Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 24 of March 2, 2021 on Approval of the List, Forms, Deadlines for Submission of Reports by Branches of Non-Resident Insurance (Reinsurance) Organizations and Branches of Non-Resident Insurance Brokers and Rules for Their Submission

«NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN» REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
RESOLUTION OF THE BOARD		RESOLUTION OF THE BOARD

No. 24 dated "2" March 2021

Nur-Sultan city

On Approval of the List, Forms, Deadlines for Submission of Reports by Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan and Rules for Their Submission

In accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan dated March 19, 2010 "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Approve:

1) the list of reports of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan according to Appendix 1 to this resolution;

2) the report form on money and bank deposits according to Appendix 2 to this resolution;

3) the report form on securities according to Appendix 3 to this resolution;

4) the report form on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, according to Appendix 4 to this resolution;

5) the report form on concluded transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, according to Appendix 5 to this resolution;

6) the report form on completed transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments, according to Appendix 6 to this resolution;

7) the report form on completed transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, with affiliated persons, according to Appendix 7 to this resolution;

8) the report form on reverse repo, repo operations according to Appendix 8 to this resolution;

9) the report form on insurance contracts providing for the condition of the policyholder's participation in investments, according to Appendix 9 to this resolution;

10) the report form on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies, according to Appendix 10 to this resolution;

11) the report form on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries, according to Appendix 11 to this resolution;

12) the report form on investment property and fixed assets, according to Appendix 12 to this resolution;

13) the report form on the calculation of insurance reserves for the "general insurance" industry, according to Appendix 13 to this resolution;

14) the report form on the calculation of insurance reserves for the "life insurance" industry, according to Appendix 14 to this resolution;

15) the report form on insurance premiums, according to Appendix 15 to this resolution;

16) the report form on insurance payments, according to Appendix 16 to this resolution;

17) the report form on the volume of liabilities, according to Appendix 17 to this resolution;

18) the report form on the calculation of the combined ratio, according to Appendix 18 to this resolution;

19) the report form on the calculation of the loss ratio by policies, according to Appendix 19 to this resolution;

20) the report form on reinsurance activity, according to Appendix 20 to this resolution;

21) the report form on information about the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan, according to Appendix 21 to this resolution;

22) the report form on the comparison of asset and liability terms in national and foreign currencies, according to Appendix 22 to this resolution;

23) the report form on balances off-balance sheet accounts, according to Appendix 23 to this resolution;

24) the report form on active insurance (reinsurance) contracts for the "general insurance" industry, according to Appendix 24 to this resolution;

25) the report form on losses, according to Appendix 25 to this resolution;

26) the report form on accounting for insurance payments, according to Appendix 26 to this resolution;

27) the report form on active insurance (reinsurance) contracts for the "life insurance" industry, according to Appendix 27 to this resolution;

28) the report form on active pension annuity contracts and other types of annuity insurance, according to Appendix 28 to this resolution;

29) the report form on active annuity contracts concluded within the framework of mandatory insurance of workers from accidents while performing their labor (official) duties, according to Appendix 29 to this resolution;

30) the report form on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months, according to Appendix 30 to this resolution;

31) the report form on the cost of expected payments, according to Appendix 31 to this resolution;

32) the report form on the calculation of the reserve for incurred but not reported losses by the chain-ladder method without inflation adjustment, according to Appendix 32 to this resolution;

33) the report form on the calculation of the reserve for incurred but not reported losses by the chain-ladder method with inflation adjustment, according to Appendix 33 to this resolution;

34) the report form on the calculation of the reserve for incurred but not reported losses by the Bornhuetter-Ferguson method, according to Appendix 34 to this resolution;

35) the report form on the classification of insurance premiums and insurance payments by types of economic activity, according to Appendix 35 to this resolution;

36) the report form on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan, according to Appendix 36 to this resolution;

37) the report form on loans provided to policyholders, according to Appendix 37 to this resolution;

38) the report form on income paid to executive employees, according to Appendix 38 to this resolution;

39) the report form on concluded insurance and reinsurance contracts with the participation of branches of non-resident insurance brokers of the Republic of Kazakhstan, according to Appendix 39 to this resolution;

40) the report form on reinsurance contracts concluded by branches of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of the insurance broker of the Republic of Kazakhstan and on the conditions for placement by the branch of the non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan, according to Appendix 40 to this resolution;

41) the Rules for the submission of reports by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan according to Appendix 41 to this resolution.

2. Branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) monthly reports specified in subparagraphs 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 13), 14), 15), 16), 17), 18), 20) and 22) of paragraph 1 of this resolution, by no later than the 6th (sixth) working day of the month following the reporting month;

2) quarterly reports specified in subparagraphs 12) and 23) of paragraph 1 of this resolution, by no later than the 6th (sixth) working day of the month following the reporting quarter;

3) quarterly reports specified in subparagraphs 24), 25), 26), 27), 28), 29), 30), 31), 32), 33) and 34) of paragraph 1 of this resolution, by no later than the 10th (tenth) working day of the month following the reporting quarter;

4) semi-annually the report specified in subparagraph 21) of paragraph 1 of this resolution, by no later than the 6th (sixth) working day of the month following the reporting half-year;

5) annually the reports specified in subparagraphs 19), 35), 36) and 37) of paragraph 1 of this resolution, by no later than the 6th (sixth) working day of the month following the reporting year;

6) annually the report specified in subparagraph 38) of paragraph 1 of this resolution, within 120 (one hundred twenty) calendar days after the end of the financial year.

3. Branches of non-resident insurance brokers of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) quarterly reports specified in subparagraphs 11), 39) and 40) of paragraph 1 of this resolution, by no later than the 6th (sixth) working day of the month following the reporting quarter;

2) annually the report specified in subparagraph 38) of paragraph 1 of this resolution, within 120 (one hundred twenty) calendar days after the end of the financial year.

4. The Financial Market Statistics Department (Burambaeva A.M.) shall ensure in the manner established by the legislation of the Republic of Kazakhstan:

1) together with the Legal Department (Kasenov A.S.) the state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this resolution, submission to the Legal Department of information on the implementation of measures provided for in subparagraph 2) of this paragraph and paragraph 5 of this resolution.

5. The Information and Communications Department – Press Service of the National Bank (Adambaeva A.R.) shall ensure within ten calendar days after the state registration of this resolution the sending of its copy for official publication in periodical printed editions.

6. Control over the implementation of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Baymagambetov A.M.

7. This resolution shall enter into force after the expiration of ten calendar days from the day of its first official publication.

Chairman

National Bank E. Dosayev

AGREED

Agency of the Republic of Kazakhstan

for regulation and development

of the financial market

AGREED

Bureau of National Statistics

Agency for Strategic

Planning and Reforms

of the Republic of Kazakhstan

Appendix 1

to the resolution

List of reports of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Reports of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan include:

1) report on money and bank deposits;

2) report on securities;

3) report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments;

4) report on concluded transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments;

5) report on completed transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments;

6) report on completed transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, with affiliated persons;

7) report on reverse repo, repo operations;

8) report on insurance contracts providing for the condition of the policyholder's participation in investments;

9) report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies;

10) report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries;

11) report on investment property and fixed assets;

12) report on the calculation of insurance reserves for the "general insurance" industry;

13) report on the calculation of insurance reserves for the "life insurance" industry;

14) report on insurance premiums;

15) report on insurance payments;

16) report on the volume of liabilities;

17) report on the calculation of the combined ratio;

18) report on the calculation of the loss ratio by policies;

19) report on reinsurance activity;

20) report on information about the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan;

21) report on the comparison of asset and liability terms in national and foreign currencies;

22) report on balances off-balance sheet accounts;

23) report on active insurance (reinsurance) contracts for the "general insurance" industry;

24) report on losses;

25) report on accounting for insurance payments;

26) report on active insurance (reinsurance) contracts for the "life insurance" industry;

27) report on active pension annuity contracts and other types of annuity insurance;

28) report on active annuity contracts concluded within the framework of mandatory insurance of workers from accidents while performing their labor (official) duties;

29) report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months;

30) report on the cost of expected payments;

31) report on the calculation of the reserve for incurred but not reported losses by the chain-ladder method without inflation adjustment;

32) report on the calculation of the reserve for incurred but not reported losses by the chain-ladder method with inflation adjustment;

33) report on the calculation of the reserve for incurred but not reported losses by the Bornhuetter-Ferguson method;

34) report on the classification of insurance premiums and insurance payments by types of economic activity;

35) report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan;

36) report on loans provided to policyholders;

37) report on income paid to executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan;

38) report on concluded insurance and reinsurance contracts with the participation of branches of non-resident insurance brokers of the Republic of Kazakhstan;

39) report on reinsurance contracts concluded by branches of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of the insurance broker of the Republic of Kazakhstan, and on the conditions for placement by the branch of the non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan.

Appendix 2

to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on money and bank deposits

Administrative data form index: 2 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Circle of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

Name of indicator	Line code	Code of deposit organization	Code of country of deposit organization	Rating
at the date of deposit placement	at the reporting date
1	2	3	4	5	6
Money, total	10
Cash in vault	11
	111
	112
	…
Money in transit	12
	121
	122
…	…
Money in current accounts	13
	131
	132
…	…
Money in savings accounts	14
	141
	142
	…
Other money	19
	191
	192
	…
Bank deposits, total	20
Demand deposits	21
	211
	212
	…
Time deposits	22
	221
	222
	…
Savings deposits	23
	231
	232
	…
Conditional deposits	24
	241
	242
	…
Other deposits	29
	291
	292
	…

continuation of the table:

Date of conclusion and number of bank deposit contract		Currency code	Interest rate (per annum in percent)		Current balance at the reporting date, in thousands of tenge
date	number	nominal	effective
7	8	9	10	11	12
…

continuation of the table:

Changes during the reporting period, in thousands of tenge			Date of expiration of the bank deposit contract	Reserve for impairment, in thousands of tenge
received	disposed	accrued interest
13	14	15	16	17
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to report form on money

and bank deposits

Explanation on filling out the administrative data form

Report on money and bank deposits

(index – 2 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on money and bank deposits" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. In columns 5 and 6, the rating and the name of the rating agency are indicated in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On establishing the minimum rating for legal entities and countries, the presence of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, the list of rating agencies assigning this rating", registered in the Registry of State Registration of Regulatory Legal Acts under No. 8318. In the absence of a rating agency, "no rating" is indicated in columns 5 and 6.

6. In line 19 "Other money", money of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan located in accounts of organizations carrying out brokerage and (or) dealer activities in the securities market and (or) investment portfolio management activities, placed in second-tier banks of the Republic of Kazakhstan and in the central depository, as well as other money not included in lines 11, 12, 13 and 14 are indicated.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 3

to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on securities

Administrative data form index: 3 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Circle of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

№ п/п	Name of Issuer	Country Registration Code	Security Identification Number	Number of Securities (pieces)			Nominal Value/Purchase Price of Security	Currency of Security
Total	including encumbered securities
Encumbered Securities, Total	including securities encumbered by repo agreements
1	2	3	4	5	6	7	8	9
1	Government Securities of the Republic of Kazakhstan
1.1
…
2	Non-State Issued Securities of Organizations of the Republic of Kazakhstan
2.1	Level 2 Banks
2.1.1
…
2.2	Legal Entities, excluding Level 2 Banks
2.2.1
…
2.3	Bonds of the Joint Stock Company "Development Bank of Kazakhstan"
2.3.1
…
3	Securities of Foreign States
3.1
…
4	Non-State Securities - Issuers - Non-Residents of the Republic of Kazakhstan
4.1
…
5	Securities of International Financial Organizations
5.1
…
6	Units of Investment Funds
6.1
…
7	Other
7.1
…
8	Total						х

continuation of the table:

Securities Available for Sale					Securities Measured at Fair Value Through Profit or Loss
Book Value (Net), in thousands of tenge					Book Value (Net), in thousands of tenge
Nominal Value/Purchase Cost	Discount, Premium	Accrued Interest	Positive/Negative Adjustment	Reference: Size of Reserves (Provisions)	Nominal Value/Purchase Cost	Discount, Premium	Accrued Interest	Positive/Negative Adjustment
10	11	12	13	14	15	16	17	18
…

continuation of the table:

Securities Held to Maturity				Book Value (Net) of Encumbered Securities, in thousands of tenge		Acquisition Date	Maturity Date	Name of International Stock Exchange	Stock Exchange List Category
Book Value (Net), in thousands of tenge				Total	including securities encumbered by repo agreements
Nominal Value/Purchase Cost	Discount, Premium	Accrued Interest	Reference: Size of Reserves (Provisions)
at acquisition date	at reporting date
19	20	21	22	23	24	25	26	27	28	29
…

continuation of the table:

Rating
Issuer at Acquisition Date	Issuer at Reporting Date	Security at Acquisition Date	Security at Reporting Date
30	31	32	33
…

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or Person Authorized to Sign the Report

---

surname, first name, patronymic (if any) signature, phone

Date «____» ______ 20__ year

Appendix

to the securities report form

Instructions for Completing the Administrative Data Form

Securities Report

(form index – 3 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. These Instructions (hereinafter – Instructions) define the unified requirements for completing the form intended for the collection of administrative data "Securities Report" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person authorized to sign the report, and the executor.

Chapter 2. Instructions for Completing the Form

5. Column 4 indicates the International Securities Identification Number (ISIN) of the security.

6. In column 8, for bonds, the monetary expression of the nominal/purchase cost of the bond determined at its issuance, on which a percentage return on the coupon bond is accrued, as well as the amount payable to the bondholder upon maturity, is indicated. The amount is indicated in the currency of issuance. For shares, the purchase cost in the currency of acquisition of the share is indicated.

7. In column 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the Designation of Currencies and Funds". For bonds, the currency of issuance is indicated; for shares, the currency of acquisition.

8. In column 10, the purchase cost of equity securities, and the nominal value of debt securities as of the reporting date, available for sale, is indicated.

9. In column 15, the purchase cost of equity securities, and the nominal value of debt securities as of the reporting date, measured at fair value through profit or loss, is indicated.

10. In column 19, the purchase cost of equity securities, and the nominal value of debt securities as of the reporting date, held to maturity, is indicated.

11. In column 23, the book value of encumbered securities is indicated.

12. In column 24, the book value of securities encumbered by repo agreements is indicated.

13. In column 27, the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan is indicated.

14. In columns 28 and 29, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 "On Approval of Requirements for Issuers and Their Securities Admitted (Allowed) for Trading on the Stock Exchange, as Well as to Certain Categories of the Stock Exchange List and Amendments to Some Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Regulation of the Securities Market", registered in the Registry of State Registration of Regulatory Legal Acts under No. 15175. In the absence of a stock exchange list category of the Republic of Kazakhstan in columns 28 and 29, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan.

15. When filling in columns 30, 31, 32, and 33, the rating assigned by one of the rating agencies is indicated, in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Regulatory Legal Acts under No. 8318. In the absence of a rating in columns 30, 31, 32, and 33, "no rating" is indicated. These columns are not filled for government securities of the Republic of Kazakhstan.

16. In the absence of information, the Form is submitted with zero balances.

Appendix 4

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the Structure of the Investment Portfolio Acquired from Assets Accepted for Management under Insurance Contracts Providing for the Policyholder's Participation in Investments

Administrative data form index: 4 - I(R)O_M

Frequency: Monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments

Deadline for submitting the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

Table 1. Securities Acquired from Assets Accepted for Management under Insurance Contracts Providing for the Policyholder's Participation in Investments

No. p/p	Name of Investment Fund (Investment Portfolio)	Name of Issuer	Issuer Country	Type of Security	Security Identification Number
1	2	3	4	5	6
…
	Total:

continuation of the table:

Number of Securities (pieces)			Nominal Value of Security		Payment Currency	Purchase Price per Security	Period (for Securities)
Total	including encumbered securities
Encumbered Securities, Total	including securities transferred to repo	Currency	Cost per Security	Date of Registration	Maturity Date
7	8	9	10	11	12	13	14	15
…

continuation of the table:

Purchase Cost of Security, in thousands of tenge	Book Value of Securities, in thousands of tenge				Reference: Formed Reserves (Provisions) in thousands of tenge
Total	including Accrued Interest	including Encumbered Securities
Encumbered Securities, Total	including Securities Transferred to Repo
16	17	18	19	20	21
…

continuation of the table:

Rating				Stock Exchange List Category		Current Coupon Rate in Portfolio	Accounting Category
Issuer at Acquisition Date	Issuer at Reporting Date	Security at Acquisition Date	Security at Reporting Date	at Date of Registration	at Reporting Date	Category	Date
22	23	24	25	26	27	28	29	30
…

Table 2. Securities Acquired through Reverse Repo Operations from Assets Accepted for Management under Insurance Contracts Providing for the Policyholder's Participation in Investments

No. p/p	Name of Investment Fund (Investment Portfolio)	Name of Issuer	Issuer Country	Type of Security	Security Identification Number	Number of Securities (pieces)
1	2	3	4	5	6	7
…
	Total:

continuation of the table:

Currency of Nominal Value of Security	Currency of Transaction	Opening Price per Security, in thousands of tenge		Closing Price per Security, in thousands of tenge		Period (for Securities)
Total	of which in Foreign Currency	Total	of which in Foreign Currency	Date of Operation Opening	Date of Operation Closing
8	9	10	11	12	13	14	15
…

continuation of the table:

Book Value of Securities, in thousands of tenge	Yield Rate on Operation in Percent	Security Rating		Stock Exchange List Category
at Date of Registration	at Reporting Date	at Date of Registration	at Reporting Date
16	17	18	19	20	21
…

Table 3. Deposits in Level 2 Banks

No. p/p	Name of Investment Fund (Investment Portfolio)	Name of Bank	Bank Rating		Currency of Deposit	Date of Conclusion and Number of Bank Deposit Contract
at Date of Deposit Placement	at Reporting Date	Date	Number
1	2	3	4	5	6	7	8
…
	Total:

continuation of the table:

Deposit Term (in Days)	Interest Payment Period		Interest Rate (in Percent per Annum)		Principal Amount of Deposit, in thousands of tenge
Frequency	Date	Nominal	Effective	Total	of which in Foreign Currency
9	10	11	12	13	14	15
…

continuation of the table:

Book Value, in thousands of tenge		Reference: Formed Reserves (Provisions), in thousands of tenge
Total	including Accrued Interest
16	17	18
…

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or Person Authorized to Sign the Report

---

surname, first name, patronymic (if any) signature, phone

Date «____» ______ 20__ year

Appendix

to the report form on the structure of the investment

portfolio, acquired from assets,

accepted for management under insurance

contracts providing for the condition

of the policyholder's participation

in investments

Instructions for Completing the Administrative Data Form

Report on the Structure of the Investment Portfolio Acquired from

Assets Accepted for Management under Insurance Contracts Providing for the Policyholder's Participation in Investments

(form index – 4 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. These Instructions (hereinafter – Instructions) define the unified requirements for completing the form intended for the collection of administrative data "Report on the Structure of the Investment Portfolio Acquired from Assets Accepted for Management under Insurance Contracts Providing for the Policyholder's Participation in Investments" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments, and is filled in as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person authorized to sign the report, and the executor.

