Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99 "On Amendments to Certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Reporting by Participants in the Insurance Market"

On Amendments to Certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan

on issues of reporting by participants in the insurance market

The Board of the National Bank of the Republic of Kazakhstan RESOLVES:

Make the following changes to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 24 "On Approval of the List, Forms, Deadlines for Submission of Reporting by Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan and Rules for its Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 22322):

rephrase the preamble as follows:

"In accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:";

in paragraph 1:

rephrase subparagraph 8) as follows:

"8) the form of the report on "reverse repo", repo operations according to Appendix 8 to this Resolution;";

rephrase subparagraph 15) as follows:

"15) the form of the report on insurance premiums and state premiums according to Appendix 15 to this Resolution;";

in Appendix 1:

rephrase subparagraph 7) as follows:

"7) report on "reverse repo", repo operations;";

rephrase subparagraph 14) as follows:

"14) report on insurance premiums and state premiums;";

in the Explanation on filling out the administrative data form of Appendix 2:

an amendment was made to the name in the Kazakh language, the text in the Russian language does not change;

rephrase paragraphs 1 and 2 as follows:

"1. This explanation defines unified requirements for filling out the administrative data form "Report on Money and Bank Deposits" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraph 5 as follows:

"5. In columns 5 and 6, the rating assigned by one of the rating agencies specified in paragraph 3 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Regulatory Legal Acts under No. 8318 is indicated. In the absence of a rating agency, "no rating" is indicated in columns 5 and 6.";

in the Explanation on filling out the administrative data form of Appendix 3:

an amendment was made to the name in the Kazakh language, the text in the Russian language does not change;

rephrase paragraphs 1 and 2 as follows:

"1. This explanation defines unified requirements for filling out the administrative data form "Report on Securities" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraphs 5, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15 as follows:

"5. In column 4, the international identification number of the security (ISIN code) is indicated.

In column 8 for bonds, the monetary expression of the nominal/purchase cost of the bond determined at its issuance, on which interest is accrued as a percentage of the coupon bond, as well as the amount payable to the bondholder upon its redemption, are indicated. The amount is indicated in the currency of issuance. For shares, the purchase cost in the currency of acquisition of the share is indicated.
In column 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds". For bonds, the currency of issuance is indicated, for shares - the currency of acquisition.
In column 10, the acquisition cost of equity securities, the nominal value of debt securities on the reporting date, held for sale, is indicated.
In column 15, the acquisition cost of equity securities, the nominal value of debt securities on the reporting date, accounted for at fair value through profit or loss, is indicated.
In column 19, the acquisition cost of equity securities, the nominal value of debt securities on the reporting date, held to maturity, is indicated.
In column 23, the book value of encumbered securities is indicated.
In column 24, the book value of securities encumbered by repo agreements is indicated.
In column 27, the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan is indicated.
In columns 28 and 29, the category of securities - residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan, the requirements for which are established by the Requirements for issuers and their securities admitted to trading on the stock exchange, as well as to certain categories of the official list of the stock exchange, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 "On Approval of the Requirements for Issuers and Their Securities Admitted to Trading on the Stock Exchange, as well as to Certain Categories of the Official List of the Stock Exchange and Amendments to Certain Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Regulation of the Securities Market", registered in the Registry of State Registration of Regulatory Legal Acts under No. 15175. In the absence of a stock exchange list category in columns 28 and 29, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and state securities of the Republic of Kazakhstan.
When filling out columns 30, 31, 32 and 33, the rating assigned by one of the rating agencies specified in paragraph 3 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Regulatory Legal Acts under No. 8318 is indicated. In the absence of a rating in columns 30, 31, 32 and 33, "no rating" is indicated. These columns are not filled for state securities of the Republic of Kazakhstan.";

in the Explanation on filling out the administrative data form of Appendix 4:

rephrase paragraphs 1 and 2 as follows:

"1. This explanation defines unified requirements for filling out the administrative data form "Report on the Structure of the Investment Portfolio Acquired from Assets Accepted for Management under Insurance Contracts Providing for the Condition of the Policyholder's Participation in Investments" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraphs 6, 7 and 8 as follows:

"6. For Table 1:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the issuer of the security is indicated;

3) in column 5, the type of acquired security with its type specified is indicated;

4) in column 7, the number of acquired securities in units is indicated. Debt securities are indicated at nominal value in the currency of issuance;

5) in columns 10 and 12, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds";

6) in column 13, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the transaction (stock exchange certificate, broker and/or dealer report, confirmation received via the international interbank information transfer and payment system SWIFT (SWIFT). The price of debt securities is reflected as a percentage of the nominal value, with an accuracy of four decimal places, including accrued interest. When acquiring a security (except for debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of the transaction;

7) in column 14, the date of initial recognition in accounting is reflected;

8) in column 15, the maturity date of debt securities is indicated;

9) in column 16, the purchase cost of financial instruments, including expenses directly related to acquisition, including remuneration and commissions paid to agents, consultants, brokers (dealers), fees of stock exchanges, as well as banking services for transfer, and reduced by the percentage paid by the buyer to the seller (if any), is indicated;

10) in column 17, the value of securities reflected in accounting is indicated;

11) in column 21, the amount of formed reserves (provisions) reflected in accounting is indicated;

12) when filling out columns 22, 23, 24 and 25, the rating of the security for bonds, the rating of the issuer for shares, the rating of the country for state securities, assigned by one of the rating agencies specified in paragraph 3 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Regulatory Legal Acts under No. 8318 (hereinafter - Resolution No. 385) is reflected. In the absence of a rating in columns 22, 23, 24 and 25, "no rating" is indicated. These columns are not filled for state securities of the Republic of Kazakhstan;

13) in columns 26 and 27, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange list category in columns 26 and 27, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and state securities of the Republic of Kazakhstan. Column 26 reflects the stock exchange list category on the date of initial recognition in accounting;

14) in column 28, the coupon rate for debt financial instruments on the date of submission of the Form is indicated;

15) in columns 29 and 30, the category of the security "fair value through other comprehensive income", "fair value through profit or loss" or "amortized cost" and the date of assignment to this category are indicated;

16) securities acquired from pension assets are not indicated in the table.

For Table 2:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the issuer of the security is indicated;

3) in column 5, the type of security acquired through "reverse repo" operations, with its type specified, is indicated;

4) in columns 8 and 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds";

5) in columns 10 and 12, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the "reverse repo" operation, is indicated;

6) in column 16, the value reflected in accounting is indicated;

7) when filling out columns 18 and 19, the rating of the security for bonds, the rating of the issuer for shares, the rating of the country for state securities, assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 is reflected. In the absence of a rating in columns 18 and 19, "no rating" is indicated. These columns are not filled for state securities of the Republic of Kazakhstan. Column 18 reflects the rating on the date of initial recognition in accounting;

8) in columns 20 and 21, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange list category in columns 20 and 21, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and state securities of the Republic of Kazakhstan. Column 20 reflects the category on the date of initial recognition in accounting;

9) securities acquired through "reverse repo" operations from pension assets are not indicated in the table.

For Table 3:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the bank is indicated;

3) when filling out columns 4 and 5, the rating of the second-tier bank, assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385, is reflected. In the absence of a rating, "no rating" is indicated in columns 4 and 5. These columns are not filled for deposits in the National Bank of the Republic of Kazakhstan;

4) in column 6, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds";

5) in column 9, the term of the deposit under the bank deposit agreement is indicated, upon extension of the deposit, the term is reflected with consideration of the extension;

6) in columns 10 and 11, the frequency and date of payment of accrued interest are indicated in accordance with the terms of the bank deposit agreement;

7) in column 16, the value reflected in accounting is indicated;

8) the table is filled with the amount of deposits separately for each bank and for each currency of the deposit;

9) deposits placed from pension assets are not indicated in the table.";

in the Explanation on filling out the administrative data form of Appendix 5:

rephrase paragraphs 1 and 2 as follows:

"1. This explanation defines unified requirements for filling out the administrative data form "Report on Concluded Transactions on Investing Assets Accepted for Management under Insurance Contracts Providing for the Condition of the Policyholder's Participation in Investments" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraphs 5, 6 and 7 as follows:

"5. For Table 1:

1) in column 6, the type of transaction (purchase, sale, redemption, coupon redemption, dividend payment, "reverse repo" operation - opening (closing) and others) is indicated;

2) in column 7, the organizer of the trade, in the trading system of which the transaction was carried out, or that the transaction was made on an unorganized market, is indicated;

3) in column 8, the name of the issuer and the type of securities are indicated. When making a transaction on the international market, trading codes according to the REUTERS classification are used;

4) in columns 11 and 14, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds";

5) in column 15, the price in tenge, reflected in the primary document confirming the transaction (stock exchange certificate, broker and/or dealer report, confirmation received via the international interbank information transfer and payment system SWIFT (SWIFT). The price of debt securities is reflected as a percentage of the nominal value, with an accuracy of four decimal places, including accrued interest. When settling the transaction (except for transactions with debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of settlement of the transaction;

6) in columns 16 and 17, prices in tenge for transactions on the purchase (sale) of shares (depository receipts) concluded on international (foreign) stock exchanges, on which this financial instrument is traded, according to data from Bloomberg (Bloomberg) or REUTERS (REUTERS) information-analytical systems are indicated;

7) in column 19, the yield on securities in percent per annum (for a bond transaction - yield resulting from alienation or acquisition; for repo and "reverse repo" operations - yield resulting from the repo transaction) is indicated;

8) in column 20, the volume of the transaction minus expenses related to the execution of the transaction, with an accuracy of two decimal places, is indicated;

9) columns 21, 22 and 23 are filled for transactions concluded on the international (foreign) securities market.

