
«KAZAKHSTAN REPUBLIC NATIONAL BANK» REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION
"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
DECISION OF THE BOARD		RESOLUTION OF THE BOARD

No. 23 of "2" March 2021

Nur-Sultan city

On Approval of the List, Forms, Deadlines for Submission of Reports on Compliance with Prudential Standards by Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) and Rules for Their Submission

In accordance with subparagraph 65-2) of Part Two of Article 15 Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", Part Four of Paragraph 6 of Article 42 and Part Two of Paragraph 1 of Article 54 Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan" and subparagraph 2) of Paragraph 3 of Article 16 Law of the Republic of Kazakhstan dated March 19, 2010 "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

Approve:

1) the list of reports on compliance with prudential standards by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) according to Appendix 1 to this resolution;

2) the report form on compliance with prudential standards according to Appendix 2 to this resolution;

3) the report form on the breakdown of assets weighted for credit risk according to Appendix 3 to this resolution;

4) the report form on the breakdown of contingent and possible liabilities weighted for credit risk according to Appendix 4 to this resolution;

5) the report form on the breakdown of contingent and possible claims and liabilities under derivative financial instruments weighted for credit risk according to Appendix 5 to this resolution;

6) the report form on the breakdown of the calculation of specific interest rate risk (by currency) according to Appendix 6 to this resolution;

7) the report form on the distribution of open positions by time intervals (by currency) according to Appendix 7 to this resolution;

8) the report form on the breakdown of the calculation of general interest rate risk (by currency) according to Appendix 8 to this resolution;

9) the report form on the breakdown of the maximum size of risk per one borrower (by borrowers) according to Appendix 9 to this resolution;

10) the report form on the breakdown of the current liquidity coefficient k4 according to Appendix 10 to this resolution;

11) the report form on the breakdown of the term liquidity coefficients k4-1, k4-2, k4-3 according to Appendix 11 to this resolution;

12) the report form on the breakdown of the term foreign currency liquidity coefficients k4-4, k4-5, k4-6 according to Appendix 12 to this resolution;

13) the report form on foreign currency positions for each foreign currency and the foreign currency net position for each working day of the week (month) according to Appendix 13 to this resolution;

14) the report form on the calculation of the average monthly value of internal assets, internal and other liabilities, and the coefficient of placement of part of funds into internal assets according to Appendix 14 to this resolution;

15) the report form on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan according to Appendix 15 to this resolution;

16) the report form of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk according to Appendix 16 to this resolution;

17) the report form of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible liabilities weighted for credit risk according to Appendix 17 to this resolution;

18) the report form on the breakdown of the liquidity coverage coefficient according to Appendix 18 to this resolution;

19) the report form on the breakdown of the net stable funding ratio coefficient according to Appendix 19 to this resolution;

20) the Rules for submission of reports on compliance with prudential standards by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) according to Appendix 20 to this resolution.

Branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) weekly – the reporting specified in subparagraph 13) of paragraph 1 of this resolution, no later than the fifth working day following the reporting week.

If the calendar month ends within the reporting week, the reporting specified in subparagraph 13) of paragraph 1 of this resolution is submitted no later than the seventh working day of the month following the expired calendar month, separately for the calendar days of the reporting week relating to the expired calendar month, and for the calendar days of the reporting week relating to the current calendar month;

2) monthly – the reporting specified in subparagraphs 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16) and 17) of paragraph 1 of this resolution, no later than the seventh working day of the month following the reporting month;

3) monthly – the reporting specified in subparagraphs 18) and 19) of paragraph 1 of this resolution, no later than the tenth working day of the month following the reporting month.

The Financial Market Statistics Department (A.M. Buranbaeva) shall ensure in the manner established by legislation:

1) together with the Legal Department (A.S. Kasenov) the state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) posting of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication.

3) within ten working days after the state registration of this resolution, submission to the Legal Department of information on the execution of measures provided for in subparagraph 2) of this paragraph and paragraph 4 of this resolution.