Chapter 2. Instructions for Completing the Form

5. The Form is filled in for each investment fund and for all clients who are not investment funds.

6. For Table 1:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the security issuer is indicated;

3) in column 5, the type of acquired security is indicated with its type specified;

4) in column 7, the number of acquired securities in pieces is indicated. Debt securities are indicated at nominal value in the currency of issuance;

5) in columns 10 and 12, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the Designation of Currencies and Funds";

6) in column 13, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the transaction (exchange certificate, broker/dealer report, and/or confirmation received via the international interbank system for information transfer and payment transactions SWIFT), is indicated. The price of debt securities is reflected as a percentage of the nominal value, with an accuracy of four decimal places, including accrued interest. When acquiring a security (except for debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of the transaction;

7) in column 14, the date of initial recognition in accounting is reflected;

8) in column 15, the maturity term of debt securities is indicated;

9) in column 16, the purchase cost of financial instruments is indicated, including expenses directly related to acquisition, including remuneration and commissions paid to agents, consultants, brokers (dealers), fees of stock exchanges, as well as banking services for transfers, and reduced by the percentage paid by the buyer to the seller (if any);

10) in column 17, the cost of securities reflected in accounting is indicated;

11) in column 21, the amount of formed reserves (provisions) reflected in accounting is indicated;

12) when filling in columns 22, 23, 24, and 25, the rating of the security for bonds, the rating of the issuer for shares, and the rating of the country for government securities, assigned by one of the rating agencies specified in paragraph 3 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, the List of Rating Agencies Assigning this Rating", registered in the Registry of State Registration of Regulatory Legal Acts No. 8318 (hereinafter - Resolution No. 385), is reflected. In the absence of a rating in columns 22, 23, 24, and 25, "no rating" is indicated. These columns are not filled for government securities of the Republic of Kazakhstan;

13) in columns 26 and 27, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange list category of the Republic of Kazakhstan in columns 26 and 27, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 26 reflects the stock exchange list category at the date of initial recognition in accounting;

14) in column 28, the coupon rate for debt financial instruments at the date of submission of the Form is indicated;

15) in columns 29 and 30, the security category "measured at fair value through other comprehensive income", "measured at fair value through profit or loss", or "measured at amortized cost" and the date of assignment to this category are indicated;

16) securities acquired from pension assets are not indicated in the table.

7. For Table 2:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the security issuer is indicated;

3) in column 5, the type of security acquired through "reverse repo" operations is indicated with its type specified;

4) in columns 8 and 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the Designation of Currencies and Funds";

5) in columns 10 and 12, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the "reverse repo" operation, is indicated;

6) in column 16, the cost reflected in accounting is indicated;

7) when filling in columns 18 and 19, the rating of the security for bonds, the rating of the issuer for shares, and the rating of the country for government securities, assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385, is reflected. In the absence of a rating in columns 18 and 19, "no rating" is indicated. These columns are not filled for government securities of the Republic of Kazakhstan. Column 18 reflects the rating at the date of initial recognition in accounting;

8) in columns 20 and 21, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange list category of the Republic of Kazakhstan in columns 20 and 21, "no listing" is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 20 reflects the category at the date of initial recognition in accounting;

9) securities acquired through "reverse repo" operations from pension assets are not indicated in the table.

8. For Table 3:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the bank is indicated;

3) when filling in columns 4 and 5, the rating of the Level 2 bank assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 is reflected. In the absence of a rating, "no rating" is indicated in columns 4 and 5. These columns are not filled for deposits in the National Bank of the Republic of Kazakhstan;

4) in column 6, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the Designation of Currencies and Funds";

5) in column 9, the deposit term under the bank deposit agreement is indicated; in case of deposit extension, the term is reflected taking into account the extension;

6) in columns 10 and 11, the frequency and date of payment of accrued remuneration are indicated in accordance with the terms of the bank deposit agreement;

7) in column 16, the value reflected in accounting is indicated;

8) the table is filled in by indicating the amount of deposits separately for each bank and for each currency of the deposit;

9) deposits placed from pension assets are not indicated in the table.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 5
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments

Administrative data form index: 5 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

Table 1. Securities acquired from assets accepted for management under insurance contracts providing for the policyholder's participation in investments

No.	Name of investment fund (investment portfolio)	Date of transaction	Settlement date	Name of broker and/or dealer	Type of transaction	Market	Type of security	Name of security issuer
1	2	3	4	5	6	7	8	9
1	Total for investment portfolios
1.1.
…
2	Total for investment fund assets
2.1.
…
3	Total

continuation of the table:

Identification number	Currency of nominal value	Nominal value of one security	Number of securities (pieces)	Payment currency	Purchase (sale) price per security	Minimum price per security on the transaction date in tenge	Maximum price per security on the transaction date in tenge
10	11	12	13	14	15	16	17
…

continuation of the table:

Market price per security on the transaction date	Yield on securities (in percent)	Transaction volume, in thousands of tenge	Counterparty name	Counterparty rating
On the transaction date	On the reporting date
18	19	20	21	22	23
…

Table 2. Deposits in the National Bank of the Republic of Kazakhstan and in second-tier banks

No.	Name of investment fund (investment portfolio)	Date of money transfer	Name of bank	Deposit operations	Operation amount
1	2	3	4	5	6
1	Total for investment portfolios
1.1.
…
2	Total for investment fund assets
2.1.
…
3	Total

continuation of the table:

Date of conclusion and number of bank deposit	Deposit term (in days)	Remuneration rate (in percent per annum)	Currency of deposit	Deposit amount
7	8	9	10	11
…

Table 3. Affined precious metals acquired from assets accepted for management under insurance contracts providing for the policyholder's participation in investments

No.	Name of investment fund (investment portfolio)	Date of transaction	Counterparty name	Payment for services	Type of transaction	Type of affined precious metal	Transaction volume (units)	Payment currency	Purchase price per unit	Transaction amount, in thousands of tenge
1	2	3	4	5	6	7	8	9	10	11
1	Total for investment portfolios
1.1.
…
2	Total for investment fund assets
2.1.
…
3	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to report form on concluded

transactions on investing assets,

accepted for management under insurance

contracts providing for the condition

of policyholder participation in investments

Explanation for filling out the administrative data form

Report on concluded transactions on investing assets accepted for management under insurance contracts, providing for the policyholder's participation in investments

(index – 5 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments.

Data in the Form are filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. Regarding Table 1:

1) in column 6, the type of transaction is indicated (purchase, sale, redemption, coupon redemption, dividend payment, reverse repo transaction - opening (closing) and others);

2) in column 7, the organizer of trading is indicated, in the trading system of which the transaction was carried out, or that the transaction was carried out on an unorganized market;

3) in column 8, the name of the issuer and the type of securities are indicated. When making a transaction on the international market, trading codes according to the REUTERS classification are used;

4) in columns 11 and 14, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the designation of currencies and funds";

5) in column 15, the price in tenge is indicated, reflected in the primary document confirming the transaction (exchange certificate, broker and/or dealer report, confirmation received via the international interbank system for information transfer and payment transactions SWIFT). The price of debt securities is reflected in percent of the nominal value, with an accuracy of four decimal places, taking into account accrued remuneration. When settling transactions (except for transactions with debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the settlement date of the transaction;

6) in columns 16 and 17, prices in tenge for transactions on the purchase (sale) of shares (depositary receipts) concluded on international (foreign) stock exchanges, where this financial instrument is traded, are indicated, based on data from Bloomberg or REUTERS information-analytical systems;

7) in column 19, the yield on securities in percent per annum is indicated (for a bond transaction - yield resulting from alienation or acquisition; for repo and reverse repo transactions - yield resulting from the repo transaction);

8) in column 20, the transaction volume minus expenses related to the execution of the transaction is indicated, with an accuracy of two decimal places;

9) columns 21, 22 and 23 are filled in for transactions concluded on the international (foreign) securities market.

6. Regarding Table 2:

1) in column 3, when making a deposit, the date of money transfer from the client's bank account to the bank account in the National Bank of the Republic of Kazakhstan or a second-tier bank is indicated, or the date of early repayment, or in case of contract termination – the date of money return to the client's bank account;

2) in column 5, deposit operations are indicated (depositing money into the deposit, payment of remuneration on the deposit, early return of the deposit or return of the deposit upon expiration of the bank deposit contract);

3) in column 11, the amount including accrued remuneration for the deposit operation is indicated, with an accuracy of two decimal places.

7. Regarding Table 3:

1) in column 3, the date of the transaction (trade date) is indicated;

2) in column 6, the type of transaction is indicated (purchase, sale);

3) in column 7, the name of the types of affined precious metals is indicated, specifying the type of metal account (allocated metal account or unallocated metal account);

4) in column 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the designation of currencies and funds".

8. In the absence of information, the Form is submitted with zero balances.

Appendix 6
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments, in derivative financial instruments

Administrative data form index: 6 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector and concluding insurance contracts providing for the policyholder's participation in investments

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

No.	Name of investment fund (investment portfolio)	Date of transaction	Name of broker and/or dealer	Date of financial instruments registration	Settlement date	Type of derivative financial instrument	Identification number
1	2	3	4	5	6	7	8
1	Total for investment portfolios
1.1.
…
2	Total investment fund assets
2.1.
…

continuation of the table:

Market	Underlying asset		Counterparty		Description of transaction terms
name	rating	name	rating	Type of transaction	Number of financial instruments, pieces	Transaction price in tenge	Transaction amount, in thousands of tenge	Currency of transaction
9	10	11	12	13	14	15	16	17	18
…

continuation of the table:

Hedging object details				Investment decision		Variation margin on the transaction date, in thousands of tenge	Initial margin on the transaction date, in percent	Trading regime
security identification number	Transaction volume, pieces	Transaction amount, in thousands of tenge	currency	number	date
19	20	21	22	23	24	25	23	24
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to report form on concluded transactions

on investing assets accepted for

management under insurance contracts,

providing for the condition

of policyholder participation in investments,

in derivative financial instruments

Explanation for filling out the administrative data form

Report on concluded transactions on investing assets accepted for management under insurance contracts, providing for the policyholder's participation in investments, in derivative financial instruments

(index – 6 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments, in derivative financial instruments" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments.

Data in the Form are filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. In column 7, the type of derivative financial instrument is indicated (option, futures, forward, swap and other derivative financial instruments).

6. In column 8, the identification number of the security is indicated if the underlying asset of the derivative financial instrument is a security.

7. In column 9, the name of the trading organizer, in the trading system of which the transaction was carried out, and the country of its residence are indicated in the format "name of stock exchange" or that the transaction was carried out not on a stock exchange in the format "unorganized market".

8. In columns 10 and 11, the underlying asset of the derivative financial instrument (name of the security and its issuer, currency, remuneration rate, commodity and other underlying assets) and the rating of the underlying asset on the transaction date assigned by a rating agency (if available) are indicated in the format "underlying asset (rating) (rating agency)". If the underlying asset has no rating, the underlying asset and information that the rating is absent are indicated.

9. In columns 12 and 13, if the transaction is not concluded on a stock exchange, the counterparty, the country of its residence, and the rating assigned to this counterparty on the transaction date are indicated in the format "counterparty/country/rating (rating agency)". If the counterparty has no rating, information that the rating is absent is indicated.

10. In column 14, the type of transaction is indicated (purchase, sale and others).

11. Hedging object details in columns 19, 20, 21 and 22 are filled in only if the transaction is concluded for hedging purposes. If the transaction is not concluded for hedging purposes, these columns are not filled in.

12. In column 25, if available, the variation margin is indicated – the monetary expression of the change in the obligations of the trading participant, calculated by the exchange and taking into account the change in the quotation of the futures contract.

13. In column 26, if available, the initial margin is indicated – the share of the total market value of the underlying asset, determined by the exchange, which the client must deposit for each open position.

14. In column 27, the trading regime is indicated in the format T+0 or T+n, or another trading regime provided for by the exchange rules is described.

15. When concluding transactions involving the simultaneous conclusion of two operations by the parties to the transaction (opening and closing), information on each operation is reflected in the Form.

16. In the absence of information, the Form is submitted with zero balances.

Appendix 7
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments, with affiliated persons

Administrative data form index: 7 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

(in tenge)

No.	Name of investment fund (investment portfolio)	Sign of client affiliation	Date of transaction	Market	Type of transaction	Name of counterparty to the transaction	Sign of counterparty affiliation
1	2	3	4	5	6	7	8
1	Total for investment portfolios
1.1.
…
2	Total investment fund assets
2.1.
…

continuation of the table:

Financial instrument parameters
Type of financial instrument	Name of issuer who issued (provided) the financial instrument	Identification number	Price per unit	Transaction volume, pieces	Transaction amount, in thousands of tenge	Date of expiration of bank deposit contract
9	10	11	12	13	14	15
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on concluded transactions on

investing assets accepted for

management under insurance contracts,

providing for the condition of policyholder participation in

investments, with affiliated persons

Explanation for filling out the administrative data form

Report on concluded transactions on investing assets accepted for management under insurance contracts, providing for the policyholder's participation in investments, with affiliated persons

(index – 7 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments, with affiliated persons" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the policyholder's participation in investments.

Data in the Form are filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. The Form is filled in with respect to assets of investment funds and investment portfolios acquired from assets accepted for management under insurance contracts providing for the policyholder's participation in investments.

6. In column 3, the sign is indicated, in accordance with which the client is recognized as an affiliated person in relation to the manager of the investment portfolio in accordance with Article 64 of the Law of the Republic of Kazakhstan dated May 13, 2003 "On Joint Stock Companies" (hereinafter – Law on JSC).

7. In column 5, the name of the foreign stock exchange, in the trading system of which the transaction was carried out, and the country of its residence are indicated in the format "unorganized market/name of foreign stock exchange/country of its residence" or that the transaction was carried out on an "unorganized market".

8. Column 6 indicates the type of transaction (purchase, sale, opening and closing of repo operations, conclusion of a bank deposit agreement, and other transactions). For repo operations, the type of repo operation is also indicated: direct or reverse repo. For transactions concluded in the trading system of the stock exchange, the method of concluding the transaction is indicated in column 16.

9. Column 7 uses the symbol "V" if only an organization holding a license for brokerage and dealing activities in the securities market acted as a broker (indicating the person on whose behalf the broker acted) and the symbol "D" if only an organization holding a license for brokerage and dealing activities in the securities market acted as a dealer. When concluding a bank deposit agreement, the name of the bank in which the bank account is opened is indicated.

10. Column 8 indicates the sign according to which the counterparty is recognized as an affiliated person of the organization carrying out investment management of client assets in accordance with Article 64 of the Law on Joint Stock Companies.

11. Columns 10, 11, and 12 are filled for transactions on purchase, sale, redemption, reverse repo operation - opening (closing).

12. Column 14 indicates the amount in thousands of tenge excluding expenses related to the execution of the transaction (purchase, sale, redemption, reverse repo operation – opening (closing) and others), including accrued remuneration.

