fair value through other comprehensive income		Securities measured at amortized cost
total	including, amount of accrued interest	total	including, amount of accrued interest	total	including, amount of accrued interest
9	10	11	12	13	14
…

continuation of the table:


Estimated reserve for losses, in thousands of tenge	Total purchase cost of securities, in thousands of tenge	Change in value since acquisition (column 9 + column 11 + column 13) - column 16)	Date of acquisition	Date of maturity	Long-term credit rating
15	16	17	18	19	20
…

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Securities".

Appendix

to form, intended for the collection of administrative data on a gratuitous basis, "Report on Securities"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on Securities"

(index – 3-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Securities" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

Column 3 indicates the name of the security.
Column 5 indicates the quantity of acquired securities in units.
Column 6 indicates the monetary expression of the nominal or purchase cost of the bond determined at its issuance, on which interest is accrued on the coupon bond, as well as the amount payable to the bondholder upon its maturity. The amount is indicated in the currency of issuance.
Column 7 currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 "Codes for the representation of currencies and funds".
Column 8 indicates the percentage yield on coupons.
Column 9 indicates the acquisition cost of securities measured at fair value through profit or loss.
Column 11 indicates the acquisition cost of securities measured at fair value through other comprehensive income.
Column 13 indicates the acquisition cost of securities measured at amortized cost.

Appendix 4

to Rules for reporting by an organization guaranteeing the making of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of administrative form: report on "reverse repo", repo operations

Index of the form intended for the collection of administrative data on a gratuitous basis: 4-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: organization guaranteeing the making of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 5th (fifth) working day of the month following the reporting month

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


No.	Name of the issuer of the security that is the subject of the "reverse repo", repo operation	Identification number of the security	Date of conclusion of the repo agreement	Number of repo agreement	Date
opening	closing
1	2	3	4	5	6	7
1	"Reverse repo", repo operations carried out at the expense of the guaranteeing insurance payments reserve for the "general insurance" industry
1.1	"Reverse repo" operations carried out automatically
1.1.1	(name of issuer)
…
1.2	Repo operations
1.2.1	(name of issuer)
…
2	"Reverse repo", repo operations carried out at the expense of the guaranteeing insurance payments reserve for the "life insurance" industry
2.1	"Reverse repo" operations carried out automatically
2.1.1	(name of issuer)
…
2.2	Repo operations
2.2.1	(name of issuer)
…
3	"Reverse repo", repo operations carried out at the expense of the harm compensation reserve
3.1	"Reverse repo" operations carried out automatically
3.1.1	(name of issuer)
…
3.2	Repo operations
3.2.1	(name of issuer)
…
4	"Reverse repo", repo operations carried out at the expense of own funds
4.1	"Reverse repo" operations carried out automatically
4.1.1	(name of issuer)
…
4.2	Repo operations
4.2.1	(name of issuer)
…

continuation of the table:


Term of repo operation, days	Interest rate, in percent	Quantity of securities	Amount of repo
in tenge	in foreign currency
8	9	10	11	12
…

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on 'reverse repo', repo operations".

Appendix

to form, intended for the collection of administrative data on a gratuitous basis, "Report on 'reverse repo', repo operations"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on 'reverse repo', repo operations"

(index – 4-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on 'reverse repo', repo operations" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

Column 2 indicates the name of the issuer of the security that is the subject of the "reverse repo" and (or) repo operation.
Column 3 indicates the international identification number of the security transferred and (or) acquired under repo and (or) "reverse repo" operations.
Column 4 indicates the date of conclusion of the agreement.
Column 6 indicates the date of opening of the "reverse repo" and (or) repo operation.
Column 7 indicates the date of closing of the "reverse repo" and (or) repo operation.
Column 8 indicates the term of the "reverse repo" and (or) repo operation (days).
Column 9 indicates the interest rate for "reverse repo" and (or) repo operations, established by the participants of the repo and (or) "reverse repo" operation and used to calculate the closing price and the amount of the closing transaction.
Column 10 indicates the quantity of securities transferred and (or) acquired under "reverse repo" and (or) repo operations.
Column 11 indicates the amount of "reverse repo" and (or) repo (in tenge).
Column 12 indicates the amount of the repo and (or) "reverse repo" operation (in foreign currency).