The Information and Communications Department – Press Service of the National Bank of the Republic of Kazakhstan (A.R. Adambaeva) shall ensure within ten calendar days after the state registration of this resolution sending a copy of it for official publication in periodic printed editions.
Control over the implementation of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan A.M. Baimagambetov.
This resolution shall enter into force upon the expiration of ten calendar days after the day of its first official publication.

Chairman

National Bank E. Dosayev

AGREED

Agency of the Republic of Kazakhstan

for regulation and development

of the financial market

AGREED

Bureau of National Statistics

of the Agency for Strategic

Planning and Reforms

of the Republic of Kazakhstan

Appendix 1

to resolution

List

of reports on compliance with prudential standards by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan)

Reports on compliance with prudential standards by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) include:

1) report on compliance with prudential standards;

2) report on the breakdown of assets weighted for credit risk;

3) report on the breakdown of contingent and possible liabilities weighted for credit risk;

4) report on the breakdown of contingent and possible claims and liabilities under derivative financial instruments weighted for credit risk;

5) report on the breakdown of the calculation of specific interest rate risk (by currency);

6) report on the distribution of open positions by time intervals (by currency);

7) report on the breakdown of the calculation of general interest rate risk (by currency);

8) report on the breakdown of the maximum size of risk per one borrower (by borrowers);

9) report on the breakdown of the current liquidity coefficient k4;

10) report on the breakdown of the term liquidity coefficients k4-1, k4-2, k4-3;

11) report on the breakdown of the term foreign currency liquidity coefficients k4-4, k4-5, k4-6;

12) report on foreign currency positions for each foreign currency and the foreign currency net position for each working day of the week (month);

13) report on the calculation of the average monthly value of internal assets, internal and other liabilities, and the coefficient of placement of part of funds into internal assets;

14) report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan;

15) report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk;

16) report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible liabilities weighted for credit risk;

17) report on the breakdown of the liquidity coverage coefficient;

18) report on the breakdown of the net stable funding ratio coefficient.

Appendix 2

to resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on compliance with prudential standards