13. In the absence of information, the Form is submitted with zero balances.

Appendix 8
to the Resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on reverse repo and repo operations

Administrative data form index: 8 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20

List of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

No.	Content of operation / Name of the issuer of the security	Identification number of the security	Date of concluding the repo agreement	Number of the repo agreement
1	2	3	4	5
1	Reverse repo operations performed "automatically"
1.1
…
2	Repo operations
2.1	"direct" method
2.1.1
…
2.2	"automatic" method
2.2.1
…

continuation of the table:

Date		Term of the repo operation, days	Remuneration rate, in percent	Number of securities encumbered by repo agreements	Repo amount, in thousands of tenge	Currency of the security
Opening of repo	Closing of repo
6	7	8	9	10	11	12
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__

Appendix
to the report form on operations

reverse repo, repo

Explanation on filling out the administrative data form

Report on reverse repo and repo operations

(index – 8 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on reverse repo and repo operations" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. Column 9 indicates the remuneration rate for repo and/or reverse repo operations established by the participants of the repo and/or reverse repo operation and used to calculate the closing price and the amount of the closing transaction.

6. Column 12 indicates the currency of the security according to the repo operation in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2019 "Codes for the designation of currencies and funds".

7. In the absence of information, the Form is submitted with zero balances.

Appendix 9
to the Resolution

Form intended for the collection of administrative data

The form is submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on insurance contracts providing for the condition of the policyholder's participation in investments

Administrative data form index: 9 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20

List of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

No.	Surname, first name, patronymic (if any) of the policyholder (insured)	Number of the insurance contract	Date of concluding the insurance contract	Insurance premium for insurance contracts, in thousands of tenge		Term of insurance protection
Risk part	Accumulative part	Start date	End date
1	2	3	4	5	6	7	8
…

continuation of the table:

Name of the investment fund (investment portfolio)	Name of the investment portfolio manager	Total number of shares in the investment fund or total number of conditional units in the investment portfolio
9	10	11

continuation of the table:

Number of shares in the investment fund or number of conditional units in the investment portfolio owned by the policyholder (insured)	Cost of one share of the investment fund or one conditional unit of the investment portfolio
12	13

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__

Appendix
to the report form on insurance contracts,

providing for the condition

of the policyholder's participation in investments

Explanation on filling out the administrative data form

Report on insurance contracts providing for the condition

of the policyholder's participation in investments

(index – 9 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on insurance contracts providing for the condition of the policyholder's participation in investments" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector as of the end of the reporting period.

Data in the Form is indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form indicates information on insurance contracts providing for the condition of the policyholder's participation in investments.

6. Columns 5 and 6 indicate the amounts of the parts of the insurance premium at the time of concluding the insurance contract providing for the condition of the policyholder's participation in investments.

7. Column 9 indicates the name of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder.

8. Column 10 indicates the name of the investment portfolio manager of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder. When involving an investment portfolio manager, next to the name of the investment fund or investment portfolio, the name of its investment portfolio manager is indicated.

9. Column 13 indicates the cost of one share of the investment fund, the holder of shares of which is the policyholder, or one conditional unit of the investment portfolio, in the financial instruments of which the assets of the policyholder are invested, as of the reporting date.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 10
to the Resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies

Administrative data form index: 10 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20

List of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector, having concluded insurance contracts providing for the condition of the policyholder's participation in investments

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

No.	Name of the investment fund (investment portfolio)	Name of the issuer	Purchase cost, in thousands of tenge	Date of payment
1	2	3	4	5
...
	Total:

continuation of the table:

Book value, in thousands of tenge	Share in the authorized capital of the issuer in percent	Date of registration of ownership rights
6	7	8
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__

Appendix
to the report form on investments

of the investment fund (investment

portfolio) in the capital of legal entities,

not being joint stock companies

Explanation on filling out the administrative data form

Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies

(index – 10 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activity in the "life insurance" sector and concluding insurance contracts providing for the condition of the policyholder's participation in investments, as of the end of the reporting period.

Data in the Form is filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. Column 2 indicates the name of the investment fund (investment portfolio).

6. Column 4 reflects the purchase cost of shares on the date of acquisition.

7. Column 6 indicates the cost of investments reflected in accounting.

8. The Form is filled out in respect of each client.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 11
to the Resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries

Administrative data form index: 11 - I(R)O_M

Frequency: monthly, quarterly

Reporting period: as of "___" ____20

List of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submission of the administrative data form:

1) branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan – monthly, no later than the 6th (sixth) working day of the month following the reporting month;

2) branches of non-resident insurance brokers of the Republic of Kazakhstan - quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter.

Form

(in thousands of tenge)

No.	Name of the reinsurer / insurance agent / reinsurer (cedent) / insurance broker / policyholder	Debt under insurance and/or reinsurance contracts				Impairment reserves
Total	including
for which there is no overdue debt	for which there is overdue debt up to 90 days	for which there is overdue debt over 90 days
1	2	3	4	5	6	7
1	Reinsurers
1.1
…
2	Insurance agents
2.1
2.2
2.3
2.4
2.5
2.6	Other insurance agents
3	Insurance brokers, branches of non-resident insurance brokers of the Republic of Kazakhstan
3.1
…
4	Reinsurers (cedents) / Branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan
4.1
…
5	Policyholders
5.1
5.2
5.3
5.4
5.5
5.6	Other policyholders
6	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__

Appendix
to the report form on amounts receivable

from reinsurers, insurance

premiums receivable from policyholders

(reinsurers) and intermediaries

Explanation on filling out the administrative data form

Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries

(index – 11 - I(R)O_M, frequency – monthly, quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

4. The Form is compiled quarterly by branches of non-resident insurance brokers of the Republic of Kazakhstan as of the end of the reporting period.

5. Data in the Form is indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

6. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

7. Column 2 indicates the name of reinsurers, insurance agents, insurance brokers (intermediaries), reinsurers (cedents), and policyholders having debt under insurance and/or reinsurance contracts.

8. In rows 2.1, 2.2, 2.3, 2.4, and 2.5, insurance agents having the largest share in the total amount of debt of insurance agents are indicated, and the total debt of other insurance agents is indicated in row 2.6 "Other insurance agents".

9. In rows 5.1, 5.2, 5.3, 5.4, and 5.5, policyholders having the largest share in the total amount of debt of policyholders are indicated, and the total debt of other policyholders is indicated in row 5.6 "Other policyholders".

10. In the absence of information, the Form is submitted with zero balances.

Appendix 12
to the Resolution

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on investment property and fixed assets

Administrative data form index: 12 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20

List of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

Form

(in thousands of tenge)

No.	Information on investment property and fixed assets	Purchase cost	Book value
1	2	3	4
1	Investment property
1.1
…
2	Fixed assets in the form of real estate
2.1
…
3	Other fixed assets
4	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__

Appendix
to the report form on investment

property and fixed assets

Explanation on filling out the administrative data form

Report on investment property and fixed assets

(index – 12 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on investment property and fixed assets" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. Column 2 indicates information on investment property and fixed assets.

6. The total amount of investments in fixed assets that are not real estate is indicated in row 3 "Other fixed assets".

7. In the absence of information, the Form is submitted with zero balances.

Appendix 13
to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of insurance reserves for the "General Insurance" sector

Administrative data form index: 13 - I(R)O_M

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activities in the "General Insurance" sector

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of insurance classes	Unearned premium reserve, total amount	Reinsurer's share in the unearned premium reserve	Net amount of the unearned premium reserve	Reserve for incurred but not reported (IBNR) losses	Reinsurer's share in the reserve for incurred but not reported losses
1	2	3	4	5	6	7
1	Mandatory Insurance
1.1	Insurance of civil liability of vehicle owners
1.2	Insurance of civil liability of carriers towards passengers
1.3	Insurance of civil liability of private notaries
1.4	Ecological insurance
1.5	Insurance of civil liability of audit organizations
1.6	Tourist insurance
1.7	Insurance of civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.8	Other types (classes) of insurance
2	Voluntary Personal Insurance
2.1	Accident insurance
2.2	Illness insurance, including:
2.2.1	Outbound travelers
2.3	Other types (classes) of insurance
3	Voluntary Property Insurance
3.1	Motor vehicle insurance
3.2	Railway transport insurance
3.3	Air transport insurance
3.4	Water transport insurance
3.5	Space objects insurance
3.6	Cargo insurance
3.7	Property damage insurance, excluding classes specified in lines 3.1-3.6 of this Form
3.8	Insurance of civil liability of motor vehicle owners
3.9	Insurance of civil liability of air transport owners
3.10	Insurance of civil liability of water transport owners
3.11	Insurance of civil liability of space object owners
3.12	Professional liability insurance
3.13	Insurance of civil liability, excluding classes specified in lines 3.8-3.12 of this Form
3.14	Loan insurance
3.15	Mortgage insurance
3.16	Guarantee and surety insurance
3.17	Insurance against other financial losses
3.18	Insurance of losses of financial organizations, excluding classes specified in lines 3.14-3.17 of this Form
3.19	Title insurance
3.20	Court costs insurance
3.21	Other types (classes) of insurance
4	Total

continuation of the table:

Net amount of the reserve for incurred but not reported losses	Reserve for reported but not settled losses, total amount	Reinsurer's share in the reserve for reported but not settled losses
8	9	10
…

continuation of the table:

Net amount of the reserve for reported but not settled losses	Total amount of insurance reserves	Reinsurer's share in the total amount of insurance reserves	Net amount of total insurance reserves
11	12	13	14
…

Name ______

Address ______

Phone ______

Email address ______

Staff Actuary ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on the calculation of insurance reserves

for the "General Insurance" sector

Explanation on filling out the administrative data form

Report on the calculation of insurance reserves for the "General Insurance" sector

(index – 13 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the calculation of insurance reserves for the 'General Insurance' sector" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activities in the "General Insurance" sector, as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the staff actuary.

Chapter 2. Explanation on filling out the Form

5. The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.

6. Insurance reserves are calculated in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for Calculation of Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

7. In column 4, the reinsurer's share in the unearned premium reserve is indicated excluding the commission remuneration to the cedent, insurance broker, or branch of a non-resident insurance broker of the Republic of Kazakhstan under a reinsurance (insurance) contract and other reimbursements, payments to insurance intermediaries and other persons from the reinsurer that are not related to insurance protection for risks transferred to reinsurance.

8. In the absence of information, the Form is submitted with zero balances.

Appendix 14

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of insurance reserves for the "Life Insurance" sector

Administrative data form index: 14 - I(R)O_M

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activities in the "Life Insurance" sector

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of insurance classes	Unearned premium reserve, total amount	Reinsurer's share in the unearned premium reserve	Net amount of the unearned premium reserve	Reserve for unincurred losses under life insurance (reinsurance) contracts
1	2	3	4	5	6
1	Total
1.1	Life insurance
1.2	Annuity insurance, including:
1.2.1	Pension annuity contracts
1.2.2	Annuity contracts
1.2.3	Other types of annuity insurance
1.3	Tourist insurance
1.4	Accident insurance
1.5	Illness insurance, including:
1.5.1	Outbound travelers
1.6	Insurance of employees against accidents while performing their labor (official) duties
1.7	Other types (classes) of insurance

continuation of the table:

Reinsurer's share in the reserve for unincurred losses under life insurance (reinsurance) contracts	Net amount of the reserve for unincurred losses under life insurance (reinsurance) contracts	Reserve for unincurred losses under annuity contracts	Reinsurer's share in the reserve for unincurred losses under annuity contracts	Net amount of the reserve for unincurred losses under annuity contracts
7	8	9	10	11
…

continuation of the table:

Reserve for incurred but not reported losses	Reinsurer's share in the reserve for incurred but not reported losses	Net amount of the reserve for incurred but not reported losses	Reserve for reported but not settled losses	Reinsurer's share in the reserve for reported but not settled losses
12	13	14	15	16
		…

continuation of the table:

Net amount of the reserve for reported but not settled losses	Total reinsurer's share in insurance reserves	Total insurance reserves
17	18	19

Name ______

Address ______

Phone ______

Email address ______

Staff Actuary ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on the calculation of insurance reserves

for the "Life Insurance" sector

Explanation on filling out the administrative data form

Report on the calculation of insurance reserves for the "Life Insurance" sector

(index – 14 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the calculation of insurance reserves for the 'Life Insurance' sector" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan carrying out insurance activities in the "Life Insurance" sector, as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the staff actuary.

Chapter 2. Explanation on filling out the Form

5. The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.

6. Insurance reserves are calculated in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for Calculation of Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

7. In column 4, the reinsurer's share in the unearned premium reserve is indicated excluding the commission remuneration to the cedent, insurance broker, or branch of a non-resident insurance broker of the Republic of Kazakhstan under a reinsurance (insurance) contract and other reimbursements, payments to insurance intermediaries and other persons from the reinsurer that are not related to insurance protection for risks transferred to reinsurance.

8. In line 1.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan" are indicated.

9. In line 1.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Employees Against Accidents While Performing Their Labor (Official) Duties" are indicated.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 15

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on Insurance Premiums

Administrative data form index: 15 - I(R)O_M

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of insurance classes	Insurance premiums accepted under insurance (reinsurance) contracts
total	including:
insurance premiums accepted under insurance contracts						insurance premiums accepted under reinsurance contracts
total	including:					total	including:
in electronic form	from residents		from non-residents		from residents	from non-residents
individuals	legal entities	individuals	legal entities
1	2	3	4	5	6	7	8	9	10	11	12
1	Mandatory Insurance
1.1	Civil liability of vehicle owners
1.2	Civil liability of carriers towards passengers
1.3	Insurance of civil liability of private notaries
1.4	Ecological insurance
1.5	Civil liability of audit organizations
1.6	Tourist insurance
1.7	Civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.8	Insurance of employees against accidents while performing their labor (official) duties
1.9	Other types (classes) of insurance
2	Voluntary Personal Insurance
2.1	Life insurance
2.2	Annuity insurance, including:
2.2.1	Pension annuity contracts
2.2.2	Annuity contracts
2.2.3	Other types of annuity insurance
2.3	Accident insurance
2.4	Illness insurance, including:
2.4.1	Outbound travelers
2.5	Other types (classes) of insurance
3	Voluntary Property Insurance
3.1	Motor vehicle insurance
3.2	Railway transport insurance
3.3	Air transport insurance
3.4	Water transport insurance
3.5	Space objects insurance
3.6	Cargo insurance
3.7	Property damage insurance, excluding classes specified in lines 3.1-3.6 of this Form
3.8	Insurance of civil liability of motor vehicle owners
3.9	Insurance of civil liability of air transport owners
3.10	Insurance of civil liability of water transport owners
3.11	Insurance of civil liability of space object owners
3.12	Professional liability insurance
3.13	Insurance of civil liability, excluding classes specified in lines 3.8-3.12 of this Form
3.14	Loan insurance
3.15	Mortgage insurance
3.16	Guarantee and surety insurance
3.17	Insurance against other financial losses
3.18	Insurance of losses of financial organizations, excluding classes specified in lines 3.14-3.17 of this Form
3.19	Title insurance
3.20	Court costs insurance
3.21	Other types (classes) of insurance
4	Total

continuation of the table:

Insurance premiums transferred to reinsurance			Income related to termination of contracts transferred to reinsurance	Net amount of insurance premiums	Expenses related to termination of insurance (reinsurance) contracts
total	including:		total	including:
to residents	to non-residents	under insurance contracts	under reinsurance contracts
13	14	15	16	17	18	19	20

continuation of the table:

Change in unearned premium reserve	Change in reinsurance assets in the unearned premium reserve			Change in net amount of unearned premium reserve	Net amount of earned insurance premiums (column 17 - column 18 - column 25)
total	including:
to residents	to non-residents
21	22	23	24	25	26

continuation of the table:

Income in the form of commission remuneration for insurance activities			Expenses in the form of commission remuneration for insurance activities
total	including:		total	including:
from residents	from non-residents	to residents	to non-residents
27	28	29	30	31	32

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on insurance premiums

Explanation on filling out the administrative data form

Report on Insurance Premiums

(index – 15 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Insurance Premiums" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 4, the aggregate data of columns 6, 7, 8, and 9 are indicated.

6. In columns 13, 14 and 15, insurance premiums transferred to reinsurance are indicated, including to a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan by the branch of a non-resident insurance organization of the Republic of Kazakhstan.

7. In line 2.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan" are indicated.

8. In line 2.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Employees Against Accidents While Performing Their Labor (Official) Duties" are indicated.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 16

to the Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on Insurance Payments

Administrative data form index: 17 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of insurance classes	Expenses for carrying out insurance payments
Total	including
under contracts accepted for insurance		under contracts accepted for reinsurance
to individuals	to legal entities	from residents	from non-residents
1	2	3	4	5	6	7
1	Mandatory insurance
1.1	civil liability of vehicle owners
1.2	civil liability of carriers to passengers
1.3	insurance of civil liability of private notaries
1.4	ecological insurance
1.5	civil liability of audit organizations
1.6	tourist insurance
1.7	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.8	insurance of workers against accidents while performing their labor (official) duties
1.9	other types (classes) of insurance
2	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts
2.2.2	annuity contracts
2.2.3	other types of annuity insurance
2.3	accident insurance
2.4	illness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, excluding classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of motor vehicle owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, excluding classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, excluding classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	litigation expense insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Number of claims filed	Number of insurance payments			Reimbursement under recourse claim (net)
Total	including
individuals	legal entities	Total	including reimbursement transferred to reinsurer by recourse
8	9	10	11	12	13
…

continuation of the table:

Reimbursement of expenses for risks transferred to reinsurance			Net expenses for carrying out insurance payments	Expenses for settling insurance losses
Total	including
from residents	from non-residents
14	15	16	17	18
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the insurance payment report form

Explanation for filling out the administrative data form

Insurance Payment Report

(form index – 17 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Insurance Payment Report" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. Column 8 indicates the number of claims filed, registered in the loss report of the branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan for the period from the beginning of the reporting year (cumulative).