Appendix 5

to Rules for reporting by an organization guaranteeing the making of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of administrative form: report on accounts receivable and accounts payable

Index of the form intended for the collection of administrative data on a gratuitous basis: 5-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


No.	Type of debt	Amount of debt	Estimated reserve for losses
1	2	3	4
1	Accounts receivable, including:
1.1	debt on mandatory contributions
1.2	debt on initial contributions
1.3	debt on additional contributions
1.4	debt on emergency contributions
1.5	debt on recourse
1.6	debt on recourse (right of subrogation to the person who caused harm)
1.7	debt related to the sale of assets
1.8	debt on pension contributions
1.9	debt on wages
1.10	debt on advances paid to suppliers and contractors
1.11	debt on thefts, embezzlements and other abuses
1.12	debt on fines, penalties and forfeits
1.13	other accounts receivable
2	Accounts payable, including:
2.1	overpayment of contributions
2.2	accrued other general administrative expenses
2.3	debt related to the purchase of assets
2.4	loans issued by the National Bank of the Republic of Kazakhstan
2.5	loans issued by the Government of the Republic of Kazakhstan
2.6	loans issued by other organizations
2.7	other accounts payable

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on accounts receivable and accounts payable".

Appendix

to form, intended for the collection of administrative data on a gratuitous basis, "Report on accounts receivable and accounts payable"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on accounts receivable and accounts payable"

(index – 5-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on accounts receivable and accounts payable" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

Column 3 indicates the amount of accounts receivable and accounts payable.
Column 4 indicates the amount of the estimated reserve for losses.
Information on lines with serial numbers 1.13 "other accounts receivable" and 2.7 "other accounts payable" is disclosed in the explanatory note to the reporting.

Appendix 6

to Rules for reporting by an organization guaranteeing the making of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of administrative form: report on reserves for guaranteeing insurance payments and harm compensation reserve

Index of the form intended for the collection of administrative data on a gratuitous basis: 6-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


No.	Name of Item	Balance at the beginning of the reporting period	Credit turnovers	Debit turnovers	Balance at the end of the reporting period
1	2	3	4	5	6
1	Reserve for guaranteeing insurance payments for the "general insurance" industry, including:
1.1	for mandatory insurance of civil liability of vehicle owners
1.2	for mandatory insurance of civil liability of the carrier to passengers
1.3	for mandatory insurance of the tourist
1.4	…
2	Reserve for guaranteeing insurance payments for the "life insurance" industry, including:
2.1	for annuity insurance
2.2	for pension annuity insurance
2.3	for mandatory insurance of the tourist
2.4	…
3	Harm compensation reserve
4	Total

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on reserves for guaranteeing insurance payments and harm compensation reserve".

Appendix

to form, intended for the collection of administrative data on a gratuitous basis, "Report on reserves for guaranteeing insurance payments and harm compensation reserve"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on reserves for guaranteeing insurance payments and harm compensation reserve"

(index – 6-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on reserves for guaranteeing insurance payments and harm compensation reserve" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

Line 1 indicates the reserve for guaranteeing insurance payments for the "general insurance" industry.
Line 2 indicates the reserve for guaranteeing insurance payments for the "life insurance" industry.
Column 3 indicates the balance at the beginning of the reporting period.
Column 4 indicates credit turnovers.
Column 5 indicates debit turnovers.
Column 6 indicates the balance at the end of the reporting period.