For Table 2:

1) in column 3, when making a deposit, the date of transfer of money from the client's bank account to the bank account in the National Bank of the Republic of Kazakhstan or a second-tier bank, or the date of early repayment, or in case of termination of the contract - the date of return of money to the client's bank account is indicated;

2) in column 5, operations on the deposit (depositing money into the deposit, payment of interest on the deposit, early return of the deposit or return of the deposit upon expiration of the bank deposit contract term) are indicated;

3) in column 11, the amount including accrued interest upon completion of the deposit operation with an accuracy of two decimal places is indicated.

For Table 3:

1) in column 3, the date of conclusion of the transaction (trade date) is indicated;

2) in column 6, the type of transaction (purchase, sale) is indicated;

3) in column 7, the name of the types of refined precious metals with the type of metal account (allocated metal account or unallocated metal account) is indicated;

4) in column 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds".";

in the Explanation on filling out the administrative data form of Appendix 6:

rephrase paragraphs 1 and 2 as follows:

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraphs 5, 6, 7, 8, 9, 10, 11, 12, 13 and 14 as follows:

"5. In column 7, the type of derivative financial instrument (option, futures, forward, swap and other derivative financial instruments) is indicated.

In column 8, the identification number of the security is indicated if only the underlying asset of the derivative financial instrument is a security.
In column 9, the name of the organizer of the trade, in the trading system of which the transaction was carried out, and the country of its residence in the format "name of the stock exchange" or that the transaction was made not on a stock exchange in the format "unorganized market" is indicated.
In columns 10 and 11, the underlying asset of the derivative financial instrument (name of the security and its issuer, currency, interest rate, commodity and other underlying assets) and the rating of the underlying asset on the date of conclusion of the transaction, assigned by a rating agency (if any) in the format "underlying asset (rating) (rating agency)" are indicated. In the absence of a rating for the underlying asset, the underlying asset and information that the rating is absent are indicated.
In columns 12 and 13, if the transaction is not concluded on a stock exchange, the counterparty, the country of its residence, as well as the rating on the date of conclusion of the transaction, assigned to this counterparty in the format "counterparty/country/rating (rating agency)" are indicated. In the absence of a rating for the counterparty, information that the rating is absent is indicated.
In column 14, the type of transaction (purchase, sale and others) is indicated.
The details of the hedging object in columns 19, 20, 21 and 22 are filled only if the transaction is concluded for hedging purposes. If the transaction is not concluded for hedging purposes, these columns are not filled.
In column 25, if available, the variation margin - the monetary expression of the change in the obligations of the trading participant, calculated by the exchange and taking into account the change in the quote of the futures contract, is indicated.
In column 26, if available, the initial margin - the share of the total market value of the underlying asset, determined by the exchange, which the client must deposit for each open position, is indicated.
In column 27, the trading regime in the format T+0 or T+n is indicated, or another trading regime provided for by the rules of the exchange is described.";

in the Explanation on filling out the administrative data form of Appendix 7:

rephrase paragraphs 1 and 2 as follows:

The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

rephrase paragraphs 6, 7, 8, 9, 10, 11 and 12 as follows:

"6. In column 3, the sign according to which the client is recognized as an affiliated person in relation to the manager of the investment portfolio in accordance with Article 64 of the Law of the Republic of Kazakhstan "On Joint Stock Companies" (hereinafter - the Law on JSC) is indicated."

Column 5 indicates the name of the foreign stock exchange in the trading system of which the transaction was carried out, and the country of its residency in the format "unorganized market/name of foreign stock exchange/country of its residency" or that the transaction was made on an "unorganized market".
Column 6 indicates the type of transaction (purchase, sale, opening and closing of repo operations, conclusion of a bank deposit agreement, and other transactions). For repo operations, the type of repo operation is also indicated: direct or "reverse repo". For transactions concluded in the trading system of a stock exchange, the method of concluding the transaction is indicated in column 16.
Column 7 uses the symbol "B" if only an organization holding a license to carry out brokerage and dealing activities in the securities market acted as a broker (indicating the person on whose behalf the broker acted) and the symbol "D" if only an organization holding a license to carry out brokerage and dealing activities in the securities market acted as a dealer. When concluding a bank deposit agreement, the name of the bank in which the bank account is opened is indicated.
Column 8 indicates the sign according to which the counterparty is recognized as an affiliated person of the organization carrying out investment management of client assets in accordance with Article 64 of the Law on JSC.
Columns 10, 11, and 12 are filled for transactions on purchase, sale, redemption, "reverse repo" operation - opening (closing).
Column 14 indicates the amount in thousands of tenge excluding expenses related to the execution of the transaction (purchase, sale, redemption, "reverse repo" operation - opening (closing), etc.), including accrued remuneration.";

Appendix 8 shall be presented in the edition according to Appendix 1 to this Resolution;

in the Explanation on filling out the administrative data form of Appendix 9:

an amendment has been made to the name in the Kazakh language, the text in the Russian language does not change;

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on insurance contracts providing for the policyholder's participation in investments" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 6, 7, 8, and 9 shall be presented in the following edition:

"6. In columns 5 and 6, the amounts of parts of insurance premiums at the time of concluding an insurance contract providing for the policyholder's participation in investments are indicated.

In column 9, the name of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder, is indicated.
In column 10, the name of the manager of the investment portfolio of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder, is indicated. When involving a manager of the investment portfolio, next to the name of the investment fund or investment portfolio, the name of its manager of the investment portfolio is indicated.
In column 13, the cost of one share of the investment fund, the holder of shares of which is the policyholder, or one conditional unit of the investment portfolio, into financial instruments of which the assets of the policyholder are invested, as of the reporting date, is indicated.";

in the Explanation on filling out the administrative data form of Appendix 10:

an amendment has been made to the name in the Kazakh language, the text in the Russian language does not change;

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 5, 6, and 7 shall be presented in the following edition:

"5. In column 2, the name of the investment fund (investment portfolio) is indicated.

In column 4, the purchase cost of shares on the date of acquisition is reflected.
In column 6, the cost of investments reflected in accounting is indicated.";

in the Explanation on filling out the administrative data form of Appendix 11:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 7 shall be presented in the following edition:

"7. In column 2, the names of reinsurers, insurance agents, insurance brokers (intermediaries), reinsurers (cedents), and policyholders having debt on insurance and/or reinsurance contracts are indicated.";

in the Explanation on filling out the administrative data form of Appendix 12:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on investment property and fixed assets" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 5 shall be presented in the following edition:

"5. In column 2, information on investment property and fixed assets is indicated.";

Appendix 13 shall be presented in the edition according to Appendix 2 to this Resolution;

Appendix 14 shall be presented in the edition according to Appendix 3 to this Resolution;

Appendix 15 shall be presented in the edition according to Appendix 4 to this Resolution;

Appendix 16 shall be presented in the edition according to Appendix 5 to this Resolution;

Appendix 17 shall be presented in the edition according to Appendix 6 to this Resolution;

Appendix 18 shall be presented in the edition according to Appendix 7 to this Resolution;

Appendix 19 shall be presented in the edition according to Appendix 8 to this Resolution;

in the Explanation on filling out the administrative data form of Appendix 20:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on reinsurance activity" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20 shall be presented in the following edition:

"6. In column 2, the full name of the branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan is indicated (without using abbreviations and short forms).