6. Column 9 indicates the number of insurance payments for the period from the beginning of the reporting year (cumulative). Insurance payments made in the form of periodic payments under annuity insurance contracts to the same beneficiary for the same insurance case are indicated as one insurance payment.

7. In columns 10 and 11 "number of insurance payments" information is indicated on the policyholder (beneficiary) who is the actual recipient of the insurance payment.

8. Column 18 indicates the amount of additional expenses of the insurance (reinsurance) organization for the acquisition of services (services of appraisers and legal services) related to the carrying out of insurance payments.

9. Line 2.2.1 indicates pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan".

10. Line 2.2.2 indicates annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Workers Against Accidents While Performing Their Labor (Official) Duties".

11. In the absence of information, the Form is submitted with zero balances.

Appendix 17

to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the Volume of Obligations

Administrative data form index: 18 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

No.	Name of insurance classes	Number of contracts concluded for the period from the beginning of the current year (cumulative) (pieces)		Number of insured objects under concluded contracts for the period from the beginning of the current year (pieces)	Number of active contracts (pieces)	Number of insured objects under active contracts (pieces)
Total	including, in electronic form
1	2	3	4	5	6	7
1	Mandatory insurance:
1.1	civil liability of vehicle owners, including:
1.1.1	individuals
1.1.2	legal entities
1.2	civil liability of carriers to passengers, including:
1.2.1	individuals
1.2.2	legal entities
1.3	insurance of civil liability of private notaries, including:
1.3.1	individuals
1.3.2	legal entities
1.4	ecological insurance, including:
1.4.1	individuals
1.4.2	legal entities
1.5	civil liability of audit organizations, including:
1.5.1	individuals
1.5.2	legal entities
1.6	tourist insurance, including:
1.6.1	individuals
1.6.2	legal entities
1.7	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties, including:
1.7.1	individuals
1.7.2	legal entities
1.8	insurance of workers against accidents while performing their labor (official) duties, including:
1.8.1	individuals
1.8.2	legal entities
1.9	other types (classes) of insurance, including:
1.9.1	individuals
1.9.2	legal entities
1.10	Total for mandatory insurance of individuals
1.11	Total for mandatory insurance of legal entities
2	Voluntary personal insurance:
2.1	life insurance, including:
2.1.1	individuals
2.1.2	legal entities
2.2	annuity insurance, including:
2.2.1	pension annuity contracts
2.2.1.1	individuals
2.2.1.2	legal entities
2.2.2	annuity contracts
2.2.2.1	individuals
2.2.2.2	legal entities
2.2.3	other types of annuity insurance, including
2.2.3.1	individuals
2.2.3.2	legal entities
2.3	accident insurance, including:
2.3.1	individuals
2.3.2	legal entities
2.4	illness insurance, including:
2.4.1	individuals
2.4.2	legal entities
2.4.3	traveling abroad
2.5	other types (classes) of insurance, including:
2.5.1	individuals
2.5.2	legal entities
2.6	Total for voluntary personal insurance of individuals
2.7	Total for voluntary personal insurance of legal entities
3	Voluntary property insurance:
3.1	motor vehicle insurance, including:
3.1.1	individuals
3.1.2	legal entities
3.2	railway transport insurance, including:
3.2.1	individuals
3.2.2	legal entities
3.3	air transport insurance, including:
3.3.1	individuals
3.3.2	legal entities
3.4	water transport insurance, including:
3.4.1	individuals
3.4.2	legal entities
3.5	space object insurance
3.5.1	individuals
3.5.2	legal entities
3.6	cargo insurance, including:
3.6.1	individuals
3.6.2	legal entities
3.7	property insurance against damage, excluding classes specified in lines 3.1-3.6 of this Form: including:
3.7.1	individuals
3.7.2	legal entities
3.8	civil liability insurance of motor vehicle owners, including:
3.8.1	individuals
3.8.2	legal entities
3.9	civil liability insurance of air transport owners, including:
3.9.1	individuals
3.9.2	legal entities
3.10	civil liability insurance of water transport owners, including:
3.10.1	individuals
3.10.2	legal entities
3.11	civil liability insurance of space object owners, including:
3.11.1	individuals
3.11.2	legal entities
3.12	professional liability insurance, including:
3.12.1	individuals
3.12.2	legal entities
3.13	civil liability insurance, excluding classes specified in lines 3.8-3.12 of this Form, including:
3.13.1	individuals
3.13.2	legal entities
3.14	loan insurance, including:
3.14.1	individuals
3.14.2	legal entities
3.15	mortgage insurance, including:
3.15.1	individuals
3.15.2	legal entities
3.16	insurance of guarantees and sureties, including:
3.16.1	individuals
3.16.2	legal entities
3.17	insurance against other financial losses, including:
3.17.1	individuals
3.17.2	legal entities
3.18	insurance of losses of financial organizations, excluding classes specified in lines 3.14-3.17 of this Form
3.18.1	individuals
3.18.2	legal entities
3.19	title insurance
3.19.1	individuals
3.19.2	legal entities
3.20	litigation expense insurance, including:
3.20.1	individuals
3.20.2	legal entities
3.21	other types (classes) of insurance, including:
3.21.1	individuals
3.21.2	legal entities
3.22	Total for voluntary property insurance of individuals
3.23	Total for voluntary property insurance of legal entities
4	Total including:
4.1	individuals
4.2	legal entities

continuation of the table:

Volume of obligations under active insurance (reinsurance) contracts, in thousands of tenge			Sum of insurance premiums under active insurance (reinsurance) contracts, in thousands of tenge
total	including, transferred to reinsurance		total	including, transferred to reinsurance
residents	non-residents	residents	non-residents
8	9	10	11	12	13
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report on the volume of obligations form

Explanation for filling out the administrative data form

Report on the Volume of Obligations

(form index – 18 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Report on the Volume of Obligations" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. Columns 5 and 7 indicate the number of units of insured objects, based on which the amount of insurance premium is determined.

6. For voluntary and mandatory types of civil liability insurance, except for mandatory insurance of civil liability of vehicle owners, mandatory insurance of civil liability of carriers to passengers, for each insurance (reinsurance) contract, one insured object is indicated in columns 5 and 7.

7. In the class of mandatory insurance of civil liability of vehicle owners, the number of vehicles is indicated in columns 5 and 7.

8. Column 8 indicates the total volume of obligations under active insurance and incoming reinsurance contracts.

9. Column 11 indicates the sum of insurance premiums under active insurance and incoming reinsurance contracts.

10. When concluding a voluntary insurance contract within several insurance classes, information on the insurance (reinsurance) contract:

1) in columns 3, 4, 5, 6 and 7 is indicated in accordance with the insurance class having the largest share in the volume of obligations under this contract;

2) in columns 8, 9, 10 and 11 is indicated separately for each insurance class.

11. In the annuity insurance class, the volume of obligations under active insurance (reinsurance) contracts is not indicated.

12. Line 2.2.1 indicates pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan".

13. Line 2.2.2 indicates annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Workers Against Accidents While Performing Their Labor (Official) Duties".

14. In the absence of information, the Form is submitted with zero balances.

Appendix 18

to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the Calculation of the Combined Coefficient

Administrative data form index: 19 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of classes (types) of insurance	Earned insurance premiums		Insurance payouts		Changes in loss reserves		Settlement expenses	Expenses	Net expenses
Total	Net amount of earned premiums	Total	Net amount of insurance payouts	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Mandatory insurance
1.1	insurance of civil liability of vehicle owners
1.2	insurance of civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	insurance of civil liability of auditors and audit organizations
1.6	tourist insurance
1.7	insurance of civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.8	insurance of employees against accidents in the performance of their labor (official) duties
1.9	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan"
2.2.2	annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Employees Against Accidents in the Performance of Their Labor (Official) Duties"
2.2.3	other classes (types) of annuity insurance
2.3	accident insurance
2.4	illness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3.	Voluntary property insurance
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, excluding classes indicated in rows 3.1-3.6 of this Form
3.8	insurance of civil liability of motor vehicle owners
3.9	insurance of civil liability of air transport owners
3.10	insurance of civil liability of water transport owners
3.11	insurance of civil liability of space object owners
3.12	professional liability insurance
3.13	insurance of civil liability, excluding classes indicated in rows 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, excluding classes indicated in rows 3.14-3.17 of this Form
3.19	title insurance
3.20	insurance of court costs
3.21	other types (classes) of insurance
4.	For the entire insurance portfolio

continuation of the table:

Loss ratio for the reporting period taking into account the reinsurer's share, in percent	Loss ratio for the reporting period without taking into account the reinsurer's share, in percent	Expense ratio taking into account the reinsurer's share, in percent	Expense ratio without taking into account the reinsurer's share, in percent	Combined ratio taking into account the reinsurer's share, in percent	Combined ratio without taking into account the reinsurer's share, in percent
12	13	14	15	16	17

Name ______

Address______

Phone ______

Email address ______

Staff Actuary ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the reporting form for the calculation of the combined coefficient

Explanation for filling out the administrative data form

Report on the calculation of the combined coefficient

(index – 19 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the calculation of the combined coefficient" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the staff actuary.

Chapter 2. Explanation for filling out the Form

5. The Form determines the procedure for calculating coefficients characterizing the loss ratio of a branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan.

6. The Form is filled out for all classes (types) of insurance, except for classes (types) of savings insurance.

7. All parameters are used for the twelve months preceding the reporting date.

8. Column 3 indicates earned insurance premiums calculated in accordance with part two of paragraph 8 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of a branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 "On Approval of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization", registered in the Registry of state registration of normative legal acts under No. 13056 (hereinafter – Rules).

9. Column 4 indicates net earned insurance premiums calculated in accordance with part two of paragraph 9 of the Rules.

10. Column 5 indicates insurance payouts for the twelve months preceding the reporting date.

11. Column 6 indicates insurance payouts without taking into account the reinsurer's share for the twelve months preceding the reporting date.

12. Column 7 indicates changes in loss reserves for the twelve months preceding the reporting date.

13. Column 8 indicates changes in loss reserves without taking into account the reinsurer's share for the twelve months preceding the reporting date.

14. Column 9 indicates settlement expenses for the twelve months preceding the reporting date.

15. Columns 10, 11, 14, 15, 16 and 17 are filled out for the entire insurance portfolio.

16. Column 12 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.

17. Column 13 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

18. Column 14 indicates the ratio of the value of column 10 to the corresponding value of column 3.

19. Column 15 indicates the ratio of the value of column 11 to the corresponding value of column 4.

20. Column 16 indicates the sum of the corresponding values of columns 12 and 14.

21. Column 17 indicates the sum of the corresponding values of columns 13 and 15.

22. In the absence of information, the Form is submitted with zero balances.

Appendix 19
to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the calculation of the loss ratio by policies

Index of administrative data form: 20 - I(R)O_M

Frequency: annually

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: annually, no later than the 6 (sixth) working day of the month following the reporting year

Form

(in thousands of tenge)

No.	Name of classes (types) of insurance	Earned insurance premiums		Insurance payouts		Changes in loss reserves		Settlement expenses	Loss ratio by policies taking into account the reinsurer's share, in percent	Loss ratio by policies without taking into account the reinsurer's share, in percent
Total	Net amount of earned premiums	Total	Net amount of insurance payouts	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Mandatory insurance
1.1	insurance of civil liability of vehicle owners
1.2	insurance of civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	insurance of civil liability of auditors and audit organizations
1.6	tourist insurance
1.7	insurance of civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.8	insurance of employees against accidents in the performance of their labor (official) duties
1.9	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan"
2.2.2	annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Employees Against Accidents in the Performance of Their Labor (Official) Duties"
2.2.3	other classes (types) of annuity insurance
2.3	accident insurance
2.4	illness insurance
2.4.1	traveling abroad
2.5	other classes (types) of insurance
3.	Voluntary property insurance
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, excluding classes indicated in rows 3.1-3.6 of this Form
3.8	insurance of civil liability of motor vehicle owners
3.9	insurance of civil liability of air transport owners
3.10	insurance of civil liability of water transport owners
3.11	insurance of civil liability of space object owners
3.12	professional liability insurance
3.13	insurance of civil liability, excluding classes indicated in rows 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, excluding classes indicated in rows 3.14-3.17 of this Form
3.19	title insurance
3.20	insurance of court costs
3.21	other classes (types) of insurance
4.	For the entire insurance portfolio

Name ______

Address______

Phone ______

Email address ______

Staff Actuary ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the reporting form for the calculation of the loss ratio by policies

Explanation for filling out the administrative data form

Report on the calculation of the loss ratio by policies

(index – 20 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the calculation of the loss ratio by policies" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the staff actuary.

Chapter 2. Explanation for filling out the Form

5. The Form determines the procedure for calculating the loss ratio of a branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan by policies.

6. The Form is filled out for all classes (types) of insurance, except for classes (types) of savings insurance.

7. Column 3 indicates earned insurance premiums calculated in accordance with part two of paragraph 16 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization, established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 "On Approval of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization", registered in the Registry of state registration of normative legal acts under No. 13056 (hereinafter – Rules).

8. Column 4 indicates net earned insurance premiums calculated in accordance with part two of paragraph 17 of the Rules.

9. Column 5 indicates insurance payouts for 24 (twenty-four) months preceding the reporting date, for insurance (reinsurance) contracts entered into during the 12 (twelve) months preceding the reporting period.

10. Column 6 indicates insurance payouts without taking into account the reinsurer's share for 24 (twenty-four) months preceding the reporting date, for insurance (reinsurance) contracts entered into during the 12 (twelve) months preceding the reporting period.

11. Column 7 indicates changes in loss reserves for 24 (twenty-four) months preceding the reporting date, for insurance (reinsurance) contracts entered into during the 12 (twelve) months preceding the reporting period.

12. Column 8 indicates changes in loss reserves without taking into account the reinsurer's share for 24 (twenty-four) months preceding the reporting date, for insurance (reinsurance) contracts entered into during the 12 (twelve) months preceding the reporting period.

13. Column 9 indicates settlement expenses for 24 (twenty-four) months preceding the reporting date, for insurance (reinsurance) contracts entered into during the 12 (twelve) months preceding the reporting period.

14. Column 10 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.

15. Column 11 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

16. In the absence of information, the Form is submitted with zero balances.

Appendix 20
to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on reinsurance activity

Index of administrative data form: 21 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6 (sixth) working day of the month following the reporting month

Form

No.	Name of reinsurance organization	Parent company	Rating	Name of rating agency	Location (country) of the reinsurance organization		Name of the branch of the non-resident insurance broker of the Republic of Kazakhstan
name	country code
1	2	3	4	5	6	7	8
1	Non-resident insurance (reinsurance) organizations
1.1
…
2	Resident insurance (reinsurance) organizations
2.1
…
3	Resident insurance (reinsurance) organizations - participants of the International Financial Center "Astana"
3.1
…
4	Total

continuation of the table:

Location (country) of the non-resident insurance broker		Name of foreign currency (in thousands of currency units)	Volume of obligations transferred for reinsurance (for the period from the beginning of the current year), in thousands of tenge	Volume of obligations transferred for reinsurance under existing insurance (reinsurance) contracts, in thousands of tenge	Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of tenge
name	country code
9	10	11	12	13	14
…

continuation of the table:

Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of foreign currency	Insurance premiums transferred to the reinsurance organization under existing insurance (reinsurance) contracts, in thousands of tenge	Compensation for risks received under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge	Insurance premiums accepted under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge	Insurance payouts under contracts accepted for reinsurance (for the period from the beginning of the current year), in thousands of tenge
15	16	17	18	19
…

continuation of the table:

Type of reinsurance (facultative/obligatory)	Form of reinsurance (proportional/non-proportional)	Name of the insurance class
20	21	22
…

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to reporting form on reinsurance

activity

Explanation for filling out the administrative data form

Report on reinsurance activity

(index – 21 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Reinsurance Activities" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person authorized to sign the report, and the executor.

Chapter 2. Explanation on Filling out the Form

5. Information in the Form is provided for insurance contracts transferred to reinsurance, including to an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan by a branch of an insurance organization-non-resident of the Republic of Kazakhstan.

6. In column 2, the full name of the branch of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan is indicated (without using abbreviations and short forms).

7. In columns 3 and 8, the full name (without using abbreviations and short forms) is indicated.

8. In column 4, the rating assigned by one of the rating agencies in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activity of Financial Organizations, the List of Rating Agencies Assigning This Rating", registered in the Registry of State Registration of Normative Legal Acts under No. 8318, is indicated. In the absence of a rating, "no rating" is indicated in column 4.

9. In column 11, the name of the type of foreign currency is indicated.

10. The volume of liabilities in column 12 is indicated for reinsurance contracts concluded for the period from the beginning of the reporting period.

11. The amount of liabilities transferred to reinsurance under existing insurance (reinsurance) contracts with residents of the Republic of Kazakhstan, in the row "Insurance (reinsurance) organizations residents" of column 13 corresponds to the total sum of column 9 of the report on the volume of liabilities, except for the sum of the volume of liabilities for the class of annuity insurance.