Appendix 7

to Rules for reporting by an organization guaranteeing the making of insurance payments to policyholders (insured persons, beneficiaries) in the event of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of administrative form: report on investment income

Index of the form intended for the collection of administrative data on a gratuitous basis: 7-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


№	Name	Amount for the reporting period	Amount for the period from the beginning of the year cumulatively
1	2	3	4
1	Financial result from investing funds of the guaranteeing reserve for insurance payments by the "general insurance" industry, including:
1.1	interest income
1.2	foreign currency revaluation result
1.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
1.4	other
2	Financial result from investing funds of the guaranteeing reserve for insurance payments by the "life insurance" industry, including:
2.1	interest income
2.2	foreign currency revaluation result
2.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
2.4	other
3	Financial result from investing funds of the compensation reserve, including:
3.1	interest income
3.2	foreign currency revaluation result
3.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
3.4	other
4	Financial result from investing own assets, including:
4.1	interest income
4.2	foreign currency revaluation result
4.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
4.4	other
5	Total, including:
5.1	interest income
5.2	foreign currency revaluation result
5.3	net result of formation and restoration of provisions for credit losses on financial assets and accounts receivable
5.4	other

Name ________________________________________________

Address________________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on investment income".

Appendix

to form, intended for the collection of administrative data on a gratuitous basis, "Report on investment income"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on investment income"

(index – 7-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on investment income" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the amount of investment income and expenses.

Appendix 8

to Rules for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on general and administrative expenses

Index of the form intended for the collection of administrative data on a gratuitous basis: 8-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


№	Expense Classification	Amount for the period from the beginning of the reporting financial year
1	2	3
1	Expenses for wages and bonuses
2	Expenses for payment of remuneration to board members
3	Expenses for payment of material assistance
4	Expenses for medical insurance
5	Expenses for payment of taxes and other payments to the budget
6	Expenses for depreciation of fixed assets and intangible assets
7	Travel expenses
8	Representative expenses
9	Expenses for payment of utilities and building maintenance
10	Postal and courier expenses
11	Material expenses
12	Advertising expenses
13	Expenses for payment of audit and consulting services
14	Expenses for mandatory insurance
15	Expenses for employee training
16	Expenses for software maintenance
17	Expenses for payment of membership fees
18	Bank and broker services
19	Custodian services expenses
20	Outsourcing expenses
21	Vehicle maintenance and operation expenses
22	Fixed asset repairs
23	Third-party services
24	Other expenses
25	Total

Name ________________________________________________

Address________________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on general and administrative expenses".

Appendix

to form, intended for

the collection of administrative data

on a gratuitous basis,

"Report on general and administrative

expenses"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on general and administrative expenses"

(index – 8-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on general and administrative expenses" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the amount of general and administrative expenses in accordance with the expense classification reflected in column 2.
Information on line 24 "Other expenses" is disclosed in the explanatory note to the reporting.

Appendix 9

to Rules for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on implemented guarantee payments, payments for compensation of harm caused to the life or health of the victim, and (or) expenses for burial

Index of the form intended for the collection of administrative data on a gratuitous basis: 9-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


№	Name	For the financial year from the beginning of the reporting period	For the previous financial year
1	2	3	4
1	Guarantee payments by the "general insurance" industry, including:
1.1	for mandatory insurance of civil liability of vehicle owners
1.2	for mandatory insurance of civil liability of the carrier to passengers
1.3	for mandatory insurance of the tourist
1.4	…
2	Payment for the insurance portfolio by the "general insurance" industry, including:
2.1	for mandatory insurance of civil liability of vehicle owners
2.2	for mandatory insurance of civil liability of the carrier to passengers
2.3	for mandatory insurance of the tourist
2.4	…
3	Guarantee payments by the "life insurance" industry, including:
3.1	for annuity insurance
3.2	for pension annuity insurance
3.3	for mandatory insurance of the tourist
3.4	…
4	Payment for the insurance portfolio by the "life insurance" industry, including:
4.1	for annuity insurance
4.2	for pension annuity insurance
4.3	for mandatory insurance of the tourist
4.4	…
5	Payments for compensation of harm caused to the life or health of the victim, and (or) expenses for burial
6	Total

Name ________________________________________________

Address________________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on implemented guarantee payments, payments for compensation of harm caused to the life or health of the victim, and (or) expenses for burial".

Appendix

to form, intended for the collection of

administrative data on a gratuitous

basis, "Report on implemented guarantee payments, payments for

compensation of harm caused to

life or health of the victim,

and (or) expenses for burial"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on implemented guarantee payments, payments for compensation of harm caused to the life or health of the victim, and (or) expenses for burial"

(index – 9-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on implemented guarantee payments, payments for compensation of harm caused to the life or health of the victim, and (or) expenses for burial" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the amount for the financial year from the beginning of the reporting period.
Column 4 indicates the amount for the previous financial year.