In columns 3 and 8, the full name (without using abbreviations and short forms) is indicated.
In column 4, the rating assigned by one of the rating agencies specified in paragraph 3 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Normative Legal Acts under No. 8318, is indicated. In the absence of a rating, "no rating" is indicated in column 4.
In column 11, the name of the type of foreign currency is indicated.
The volume of obligations in column 12 is indicated for reinsurance contracts concluded for the period from the beginning of the reporting period.
The amount of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to residents of the Republic of Kazakhstan, in the line "Insurance (reinsurance) organizations residents" of column 13, corresponds to the total sum of column 9 of the report on the volume of obligations, except for the amount of the volume of obligations for the class of annuity insurance.
The amount of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to non-residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations non-residents" of column 13 corresponds to the total sum of column 10 of the report on the volume of obligations, except for the amount of the volume of obligations for the class of annuity insurance.
The total sum of obligations transferred for reinsurance under existing insurance (reinsurance) contracts in column 13 corresponds to the sum of columns 9 and 10 of the report on the volume of obligations, except for the amount of the volume of obligations for the class of annuity insurance.
The amount of insurance premiums transferred to residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations residents" of column 14 corresponds to the total sum of column 14 of the report on insurance premiums and the state premium.
The amount of insurance premiums transferred to non-residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations non-residents" of column 14 corresponds to the total sum of column 15 of the report on insurance premiums and the state premium.
The total sum of insurance premiums transferred to the reinsurance organization in column 14 corresponds to the total sum of column 13 of the report on insurance premiums and the state premium.
In column 15, the amount of insurance premiums in foreign currency transferred by the reinsurance organization for the period from the beginning of the reporting period is indicated.
In column 17, data on compensation for risks received under reinsurance contracts are indicated.
In column 19, the amounts of insurance payments under contracts accepted for reinsurance are indicated.
In column 22, the name of the insurance class is indicated. If insurance premiums for different classes of insurance were transferred to one reinsurance organization, the list of insurance classes is indicated in one line.";

in the Explanation on filling out the administrative data form of Appendix 21:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on information about the insurance (reinsurance) organization - non-resident of the Republic of Kazakhstan" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

in the Explanation on filling out the administrative data form of Appendix 22:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on the comparison of the terms of assets and liabilities in national and foreign currencies" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

in the Explanation on filling out the administrative data form of Appendix 23:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on balances on off-balance sheet accounts" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 5, 6, and 7 shall be presented in the following edition:

"5. In column 2, the names of off-balance sheet accounts are indicated in accordance with the Standard Chart of Accounts for Accounting for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies, and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 251 "On Approval of the Standard Chart of Accounts for Accounting for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies, and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, the Instruction on Accounting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies, and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Amendments and Additions to Certain Normative Legal Acts of the Republic of Kazakhstan on Issues of Accounting", registered in the Registry of State Registration of Normative Legal Acts under No. 16390.

In column 3, the total sum at the end of the reporting period for off-balance sheet accounts is indicated.
In column 4, the total sum at the beginning of the current year for off-balance sheet accounts is indicated.";

in the Explanation on filling out the administrative data form of Appendix 24:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on existing insurance (reinsurance) contracts in the "General Insurance" industry" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 6 shall be presented in the following edition:

"6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.";

paragraph 8 shall be presented in the following edition:

"8. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, and 16 must be reflected in each line.";

in the Explanation on filling out the administrative data form of Appendix 25:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on losses" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 5, 6, 7, 8, 9, 10, 11, and 12 shall be presented in the following edition:

"5. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, and 10 must be reflected in each line.

The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.
Information on losses settled by refusal to make insurance payments is indicated for the last 12 (twelve) months preceding the reporting date.
For losses claimed in connection with the extension (re-certification) of the degree of loss of working capacity, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers from Accidents in the Performance of Labor (Official) Duties", the date in column 14 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional working capacity of the worker as a result of a work injury, or according to the date of the conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, in case of establishment of the degree of loss of professional working capacity of the worker as a result of the detection of an occupational disease.
Information in column 16 is filled out for the class of mandatory insurance of workers from accidents in the performance of their labor (official) duties.
In column 18, the name of the covered risk is indicated in accordance with the insurance (reinsurance) contract.
In column 23, information on the date of receipt of a court summons (notice) and/or a statement of claim is indicated, depending on which document arrives at the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan first.
In column 25, information on the dates of the court decision and its entry into legal force or its cancellation is indicated in the form of a chronology with the corresponding information indicated next to each date.";

in the Explanation on filling out the administrative data form of Appendix 26:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on accounting for insurance payments" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 7, 8, 9, and 10 shall be presented in the following edition:

"7. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, and 11 must be reflected in each line.
For payments made in connection with the extension (re-certification) of the degree of loss of working capacity, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law on Mandatory Insurance of Workers from Accidents, information in column 16 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional working capacity of the worker as a result of a work injury, or according to the date of the conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, in case of establishment of the degree of loss of professional working capacity of the worker as a result of the detection of an occupational disease.
Information in columns 9 and 18 is filled out for the class of mandatory insurance of workers from accidents in the performance of their labor (official) duties.";

in the Explanation on filling out the administrative data form of Appendix 27:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on existing insurance (reinsurance) contracts in the "Life Insurance" industry" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 7 and 8 shall be presented in the following edition:

If an insurance (reinsurance) contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15 must be reflected in each line.";

in the Explanation on filling out the administrative data form of Appendix 28:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on existing pension annuity contracts and other types of annuity insurance" (hereinafter - the Form).

The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 8 shall be presented in the following edition:

"8. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.";

in the Explanation on filling out the administrative data form of Appendix 29:

paragraphs 1 and 2 shall be presented in the following edition:

"1. This Explanation defines the unified requirements for filling out the administrative data form "Report on existing annuity contracts concluded within the framework of mandatory insurance of workers from accidents in the performance of their labor (official) duties" (hereinafter - the Form).";

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 7 is to be worded as follows:

"7. In column 19, the amount of periodic annuity payment calculated by the annuity contract, taking into account indexation for the current year, is indicated.";

in the Instructions for filling out the administrative data form of Appendix 30:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter - the Law) and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 6 is to be worded as follows:

"6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by article 6 of the Law and the laws of the Republic of Kazakhstan regulating mandatory types of insurance.";

paragraph 9 is to be worded as follows:

"9. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11 is subject to reflection in each line.";

in the Instructions for filling out the administrative data form of Appendix 31:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the cost of predicted payments" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 6, 7, 8, 9 and 10 are to be worded as follows:

"6. Column 5 is to be filled only if a branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan acts as a reinsurer.

In column 29, the degree of the employer's fault is indicated if the gross negligence of the victim himself contributed to the occurrence or increase of harm.
If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurer is indicated in columns 31, 32 and 33 in a separate line, while information indicated in columns 3, 4, 6, 7, 8, 9, 10, 11, 12 and 13 is subject to reflection in each line.
Information in column 14 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional labor capacity of the employee as a result of a work injury, or according to the date of the conclusion of a healthcare organization providing specialized medical, expert assistance in the field of professional pathology, in case of establishing the degree of loss of professional labor capacity of the employee as a result of the detection of a professional disease.
In column 18, the number of prolongations of loss of professional labor capacity as of the reporting date is indicated (if such information is available).";

in the Instructions for filling out the administrative data form of Appendix 32:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the calculation of the reserve of incurred but not reported losses using the Chain Ladder method without inflation adjustment" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 9 is to be worded as follows:

"9. In the table of the reserve of incurred but not reported losses, the following are indicated:

in the column "Loss reserves by periods" - values of loss reserves in the corresponding periods;

in the column "Reported but not settled losses" - the sum of reported losses in the corresponding periods;

in the column "Incurred but not reported losses" - the difference between the columns "Loss reserves by periods" and "Reported but not settled losses" in the corresponding period. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted;

if the calculation is based on payments, then the reserve of incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of the reserve of incurred but not reported losses, if the calculation is based on incurred losses, then the reserve of incurred but not reported losses is the sum of loss reserves by periods.";

in the Instructions for filling out the administrative data form of Appendix 33:

paragraphs 1 and 2 are to be worded as follows:

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 8 and 9 are to be worded as follows:

"8. If the calculation in the table of the reserve of incurred but not reported losses is based on payments, then the reserve of incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of the reserve of incurred but not reported losses, if the calculation is based on incurred losses, then the reserve of incurred but not reported losses is the sum of loss reserves by periods indicated in column 1 of the table of the reserve of incurred but not reported losses.

In the column "Incurred but not reported losses" of the table of the reserve of incurred but not reported losses, the difference between the columns "Loss reserves by periods" and "Reported but not settled losses" in the corresponding period is indicated. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted.";

in the Instructions for filling out the administrative data form of Appendix 34:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the calculation of the reserve of incurred but not reported losses using the Bornhuetter-Ferguson method" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 8, 9 and 10 are to be worded as follows:

"8. In the loss ratio calculation table:

in the column "Incurred losses", values of incurred losses as of the reporting date, including settlement expenses, for insurance (reinsurance) contracts entered into force in the financial year preceding the period of occurrence of insurance cases are indicated;

in the column "Earned premiums", earned premiums for insurance (reinsurance) contracts entered into force in the financial year preceding the period of occurrence of insurance cases are indicated.