12. The amount of liabilities transferred to reinsurance under existing insurance (reinsurance) contracts with non-residents of the Republic of Kazakhstan in the row "Insurance (reinsurance) organizations non-residents" of column 13 corresponds to the total sum of column 10 of the report on the volume of liabilities, except for the sum of the volume of liabilities for the class of annuity insurance.

13. The total sum of liabilities transferred to reinsurance under existing insurance (reinsurance) contracts in column 13 corresponds to the sum of columns 9 and 10 of the report on the volume of liabilities, except for the sum of the volume of liabilities for the class of annuity insurance.

14. The amount of insurance premiums transferred to residents of the Republic of Kazakhstan in the row "Insurance (reinsurance) organizations residents" of column 14 corresponds to the total sum of column 14 of the report on insurance premiums.

15. The amount of insurance premiums transferred to non-residents of the Republic of Kazakhstan in the row "Insurance (reinsurance) organizations non-residents" of column 14 corresponds to the total sum of column 15 of the report on insurance premiums.

16. The total sum of insurance premiums transferred to the reinsurance organization in column 14 corresponds to the total sum of column 13 of the report on insurance premiums.

17. In column 15, the amount of insurance premiums in foreign currency transferred by the reinsurance organization for the period from the beginning of the reporting period is indicated.

18. In column 17, data on compensation for risks received under reinsurance contracts are indicated.

19. In column 19, the amounts of insurance payments under contracts accepted for reinsurance are indicated.

20. In column 22, the name of the insurance class is indicated. If insurance premiums for different classes of insurance were transferred to one reinsurance organization, the list of insurance classes is indicated in one row.

21. In the absence of information, the Form is submitted with zero balances.

Appendix 21

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Information about the Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan

Index of the administrative data form: 23 - I(R)O_M

Frequency: semi-annually

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: once every half-year, no later than the 6th (sixth) working day of the month following the reporting half-year

Form

(in thousands of tenge)

No.	Name of Indicator	As of the end of the reporting period	Note
1	2	3	4
1	Insurance premiums accepted under insurance, co-insurance, and reinsurance contracts
2	Insurance premiums transferred to reinsurance
3	Insurance payments under insurance, co-insurance, and reinsurance contracts
4	Total assets
5	Reserves under life insurance contracts
6	Reserves for insurance other than life insurance
7	Total liabilities
8	Undistributed profit (uncovered loss)
9	Total capital
10	Compliance by the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan with regulatory requirements, solvency requirements	yes/no

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on information about the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan

Explanation on filling out the administrative data form

Report on Information about the Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan

(index – 23 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Information about the Insurance (Reinsurance) Organization-Non-Resident of the Republic of Kazakhstan" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of January 1 and July 1 as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person authorized to sign the report, and the executor.

Chapter 2. Explanation on Filling out the Form

5. The Form indicates data on the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan, the branch of which carries out insurance (reinsurance) activity on the territory of the Republic of Kazakhstan.

6. In row 10, information in the format "yes"/"no" is indicated regarding the compliance by the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan with requirements established by the authorized body acting in the place of carrying out the activity of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 22

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Comparison of Asset and Liability Maturities in National and Foreign Currencies

Index of the administrative data form: 24 - I(R)O_M

Frequency: monthly

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: monthly, no later than the 6th (sixth) working day of the month following the reporting month

Form

(in thousands of tenge)

No.	Name of Indicator	On Demand						Up to 30 days
Total	including						Total	including
in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency	in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency
1	2	3	4	5	6	7	8	9	10	11	12	13	14	15
	ASSETS
1	Assets accepted as a reserve
2	Cash and cash equivalents
3	Deposits placed
4	Securities, including:
4.1	securities held for sale
4.2	securities held to maturity
4.3	securities measured at fair value, changes in which are reflected in profit or loss
5	Reinsurance assets
6	Insurance premiums receivable from policyholders (reinsurers) and intermediaries, including:
6.1	debt with a delay of more than 90 days
6.2	Reserves for impairment
7	Other receivables
8	Other assets
9	Other assets with no maturity	X	X	X	X	X	X	X	X	X	X	X	X	X
	Total assets
	LIABILITIES
10	Reserves, including:
10.1	unearned premium reserve
10.2	reserve for unexpired life insurance (reinsurance) contracts
10.3	reserve for unexpired annuity contracts
10.4	reserve for incurred but not reported losses
10.5	reserve for reported but unsettled losses
11	Settlements with reinsurers
12	Other liabilities
13	Other liabilities with no maturity	X	X	X	X	X	X	X	X	X	X	X	X	X
	Total liabilities

continuation of the table:

from 31 to 90 days						from 91 to 180 days
Total	including					Total	including
in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency	in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency
15	16	17	18	19	20	21	22	23	24	25	26
…

continuation of the table:

from 181 days to 1 year						Over 1 year to 3 years
Total	including					Total	including
in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency	in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency
33	34	35	36	37	38	39	40	41	42	43	44
…

continuation of the table:

Over 3 years to 5 years						Over 5 years to 10 years
Total	including					Total	including
in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency	in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency
33	34	35	36	37	38	39	40	41	42	43	44
…

continuation of the table:

Over 10 years						Total
Total	including					Total	including
in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency	in tenge	in US Dollars	in Euros	in Russian Rubles	in other foreign currency
51	52	53	54	55	56	57	58	59	60	61	62
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on comparison of maturities of assets and liabilities in national and foreign currencies

Explanation on filling out the administrative data form

Report on Comparison of Asset and Liability Maturities in National and Foreign Currencies

(index – 24 - I(R)O_M, frequency – monthly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on Comparison of Asset and Liability Maturities in National and Foreign Currencies" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person authorized to sign the report, and the executor.

Chapter 2. Explanation on Filling out the Form

5. When filling out the Form, for each asset (liability), the shortest term is provided, after the expiration of which the branch of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan demands the fulfillment of debtors' obligations and fulfills creditors' claims.

6. Assets are included net of reserves formed for doubtful debts.

7. In row 7 "Other assets", assets with a term are reflected, after the expiration of which the branch of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan demands the fulfillment of debtors' obligations, except for those indicated in rows 1, 2, 3, 4, 5, and 6 of the Form.

8. In row 11 "Other liabilities", liabilities with a term are reflected, after the expiration of which the branch of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan fulfills creditors' claims, except for those indicated in rows 9 and 10 of the Form.

9. When filling out the rows "unearned premium reserve", "reserve for unexpired life insurance (reinsurance) contracts", "reserve for unexpired annuity contracts", as well as the reserve for incurred but not fully reported losses for the class of mandatory insurance of workers from accidents in the performance of their labor (official) duties, the remaining term until the expiration of the insurance protection for each insurance contract is used.

The reserve for incurred but not reported losses (except for the reserve for incurred but not fully reported losses for the class of mandatory insurance of workers from accidents in the performance of their labor (official) duties) and the reserve for reported but unsettled losses are reflected in the category of liabilities with a maturity of up to 1 year.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 23

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on Balances of Off-Balance Sheet Accounts

Index of the administrative data form: 25 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

Form

(in thousands of tenge)

No.	Name of off-balance sheet accounts	As of the end of the reporting period	As of the beginning of the current year
1	2	3	4
	Conditional and contingent claims and obligations
1	Accounts for claims under guarantees
1.1	contingent claims under issued or confirmed guarantees
1.2	contingent claims under accepted guarantees
1.3	conditional extraordinary contributions in accordance with the legislation of the Republic of Kazakhstan on insurance payout guarantee
2	Accounts for claims for the provision (receipt) of loans in the future
2.1	conditional claims for loans provided
2.2	conditional claims for receiving loans in the future
3	Accounts for claims under derivative financial instruments
3.1	conditional claims for the purchase of financial assets
3.2	conditional claims for the purchase of financial futures
3.3	conditional claims for the sale of financial futures
3.4	fixed interest rate swap
3.5	floating interest rate swap
3.6	purchased option - "call" deal
3.7	purchased option - "put" deal
3.8	sold option "put" deal - counter-account
3.9	sold option "call" deal - counter-account
3.10	purchased agreement on future remuneration - counter-account
3.11	realized agreement on future remuneration
3.12	conditional claims under other derivative financial instruments
4	Accounts for obligations under guarantees
4.1	possible obligations under issued or confirmed guarantees
4.2	possible reduction of claims under accepted guarantees
4.3	conditional obligations under the legislation of the Republic of Kazakhstan on insurance payout guarantee
5	Accounts for obligations for the provision (receipt) of loans in the future
5.1	conditional obligations for the provision of loans in the future
5.2	conditional obligations for receiving loans
6	Accounts for obligations under derivative financial instruments
6.1	conditional obligations for the sale of financial assets
6.2	conditional obligations for the purchase of financial futures
6.3	conditional obligations for the sale of financial futures
6.4	floating interest rate swap
6.5	fixed interest rate swap
6.6	purchased option "call" deal - counter-account
6.7	purchased option "put" deal - counter-account
6.8	sold option "put" deal
6.9	sold option "call" deal
6.10	purchased agreement on future remuneration
6.11	realized agreement on future remuneration - counter-account
6.12	conditional obligations under other derivative financial instruments
	Memorandum accounts
7	Memorandum accounts - assets
7.1	machinery, equipment, transport and other means leased out
7.2	fixed assets sold with deferred payment
7.3	debts written off as loss
7.4	documents and valuables sent for collection
7.5	property transferred as security (pledge) for obligations
7.6	shares (participation interests) transferred to the originator for trust management
8	Memorandum accounts - liabilities
8.1	machinery, equipment, transport and other means leased in
8.2	documents and valuables accepted for collection
8.3	property accepted as security (pledge) for client obligations
8.4	mortgage loans, claims under which are accepted for trust management
8.4.1	accrued remuneration on mortgage loans, claims under which are accepted for trust management
8.4.2	penalty (fine, penalty) on mortgage loans, claims under which are accepted for trust management
9	Memorandum accounts - other
9.1	payment documents not paid on time
9.2	credit lines opened by foreign states and foreign banks
9.3	various valuables and documents
9.4	various valuables and documents sent and issued for accountable purposes
9.5	refined precious metals in storage
9.6	shares and other securities in storage
9.7	"deposit" account
10	Reference: Number of full-time employees

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on balances of off-balance sheet accounts

Explanation for filling out the administrative data form

Report on balances of off-balance sheet accounts

(index – 25 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on balances of off-balance sheet accounts" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. In column 2, the names of off-balance sheet accounts are indicated in accordance with the Standard Chart of Accounts for Accounting for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 251 "On Approval of the Standard Chart of Accounts for Accounting for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan, Instruction on Accounting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies and Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and amendments and additions to some normative legal acts of the Republic of Kazakhstan on accounting issues", registered in the Registry of State Registration of Normative Legal Acts under No. 16390.

6. In column 3, the total amount as of the end of the reporting period for off-balance sheet accounts is indicated.

7. In column 4, the total amount as of the beginning of the current year for off-balance sheet accounts is indicated.

8. In row 10, the number of full-time employees and equivalents (two employees working part-time are counted as one full-time employee) are indicated for reference.

Appendix 24
to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on active insurance (reinsurance) contracts

in the "general insurance" industry

Administrative data form index: 27 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance Class	Type of Insurance	Policyholder	Policyholder Residency Status	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the policyholder
1	2	3	4	5	6

continuation of the table:

Reinsurer	Beneficiary	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the beneficiary	Number of insured objects	Number of the insurance (policy) contract and/or additional agreement
7	8	9	10	11

continuation of the table:

Date of conclusion of the insurance contract and/or additional agreement	Date of commencement of the insurance contract and/or additional agreement	Date of expiration of the insurance contract and/or additional agreement	Date of commencement of insurance coverage	Date of expiration of insurance coverage
12	13	14	15	16

continuation of the table:

Amount of the insurance sum, in tenge	Amount of the insurance premium under the insurance contract, in tenge	Name of the insurance broker, agent (surname, first name and patronymic (if any)	Amount of the commission remuneration, in tenge	Unearned Premium Reserve	Number of the reinsurance contract
17	18	19	20	21	22

continuation of the table:

Insurance sum of the reinsurer - resident of the Republic of Kazakhstan, in tenge	Insurance sum of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge	Reinsurance premium to the resident of the Republic of Kazakhstan under the reinsurance contract, in tenge	Reinsurance premium to the non-resident of the Republic of Kazakhstan under the reinsurance contract, in tenge	Date of conclusion of the reinsurance contract
23	24	25	26	27

continuation of the table:

Date of commencement of the reinsurance contract	Date of expiration of the reinsurance contract	Date of commencement of insurance coverage under the reinsurance contract	Date of expiration of insurance coverage under the reinsurance contract	Type of reinsurance (facultative and/or obligatory), Form of reinsurance (proportional and/or non-proportional)
28	29	30	31	32

continuation of the table:

Name of the reinsurer	Reinsurer Rating	Rating Agency	Commission amount from the reinsurer, in tenge	Commission remuneration of the insurance broker, branch of a non-resident insurance broker of the Republic of Kazakhstan under the reinsurance contract			Unearned Premium Reserve of the reinsurer
in percent	amount, in tenge	Name of the insurance broker, branch of a non-resident insurance broker of the Republic of Kazakhstan
33	34	35	36	37	38	39	40

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on active contracts of insurance (reinsurance) in the "general insurance" industry

Explanation for filling out the administrative data form

Report on active insurance (reinsurance) contracts in the "general insurance" industry

(index – 27 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on active insurance (reinsurance) contracts in the 'general insurance' industry" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter – the Law).

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. The Form indicates active insurance (reinsurance) contracts and all additional agreements concluded to them; in the presence of several additional agreements, information on each additional agreement is provided in a separate row.

6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on insurance (reinsurance) contracts is indicated without taking into account adjustments of additional agreements.

8. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row; at the same time, information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16 must be reflected in each row.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 25
to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on losses

Administrative data form index: 28 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance Class	Type of Insurance	Policyholder	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the policyholder	Reinsurer	Beneficiary	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the beneficiary
1	2	3	4	5	6	7	8

continuation of the table:

Number of the contract (insurance policy)	Date of commencement of the insurance contract	Date of expiration of the insurance contract	Date of commencement of insurance coverage	Date of expiration of insurance coverage	Date of occurrence of the insured event and/or insurance case	Date of notification to the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan about the occurrence of the insured event and/or insurance case
9	10	11	12	13	14	15

continuation of the table:

Type of notification to the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan about the occurrence of the insured event and/or insurance case (primary and/or repeated)	Amount of the claimed loss, in tenge	Brief description of the insured event and/or insurance case	Amount of expenses of the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan for loss settlement, in tenge	Amount of the policyholder's (reinsurer's) debt for payment of the insurance premium (insurance contributions) to the insurance (reinsurance) organization as of the calculation date, in tenge	Average value of settled payments made for a similar group of insurance cases (for cases provided for in parts two and three of paragraph 22 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290)
16	17	18	19	20	21

continuation of the table:

Date of issuance of the decision to refuse insurance payment by the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan	Date of receipt of the court summons (notice) and/or statement of claim	Reserve for reported but unsettled losses	Date of the court decision/date of entry into legal force of the court decision	Plaintiff's claims satisfied by the court decision (yes, no)	Name of the reinsurer	Number of the reinsurance contract	Type of reinsurance (facultative and/or obligatory), Form of reinsurance (proportional and/or non-proportional)	Share of the reinsurer in the reserve for reported but unsettled losses, in tenge
22	23	24	25	26	27	28	29	30

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on losses

Explanation for filling out the administrative data form

Report on losses

(index – 28 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on losses" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter – the Law).

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row; at the same time, information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9 and 10 must be reflected in each row.

6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided by Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on losses settled by refusing insurance payments is indicated for the last 12 (twelve) months preceding the reporting date.

8. For losses claimed in connection with the extension (re-certification) of the degree of loss of working capacity, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of Workers against Accidents in the Performance of Labor (Official) Duties", the date in column 14 is indicated according to the date of the accident indicated in the accident report, in case of death or establishment of the degree of loss of professional working capacity of the worker as a result of a work injury or according to the date of conclusion of the healthcare organization providing specialized medical and expert assistance in the field of occupational pathology, in case of establishment of the degree of loss of professional working capacity of the worker as a result of an occupational disease.

9. Information in column 16 is filled in for the class of mandatory insurance of workers against accidents in the performance of labor (official) duties.

10. In column 18, the name of the covered risk is indicated in accordance with the insurance (reinsurance) contract.

11. In column 23, information about the date of receipt of the court summons (notice) and/or statement of claim is indicated, depending on which document arrives at the branch of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan first.

12. In column 25, information about the dates of the court decision and its entry into legal force or its cancellation is indicated in chronological order with the corresponding information indicated next to each date.