Appendix 10

to Rules for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on the investment portfolio formed from own assets

Index of the form intended for the collection of administrative data on a gratuitous basis: 10-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


№	Indicator Name	Book Value	Share in the investment portfolio, in percent
1	2	3	4
1	Cash
2	Deposits - total, including:
2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of no lower than "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies; are subsidiary resident banks of the Republic of Kazakhstan, the parent non-resident banks of which have a long-term credit rating in foreign currency of no lower than "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan - total, including:
3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer has) a rating assessment of no lower than "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of no lower than "kzA-" on the national scale of Standard & Poor's (Standard & Poor's), or a rating of a similar level on the national scale of one of the other rating agencies
3.2	government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3	debt securities having the status of government securities, issued by central governments of foreign states having a sovereign rating of no lower than "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
3.5	non-government debt securities issued by international financial organizations having a rating assessment of no lower than "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
4	Other assets - total, including:
4.1	refined precious metals and metal accounts
5	Total assets

Name ________________________________________________

Address________________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the investment portfolio formed from own assets".

Appendix

to form, intended for the collection of

administrative data

on a gratuitous basis,

"Report on the investment portfolio,

formed from

own assets"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on the investment portfolio formed from own assets"

(index – 10-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the investment portfolio formed from own assets" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

For the purposes of filling out the Form, in addition to the rating assessments of the Standard & Poor's rating agency, rating assessments of other rating agencies are recognized as rating assessments of Moody's Investors Service and Fitch agencies, as well as their subsidiary rating organizations in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 "On Approval of the Rules for Investing Assets and the List of Financial Instruments Permitted for Acquisition from Own Assets of the Joint Stock Company "Insurance Payments Guarantee Fund", Funds of the Guaranteeing Reserves for Insurance Payments and Funds of the Compensation Reserve, and Rules for Charging Commission Fees by the Joint Stock Company "Insurance Payments Guarantee Fund" (registered in the Registry of State Registration of Normative Legal Acts under No. 17396).
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio in percent.

Appendix 11

to Rules for reporting by the organization guaranteeing the implementation of insurance payments to policyholders (insured persons, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on investment portfolios formed from funds of guaranteeing reserves for insurance payments and funds of the compensation reserve

Index of the form intended for the collection of administrative data on a gratuitous basis: 11-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)


No.	Name of indicator	Book value	Share in investment portfolio, in percent
1	2	3	4
1	Assets of the guarantee reserve for insurance payments by the "general insurance" industry
1.1	Cash
1.2	Deposits - total, including:
1.2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
1.2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of at least "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, the parent non-resident banks of which have a long-term credit rating in foreign currency of at least "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
1.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan - total, including:
1.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of at least "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
1.3.2	state securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
1.3.3	debt securities having the status of state securities, issued by central governments of foreign states having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
1.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
1.3.5	non-state debt securities issued by international financial organizations having a rating assessment of at least "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
1.4	Other assets - total, including:
1.4.1	refined precious metals and metal accounts
1.5	Total assets of the guarantee reserve for insurance payments by the "general insurance" industry
2	Assets of the guarantee reserve for insurance payments by the "life insurance" industry
2.1	Cash
2.2	Deposits - total, including:
2.2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
2.2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of at least "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, the parent non-resident banks of which have a long-term credit rating in foreign currency of at least "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
2.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan - total, including:
2.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of at least "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
2.3.2	state securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
2.3.3	debt securities having the status of state securities, issued by central governments of foreign states having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
2.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
2.3.5	non-state debt securities issued by international financial organizations having a rating assessment of at least "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
2.4	Other assets - total, including:
2.4.1	refined precious metals and metal accounts
2.5	Total assets of the guarantee reserve for insurance payments by the "life insurance" industry
3	Assets of the compensation reserve
3.1	Cash
3.2	Deposits - total, including:
3.2.1	deposits, current accounts in the National Bank of the Republic of Kazakhstan
3.2.2	deposits, current accounts in second-tier banks of the Republic of Kazakhstan, meeting one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, or a rating assessment of at least "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are resident subsidiary banks of the Republic of Kazakhstan, the parent non-resident banks of which have a long-term credit rating in foreign currency of at least "A-" on the international scale of Standard & Poor's agency or a rating of a similar level of one of the other rating agencies
3.3	Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan - total, including:
3.3.1	debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating assessment of at least "BB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies
3.3.2	state securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3.3	debt securities having the status of state securities, issued by central governments of foreign states having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies
3.3.4	debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating on the territory of the Republic of Kazakhstan
3.3.5	non-state debt securities issued by international financial organizations having a rating assessment of at least "AA-" by Standard & Poor's agency, or a rating of a similar level of one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
3.4	Other assets - total, including:
3.4.1	refined precious metals and metal accounts
3.5	Total assets of the compensation reserve