Index of administrative data form: 1-BVU_Prud_norm

Frequency: monthly

Reporting period: on "" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


№	Name	Amount
1	2	3
1	Minimum size of assets accepted as a reserve
2	Assets accepted as a reserve as a sum:
3	Head office accounts
4	Results of activities of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) of previous years (net income)
5	Results of activities of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) of the current year (net income)
6	Revaluation reserves:
7	revaluation reserves of fixed assets and revaluation reserves of securities measured at fair value through other comprehensive income
8	revaluation reserves of loan values measured at fair value through other comprehensive income
9	Assets accepted as a reserve minus:
9.1	intangible assets, including goodwill
9.2	results of activities of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) of previous years (net expenses)
9.3	results of activities of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) of the current year (net expenses)
9.4	deferred tax assets (except for the portion of deferred tax assets recognized in respect of deductible temporary differences)
9.5	reserves for other revaluation
9.6	income or losses from changes in the fair value of a financial liability due to changes in the credit risk of such liability
9.7	the excess amount to be deducted from assets accepted as a reserve if the investments of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) in financial instruments of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) has less than 10 (ten) percent of issued shares (shares in the share capital) in aggregate exceed 10 (ten) percent of assets accepted as a reserve of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) after applying regulatory adjustments specified in lines 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table
9.8	the excess amount to be deducted from assets accepted as a reserve if the investments of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) in ordinary shares of a financial organization, in which the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (shares in the share capital)) in aggregate exceed 10 (ten) percent of assets accepted as a reserve after applying regulatory adjustments specified in lines 9.1, 9.2, 9.3, 9.4, 9.5, 9.6 and 9.7 of this table
9.9	the excess amount to be deducted from assets accepted as a reserve if the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced proportionally by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill) exceeds 10 (ten) percent of assets accepted as a reserve after applying regulatory adjustments specified in lines 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table
9.10	the excess amount to be deducted from assets accepted as a reserve if the investments of branches of non-resident banks of the Republic of Kazakhstan in ordinary shares of a financial organization, in which the branch of a non-resident bank of the Republic of Kazakhstan has 10 (ten) and more percent of issued shares (shares in the share capital) and the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced proportionally by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill) in aggregate exceed 17.65 (seventeen and sixty-five hundredths) percent of the difference between assets accepted as a reserve after applying regulatory adjustments specified in lines 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table, and the amount to be deducted from assets accepted as a reserve specified in lines 9.7, 9.8 and 9.9 of this table, reduced by the amounts to be deducted from assets accepted as a reserve specified in lines 9.7, 9.8, and 9.9 of this table
9.11	investments of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) in perpetual financial instruments of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (shares in the share capital), are subject to deduction from assets accepted as a reserve
9.12	investments of the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) in subordinated debt of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including the branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (shares in the share capital) of the legal entity, subject to deduction from assets accepted as a reserve
10	Positive difference in accordance with paragraph 6 of the Methodology for calculating prudential standards and other mandatory norms and limits for branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23, registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – Methodology), taken into account when calculating the regulatory buffer
11	Asset adequacy coefficient of assets accepted as a reserve (kl)
12	Results of activities of the branch of a non-resident bank, subject to restriction on directing income to the non-resident bank of the Republic of Kazakhstan
13	Total assets weighted for credit risk
14	Total contingent and possible obligations weighted for credit risk
15	Total derivative financial instruments weighted for credit risk
16	Specific interest rate risk
17	General interest rate risk
18	Total market risk associated with changes in interest rates
19	Specific risk
20	General risk
21	Total market risk associated with changes in market value of shares and market value of derivative financial instruments whose underlying asset is shares or index on shares
22	Total market risk associated with changes in exchange rates of foreign currencies (market value of precious metals)
23	Total market risk associated with changes in market value of shares (including Islamic securities acquired for sale)
24	Total commodity inventory risk associated with changes in market value
25	Sum of long and short positions in financial instruments with market risk associated with changes in market value
26	Difference between sums of long and short positions in financial instruments with market risk associated with changes in market value
27	Sum of open currency positions
28	Assets and contingent and possible claims and obligations calculated taking into account market risk
29	Average annual gross income
30	Operational risk
31	Total indebtedness of one borrower or group of interconnected borrowers not connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations, on any type of obligations to the branch of a non-resident bank of the Republic of Kazakhstan
32	Coefficient of maximum size of risk for one borrower not connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations – (k3)
33	Total indebtedness of one borrower or group of interconnected borrowers connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations, on any type of obligations to the branch of a non-resident bank of the Republic of Kazakhstan