13. In the absence of information, the Form is submitted with zero balances.

Appendix 26
to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on accounting for insurance payments

Administrative data form index: 29 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance Class	Type of Insurance	Policyholder	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the policyholder	Reinsurer
1	2	3	4	5	6

continuation of the table:

Beneficiary	Business identification number (for legal entities) and (or) individual identification number (for natural persons) of the beneficiary	Degree of loss of professional labor capacity of the beneficiary	Contract (insurance policy) number	Date of conclusion of the insurance contract	Date of commencement of the insurance contract
7	8	9	10	11	12

continuation of the table:

Date of expiration of the insurance contract	Date of commencement of insurance coverage	Date of expiration of insurance coverage	Date of occurrence of the insured event and (or) insurance case	Date of notification to the branch of the non-resident insurance (reinsurance) organization of the Republic Kazakhstan of the occurrence of the insured event and (or) insurance case
13	14	15	16	17

continuation of the table:

Type of notification to the branch of the non-resident insurance (reinsurance) organization of the Republic Kazakhstan of the occurrence of the insured event and (or) insurance case (primary and (or) repeated)	Amount of expenses of the branch of the non-resident insurance (reinsurance) organization of the Republic Kazakhstan for settlement of the loss, in tenge	Amount of payment, in tenge	Date of accrual of the insurance payment amount	Amount of compensation under the recourse claim, in tenge
18	19	20	21	22

continuation of the table:

Date of accrual of compensation under the recourse claim	Amount of compensation transferred to the reinsurer under recourse, in tenge	Date of accrual of compensation to the reinsurer under recourse	Name of the reinsurer
23	24	25	26

continuation of the table:

Reinsurance contract number	Type of reinsurance (facultative and/or obligatory), form of reinsurance (proportional and/or non-proportional)	Reinsurer's share in payment, in tenge	Date of accrual of the reinsurer's share in payment
27	28	29	30

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the insurance payout accounting report form

Instructions for filling out the administrative data form

Insurance payout accounting report

(form index – 29 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. These instructions (hereinafter – Instructions) define the unified requirements for filling out the form intended for the collection of administrative data “Insurance payout accounting report” (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity” (hereinafter – the Law).

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for filling out the Form

5. Information in the Form is indicated for insurance payments made under insurance (reinsurance) contracts concluded in accordance with Article 23 of the Law of the Republic of Kazakhstan dated February 7, 2005 “On Mandatory Insurance of Workers from Accidents in the Course of Performing Their Labor (Official) Duties” (hereinafter – the Mandatory Insurance Law), for no less than 3 (three) years preceding the reporting date.

6. Information on each insurance payment is indicated in a separate row.

7. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

8. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11 is subject to reflection in each row.

9. For payments made in connection with the extension (re-certification) of the degree of loss of labor capacity, deterioration of the beneficiary's health under annuity contracts concluded in accordance with Articles 19 and 23 of the Mandatory Insurance Law, information in column 16 is indicated according to the date of the accident indicated in the accident report, in case of death or establishment of the degree of loss of professional labor capacity to the worker as a result of a work injury, or according to the date of conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, in case of establishment of the degree of loss of professional labor capacity to the worker as a result of detection of an occupational disease.

10. Information in columns 9 and 18 is filled in by the class of mandatory insurance of workers from accidents in the course of performing their labor (official) duties.

11. In the absence of information, the Form is submitted with zero balances.

Appendix 27

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on active insurance (reinsurance) contracts

in the “life insurance” industry

Administrative data form index: 30 - I(R)O_M

Frequency: quarterly

Reporting period: as of “___” ______20__year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan carrying out insurance activities in the “life insurance” industry

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance class	Type of insurance	Policyholder	Business identification number (for legal entities) and (or) individual identification number (for natural persons) of the policyholder	Reinsurer	Number of insured persons
1	2	3	4	5	6	7

continuation of the table:

Insurance (policy) contract number	Date of birth of the insured	Gender of the insured	Date of conclusion of the insurance contract and (or) additional agreement	Date of commencement of the insurance contract and (or) additional agreement	Date of expiration of the insurance contract and (or) additional agreement
8	9	10	11	12	13

continuation of the table:

Date of commencement of insurance coverage under the insurance contract	Date of expiration of insurance coverage under the insurance contract	Presence of additional agreement to the insurance contract (yes, no)	Amount of insurance sum, in tenge	Amount of insurance premium under the insurance contract in tenge	Frequency of insurance premium
14	15	16	17	18	19	20

continuation of the table:

Date of expiration of insurance premium payments	Amount of insurance payment in tenge	Frequency of insurance payments	Date of commencement of insurance payments	Date of expiration of insurance payments	Yield rate of the reserve basis, in percent	Amount of expenses from insurance premium, in percent	Amount of expenses from insurance payment, in percent
21	22	23	24	25	26	27	28

continuation of the table:

Name of intermediary (surname, first name, patronymic (if any)	Amount of commission remuneration, in tenge	Reserve for unearned premiums	Reinsurance contract number (reinsurance policy)	Insurance sum of the reinsurer-resident of the Republic Kazakhstan, in tenge	Insurance sum of the reinsurer-non-resident of the Republic Kazakhstan, in tenge
29	30	31	32	33	34

continuation of the table:

Reinsurance premium to the resident of the Republic Kazakhstan under the contract, in tenge	Reinsurance premium to the non-resident of the Republic Kazakhstan under the contract, in tenge	Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiration of the reinsurance contract
35	36	37	38	39

continuation of the table:

Date of commencement of insurance coverage under the reinsurance contract	Date of expiration of insurance coverage under the reinsurance contract	Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Rating assessment of the reinsurer
40	41	42	43	44

continuation of the table:

Rating agency	Amount of commission from the reinsurer, in tenge	Commission remuneration of the insurance broker, branch of the non-resident insurance broker of the Republic Kazakhstan under the reinsurance contract			Reserve for unearned premiums of the reinsurer
in percent	Amount, in tenge	Name of the insurance broker, branch of the non-resident insurance broker of the Republic Kazakhstan
45	46	47	48	49	50

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on active contracts

insurance (reinsurance)

in the “life insurance” industry

Instructions for filling out the administrative data form

Report on active insurance (reinsurance) contracts

in the “life insurance” industry

(index – 30 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. These instructions (hereinafter – Instructions) define the unified requirements for filling out the form intended for the collection of administrative data “Report on active insurance (reinsurance) contracts in the ‘life insurance’ industry” (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity” (hereinafter – the Law).

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan carrying out insurance activities in the “life insurance” industry, as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for filling out the Form

5. The Form indicates active insurance (reinsurance) contracts and all additional agreements concluded to them, in the presence of several additional agreements, information on each additional agreement is provided in a separate row.

6. If the number of annuitants (beneficiaries) under an annuity contract exceeds the number one, values for each insured person are indicated separately.

7. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

8. If an insurance (reinsurance) contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15 is subject to reflection in each row.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 28

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on active pension annuity contracts and other

types of annuity insurance

Administrative data form index: 31 - I(R)O_M

Frequency: quarterly

Reporting period: as of “___” ______20__year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance class	Policyholder	Individual identification number of the policyholder	Number of insured persons	Insurance (policy) contract number	Date of birth of the insured
1	2	3	4	5	6	7

continuation of the table:

Gender of the insured	Date of conclusion of the insurance contract	Date of commencement of the insurance contract	Date of expiration of the insurance contract	Date of commencement of insurance coverage	Date of expiration of insurance coverage	Presence of additional agreement to the insurance contract (yes, no)
8	9	10	11	12	13	14

continuation of the table:

Amount of insurance premium under the insurance contract, in tenge	Amount of lump-sum payment under the annuity contract	Amount of annuity payment as of the reporting date, in tenge	Frequency of insurance payments	Guaranteed period	Name of intermediary (surname, first name, patronymic (if any)
15	16	17	18	19	20

continuation of the table:

Amount of commission remuneration, in tenge	Amount of expenses from insurance premium, in percent	Amount of expenses from insurance payment, in percent	Yield rate of the reserve basis, in percent	Indexation rate of the reserve basis, in percent	Reserve for unearned premiums
21	22	23	24	25	26

continuation of the table:

Reinsurance contract number (reinsurance policy)	Liability of the reinsurer-resident of the Republic Kazakhstan, in tenge	Liability of the reinsurer-non-resident of the Republic Kazakhstan, in tenge	Reinsurance premium to the resident of the Republic Kazakhstan under the contract, in tenge	Reinsurance premium to the non-resident of the Republic Kazakhstan under the contract, in tenge
27	28	29	30	31

continuation of the table:

Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiration of the reinsurance contract	Date of commencement of insurance coverage under the reinsurance contract	Date of expiration of insurance coverage under the reinsurance contract
32	33	34	35	36

continuation of the table:

Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Rating assessment of the reinsurer	Rating agency	Amount of commission from the reinsurer
37	38	39	40	41

continuation of the table:

Commission remuneration of the insurance broker, branch of the non-resident insurance broker of the Republic Kazakhstan under the reinsurance contract		Reserve for unearned premiums of the reinsurer
in percent	Amount, in tenge	Name of the insurance broker, branch of the non-resident insurance broker of the Republic Kazakhstan
42	43	44	45

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on active

pension annuity contracts and

other types of annuity insurance

Instructions for filling out the administrative data form

Report on active pension annuity contracts and other

types of annuity insurance

(index – 31 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. These instructions (hereinafter – Instructions) define the unified requirements for filling out the form intended for the collection of administrative data “Report on active pension annuity contracts and other types of annuity insurance” (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity” (hereinafter – the Law).

3. The Form is compiled quarterly by branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for filling out the Form

5. In the presence of an additional agreement to the insurance (reinsurance) contract, the Form indicates information on the insurance (reinsurance) contract, corrected in accordance with the terms of the additional agreement.

6. If the number of annuitants under annuity contracts exceeds the number one, values for each insured person are indicated separately.

7. If an insurance (reinsurance) contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row.

8. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 29

to the resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on active annuity contracts concluded within the framework of mandatory insurance of workers from accidents

in the course of performing their labor (official) duties

Administrative data form index: 32 - I(R)O_M

Frequency: quarterly

Reporting period: as of “___” ______20__year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Policyholder	Business identification number (for legal entities) and (or) individual identification number (for natural persons) of the policyholder	Reinsurer	Number of insured persons	Insurance (policy) contract number	Annuitant (surname, first name, patronymic (if any)
1	2	3	4	5	6	7

continuation of the table:

Individual identification number of the annuitant	Date of birth of the annuitant	Gender of the annuitant	Date of the insurance case	Date of conclusion of the contract	Date of commencement of the insurance contract	Date of expiration of the insurance contract
8	9	10	11	12	13	14

continuation of the table:

Date of commencement of insurance payments	Date of expiration of insurance payments	Presence of additional agreement to the insurance contract (yes, no)	Premium on the annuity, in tenge	Amount of annuity payment as of the reporting date, in tenge	Amount of annuity payment as of the date of commencement of the annuity payment, in tenge
15	16	17	18	19	20

continuation of the table:

Frequency of annuity payments	Amount of expenses from insurance premium, in percent	Amount of expenses from insurance payment, in percent	Yield rate of the reserve basis, in percent	Indexation rate of the reserve basis, in percent	Degree of loss of labor capacity, in percent
21	22	23	24	25	26

continuation of the table:

Degree of disability	Name of intermediary (surname, first name, patronymic (if any)	Amount of commission remuneration, in tenge	Reserve for unearned premiums	Reinsurance contract number (reinsurance policy)
27	28	29	30	31

continuation of the table:

Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Reinsurer's share in the annuity premium, tenge
32	33	34

Name ______

Address______

Phone ______

Email address ______

Executor______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on active annuity contracts

closed within the framework

of mandatory insurance of workers

against accidents in the performance

of their labor (official) duties

Explanation of filling out the administrative data form

Report on active annuity contracts closed within the framework of mandatory insurance of workers against accidents in the performance of their labor (official) duties

(index – 32 - I(R)O_M, periodicity – quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on active annuity contracts closed within the framework of mandatory insurance of workers against accidents in the performance of their labor (official) duties" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of filling out the Form

5. In the presence of an additional agreement to the insurance (reinsurance) contract, the Form indicates information on the insurance (reinsurance) contract, corrected in accordance with the terms of the additional agreement.

6. If the number of annuitants under annuity contracts exceeds one, values are indicated for each insured separately.

7. In column 19, the amount of the periodic annuity payment is indicated, calculated by the annuity contract taking into account indexation for the current year.

8. In the absence of information, the Form is submitted with zero balances.

Appendix 30

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on insurance (reinsurance) contracts

entering into force over the last 12 (twelve) months

Index of the administrative data form: 33 - I(R)O_M

Periodicity: quarterly

Reporting period: as of "___" ____20 year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance Class	Policyholder	Policyholder Residency Status	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the policyholder	Connectedness Indicator	Reinsurer
1	2	3	4	5	6	7

continuation of the table:

Beneficiary	Business Identification Number (for legal entities) and/or Individual Identification Number (for individuals) of the beneficiary	Contract Number (insurance policy) and/or additional agreement	Date of conclusion of the insurance contract and/or additional agreement	Date of commencement of the insurance contract and/or additional agreement
8	9	10	11	12

continuation of the table:

Date of expiration of the insurance contract and/or additional agreement	Date of commencement of insurance coverage	Date of expiration of insurance coverage	Insurance Amount under the insurance contract, in tenge	Insurance Premium under the insurance contract, in tenge	Name of the insurance broker, agent (surname, first name, patronymic (if any)	Amount of commission remuneration, in tenge
13	14	15	16	17	18	19

continuation of the table:

Date of termination	Reinsurance Contract Number	Insurance Amount of the reinsurer - resident of the Republic of Kazakhstan, in tenge	Insurance Amount of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge	Reinsurance Premium to the resident of the Republic of Kazakhstan under the reinsurance contract, in tenge	Reinsurance Premium to the non-resident of the Republic of Kazakhstan under the reinsurance contract, in tenge
20	21	22	23	24	25

continuation of the table:

Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiration of the reinsurance contract	Date of commencement of insurance coverage under the reinsurance contract	Type of reinsurance (facultative and/or obligatory), form of reinsurance (proportional and/or non-proportional)
26	27	28	29	30

continuation of the table:

Name of the reinsurer	Rating assessment of the reinsurer	Rating agency	Date of termination of the reinsurance contract
31	32	33	34

continuation of the table:

Commission amount from the reinsurer, in tenge	Commission remuneration of the insurance broker, branch of the non-resident insurance broker of the Republic of Kazakhstan under the reinsurance contract
in percent	Amount, in tenge	Name of the insurance broker, branch of the non-resident insurance broker of the Republic of Kazakhstan
35	36	37	38

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on insurance contracts

(reinsurance), entering into force over

the last 12 (twelve) months

Explanation of filling out the administrative data form

Report on insurance (reinsurance) contracts, entering into

force over the last 12 (twelve) months

(index – 33 - I(R)O_M, periodicity – quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on insurance (reinsurance) contracts, entering into force over the last 12 (twelve) months" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter – the Law).

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of filling out the Form

5. The Form indicates information on insurance (reinsurance) contracts and all additional agreements, entering into force over the last 12 (twelve) months preceding the reporting date.

6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and laws of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on main insurance (reinsurance) contracts is indicated without taking into account corrections of additional agreements.

8. In the presence of several additional agreements, information on each additional agreement is provided in a separate row.

9. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated in a separate row, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11 is subject to reflection in each row.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 31

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the cost of projected payments

Index of the administrative data form: 34 - I(R)O_M

Periodicity: quarterly

Reporting period: as of "___" ____20 year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out insurance activity in the "life insurance" sector

Deadline for submission of the administrative data form: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter

Form

(in tenge)

No.	Insurance Class	Policyholder	Business Identification Number of the policyholder	Reinsurer	Beneficiary	Individual Identification Number of the beneficiary	Date of birth of the insured
1	2	3	4	5	6	7	8

continuation of the table:

Gender of the insured	Insurance Contract Number	Date of conclusion of the insurance contract	Date of commencement of the insurance contract	Date of expiration of the insurance contract	Date of the insured event	Insured event (work injury and/or occupational disease)
9	10	11	12	13	14	15

continuation of the table:

Degree of loss of professional labor capacity, established initially, in percent	Degree of loss of professional labor capacity as of the calculation date, in percent	Number of extensions as of the reporting date	Projected date of commencement of annuity payments	Projected date of expiration of annuity payments	Periodicity of annuity payments
16	17	18	19	20	21

continuation of the table:

Amount of average monthly earnings (income) as of the date of the accident, in tenge	Effective annual rate, in percent	Indexation rate, in percent	Amount of expenses from the insurance premium, in percent	Amount of expenses from the insurance payment, in percent	Expected amount of annuity payment as of the reporting date, in tenge
22	23	24	25	26	27

continuation of the table:

Amount of social payment as of the date of the last extension of the annuity contract, in tenge	Degree of fault of the employer in gross negligence	Reserve of incurred but not fully reported losses, in tenge	Name of the reinsurer	Reinsurance Contract Number	Share of the reinsurer in the reserve of incurred but not fully reported losses, in tenge
28	29	30	31	32	33

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on the cost

of projected payments

Explanation of filling out the administrative data form

Report on the cost of projected payments

(index – 34 - I(R)O_M, periodicity – quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the cost of projected payments" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out insurance activity in the "life insurance" sector, as of the end of the reporting period.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of filling out the Form

5. The Form indicates information on the amounts of the cost of projected payments associated with the repeated extension (re-certification) of the degree of loss of professional labor capacity of the beneficiary under the class of mandatory insurance of workers against accidents in the performance of their labor (official) duties, calculated by the actuary in accordance with paragraph 14 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290 (hereinafter – the Requirements) and for voluntary insurance contracts, the subject of which is the property interest of a worker whose life and health have been harmed as a result of an accident, calculated by the actuary in accordance with paragraph 16 of the Requirements.