In the table of the reserve of incurred but not reported losses, the following are indicated:

in the column "Earned premiums" - earned premiums of the insurance organization in the corresponding period;

in the column "Loss ratio U" - the value of the loss ratio, the size of which is not less than the average value of loss ratios for policies in accordance with the loss ratio calculation table for policies of this Form;

in the column "Delay factors h(j)" - values of delay factors h(j) indicated in the coefficients table of this Form;

if the Bornhuetter-Ferguson method calculation is based on payments, then the reserve of incurred but not reported losses is the sum of incurred but not reported losses (column 7 of the table of the reserve of incurred but not reported losses of this Form), if the calculation is based on incurred losses, then the reserve of incurred but not reported losses is the sum of incurred but not paid as of the reporting date losses (column 5 of the table of the reserve of incurred but not reported losses of this Form);

in the column "Incurred but not reported losses" - the difference between the columns "Incurred but not paid as of the reporting date losses R(i)" and "Reported but not settled as of the reporting date losses" in the corresponding period. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted.

When calculating the reserve of incurred but not reported losses minus the share of the reinsurer:

in the column "Earned premiums", values of earned premiums minus the share of the reinsurer in the corresponding period are indicated;

in the column "Delay factors h(j)", values of delay factors h(j) taking into account the share of the reinsurer indicated in the coefficients table of this Form are indicated.";

in the Instructions for filling out the administrative data form of Appendix 35:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the classification of insurance premiums and insurance payments by types of economic activity" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraphs 8 and 9 are to be worded as follows:

"8. The total sum of insurance premiums in column 3 corresponds to the sum of insurance premiums accepted under insurance contracts indicated in column 4 of the report on insurance premiums and state premiums minus expenses related to the termination of insurance (reinsurance) contracts indicated in column 30 of the report on insurance premiums and state premiums.

The total sum of insurance payments in column 4 corresponds to the sum of insurance payments minus insurance payments made under contracts accepted for reinsurance of the report on insurance payments.";

Appendix 36 is to be worded in accordance with Appendix 9 to this Resolution;

in the Instructions for filling out the administrative data form of Appendix 37:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on loans provided to policyholders" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

in the Instructions for filling out the administrative data form of Appendix 38:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on income paid to executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 34, paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 6 is to be worded as follows:

"6. In column 6, the presence of facts of non-payment of non-fixed remuneration on the grounds provided for by subparagraph 1) of paragraph 4 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2012 No. 74 "On establishing Requirements for internal policy on payment of salaries, accrual of monetary rewards, as well as other types of material incentives for executive employees of a bank, insurance (reinsurance) organization, insurance broker, branch of a non-resident bank of the Republic of Kazakhstan, branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan, branch of a non-resident insurance broker of the Republic of Kazakhstan", registered in the Registry of state registration of normative legal acts under No. 7525, is indicated.";

in the Instructions for filling out the administrative data form of Appendix 39:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on concluded insurance, reinsurance contracts with the participation of branches of non-resident insurance brokers of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

in the Instructions for filling out the administrative data form of Appendix 40:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on reinsurance contracts concluded by branches of non-resident insurance brokers of the Republic of Kazakhstan, being affiliated persons of the insurance broker of the Republic of Kazakhstan, and on the conditions for placement by a branch of a non-resident insurance broker of the Republic of Kazakhstan insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 6 is to be worded as follows:

"6. In the presence of two or more reinsurers under a reinsurance contract (co-insurance), all reinsurers are indicated in column 6, and information on reinsurance contracts in columns 2, 3, 4, 5, 10, 11 and 12 is duplicated in each line.";

in the Rules for submitting reports by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan, approved by Appendix 41:

an amendment has been made to the title in Kazakh, the text in Russian does not change;

paragraph 1 is to be worded as follows:

"1. The Rules for submitting reports by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan are developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and determine the procedure for submitting reports by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan (hereinafter - Branches) to the National Bank of the Republic of Kazakhstan (hereinafter - National Bank).";

Make the following amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 25 "On approving the list, forms, and deadlines for submitting reports on the fulfillment of prudential norms by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and Rules for its submission" (registered in the Registry of state registration of normative legal acts under No. 22330):

the preamble is to be worded as follows:

"In accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:";

in the Instructions for filling out the administrative data form of Appendix 2:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the fulfillment of prudential norms by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

in the Instructions for filling out the administrative data form of Appendix 3:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on the amount of increase in the minimum solvency margin for branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

Appendix 4 is to be worded in accordance with Appendix 10 to this Resolution;

Appendix 5 is to be worded in accordance with Appendix 11 to this Resolution;

in the Instructions for filling out the administrative data form of Appendix 6:

paragraphs 1 and 2 are to be worded as follows:

"1. These Instructions determine the unified requirements for filling out the administrative data form "Report on high-liquidity assets of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan" (hereinafter - the Form).

The form is developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics".";

paragraph 9 is to be worded as follows:

"9. In column 3, the book value as of the end of the last calendar day of the reporting period is indicated.";

paragraph 1 of the Rules for submitting reports on the fulfillment of prudential norms by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan, approved by Appendix 7, is to be worded as follows:

"1. These Rules for submitting reports on the fulfillment of prudential norms by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan are developed in accordance with subparagraph 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and determine the procedure for submitting reports on the fulfillment of prudential norms by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan (hereinafter - Branches) to the National Bank of the Republic of Kazakhstan (hereinafter - National Bank).";

The Department of Statistics of the Financial Market of the National Bank of the Republic of Kazakhstan is to ensure in the manner established by the legislation of the Republic of Kazakhstan:

1) together with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this Resolution, submission of information on the implementation of the measure provided for by subparagraph 2) of this paragraph to the Legal Department of the National Bank of the Republic of Kazakhstan.

Control over the implementation of this Resolution is entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan overseeing the relevant area.
This Resolution enters into force after the expiration of ten calendar days from the day of its first official publication.


Chairman of the National Bank		T.M. Suleimenov

"AGREED"

Bureau of National Statistics

Agency for Strategic Planning and Reforms

of the Republic of Kazakhstan

"AGREED"

Agency of the Republic of Kazakhstan

for regulation and development

of the financial market

Appendix 1

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 8

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on "reverse repo", repo operations

Administrative data form index: 8 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Circle of persons submitting information: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form


№	Content of the operation / Name of the securities issuer	International Securities Identification Number (ISIN code)	Date of the repurchase agreement	Repurchase agreement number
1	2	3	4	5
1	Reverse repurchase operations performed by the "Automatic" method
1.1
…
2	Repurchase operations
2.1	"Direct" method
2.1.1
…
2.2	"Automatic" method
2.2.1
…

continuation of the table:


Date		Term of the repurchase operation, days	Reward rate, in percent	Number of securities subject to the repurchase operation	Repurchase amount, in thousands of tenge	Currency of the securities
Opening of repurchase	Closing of repurchase
6	7	8	9	10	11	12
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person authorized to sign the report

surname, name and patronymic (if any) signature

Date “____” ______ 20__ year

Appendix

to the reporting form

on reverse repurchase, repurchase operations

Explanation for filling out the administrative data form

Report on reverse repurchase, repurchase operations

(index – 8 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on reverse repurchase, repurchase operations" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

The Form is signed by the head or person authorized to sign the report, and the executor.

Chapter 2. Explanation for filling out the Form

In column 9, the reward rate for repurchase and/or reverse repurchase operations established by the participants of the repurchase and/or reverse repurchase operations and used to calculate the closing price and the amount of the closing transaction is indicated.
In column 12, the currency of the securities according to the repurchase operation is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".
In the absence of information, the Form is submitted with zero balances.

Appendix 2

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 13

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of insurance reserves for the "General Insurance" industry

Administrative data form index: 13 - I(R)O_M

Frequency: monthly

Reporting period: as of “_” ______ 20 year

Circle of persons providing information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out insurance activities in the "General Insurance" industry

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

Table. Calculation of insurance reserves for the "General Insurance" industry

(in thousands of tenge)


№	Name of insurance classes	Unearned premium reserve, total amount	Reinsurer's share in the unearned premium reserve	Net amount of the unearned premium reserve	Reserve for incurred but not reported losses	Reinsurer's share in the reserve for incurred but not reported losses
1	2	3	4	5	6	7
1	Compulsory Insurance
1.1	insurance of civil liability of vehicle owners
1.2	insurance of civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	insurance of civil liability of audit organizations
1.6	tourist insurance
1.7	insurance of civil liability of owners of objects whose activities are related to the danger of causing harm to third parties
1.8	other types (classes) of insurance
2	Voluntary Personal Insurance
2.1	insurance against accidents
2.2	insurance in case of illness, including:
2.2.1	traveling abroad
2.3	other types (classes) of insurance
3	Voluntary Property Insurance
3.1	insurance of motor vehicles
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	insurance of cargo
3.7	insurance of property against damage, except for classes specified in rows 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	insurance of civil liability of owners of motor vehicles
3.9	insurance of civil liability of owners of air transport
3.10	insurance of civil liability of owners of water transport
3.11	insurance of civil liability of owners of space objects
3.12	professional liability insurance
3.13	insurance of civil liability, except for classes specified in rows 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	insurance of loans of legal entities
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for classes specified in rows 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	insurance of court costs
3.21	other types (classes) of insurance
4	Total

continuation of the table:


Net amount of the reserve for incurred but not reported losses	Reserve for reported but unsettled losses, total amount	Reinsurer's share in the reserve for reported but unsettled losses
8	9	10
…

continuation of the table:


Net amount of the reserve for reported but unsettled losses	Total amount of insurance reserves	Reinsurer's share in the total amount of insurance reserves	Net amount of total insurance reserves
11	12	13	14
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person authorized to sign the report

surname, name and patronymic (if any) signature

Date “____” ______ 20__ year

Appendix

to the reporting form on the calculation

of insurance reserves

for the "General Insurance" industry

Explanation for filling out the administrative data form

Report on the calculation of insurance reserves for the "General Insurance" industry

(index – 13 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the calculation of insurance reserves for the 'General Insurance' industry" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out insurance activities in the "General Insurance" industry, as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.