34	Coefficient of maximum size of risk for one borrower (group of borrowers) connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations – (k3.1)
35	Sum of risks for all borrowers connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations
36	Coefficient of sum of risks for borrowers connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations (Po)
37	Maximum amount of unsecured loans, unsecured contingent obligations to a borrower or on behalf of a borrower to third parties, for which the branch of a non-resident bank of the Republic of Kazakhstan may have claims against the borrower during the current and two subsequent months, on obligations of respective borrowers, as well as obligations of non-residents of the Republic of Kazakhstan registered or being citizens of offshore zones, except for claims to residents of the Republic of Kazakhstan with Standard & Poor’s rating or rating of similar level of Fitch or Moody’s Investors Service agencies (hereinafter – other rating agencies) not more than one point below sovereign rating of the Republic of Kazakhstan and non-residents of the Republic of Kazakhstan having rating not lower than ‘A’ of Standard & Poor’s (Standard & Poor’s) or rating of similar level of one of other rating agencies, except for non-residents with rating not lower than ‘A’ of Standard & Poor’s (Standard & Poor’s) or rating of similar level of one of other rating agencies, in respect of one borrower or group of interconnected borrowers
38	Coefficient of maximum size of unsecured credit (Bk)
39	Total sum of risks of the branch of a non-resident bank of the Republic of Kazakhstan for one borrower, size of each of which exceeds 10 (ten) percent of assets accepted as a reserve of the branch of a non-resident bank of the Republic of Kazakhstan
40	Coefficient of total sum of risks for one borrower, size of each of which exceeds 10 (ten) percent-of assets accepted as a reserve (Pk)
41	Total sum of securitized credits transferred to the special financial company of the Joint Stock Company “Stress Assets Fund”
42	Coefficient of total sum of securitized credits transferred to the special financial company of the Joint Stock Company “Stress Assets Fund”
43	Sum of risk of the branch of a non-resident bank of the Republic of Kazakhstan on obligations of the Joint Stock Company “Bank for Economic Development of Kazakhstan”
44	Coefficient of size of risk on obligations of the Joint Stock Company “Bank for Economic Development of Kazakhstan” (Pbrk)
45	Highly liquid assets
46	Demand liabilities
47	Current liquidity coefficient (k4)
48	Term liabilities with remaining maturity up to seven calendar days inclusive
49	Liquidity coefficient (k4-1)
50	Liquid assets with remaining maturity up to one month inclusive, including highly liquid assets
51	Term liabilities with remaining maturity up to one month inclusive
52	Liquidity coefficient (k4-2)
53	Liquid assets with remaining maturity up to three months inclusive, including highly liquid assets
54	Term liabilities with remaining maturity up to three months inclusive
55	Liquidity coefficient (k4-3)
56	Assets for calculation of urgent currency liquidity coefficient k4-4:
56.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
56.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
56.3	(type of currency is indicated)
56.4	(type of currency is indicated)
57	Liabilities for calculation of urgent currency liquidity coefficient k4-4
57.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
57.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
57.3	(type of currency is indicated)
57.4	(type of currency is indicated)
58	Urgent currency liquidity coefficient (k4-4):
58.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
58.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
58.3	(type of currency is indicated)
58.4	(type of currency is indicated)
59	Assets for calculation of urgent currency liquidity coefficient k4-5:
59.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
59.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
59.3	(type of currency is indicated)
59.4	(type of currency is indicated)
60	Liabilities for calculation of urgent currency liquidity coefficient k4-5, multiplied by conversion coefficient equal to 90 (ninety) percent:
60.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
60.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
60.3	(type of currency is indicated)
60.4	(type of currency is indicated)
61	Urgent currency liquidity coefficient (k4-5):
61.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
61.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies:
61.3	(type of currency is indicated)
61.4	(type of currency is indicated)
62	Assets for calculation of urgent currency liquidity coefficient k4-6:
62.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
62.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
62.3	(type of currency is indicated)
62.4	(type of currency is indicated)
63	Liabilities for calculation of urgent currency liquidity coefficient k4-6, multiplied by conversion coefficient equal to 80 (eighty) percent:
63.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
63.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
63.3	(type of currency is indicated)
63.4	(type of currency is indicated)
64	Urgent currency liquidity coefficient (k4-6):
64.1	for foreign currencies of countries having sovereign rating not lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies, and Euro currency (with indication of sum (coefficient) for this group of currencies in aggregate)
64.2	for foreign currencies of countries having sovereign rating lower than ‘A’ of Standard&Poor’s (Standard&Poor’s) or rating of similar level of one of other rating agencies or lacking corresponding rating assessment
64.3	(type of currency is indicated)
64.4	(type of currency is indicated)
65	Presence at the branch of a non-resident bank of the Republic of Kazakhstan during the reporting period of overdue obligations to creditors (yes or no)
66	Presence at the branch of a non-resident bank of the Republic of Kazakhstan of fact of untimely execution by the branch of a non-resident bank of the Republic of Kazakhstan of the action plan approved by the authorized body (yes or no)
67	Short-term liabilities to non-residents of the Republic of Kazakhstan
68	Coefficient of maximum limit of short-term liabilities to non-residents of the Republic of Kazakhstan (k7)
69	Assets financed by means attracted under investment deposit agreement
70	Coefficient of placement of part of funds into internal assets