6. Column 5 is subject to filling only if the branch of the insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan acts as a reinsurer.

7. In column 29, the degree of fault of the employer is indicated if the gross negligence of the victim himself contributed to the occurrence or increase of harm.

8. If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurer is indicated in columns 31, 32 and 33 in a separate row, while information indicated in columns 3, 4, 6, 7, 8, 9, 10, 11, 12 and 13 is subject to reflection in each row.

9. Information in column 14 is indicated according to the date of the accident indicated in the accident report, in case of death or establishment of the degree of loss of professional labor capacity to the worker as a result of a work injury or according to the date of conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, in case of establishment of the degree of loss of professional labor capacity to the worker as a result of the detection of an occupational disease.

10. In column 18, the number of extensions of loss of professional labor capacity as of the reporting date is indicated (if such information is available).

11. In the absence of information, the Form is submitted with zero balances.

Appendix 32

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the calculation of the reserve of incurred but not reported losses

by the chain-ladder method without inflation adjustment

Index of the administrative data form: 35 - I(R)O_M

Periodicity: quarterly

Reporting period: as of "___" ____20 year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter

Form

Loss table as of the reporting date for ______

insurance class

The loss table is formed based on ______ losses

(paid, incurred)

Period of occurrence of insured events (i)	Losses by periods (j)
Periodicity	1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x

Accumulated losses table ______

insurance class

Period of occurrence of insured events (i)	Accumulated losses (j)
1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x

Loss development factors g(j) table ______

Loss development method

(arithmetic mean, average

for n- periods, mean value)

Period of loss occurrence (i)	Loss development factors (j)
	1	2	…	n-2	n-1		n
1			…				x
2			…		x		x
3			…	x	x		x
…	…	…	…	x	x		x
n-1			x	x	x		x
n	x	x	x	x	x		x
Loss development factors g(j)
g(j)	1	2	…		n-2	n-1	n
arithmetic mean							x
average for n- periods							x
mean value							x

Projected accumulated losses table for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of losses
	1	2	…	n-2	n-1	n
1	x	x	…	x	x	x
2	x	x	…	x	x
…	…	…	…	…	…	…
n-1	x	x	…
n	x		…

Loss reserve table for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of losses						Loss reserve by periods
	1	2	…	n-2	n-1	n
1	x	x	…	x	x	x	x
2	x	x	…	x	x
…	…	…	…	…	…	…	…
n-1	x	x	…
n	x		…

Reserve of incurred but not reported losses table for ______

insurance class

Period of occurrence of insured events (i)	Loss reserve by periods	Reported but not settled losses	Incurred but not reported losses
1	2	3
1
2
3
…
n-1
n
Total

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on the calculation of the reserve of incurred but

not reported losses by the chain-ladder

method without inflation adjustment

Explanation of filling out the administrative data form

Report on the calculation of the reserve of incurred but not reported losses

by the chain-ladder method without inflation adjustment

(index – 35 - I(R)O_M, periodicity – quarterly)

Chapter 1. General Provisions

1. This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the calculation of the reserve of incurred but not reported losses by the chain-ladder method without inflation adjustment" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan separately for each insurance class for which the calculation of the reserve of incurred but not reported losses is carried out by actuarial methods as of the end of the reporting period. If a share of the reinsurer in the reserve of incurred but not reported losses is formed, the Form for the insurance class is compiled separately for calculations of the reserve of incurred but not reported losses with and without taking into account the share of the reinsurer.

Data in the Form is filled in tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of filling out the Form

5. The Form fills in the results of the calculation of the reserve of incurred but not reported losses by the chain-ladder method without inflation adjustment, carried out in accordance with subparagraph 1) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

6. The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

7. The accumulated losses table indicates the aggregate amounts of payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

8. The projected accumulated losses table indicates the expected amount of payments or incurred losses in each period.

9. The reserve of incurred but not reported losses table indicates:

in the "Loss reserve by periods" column – values of loss reserves in the corresponding periods;

in the "Reported but not settled losses" column – the sum of reported losses in the corresponding periods;

in the "Incurred but not reported losses" column – the difference between the "Loss reserve by periods" and "Reported but not settled losses" columns in the corresponding period. In case of a negative difference in the "Incurred but not reported losses" column, the value 0 (zero) is accepted;

if the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserve by periods.

Appendix 33
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of the reserve for incurred but not reported losses

using the chain ladder method with inflation adjustment

Administrative data form index: 36 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Entities submitting the report: branches of insurance (reinsurance) organizations- non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

Loss table as of the reporting date for ______

insurance class

The loss table is compiled based on ______ losses

(paid, incurred)

Accident Year (i)	Losses by Period (j)
Periodicity	1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x

Table of inflation information for each past period

Periods	Inflation for the past period (in percent)
1
2
3
…
n-1
n

Table of losses with inflation adjustment for past periods for ______

insurance class

Accident Year (i)	Losses by Period with Inflation Adjustment for Past Periods (j)
	1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x

Table of cumulative losses with inflation adjustment for past periods for ______

insurance class

Accident Year (i)	Cumulative Losses with Inflation Adjustment for Past Periods (j)
	1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x

Table of loss development factors g(j) ______

loss development method

(arithmetic mean, average

over n- periods, mean value)

Accident Year (i)	Loss Development Factors (j)
	1	2	…	n-2	n-1	n
1			…
2			…			x
3			…		x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n		x	x	x	x	x
Loss Development Factors g(j)
g(j)	1	2	…	n-2	n-1	n
arithmetic mean						x
average over n- periods						x
mean value						x

Table of projected cumulative losses with inflation adjustment for past periods for ______

insurance class

Accident Year (i)	Projected Cumulative Losses with Inflation Adjustment for Past Periods
	1	2	…	n-2	n-1	n
1	x	x	…	x	x	x
2	x	x	…	x	x
3	x	x	…	x
…	…	…	…	…	…	…
n-1	x	x	…
n	x		…

Table of loss reserve with inflation adjustment for past periods for ______

insurance class

Accident Year (i)	Projected Cumulative Losses with Inflation Adjustment for Past Periods						Loss Reserve by Period
	1	2	…	n-2	n-1	n
1	x	x	…	x	x	x	0
2	x	x	…	x	x
3	x	x	…	x
…	…	…	…	…	…	…	…
n-1	x	x	…
n	x		…
Loss Reserve with Inflation Adjustment for Past Periods

Table of incurred but not reported losses by ______

insurance class

Accident Year (i)	Loss Reserve by Period	Reported but Unsettled Losses	Incurred but Not Reported Losses
1	2	3
1
2
3
…
n-1
n
Total

Name of ______

Address ______

Phone ______

Email Address ______

Prepared by ______ ______

surname, first name, patronymic (if any), signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any), signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on the calculation of the reserve for n incurred but not reported losses

using the chain ladder method

with inflation adjustment

Instructions for completing the administrative data form

Report on the calculation of the reserve for incurred but not reported losses

using the chain ladder method with inflation adjustment

(index – 36-I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. These Instructions (hereinafter – Instructions) define the unified requirements for completing the form intended for the collection of administrative data "Report on the calculation of the reserve for incurred but not reported losses using the chain ladder method with inflation adjustment" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations- non-residents of the Republic of Kazakhstan separately for each insurance class for which the calculation of the reserve for incurred but not reported losses is carried out using actuarial methods as of the end of the reporting period. If a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share.

Data in the Form is filled in tenge.

4. The Form is signed by the head or person authorized to sign the report, and the preparer.

Chapter 2. Instructions for Completing the Form

5. The Form contains the results of calculations of the reserve for incurred but not reported losses using the chain ladder method with inflation adjustment, performed in accordance with subparagraph 2) paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the Formation, Methodology for Calculating Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

6. The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by accident years.

7. In the table of inflation information for each past period, cumulative values of official inflation rates for the accident year are indicated.

8. If in the table of incurred but not reported losses the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserve by periods indicated in column 1 of the table of incurred but not reported losses.

9. In the column "Incurred but Not Reported Losses" of the table of incurred but not reported losses, the difference between the columns "Loss Reserve by Periods" and "Reported but Unsettled Losses" in the corresponding period is indicated. If the difference is negative, the value in the column "Incurred but Not Reported Losses" is taken as 0 (zero).

Appendix 34
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of the reserve for incurred but not reported losses

using the Bornhuetter-Ferguson method

Administrative data form index: 37 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Entities submitting the report: branches of insurance (reinsurance) organizations- non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

Form

Loss table as of the reporting date for ______

insurance class

The loss table is compiled based on ______ losses

(paid, incurred)

Accident Year (i)	Losses by Period (j)
Periodicity	1	2	…	n-2	n-1	n
1			…			x
2			…		x	x
3			…	x	x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n	x	x	x	x	x	x

Table of cumulative losses by ______

insurance class

Accident Year (i)	Cumulative Losses (j)
1	2	…	n-2	n-1	n
1			…			x
2			…		x	x
3			…	x	x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n	x	x	x	x	x	x

Table of loss development factors g(j) ______

loss development method

(arithmetic mean, average

over n- periods, mean value)

Accident Year (i)	Loss Development Factors (j)
	1	2	…	n-2	n-1	n
1			…			x
2			…		x	x
3			…	x	x	x
…	…	…	…	x	x	x
n-1			x	x	x	x
n	x	x	x	x	x	x
Loss Development Factors g(j)
g(j)	1	2	…	n-2	n-1	n
arithmetic mean						x
average over n- periods						x
mean value						x

Table of coefficients

Accident Year (i)	Loss Development Factors g(j)	Loss Development Factors f (j)	Delay Factors h(j)= 1 - 1/f (j)
1	1	1	1-1/ 1
2
3
…
n-1
n

Table for calculating the policy loss ratio

Financial Year (y)	Incurred Losses	Earned Premiums	Policy Loss Ratio
1	2	3	4
1
2
…
m-1
m

Table of incurred but not reported losses

Accident Year (i)	Earned Premiums	Loss Ratio U	Expected Ultimate Losses z(i)	Delay Factors h(j)	Incurred but Unpaid Losses as of Reporting Date R(i)	Reported but Unsettled Losses as of Reporting Date	Incurred but Not Reported Losses
	1	2	3=1*2	4	5=3*4	6	7=5-6
1
2
3
…
n-1
n
Total

Name of ______

Address ______

Phone ______

Email Address ______

Prepared by ______ ______

surname, first name, patronymic (if any), signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any), signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on the calculation of the reserve for n incurred but not reported losses

using the Bornhuetter-Ferguson method

Instructions for completing the administrative data form

Report on the calculation of the reserve for incurred but not reported losses

using the Bornhuetter-Ferguson method

(index – 37 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. These Instructions (hereinafter – Instructions) define the unified requirements for completing the form intended for the collection of administrative data "Report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of insurance (reinsurance) organizations- non-residents of the Republic of Kazakhstan separately for each insurance class for which the calculation of the reserve for incurred but not reported losses is carried out using actuarial methods as of the end of the reporting period. If a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share.

Data in the Form is filled in tenge.

4. The Form is signed by the head or person authorized to sign the report, and the preparer.

Chapter 2. Instructions for Completing the Form

5. The Form contains the results of calculations of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method, performed in accordance with subparagraph 3) paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the Formation, Methodology for Calculating Insurance Reserves and Their Structure", registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

6. The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by accident years.

7. In the table of cumulative losses, total payments (paid losses) or incurred losses, grouped by accident years, are indicated.

8. In the table for calculating the policy loss ratio:

in the column "Incurred Losses", values of incurred losses as of the reporting date, including loss settlement expenses, for insurance (reinsurance) contracts entered into force in the financial year preceding the accident year are indicated;

in the column "Earned Premiums", the earned premium for insurance (reinsurance) contracts entered into force in the financial year preceding the accident year is indicated.

9. In the table of incurred but not reported losses, the following are indicated:

in the column "Earned Premiums" – the earned premium of the insurance organization in the corresponding period;

in the column "Loss Ratio U" – the value of the loss ratio, the size of which is not less than the average value of the policy loss ratios in accordance with the table for calculating the policy loss ratio of this Form;

in the column "Delay Factors h(j)" – values of delay factors h(j) indicated in the table of coefficients of this Form;

if the Bornhuetter-Ferguson method calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses (column 7 of the table of incurred but not reported losses of this Form); if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of incurred but unpaid losses as of the reporting date (column 5 of the Table of Incurred but Not Reported Losses of this Form);

in the column "Incurred but Not Reported Losses" – the difference between the columns "Incurred but Unpaid Losses as of Reporting Date R(i)" and "Reported but Unsettled Losses as of Reporting Date" in the corresponding period. If the difference is negative, the value in the column "Incurred but Not Reported Losses" is taken as 0 (zero).

10. When calculating the reserve for incurred but not reported losses minus the reinsurer's share:

in the column "Earned Premiums", values of earned premiums minus the reinsurer's share in the corresponding period are indicated;

in the column "Delay Factors h(j)", values of delay factors h(j) taking into account the reinsurer's share, indicated in the Table of Coefficients of this Form, are indicated.

Appendix 35
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the classification of insurance premiums and insurance payouts

by types of economic activity

Administrative data form index: 26 - I(R)O_M

Frequency: annually

Reporting period: as of "___" ____20 year

Entities submitting the report: branches of insurance (reinsurance) organizations- non-residents of the Republic of Kazakhstan

Deadline for submission of the administrative data form: annually, no later than the 6th (sixth) working day of the month following the reporting year

Form

(in thousands of tenge)

No.	Name of Economic Activity Type	Insurance Premiums	Insurance Payments
1	2	3	4
01-03	Agriculture, Forestry and Fishing
01	Crop and animal production, hunting and related service activities
02	Forestry and logging
03	Fishing and aquaculture
05-09	Mining and Quarrying
05	Mining of coal and lignite
06	Extraction of crude petroleum and natural gas
07	Mining of metal ores
08	Other mining and quarrying
09	Support activities for mining and quarrying
10-33	Manufacturing
10	Manufacture of food products
11	Manufacture of beverages
12	Manufacture of tobacco products
13	Manufacture of textiles
14	Manufacture of wearing apparel
15	Manufacture of leather and related products
16	Manufacture of wood and of products of wood and cork, except furniture; manufacture of articles of straw and plaiting materials
17	Manufacture of paper and paper products
18	Printing and reproduction of recorded media
19	Manufacture of coke and refined petroleum products
20	Manufacture of chemicals and chemical products
21	Manufacture of basic pharmaceutical products and pharmaceutical preparations
22	Manufacture of rubber and plastic products
23	Manufacture of other non-metallic mineral products
24	Manufacture of basic metals
25	Manufacture of fabricated metal products, except machinery and equipment
26	Manufacture of computer, electronic and optical products
27	Manufacture of electrical equipment
28	Manufacture of machinery and equipment n.e.c.
29	Manufacture of motor vehicles, trailers and semi-trailers
30	Manufacture of other transport equipment
31	Manufacture of furniture
32	Manufacture of other manufactured goods
33	Repair and installation of machinery and equipment
35	Electricity, gas, steam and air conditioning supply
36-39	Water supply; sewerage, waste management and remediation activities
36	Collection, purification and distribution of water
37	Sewerage
38	Waste collection, treatment and disposal activities; materials recovery
39	Remediation activities and other waste management services
41-43	Construction
41	Construction of buildings
42	Civil engineering
43	Specialized construction activities
45-47	Wholesale and retail trade; repair of motor vehicles and motorcycles
45	Wholesale and retail trade and repair of motor vehicles and motorcycles
46	Wholesale trade, except of motor vehicles and motorcycles
47	Retail trade, except of motor vehicles and motorcycles
49-53	Transportation and Storage
49	Land transport and transport via pipelines
50	Water transport
51	Air transport
52	Warehousing and support activities for transportation
53	Postal and courier activities
55-56	Accommodation and Food Service Activities
55	Accommodation
56	Food and Beverage Service Activities
58-63	Information and Communication
58	Publishing activities
59	Motion picture, video and television program production, sound recording and music publishing activities
60	Programming and broadcasting activities
61	Telecommunications
62	Computer programming, consultancy and related activities
63	Information service activities
64-66	Financial and Insurance Activities
64	Financial service activities, except insurance and pension funding
65	Insurance, reinsurance and pension funding, except compulsory social security
66	Activities auxiliary to financial services and insurance activities
68	Real Estate Activities
69-75	Professional, Scientific and Technical Activities
69	Legal and accounting activities
70	Activities of head offices; management consultancy activities
71	Architectural and engineering activities; technical testing and analysis
72	Scientific research and experimental development
73	Advertising and market research
74	Other professional, scientific and technical activities
75	Veterinary activities
77-82	Administrative and Support Service Activities
77	Rental and leasing activities
78	Employment activities
79	Travel agency, tour operator and other reservation service and related activities
80	Security and investigation activities
81	Services to buildings and landscape activities
82	Office administrative, office support and other business support activities
84	Public administration and defence; compulsory social security
85	Education
86-88	Human Health and Social Work Activities
86	Human health activities
87	Residential care activities
88	Social work activities without accommodation
90-93	Arts, Entertainment and Recreation
90	Creative, arts and entertainment activities
91	Libraries, archives, museums and other cultural activities
92	Gambling and betting activities
93	Sports activities and amusement and recreation activities
94-96	Other Service Activities
94	Activities of membership organizations
95	Repair of computers and personal and household goods
96	Other personal service activities
97-98	Activities of households as employers; undifferentiated goods- and services-producing activities of private households for own use
97	Activities of households as employers of domestic personnel
98	Undifferentiated goods- and services-producing activities of private households for own use
99	Activities of extraterritorial organizations and bodies
	Reference: Individuals
	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on the classification of insurance premiums and insurance payments by type of economic activity

Explanation for filling out the administrative data form

Report on the classification of insurance premiums and insurance payments by type of economic activity

(index – 26 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on the classification of insurance premiums and insurance payments by type of economic activity" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. The Form uses names of types of economic activity in accordance with the General Classifier of Types of Economic Activity NC RK 03-2019.