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executive____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on investment portfolios formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve."

Appendix

to form, intended

for the collection of administrative

data on a gratuitous basis,

"Report on investment portfolios,

formed from the funds of guarantee reserves

for insurance payments

and funds of the compensation reserve"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on investment portfolios formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve"

(index – 11-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on investment portfolios formed from the funds of guarantee reserves for insurance payments and funds of the compensation reserve" (hereinafter – Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

For the purposes of filling out the Form, in addition to the rating assessments of the Standard & Poor's rating agency, rating assessments of other rating agencies are recognized as rating assessments of Moody's Investors Service and Fitch agencies, as well as their subsidiary rating organizations in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 "On Approval of the Rules for Investing Assets and the List of Financial Instruments Permitted for Acquisition from Own Assets of the Joint Stock Company 'Insurance Payments Guarantee Fund', Funds of Guarantee Reserves for Insurance Payments and Funds of the Compensation Reserve, and Rules for Charging Commission Fees by the Joint Stock Company 'Insurance Payments Guarantee Fund'" (registered in the Registry of State Registration of Normative Legal Acts under No. 17396).
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio in percent.

Appendix 12

to Rules for reporting by the organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of administrative form: report on compliance with investment limits for own assets

Index of form intended for the collection of administrative data on a gratuitous basis: 12-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in case of liquidation of insurance organizations

BIN: _______________________

Collection method: in electronic form


No.	Name of indicator	Book value, in thousands of tenge	In percent of total assets
1	2	3	4
1	Total placement in deposits, cash and securities (taking into account "reverse repo" operations) in one second-tier bank (excluding the bank-agent carrying out certain types of banking operations, providing services for carrying out guarantee payments to creditors based on an agency agreement with the organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in case of liquidation of insurance organizations (hereinafter - Organization)) and its affiliated persons - no more than 20 (twenty) percent of the investment portfolio formed from the Organization's own assets, but no more than 25 (twenty-five) percent of the own capital of this bank
1.1	name of the second-tier bank
1.1.1	shares
1.1.2	debt securities
1.1.3	deposits in the bank
1.1.4	cash in the bank
1.1.5	"reverse repo" operations
1.2	name of the affiliated person of the second-tier bank
1.2.1	shares
1.2.2	debt securities
1.2.3	deposits in the bank
1.2.4	cash in the bank
1.2.5	"reverse repo" operations
…	…
n	…
	Total (sum of lines 1 - n)
2	Total placement in debt securities of legal entities of the Republic of Kazakhstan (excluding second-tier banks of the Republic of Kazakhstan) and affiliated persons of this legal entity - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets, but no more than 25 (twenty-five) percent of the own capital of this issuer
2.1	name of the legal entity
2.1.1	shares
2.1.2	debt securities
2.1.3	"reverse repo" operations
2.1.4	cash
2.2	name of the affiliated person of the legal entity
2.2.1	shares
2.2.2	debt securities
2.2.3	"reverse repo" operations
2.2.4	cash
…	…
n	…
3	Total placement in securities (taking into account "reverse repo" operations) having the status of state securities, issued by central governments of foreign states - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets
4	Total placement in "reverse repo" transactions carried out with the participation of the Organization's own assets - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets
5	Total placement in debt securities - no more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6	Total placement in non-state debt securities issued by international financial organizations - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets, but no more than 25 (twenty-five) percent of the own capital of this issuer
7	Total placement in refined precious metals and metal accounts - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executive____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on compliance with investment limits for own assets."