Chapter 2. Explanation for filling out the Form

The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.
Insurance reserves are calculated in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for the Calculation of Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.
In column 4, the reinsurer's share in the unearned premium reserve is indicated excluding the commission remuneration to the cedent, insurance broker, or branch of a foreign insurance broker-non-resident of the Republic of Kazakhstan under a reinsurance (insurance) contract, and other compensations, payments to insurance intermediaries and other persons from the reinsurer, not related to insurance protection for risks transferred in reinsurance.
In the absence of information, the Form is submitted without filling.

Appendix 3

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 14

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of insurance reserves for the "Life Insurance" industry

Administrative data form index: 14 - I(R)O_M

Frequency: monthly

Reporting period: as of “_” ______ 20 year

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

Table. Calculation of insurance reserves for the "Life Insurance" industry

(in thousands of tenge)


№	Name of insurance classes	Unearned premium reserve, total amount	Reinsurer's share in the unearned premium reserve	Net amount of the unearned premium reserve	Reserve for unincurred losses under life insurance (reinsurance) contracts
1	2	3	4	5	6
1	Total
1.1	life insurance, except for the class specified in row 1.3 of this table
1.2	annuity insurance, except for the class specified in row 1.4 of this table
1.3	life insurance within the state educational savings system
1.4	pension annuity insurance
1.5	tourist insurance
1.6	insurance against accidents
1.7	insurance in case of illness, including:
1.7.1	traveling abroad
1.8	insurance of workers against accidents while performing their labor (official) duties
1.9	other types (classes) of insurance

continuation of the table:


Reinsurer's share in the reserve for unincurred losses under life insurance (reinsurance) contracts	Net amount of the reserve for unincurred losses under life insurance (reinsurance) contracts	Reserve for unincurred losses under annuity contracts	Reinsurer's share in the reserve for unincurred losses under annuity contracts	Net amount of the reserve for unincurred losses under annuity contracts
7	8	9	10	11
…

continuation of the table:


Reserve for incurred but not reported losses	Reinsurer's share in the reserve for incurred but not reported losses	Net amount of the reserve for incurred but not reported losses	Reserve for reported but unsettled losses	Reinsurer's share in the reserve for reported but unsettled losses
12	13	14	15	16
…		…

continuation of the table:


Net amount of the reserve for reported but unsettled losses	Total share of the reinsurer in insurance reserves	Total insurance reserves
17	18	19
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person authorized to sign the report

surname, name and patronymic (if any) signature

Date “____” ______ 20__ year

Appendix

to the reporting form on the calculation

of insurance reserves

for the "Life Insurance" industry

Explanation for filling out the administrative data form

Report on the calculation of insurance reserves for the "Life Insurance" industry

(index – 14 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the calculation of insurance reserves for the 'Life Insurance' industry" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out insurance activities in the "Life Insurance" industry, as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.

Chapter 2. Explanation for filling out the Form

The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.
Insurance reserves are calculated in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for the Calculation of Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.
In column 4, the reinsurer's share in the unearned premium reserve is indicated excluding the commission remuneration to the cedent, insurance broker, or branch of a foreign insurance broker-non-resident of the Republic of Kazakhstan under a reinsurance (insurance) contract, and other compensations, payments to insurance intermediaries and other persons from the reinsurer, not related to insurance protection for risks transferred in reinsurance.
In row 1.2, contracts for annuity insurance, including contracts for annuity insurance concluded in accordance with the Law of the Republic of Kazakhstan "On Compulsory Insurance of Workers against Accidents while Performing their Labor (Official) Duties", are indicated, except for contracts for annuity insurance concluded in accordance with the Social Code of the Republic of Kazakhstan.
In row 1.4, contracts for pension annuities concluded in accordance with the Social Code of the Republic of Kazakhstan are indicated.
In the absence of information, the Form is submitted without filling.

Appendix 4

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 15

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on insurance premiums and state premiums

Administrative data form index: 15 - I(R)O_M

Frequency: monthly

Reporting period: as of “_” ______ 20 year

Circle of persons providing information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

Table. Insurance premiums and state premiums

(in thousands of tenge)


№	Name of insurance classes	Insurance premiums accepted under insurance (reinsurance) contracts
total	including
insurance premiums accepted under insurance contracts						insurance premiums accepted under reinsurance contracts
total	including					total	including
in electronic form	from a resident		from a non-resident		from a resident	from a non-resident
individuals	legal entities	individuals	legal entities
1	2	3	4	5	6	7	8	9	10	11	12
1	Compulsory Insurance
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	civil liability of audit organizations
1.6	tourist insurance
1.7	civil liability of owners of objects whose activities are related to the danger of causing harm to third parties
1.8	insurance of workers against accidents while performing their labor (official) duties
1.9	other types (classes) of insurance
2	Voluntary Personal Insurance
2.1	life insurance, except for the class specified in row 2.3 of this table
2.2	annuity insurance, except for the class specified in row 2.4 of this table
2.3	life insurance within the state educational savings system
2.4	pension annuity insurance
2.5	insurance against accidents
2.6	insurance in case of illness, including:
2.6.1	traveling abroad
2.7	other types (classes) of insurance
3	Voluntary Property Insurance
3.1	insurance of motor vehicles
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	insurance of cargo
3.7	insurance of property against damage, except for classes specified in rows 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	insurance of civil liability of owners of motor vehicles
3.9	insurance of civil liability of owners of air transport
3.10	insurance of civil liability of owners of water transport
3.11	insurance of civil liability of owners of space objects
3.12	professional liability insurance
3.13	insurance of civil liability, except for classes specified in rows 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	insurance of loans of legal entities
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for classes specified in rows 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	insurance of court costs
3.21	other types (classes) of insurance
4	Total

continuation of the table:


State Premium	Insurance premiums ceded to reinsurance			Income related to termination of contracts ceded to reinsurance	Net amount of insurance premiums	Expenses related to termination of insurance (reinsurance) contracts
total	in particular			total	in particular
to residents	to non-residents	for insurance contracts	for reinsurance contracts	state premium
13	14	15	16	17	18	19	20	21	22

continuation of the table:


Change in unearned premium reserve	Change in reinsurance assets in the unearned premium reserve			Change in net amount of unearned premium reserve	Net amount of earned insurance premiums (column 18 - column 19 - column 27)
total	in particular
to residents	to non-residents
23	24	25	26	27	28

continuation of the table:


Income in the form of commission fees for insurance activities			Expenses in the form of commission fees for insurance activities
total	in particular		total	in particular
from residents	from non-residents	to residents	to non-residents
29	30	31	32	33	34

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the reporting form

on insurance premiums

and state premium

Explanation on filling out the administrative data form

Report on insurance premiums and state premium

(index – 15 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on insurance premiums and state premium" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activities" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

In column 4, the total data of columns 6, 7, 8, and 9 are indicated.
In columns 13, 14 and 15, insurance premiums ceded to reinsurance are indicated, including to a branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan by an insurance organization-non-resident of the Republic of Kazakhstan.
In line 2.2, annuity insurance contracts are indicated, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents at Work in the Performance of Their Labor (Official) Duties", except for annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In line 2.4, pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan are indicated.
In the absence of information, the Form is submitted without filling in.