6. The Form indicates insurance premiums minus expenses related to the termination of insurance (reinsurance) contracts, and insurance payments made during the period from the beginning of the reporting period under direct insurance contracts.

7. Insurance premiums and insurance payments are classified by the main type of economic activity of the policyholder.

8. The total amount of insurance premiums in column 3 corresponds to the sum of insurance premiums accepted under insurance contracts, indicated in column 4 of the report on insurance premiums, minus expenses related to the termination of insurance (reinsurance) contracts, indicated in column 30 of the report on insurance premiums.

9. The total amount of insurance payments in column 4 corresponds to the sum of insurance payments minus insurance payments made under contracts accepted for reinsurance of the report on insurance payments.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 36
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan

Administrative data form index: 27 - I(R)O_M

Frequency: annually

Reporting period: as of "___" ______20__year

Circle of persons submitting the report: branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan

Deadline for submitting the administrative data form: annually, no later than the 6 (sixth) working day of the month following the reporting year

Form

(in thousands of tenge)

No.	Name of Insurance Classes	city of Nur-Sultan		city of Almaty		city of Shymkent
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
1	2	3	4	5	6	7	8
1	Compulsory insurance:
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance of civil liability of private notaries
1.4	environmental insurance
1.5	civil liability of audit organizations
1.6	tourist insurance
1.7	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.8	insurance of an employee from accidental injury in the performance of his labor (official) duties
1.9	other types (classes) of insurance
2	Voluntary personal insurance:
2.1	life insurance
2.2	annuity insurance, including:
2.2.1.	pension annuity contracts
2.2.2.	annuity contracts
2.2.3.	other types of annuity insurance
2.3	accidental injury insurance
2.4	illness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance:
3.1	motor vehicle insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, except for classes indicated in lines 3.1-3.6 of this Form
3.8	civil liability insurance of motor vehicle owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for classes indicated in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	guarantee and surety insurance
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for classes indicated in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	court costs insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Akmola Region		Aktobe Region		Almaty Region		Atyrau Region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
9	10	11	12	13	14	15	16
…

continuation of the table:

East Kazakhstan Region		Zhambyl Region		West Kazakhstan Region		Karaganda Region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
17	18	19	20	21	22	23	24
…

continuation of the table:

Kostanay Region		Kyzylorda Region		Mangystau Region		Pavlodar Region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
25	26	27	28	29	30	31	32
…

continuation of the table:

North Kazakhstan Region		Turkistan Region		Other		Total
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
33	34	35	36	37	38	39	40
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on insurance premiums and insurance payments, accepted and made under insurance contracts by regions of the Republic of Kazakhstan

Explanation for filling out the administrative data form

Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan

(index – 27 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for the collection of administrative data "Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. The Form indicates the amount of insurance premiums minus expenses related to the termination of insurance (reinsurance) contracts.

6. The Form indicates the amount of insurance payments minus insurance payments made under contracts accepted for reinsurance.

7. The total amount of insurance premiums corresponds to column 4 of the report on insurance premiums minus expenses related to the termination of insurance (reinsurance) contracts, indicated in column 30 of the report on insurance premiums.

8. Classification of insurance premiums and payments by territorial criterion in the Form is carried out according to the location of the insured object (risk). The insured object is understood as property or a person directly associated with the insured event indicated in the insurance contract. The presence or absence of registration documents for the insured object is also taken into account.

9. For territorial classification of insurance premiums and payments, the following is taken into account:

1) for personal insurance – place of permanent residence (registration), legal address of the insured;

2) for property insurance types – place of registration of property or place of registration of the policyholder;

3) for classes of insurance of civil liability – place of registration of property or place of registration of the policyholder;

4) for the territorial classification of insurance premiums and payments under professional liability insurance, insurance types are understood to be those related to the insurance of civil liability of a person in connection with causing harm to other persons in the process or as a result of activities carried out by him on the basis of a special permit and requiring special knowledge, experience and qualifications, including, if any, and the employees of this person.

In the case of insuring property that is not subject to registration, the insurance premium and payment are indicated according to the place of registration of the policyholder.

10. In the case of insuring property located in different regions of the Republic of Kazakhstan, insurance premiums in the Form are indicated according to the place of registration of the property (if the property is subject to registration) or the policyholder (if the property is not subject to registration).

11. If vehicles are registered in other states and temporarily imported into the territory of the Republic of Kazakhstan, the amount of premiums and/or payments is indicated according to the place of temporary registration of the vehicle in the Republic of Kazakhstan.

12. Line 2.2.1 indicates pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan".

13. Line 2.2.2 indicates annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Compulsory Insurance of an Employee from Accidental Injury in the Performance of His Labor (Official) Duties".

14. In the absence of information, the Form is submitted with zero balances.

Appendix 37
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on loans provided to policyholders

Administrative data form index: 28 - I(R)O_M

Frequency: annually

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan engaged in insurance activity in the "life insurance" sector

Deadline for submitting the administrative data form: annually, no later than the 6 (sixth) working day of the month following the reporting year

Form

(in thousands of tenge)

No.	Surname, first name, patronymic (if any) of the policyholder	Insurance contract number	Date of conclusion of the insurance contract	Date of expiration of the insurance contract	Date of loan provision	Term of loan provision	Insurance amount
1	2	3	4	5	6	7	8
1
2
…
Total

continuation of the table:

Redemption amount	Amount of loan issued	Reward rate (in percent)	Amount of debt
total	including
principal amount	reward amount	impairment reserves	overdue debt
9	10	11	12	13	14	15	16
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the loan report form, provided to policyholders

Explanation for filling out the administrative data form

Loan report provided to policyholders

(form index – 28 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Loan Report Provided to Policyholders" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan engaged in insurance activity in the "life insurance" sector as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

5. The Form indicates information about loans provided to policyholders by non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan engaged in insurance activity in the "life insurance" sector.

6. In the absence of information, the Form is submitted with zero balances.

Appendix 38
to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on income paid to executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Administrative data form index: 29 - I(R)O_M

Frequency: annually

Reporting period: for the period from January 1 to December 31 ___ year

Persons submitting the report: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting the administrative data form: annually, within 120 (one hundred twenty) calendar days after the end of the financial year

Form

No.	Surname, first name, patronymic (if any)	Position of executive employee	Supervised type of activity	Ratio of variable remuneration to the sum of fixed and variable remuneration, in percent	Presence of facts of non-payment of variable remuneration on grounds provided for in subparagraph 1) of paragraph 4 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2012 No. 74 "On Establishing Requirements for Internal Policy on Remuneration, Accrual of Monetary Rewards, as Well as Other Types of Material Incentives for Executive Employees of Banks, Insurance (Reinsurance) Organizations, Insurance Brokers", registered in the Registry of State Registration of Normative Legal Acts under No. 19308 (yes/no)	Remuneration, in thousands of tenge
fixed	variable
paid	suspended
1	2	3	4	5	6	7	8	9
1
2
...
	Total

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the income report form, paid to executive employees

of branches of non-resident insurance (reinsurance)

organizations of the Republic of Kazakhstan

and branches of non-resident insurance brokers

of the Republic of Kazakhstan

Explanation for filling out the administrative data form

Report on income paid to executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

(index – 29 - I(R)O_M, frequency – annual)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Report on Income Paid to Executive Employees of Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 34, paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

5. In column 5, the ratio of variable remuneration to the sum of fixed and variable remuneration (in percent) is indicated.

6. In column 6, the presence of facts of non-payment of variable remuneration on grounds provided for in subparagraph 1) of paragraph 4 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2012 No. 74 "On Establishing Requirements for Internal Policy on Remuneration, Accrual of Monetary Rewards, as Well as Other Types of Material Incentives for Executive Employees of Banks, Insurance (Reinsurance) Organizations, Insurance Brokers", registered in the Registry of State Registration of Normative Legal Acts under No. 19308 is indicated.

7. In column 7, in the "Total" row, the total values of fixed remuneration of executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan are indicated.

8. In columns 8 and 9, in the "Total" row, the total values of paid and suspended variable remuneration of executive employees of branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan are indicated.

Appendix 39
to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on concluded insurance and reinsurance contracts with the participation of branches of non-resident insurance brokers of the Republic of Kazakhstan

Administrative data form index: 30 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting the administrative data form: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter

Form

Table 1. Insurance Contracts

No.	Insurance contract number	Date of conclusion of the insurance contract	Period of validity of the insurance contract	Name of policyholder	Name of the branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan
1	2	3	4	5	6
1
2
3
…
Total

continuation of the table:

Name of beneficiary	Class (type) of insurance	Amount of insurance premium, in thousands of tenge	Insurance amount (volume of obligation) under the insurance contract, in thousands of tenge	Commission of the insurance broker from the insurance premium in percent
7	8	9	10	11
…

Table 2. Reinsurance Contracts

No.	Name of reinsurer (cedent)	Location (country) of reinsurer (cedent)	Requisites of the reinsurance contract (treaty)	Name of the non-resident reinsurance broker of the Republic of Kazakhstan	Location (country) of the non-resident reinsurance broker of the Republic of Kazakhstan	Name of the reinsurer	Location (country) of the reinsurer
1	2	3	4	5	6	7	8
1
1.1
…
2.
2.1
…
Total

continuation of the table:

Reinsurer rating	Name of rating agency	Class (type) of insurance	Type/form of reinsurance	Name of policyholder (if any)	Amount of insurance premiums transferred for reinsurance, in thousands of tenge	Insurance amount under the insurance contract, in thousands of tenge	Reinsurer's liability limit, in thousands of tenge	Commission of the insurance broker from the insurance premium transferred for reinsurance, in percent
9	10	11	12	13	14	15	16	17
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on concluded insurance contracts, reinsurance with the participation of branches

of non-resident insurance brokers

of the Republic of Kazakhstan

Explanation for filling out the administrative data form

Report on concluded insurance and reinsurance contracts with the participation of branches of non-resident insurance brokers of the Republic of Kazakhstan

(index – 30 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Report on Concluded Insurance and Reinsurance Contracts with the Participation of Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of non-resident insurance brokers of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

5. In Table 1, information on insurance contracts concluded for the period from the beginning of the current year (cumulative) on behalf of branches of non-resident insurance brokers of the Republic of Kazakhstan (with the participation of insurance brokers), and on behalf of policyholders is indicated.

6. In Table 2, information on reinsurance contracts concluded for the period from the beginning of the current year (cumulative) through the intermediation of branches of non-resident insurance brokers of the Republic of Kazakhstan (with the participation of an insurance broker) is indicated.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 40
to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on reinsurance contracts concluded by branches of non-resident insurance brokers of the Republic of Kazakhstan, being affiliated persons of the insurance broker of the Republic of Kazakhstan, and on the conditions for placement by the branch of a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan

Administrative data form index: 31 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___" ____20 year

Persons submitting the report: branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting the administrative data form: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter

Form

No.	Name of the non-resident insurance broker of the Republic of Kazakhstan	Name of the reinsurer (cedent)	Location (country) of the reinsurer (cedent)	Requisites of the reinsurance contract (treaty)	Name of the reinsurer	Location (country) of the reinsurer
1	2	3	4	5	6	7
1.
1.1.
…
2.
2.1
…
3	Total

continuation of the table:

Reinsurer rating	Name of rating agency	Class (type) of insurance	Type/form of reinsurance	Name of policyholder (if any)	Insurance premiums accepted under insurance (reinsurance) contracts, in thousands of tenge	Amount of insurance premiums transferred for reinsurance, in thousands of tenge	Insurance amount under the insurance contract, in thousands of tenge	Reinsurer's liability limit, in thousands of tenge
8	9	10	11	12	13	14	15	16
…

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on reinsurance contracts, concluded by branches of non-resident insurance brokers

of the Republic of Kazakhstan, being affiliated

persons of the insurance broker

of the Republic of Kazakhstan and on the conditions

for placement by the branch of a non-resident

insurance broker of the Republic of Kazakhstan

of insurance risks for reinsurance

to non-resident reinsurance organizations

of the Republic of Kazakhstan

Explanation for filling out the administrative data form

Report on reinsurance contracts concluded by branches of non-resident insurance brokers of the Republic of Kazakhstan, being affiliated persons of the insurance broker of the Republic of Kazakhstan, and on the conditions for placement by the branch of a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan

(index – 31 - I(R)O_M, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation (hereinafter – Explanation) defines the unified requirements for filling out the form intended for collecting administrative data "Report on Reinsurance Contracts Concluded by Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan, Being Affiliated Persons of the Insurance Broker of the Republic of Kazakhstan, and on the Conditions for Placement by the Branch of a Non-Resident Insurance Broker of the Republic of Kazakhstan of Insurance Risks for Reinsurance to Non-Resident Reinsurance Organizations of the Republic of Kazakhstan" (hereinafter – Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled quarterly by branches of non-resident insurance brokers of the Republic of Kazakhstan as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

5. The Form indicates information on reinsurance contracts concluded for the period from the beginning of the current year (cumulative) through the intermediation of branches of non-resident insurance brokers of the Republic of Kazakhstan, being affiliated persons of the insurance broker of the Republic of Kazakhstan (with the participation of a branch of a non-resident insurance broker of the Republic of Kazakhstan), as well as information on the conditions for placement by branches of non-resident insurance brokers of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan.

6. In the presence of two or more reinsurers under a reinsurance contract (treaty), all reinsurers are indicated in column 6, and information on reinsurance contracts is duplicated in each row in columns 2, 3, 4, 5, 10, 11, and 12.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 41
to resolution

Rules for Submission of Reporting by Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan

1. The Rules for Submission of Reporting by Branches of Non-Resident Insurance (Reinsurance) Organizations of the Republic of Kazakhstan and Branches of Non-Resident Insurance Brokers of the Republic of Kazakhstan are developed in accordance with the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" and define the procedure for submitting reporting by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan (hereinafter – Branches) to the National Bank of the Republic of Kazakhstan (hereinafter – National Bank).

2. Data in the reporting submitted by Branches is indicated in the national currency of the Republic of Kazakhstan – tenge.

3. For the purpose of forming reporting, assets in foreign currency are indicated in conversion at the market exchange rate determined by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate of Currency", registered in the Registry of State Registration of Normative Legal Acts under No. 8378.

4. Reporting is submitted in electronic form via the web portal of the National Bank – the information system of the National Bank, which is a single window for accessing services for submitting reporting to the National Bank (hereinafter – web portal).

5. Branches quarterly, by the 6 (sixth) working day (inclusive) of the month following the reporting quarter, submit to the National Bank via the web portal an explanatory note to the reporting indicating the following information:

1) on changes that occurred during the reporting period (disclosed for each article with a description of aggregate amounts in accordance with the Branches' accounting policy);

2) on the participation of Branches in an insurance pool, including: names of insurance pool participants, date of conclusion of the joint activity agreement, information on concluded co-insurance contracts (number of contracts, volume and share of liability, amount of insurance premiums and insurance payments under co-insurance contracts);

3) on the management of Branches, indicating the dates of meetings (assemblies) held by the management bodies of Branches during the reporting period, the agenda, and decisions made;

4) on income from investment and other activities and other expenses;

5) on the participation of Branches in legal entities created in the form of a joint-stock company (number of shares purchased, purchase price of shares on the date of purchase, book value, share of participation in the authorized capital);

6) on loans received by Branches from second-tier banks and organizations carrying out certain types of banking operations.

6. Branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan shall submit to the National Bank via the web portal an electronic form of actuarial justification for the calculation of insurance reserves, prepared by an actuary, by no later than the 10th (tenth) working day (inclusive) of the month following the reporting quarter, taking into account the requirements of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Calculation Methodology of Insurance Reserves and Their Structure," registered in the Registry of State Registration of Normative Legal Acts under No. 18290.

7. The identification by the National Bank of errors (within-form and between-form control) is grounds for returning the reporting to the Branches for correction.

8. In the event of reorganization of a branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, reporting shall be submitted to the National Bank before the date of issuance of permission by the authorized body for the reorganization of the branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan.

9. In the event of voluntary liquidation of a branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, reporting shall be submitted to the National Bank before the date of issuance of permission by the authorized body for the voluntary liquidation of the branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan.

10. In the event of forced liquidation of a branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, reporting shall be submitted to the National Bank before the date of adoption of the decision by the authorized body to revoke the license of the branch of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan.

11. In the event of liquidation of a branch of non-resident insurance brokers of the Republic of Kazakhstan, reporting shall be submitted to the National Bank before the date of adoption by the authorized body of a decision to revoke the license of the branch of non-resident insurance brokers of the Republic of Kazakhstan or before the date of return of the license to the authorized body for the right to carry out the activities of the branch of non-resident insurance brokers of the Republic of Kazakhstan.