Appendix

to form, intended

for the collection of administrative data

on a gratuitous basis,

"Report on compliance with limits

of investment of own assets"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on compliance with investment limits for own assets"

(index – 12-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on compliance with investment limits for own assets" (hereinafter – Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the book value.
Column 4 indicates the percentage of total assets.

Appendix 13

to Rules for reporting by the organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in case of liquidation of insurance organizations

Form,

intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of administrative form: report on compliance with investment limits for funds of guarantee reserves for insurance payments and funds of the compensation reserve

Index of form intended for the collection of administrative data on a gratuitous basis: 13-OGOSV

Frequency: monthly

Reporting period: as of "___" ______20 year

BIN: _______________________

Collection method: in electronic form

No.	Indicator Name	Book Value, in thousands of tenge	As a percentage of the reserve amount
1	2	3	4
1	Total placement in deposits, money, and securities (including reverse repo operations) in one second-tier bank (excluding the bank-agent carrying out certain types of banking operations, providing services for making guarantee payments to creditors based on an agency agreement with the Organization Guaranteeing Insurance Payments to Policyholders (Insured, Beneficiaries) in the event of liquidation of insurance organizations (hereinafter - the Organization)), and affiliated persons of this bank - not more than 20 (twenty) percent of the funds of the insurance payment guarantee reserves and the harm compensation reserve funds (hereinafter - reserve funds)
1.1	name of the second-tier bank
1.1.1	shares
1.1.2	debt securities
1.1.3	deposits in the bank
1.1.4	money in the bank
1.1.5	reverse repo operations
1.2	name of the affiliated person of the second-tier bank
1.2.1	shares
1.2.2	debt securities
1.2.3	deposits in the bank
1.2.4	money in the bank
1.2.5	reverse repo operations
…	…
n	…
2	Total placement in debt securities (including reverse repo operations) of legal entities of the Republic of Kazakhstan (excluding second-tier banks of the Republic of Kazakhstan) and affiliated persons of such legal entity - not more than 20 (twenty) percent of the reserve funds
2.1	name of the legal entity
2.1.1	shares
2.1.2	debt securities
2.1.3	reverse repo operations
2.1.4	money
2.2	name of the affiliated person of the legal entity
2.2.1	shares
2.2.2	debt securities
2.2.3	reverse repo operations
2.2.4	money
…	…
n	…
3	Total placement in securities (including reverse repo operations) having the status of state securities issued by central governments of foreign states - not more than 10 (ten) percent of the reserve funds
4	Total placement in reverse repo transactions carried out with the participation of reserve funds - not more than 10 (ten) percent of the reserve funds
5	Total placement in debt securities - not more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6	Total placement in non-state debt securities issued by international financial organizations - not more than 10 (ten) percent of the reserve funds, but not more than 25 (twenty-five) percent of the size of the own capital of this issuer
7	Total placement in affiliated precious metals and metal accounts - not more than 10 (ten) percent of the reserve funds

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor____________________________ ____________________

surname, first name and patronymic (if any) signature, telephone

Head or person assigned the function of signing the report

surname, first name and patronymic (if any) signature

Date «____» ______________ 20__ year

Appendix

to form, intended for

collection of administrative

data on a gratuitous basis,

"Report on compliance with limits

of investment of funds of reserves

guaranteeing insurance payments

and the harm compensation reserve"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on compliance with investment limits for the funds of the insurance payment guarantee reserves and the harm compensation reserve"

(index – 13-OGOSV, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on compliance with investment limits for the funds of the insurance payment guarantee reserves and the harm compensation reserve" (hereinafter – the Form).
The Form is compiled monthly as of the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

Column 3 indicates the book value.
Column 4 indicates the percentage of the reserve amount.

Lineage: No known changes

Timeline

What changed in the obligations