Appendix 5

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 16

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on insurance payouts

Index of the administrative data form: 17 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ______20__year

Circle of persons providing information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

Table. Insurance payouts

(in thousands of tenge)


No.	Name of insurance classes	Expenses for making insurance payouts
Total	in particular
for contracts accepted for insurance					for contracts accepted for reinsurance
to individuals	to legal entities				from residents	from non-residents
total			in particular, state premium
1	2	3	4	5			6	7	8
1	Mandatory Insurance
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	civil liability of audit organizations
1.6	tourist insurance
1.7	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.8	insurance of workers for accidents at work in the performance of their labor (official) duties
1.9	other types (classes) of insurance
2	Voluntary Personal Insurance
2.1	life insurance, except for the class specified in line 2.3 of this table
2.2	annuity insurance, except for the class specified in line 2.4 of this table
2.3	life insurance within the state educational savings system
2.4	pension annuity insurance
2.5	accident insurance
2.6	illness insurance, including:
2.6.1	traveling abroad
2.7	other types (classes) of insurance
3	Voluntary Property Insurance
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space objects insurance
3.6	cargo insurance
3.7	property damage insurance, except for the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	civil liability of motor vehicle owners insurance
3.9	civil liability of air transport owners insurance
3.10	civil liability of water transport owners insurance
3.11	civil liability of space objects owners insurance
3.12	professional liability insurance
3.13	civil liability insurance, except for the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	legal entity loan insurance
3.15	mortgage insurance
3.16	guarantee and surety insurance
3.17	other financial loss insurance
3.18	financial organization loss insurance, except for the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	court costs insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:


Number of claims filed	Number of insurance payouts			Recovery on subrogation claim (net)
Total	in particular
individuals	legal entities	Total	in particular, recovery ceded to reinsurer on subrogation
9	10	11	12	13	14
…

continuation of the table:


Recovery of expenses for risks ceded to reinsurance		Net expenses for making insurance payouts	Expenses for settling insurance losses
Total	in particular
from residents	from non-residents
15	16	17	18	19
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the reporting form on insurance payouts

Explanation on filling out the administrative data form

Report on insurance payouts

(index – 17 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on insurance payouts" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activities" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

In column 8, the number of claims filed, registered in the loss report of the branch of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan for the period from the beginning of the reporting year (cumulative) is indicated.
In column 9, the number of insurance payouts for the period from the beginning of the reporting year (cumulative) is indicated. Insurance payouts made in the form of periodic payments under annuity insurance contracts to the same beneficiary for the same insurance case are indicated as one insurance payout.
In columns 10 and 11 "number of insurance payouts", information on the policyholder (beneficiary) who is the actual recipient of the insurance payout is indicated.
In column 18, the amount of additional expenses of the insurance (reinsurance) organization for the acquisition of services (appraisal and legal services) related to the making of insurance payouts is indicated.
In line 2.2, annuity insurance contracts are indicated, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents at Work in the Performance of Their Labor (Official) Duties", except for annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In line 2.4, pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan are indicated.
In the absence of information, the Form is submitted without filling in.

Appendix 6

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 99

Appendix 17

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the volume of obligations

Index of the administrative data form: 18 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ______20__year

Circle of persons providing information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

Table. Volume of obligations


No.	Name of insurance classes	Number of contracts concluded for the period from the beginning of the current year (cumulative) (pieces)		Number of insured objects under concluded contracts for the period from the beginning of the current year (pieces)	Number of active contracts (pieces)	Number of insured objects under active contracts (pieces)
Total	in particular, in electronic form
1	2	3	4	5	6	7
1	Mandatory Insurance:
1.1	civil liability of vehicle owners, including:
1.1.1	individuals
1.1.2	legal entities
1.2	civil liability of the carrier to passengers, including:
1.2.1	individuals
1.2.2	legal entities
1.3	insurance of civil liability of private notaries, including:
1.3.1	individuals
1.3.2	legal entities
1.4	environmental insurance, including:
1.4.1	individuals
1.4.2	legal entities
1.5	civil liability of audit organizations, including:
1.5.1	individuals
1.5.2	legal entities
1.6	tourist insurance, including:
1.6.1	individuals
1.6.2	legal entities
1.7	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties, including:
1.7.1	individuals
1.7.2	legal entities
1.8	insurance of workers for accidents at work in the performance of their labor (official) duties, including:
1.8.1	individuals
1.8.2	legal entities
1.9	other types (classes) of insurance, including:
1.9.1	individuals
1.9.2	legal entities
1.10	Total for mandatory insurance of individuals
1.11	Total for mandatory insurance of legal entities
2	Voluntary Personal Insurance:
2.1	life insurance, except for the class specified in line 2.3 of this table, including:
2.1.1	individuals
2.1.2	legal entities
2.2	annuity insurance, except for the class specified in line 2.4 of this table, including:
2.2.1	individuals
2.2.2	legal entities
2.3	life insurance within the state educational savings system, including:
2.3.1	individuals
2.3.2	legal entities
2.4	pension annuity insurance, including:
2.4.1	individuals
2.4.2	legal entities
2.5	accident insurance, including:
2.5.1	individuals
2.5.2	legal entities
2.6	illness insurance, including:
2.6.1	individuals
2.6.2	legal entities
2.6.3	traveling abroad
2.7	other types (classes) of insurance, including:
2.7.1	individuals
2.7.2	legal entities
2.8	Total for voluntary personal insurance of individuals
2.9	Total for voluntary personal insurance of legal entities
3	Voluntary Property Insurance:
3.1	motor vehicle insurance, including:
3.1.1	individuals
3.1.2	legal entities
3.2	railway transport insurance, including:
3.2.1	individuals
3.2.2	legal entities
3.3	air transport insurance, including:
3.3.1	individuals
3.3.2	legal entities
3.4	water transport insurance, including:
3.4.1	individuals
3.4.2	legal entities
3.5	space objects insurance
3.5.1	individuals
3.5.2	legal entities
3.6	cargo insurance, including:
3.6.1	individuals
3.6.2	legal entities
3.7	property damage insurance, except for the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table, including:
3.7.1	individuals
3.7.2	legal entities
3.8	civil liability of motor vehicle owners insurance, including:
3.8.1	individuals
3.8.2	legal entities
3.9	civil liability of air transport owners insurance, including:
3.9.1	individuals
3.9.2	legal entities
3.10	civil liability of water transport owners insurance, including:
3.10.1	individuals
3.10.2	legal entities
3.11	civil liability of space objects owners insurance, including:
3.11.1	individuals
3.11.2	legal entities
3.12	professional liability insurance, including:
3.12.1	individuals
3.12.2	legal entities
3.13	civil liability insurance, except for the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table, including:
3.13.1	individuals
3.13.2	legal entities
3.14	legal entity loan insurance, including:
3.14.1	individuals
3.14.2	legal entities
3.15	mortgage insurance, including:
3.15.1	individuals
3.15.2	legal entities
3.16	guarantee and surety insurance, including:
3.16.1	individuals
3.16.2	legal entities
3.17	other financial loss insurance, including:
3.17.1	individuals
3.17.2	legal entities
3.18	financial organization loss insurance, except for the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table, including:
3.18.1	individuals
3.18.2	legal entities
3.19	title insurance, including:
3.19.1	individuals
3.19.2	legal entities
3.20	court costs insurance, including:
3.20.1	individuals
3.20.2	legal entities
3.21	other types (classes) of insurance, including:
3.21.1	individuals
3.21.2	legal entities
3.22	Total for voluntary property insurance of individuals
3.23	Total for voluntary property insurance of legal entities
4	Total including:
4.1	individuals
4.2	legal entities

continuation of the table:


Volume of obligations under active insurance (reinsurance) contracts, in thousands of tenge			Sum of insurance premiums under active insurance (reinsurance) contracts, in thousands of tenge
total	in particular, ceded to reinsurance		total	in particular, ceded to reinsurance
to residents	to non-residents	to residents	to non-residents
8	9	10	11	12	13
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix

to the reporting form

on the volume of obligations

Explanation on filling out the administrative data form

Report on the volume of liabilities

(form index – 18 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the volume of liabilities" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

In columns 5 and 7, the number of units of insurance objects is indicated, based on which the amount of the insurance premium is determined.
For voluntary and mandatory types of insurance of civil liability of citizens, with the exception of mandatory insurance of civil liability of vehicle owners, mandatory insurance of civil liability of the carrier towards passengers, for each insurance (reinsurance) contract, one insurance object is indicated in columns 5 and 7.
In the class of mandatory insurance of civil liability of vehicle owners, the number of vehicles is indicated in columns 5 and 7.
In column 8, the total volume of liabilities under existing insurance contracts and incoming reinsurance is indicated.
In column 11, the amount of insurance premiums under existing insurance contracts and incoming reinsurance is indicated.
When concluding a voluntary insurance contract within several insurance classes, information on the insurance (reinsurance) contract:

1) in columns 3, 4, 5, 6 and 7 is indicated in accordance with the insurance class having the largest share in the volume of liabilities under this contract;

2) in columns 8, 9, 10 and 11 is indicated separately for each insurance class.

In the class of annuity insurance, the volume of liabilities under existing insurance (reinsurance) contracts is not indicated.
In line 2.2, annuity insurance contracts are indicated, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties", with the exception of annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In line 2.4, pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan are indicated.
In the absence of information, the Form is submitted without filling it out.

Appendix 7
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99

Appendix 18
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the calculation of the combined ratio

Administrative data form index: 19 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Circle of persons submitting information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

Table. Calculation of the combined ratio

(in thousands of tenge)


No.	Name of classes (types) of insurance	Earned insurance premiums		Insurance payments		Changes in loss reserves		Settlement expenses	Expenses	Net expenses
Total	Net amount of earned premiums	Total	Net amount of insurance payments	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Mandatory insurance
1.1	insurance of civil liability of vehicle owners
1.2	insurance of civil liability of the carrier towards passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	insurance of civil liability of audit organizations
1.6	tourist insurance
1.7	insurance of civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.8	insurance of workers for accidents in the performance of their labor (official) duties
1.9	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance, with the exception of the class specified in line 2.3 of this table
2.2	annuity insurance, with the exception of the class specified in line 2.4 of this table
2.3	life insurance within the framework of the state educational savings system
2.4	pension annuity insurance
2.5	accident insurance
2.6	illness insurance, including:
2.6.1	traveling abroad
2.7	other types (classes) of insurance
3.	Voluntary property insurance
3.1	insurance of motor vehicles
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	cargo insurance
3.7	insurance of property against damage, with the exception of classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	insurance of civil liability of owners of motor vehicles
3.9	insurance of civil liability of owners of air transport
3.10	insurance of civil liability of owners of water transport
3.11	insurance of civil liability of owners of space objects
3.12	professional liability insurance
3.13	insurance of civil liability, with the exception of classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	insurance of loans of legal entities
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, with the exception of classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	insurance of court costs
3.21	other types (classes) of insurance
4.	For the entire insurance portfolio

continuation of the table:

Loss ratio for the reporting period taking into account the share of the reinsurer, in percent	Loss ratio for the reporting period without taking into account the share of the reinsurer, in percent	Expense ratio taking into account the share of the reinsurer, in percent	Expense ratio without taking into account the share of the reinsurer, in percent	Combined ratio taking into account the share of the reinsurer, in percent	Combined ratio without taking into account the share of the reinsurer, in percent
12	13	14	15	16	17
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form on the calculation of the combined ratio

Explanation on filling out the administrative data form

Report on the calculation of the combined ratio

(index – 19 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the calculation of the combined ratio" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

The Form defines the procedure for calculating coefficients characterizing the loss ratio of a branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan.
The Form is filled out for all classes (types) of insurance, with the exception of classes (types) of savings insurance.
All parameters are used for the twelve months preceding the reporting date.
In column 3, earned insurance premiums are indicated, calculated in accordance with part two of paragraph 8 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization, branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240, registered in the Registry of State Registration of Legal Acts under No. 13056 (hereinafter – the Rules).
In column 4, net earned insurance premiums are indicated, calculated in accordance with part two of paragraph 9 of the Rules.
In column 5, insurance payments for the twelve months preceding the reporting date are indicated.
In column 6, insurance payments without taking into account the share of the reinsurer for the twelve months preceding the reporting date are indicated.
In column 7, changes in loss reserves for the twelve months preceding the reporting date are indicated.
In column 8, changes in loss reserves without taking into account the share of the reinsurer for the twelve months preceding the reporting date are indicated.
In column 9, settlement expenses for the twelve months preceding the reporting date are indicated.
Columns 10, 11, 14, 15, 16 and 17 are filled out for the entire insurance portfolio.
In column 12, the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3 is indicated.
In column 13, the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4 is indicated.
In column 14, the ratio of the value of column 10 to the corresponding value of column 3 is indicated.
In column 15, the ratio of the value of column 11 to the corresponding value of column 4 is indicated.
In column 16, the sum of the corresponding values of columns 12 and 14 is indicated.
In column 17, the sum of the corresponding values of columns 13 and 15 is indicated.
In line 2.2, annuity insurance contracts are indicated, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties", with the exception of annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In line 2.4, pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan are indicated.
In the absence of information, the Form is submitted with zero balances.

Appendix 8
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99

Appendix 19
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the calculation of the loss ratio by policies

Administrative data form index: 20 - I(R)O_M

Frequency: annually

Reporting period: as of "___" ____20 year

Circle of persons submitting information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submitting the administrative data form: annually, no later than the 6th (sixth) working day of the month following the reporting year

Form

Table. Calculation of the loss ratio by policies

(in thousands of tenge)


No.	Name of classes (types) of insurance	Earned insurance premiums		Insurance payments		Changes in loss reserves		Settlement expenses	Loss ratio by policies taking into account the share of the reinsurer, in percent	Loss ratio by policies without taking into account the share of the reinsurer, in percent
Total	Net amount of earned premiums	Total	Net amount of insurance payments	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Mandatory insurance
1.1	insurance of civil liability of vehicle owners
1.2	insurance of civil liability of the carrier towards passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	insurance of civil liability of audit organizations
1.6	tourist insurance
1.7	insurance of civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.8	insurance of workers for accidents in the performance of their labor (official) duties
1.9	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance, with the exception of the class specified in line 2.3 of this table
2.2	annuity insurance, with the exception of the class specified in line 2.4 of this table
2.3	life insurance within the framework of the state educational savings system
2.4	pension annuity insurance
2.5	accident insurance
2.6	illness insurance
2.6.1	traveling abroad
2.7	other classes (types) of insurance
3.	Voluntary property insurance
3.1	insurance of motor vehicles
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	cargo insurance
3.7	insurance of property against damage, with the exception of classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	insurance of civil liability of owners of motor vehicles
3.9	insurance of civil liability of owners of air transport
3.10	insurance of civil liability of owners of water transport
3.11	insurance of civil liability of owners of space objects
3.12	professional liability insurance
3.13	insurance of civil liability, with the exception of classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	insurance of loans of legal entities
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, with the exception of classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	insurance of court costs
3.21	other classes (types) of insurance
4.	For the entire insurance portfolio

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, first name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form on the calculation of the loss ratio by policies

Explanation on filling out the administrative data form

Report on the calculation of the loss ratio by policies

(index – 20 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the calculation of the loss ratio by policies" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled annually by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

The Form defines the procedure for calculating the loss ratio of a branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan by policies.
The Form is filled out for all classes (types) of insurance, with the exception of classes (types) of savings insurance.
In column 3, earned insurance premiums are indicated, calculated in accordance with part two of paragraph 16 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization, branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240, registered in the Registry of State Registration of Legal Acts under No. 13056 (hereinafter – the Rules).
In column 4, net earned insurance premiums are indicated, calculated in accordance with part two of paragraph 17 of the Rules.
In column 5, insurance payments for 24 (twenty-four) months preceding the reporting date are indicated, for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.
In column 6, insurance payments without taking into account the share of the reinsurer for 24 (twenty-four) months preceding the reporting date are indicated, for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.
In column 7, changes in loss reserves for 24 (twenty-four) months preceding the reporting date are indicated, for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.
In column 8, changes in loss reserves without taking into account the share of the reinsurer for 24 (twenty-four) months preceding the reporting date are indicated, for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.
In column 9, settlement expenses for 24 (twenty-four) months preceding the reporting date are indicated, for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.
In column 10, the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3 is indicated.
In column 11, the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4 is indicated.
Line 2.2 indicates annuity insurance contracts, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties", excluding annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
Line 2.4 indicates pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In the absence of information, the Form is submitted without filling in.

Appendix 9
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99

Appendix 36
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on insurance premiums and insurance payouts, accepted and made under insurance contracts by regions of the Republic of Kazakhstan

Index of administrative data form: 27 - I(R)O_M

Frequency: annually

Reporting period: as of "_" ______ 20 year

Persons submitting information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: annually, no later than the 6 (sixth) working day of the month following the reporting year

Form

Table. Insurance premiums and insurance payouts, accepted and made under insurance contracts by regions of the Republic of Kazakhstan

(in thousands of tenge)


No.	Name of insurance classes	Region of the Republic of Kazakhstan		Total
insurance premiums accepted under insurance contracts	expenses for making insurance payouts under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payouts under insurance contracts
1	2	3	4	5	6
1	Mandatory insurance:
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	civil liability of audit organizations
1.6	tourist insurance
1.7	civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.8	insurance of workers for accidents in the performance of their labor (official) duties
1.9	other types (classes) of insurance
2	Voluntary personal insurance:
2.1	life insurance, excluding the class specified in line 2.3 of this table
2.2	annuity insurance, excluding the class specified in line 2.4 of this table
2.3	life insurance within the state educational savings system
2.4	pension annuity insurance
2.3	accident insurance
2.4	illness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance:
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space objects insurance
3.6	cargo insurance
3.7	property insurance against damage, excluding the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table
3.8	civil liability of motor vehicle owners insurance
3.9	civil liability of air transport owners insurance
3.10	civil liability of water transport owners insurance
3.11	civil liability of space objects owners insurance
3.12	professional liability insurance
3.13	civil liability insurance, excluding the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table
3.14	legal entity loan insurance
3.15	mortgage insurance
3.16	guarantee and suretyship insurance
3.17	insurance against other financial losses
3.18	financial organization loss insurance, excluding the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table
3.19	title insurance
3.20	court costs insurance
3.21	other types (classes) of insurance
4	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form on insurance premiums and insurance payouts, accepted and made under insurance contracts by regions of the Republic of Kazakhstan

Explanation on filling out the administrative data form

Report on insurance premiums and insurance payouts, accepted and made under insurance contracts by regions of the Republic of Kazakhstan

(index – 27 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on insurance premiums and insurance payouts, accepted and made under insurance contracts by regions of the Republic of Kazakhstan" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled annually by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

The Form indicates the amount of insurance premiums accepted under insurance contracts, minus expenses related to the termination of insurance contracts, as well as the amount of insurance payouts minus insurance payouts made under contracts accepted for reinsurance, by each region of the Republic of Kazakhstan, in accordance with columns 3 and 4 (region or city of republican significance is indicated).
Columns 5 and 6 indicate the total amounts of insurance premiums accepted under insurance contracts and expenses for making insurance payouts under insurance contracts, respectively, for all regions of the Republic of Kazakhstan.
The total amount of insurance premiums in column 5 corresponds to the sum of insurance premiums accepted under insurance contracts indicated in column 4 of the Table "Insurance premiums and state premium" of Appendix 16 of this Resolution, minus expenses related to the termination of insurance contracts indicated in column 20 of the Table "Insurance premiums and state premium" of Appendix 16 of this Resolution.
Classification of insurance premiums and payouts by territorial criterion in the Form is carried out according to the location of the insured object (risk). The insured object is understood as property or a person directly associated with the insured event specified in the insurance contract. The presence or absence of registration documents for the insured object is also taken into account.
For territorial attribution of insurance premiums and payouts, the following is taken into account:

1) for personal insurance:
in part of insurance premiums - place of permanent residence (registration), legal address of the policyholder; in part of insurance payouts - place of permanent residence (registration), legal address of the insured;
2) for property insurance types - place of registration of property or place of registration of the policyholder;
3) for classes of insurance of civil liability - place of registration of property or place of registration of the policyholder;
4) for attributing insurance premiums and payouts by territorial criterion under professional liability insurance are understood types of insurance associated with the insurance of civil liability of a person, in connection with causing harm to other persons in the process or as a result of activities carried out by them on the basis of a special permit and requiring special knowledge, experience and qualification, including, if any, and for employees of this person.

In the case of insuring property that is not subject to registration, the insurance premium and payout are indicated according to the place of registration of the policyholder.

In the case of insuring property located in different regions of the Republic of Kazakhstan, insurance premiums in the Form are indicated according to the place of registration of the property (if the property is subject to registration) or the policyholder (if the property is not subject to registration).
In the event that vehicles are registered in other states and temporarily imported into the territory of the Republic of Kazakhstan, the amount of premiums and (or) payouts is indicated according to the place of temporary registration of the vehicle in the Republic of Kazakhstan.
Line 2.2 indicates annuity insurance contracts, including annuity insurance contracts concluded in accordance with the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties", excluding annuity insurance contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
Line 2.4 indicates pension annuity contracts concluded in accordance with the Social Code of the Republic of Kazakhstan.
In the absence of information, the Form is submitted without filling in.

Appendix 10
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99

Appendix 4
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry, and branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity

Index of administrative data form: 1-PN_O

Frequency: monthly

Reporting period: as of "____" ______ 20 ___ year

Persons submitting information: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry, branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

Table. Minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry, and branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity

(in thousands of tenge)


No.	Name of indicator	Line code	Amount
1	2	3	4
1	Minimum size of the solvency margin using the "premium method"	100
2	Minimum size of the solvency margin using the "payout method"	200
3	Actual solvency margin for insurance (reinsurance) organizations in the "general insurance" industry	300
4	Minimum size of the solvency margin	400
5	Solvency margin adequacy ratio	500

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, name and patronymic (if any) signature

Date "____" ______ 20__ year

Appendix
to the report form on the minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry and branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity

Explanation on filling out the administrative data form

Report on the minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry and branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity

(index – 1-PN_O, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry and branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of Article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "general insurance" industry, branches of reinsurance organizations-non-residents of the Republic of Kazakhstan carrying out reinsurance as an exclusive type of activity (hereinafter – branch) monthly and filled in as of the end of the reporting period.
The unit of measurement used when filling out monetary indicators of the Form is established in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge. Indicators in percentages are indicated to two decimal places.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
The methods for calculating prudential standards for the branch of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan, the branch of an Islamic insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan and other mandatory norms and limits are determined in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 17, 2021 No. 32 "On Establishing Normative Values and Calculation Methods for Prudential Standards for the Branch of an Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan, the Branch of an Islamic Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan and Other Mandatory Norms and Limits, Including the Procedure for Forming Assets of the Branch of an Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan, the Branch of an Islamic Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan, Accepted as a Reserve, and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22231 (hereinafter – Methods).

Chapter 2. Explanation on filling out the Form

Line 1 indicates the value of the minimum size of the solvency margin using the "premium method", calculated in accordance with paragraph 9 of the Methods.
Line 2 indicates the value of the minimum size of the solvency margin using the "payout method", calculated in accordance with paragraph 10 of the Methods.
Line 3 indicates the value of the actual solvency margin of the branch carrying out insurance activity in the "general insurance" industry for the reporting period.
Line 4 indicates the minimum size of the solvency margin for the reporting period.

The minimum size of the solvency margin of the branch is increased by the amounts specified in paragraph 11 of the Methods.

The minimum size of the solvency margin of the branch is decreased by the value specified in paragraph 14 of the Methods.

Line 5 indicates the value of the solvency margin adequacy ratio, equal to the ratio of the actual solvency margin to the minimum size of the solvency margin.

Appendix 11
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99

Appendix 5
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Index of administrative data form: 1-PN_Z

Frequency: monthly

Reporting period: as of "____" ______ 20 ___ year

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Name of indicator	Line code	Amount
1	2	3	4
1	Minimum size of the solvency margin for "life insurance" and "annuity insurance" classes, including:	100
2	under life insurance contracts in case of death	110
3	under other life insurance contracts	120
4	Minimum size of the solvency margin for "accident insurance", "illness insurance" and "mandatory insurance of workers for accidents in the performance of their labor (official) duties" classes	200
5	Actual solvency margin for insurance (reinsurance) organizations in the "life insurance" industry	300
6	Minimum size of the solvency margin	400
7	Solvency margin adequacy ratio	500

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

surname, name and patronymic (if any) signature

Date "____" ______ 20__ year

Explanation on filling out the administrative data form

(index – 1-PN_Z, frequency – monthly)

Chapter 1. General Provisions

This explanation defines the unified requirements for filling out the administrative data form "Report on the minimum size of the solvency margin of branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" industry" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", paragraph 12 of Article 46 of the Law of the Republic of Kazakhstan "On Insurance Activity", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".
The Form is compiled by branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, carrying out insurance activity in the "life insurance" industry (hereinafter referred to as the "branch"), on a monthly basis and is filled out as of the end of the reporting period.
The unit of measurement used when filling out the monetary indicators of the Form is established in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge. Indicators in percentages are indicated to two decimal places.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
The calculation methodologies for the prudential norms of the branch of an insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, the branch of an Islamic insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, and other mandatory norms and limits to be observed are determined in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 17, 2021 No. 32 "On establishing normative values and calculation methodologies for the prudential norms of the branch of an insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, the branch of an Islamic insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, and other mandatory norms and limits to be observed, including the procedure for forming assets of the branch of an insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, the branch of an Islamic insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, taken as a reserve, and their minimum size", registered in the Registry of State Registration of Normative Legal Acts under No. 22231 (hereinafter referred to as the "Methodologies").

Chapter 2. Explanation on Filling out the Form

In line 1, the value of the minimum solvency margin size for the classes "life insurance" and "annuity insurance" is indicated, calculated in accordance with paragraph 16 of the Methodologies.
In line 2, the value of the minimum solvency margin size for life insurance contracts in the event of death is indicated, calculated in accordance with paragraph 17 of the Methodologies.
In line 3, the value of the minimum solvency margin size for other life insurance contracts is indicated, calculated in accordance with paragraph 19 of the Methodologies.
In line 4, the minimum solvency margin size for the classes "accident insurance", "sickness insurance", and "mandatory insurance of workers against accidents while performing their labor (official) duties" is indicated, calculated in accordance with paragraph 20 of the Methodologies.
In line 5, the value of the actual solvency margin of the branch carrying out insurance activity in the "life insurance" industry for the reporting period is indicated.
In line 6, the minimum solvency margin size for the reporting period is indicated.
In line 7, the value of the solvency margin adequacy ratio, equal to the ratio of the actual solvency margin to the minimum solvency margin size, is indicated.

Lineage: Superseded

Timeline

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