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, name and patronymic (if any) telephone)

Head or person assigned function of signing the report ______ ______

surname, name and patronymic (if any) signature, telephone

Date “____” ______ 20 __ year

Appendix
to the report form on performance of prudential standards

Explanation on filling out the administrative data form

Report on performance of prudential standards

(index – 1-BVU_Prud_norm, periodicity – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines uniform requirements for filling out the administrative data form “Report on performance of prudential standards” (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 “On the National Bank of the Republic of Kazakhstan”, Part Four of Paragraph 6 of Article 42 and Part Two of Paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 “On Banks and Banking Activity in the Republic of Kazakhstan”.
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled in accordance with Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 “On Establishment of Prudential Standards and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Regulatory Values and Calculation Methodology, Including Procedure for Formation of Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserve, and Their Minimum Size”, registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – Resolution No. 23).
Line 1 is filled in accordance with Chapter 2 of the Methodology for calculating prudential standards and other mandatory norms and limits for branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Resolution (hereinafter – Methodology).
Line 13 is filled in accordance with data from the report on breakdown of assets weighted for credit risk.
Line 14 is filled in accordance with data from the report on breakdown of contingent and possible obligations weighted for credit risk.
Line 15 is filled in accordance with data from the report on breakdown of contingent and possible claims and obligations on derivative financial instruments weighted for credit risk.
Lines 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43 and 44 are filled in accordance with data from the report on breakdown of maximum size of risk for one borrower (by borrowers).
Lines 45, 46 and 47 are filled in accordance with data from the report on breakdown of current liquidity coefficient k4.
Lines 48, 49, 50, 51, 52, 53, 54 and 55 are filled in accordance with data from the report on breakdown of urgency liquidity coefficients k4-1, k4-2, k4-3.
Lines 56, 56.1, 56.2, 56.3, 56.4, 57, 57.1, 57.2, 57.3, 57.4, 58, 58.1, 58.2, 58.3, 58.4, 59, 59.1, 59.2, 59.3, 59.4, 60, 60.1, 60.2, 60.3, 60.4, 61, 61.1, 61.2, 61.3, 61.4, 62, 62.1, 62.2, 62.3, 62.4, 63, 63.1, 63.2, 63.3, 63.4, 64, 64.1, 64.2, 64.3 and 64.4 are filled in accordance with the data from the report on the breakdown of term currency liquidity coefficients k4-4, k4-5, k4-6.
Lines 67 and 68 are filled in accordance with the data from the report on the breakdown of the capitalization coefficient of branches of non-resident banks of the Republic of Kazakhstan relative to liabilities to non-residents of the Republic of Kazakhstan.
Lines 23, 24 and 69 are filled only by branches of Islamic non-resident banks.
Line 70 is filled in accordance with the data from the report on the calculation of the average monthly value of internal assets, internal and other liabilities, and the coefficient for placing part of funds into internal assets.
Coefficients are indicated with three decimal places.
If there is no information for the reporting period, the Form is not filled out and not submitted.

Appendix 3
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of assets weighted for credit risk

Administrative data form index: 2-BVU_RA

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)

№	Description of Articles			Amount		Risk Degree in Percentages			Amount to Calculate
1	2			3		4			5
Group I
1	Cash in tenge				0
2	Cash foreign currency of countries with a sovereign rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by Fitch or Moody’s Investors Service (hereinafter – other rating agencies)				0
3	Refined precious metals				0
4	Loans granted to the Government of the Republic of Kazakhstan				0
5	Loans granted to governments of countries with a sovereign rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
6	Loans granted to the National Bank of the Republic of Kazakhstan				0
7	Loans granted to central banks of countries with a sovereign rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
8	Loans granted to international financial organizations with a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
9	Loans granted to JSC "National Welfare Fund "Samruk-Qazyna"				0
10	Deposits in the National Bank of the Republic of Kazakhstan and other claims against the National Bank of the Republic of Kazakhstan				0
11	Deposits in central banks of countries with a sovereign rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
12	Deposits in international financial organizations with a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, deposits in the Eurasian Development Bank in the national currency of the Republic of Kazakhstan				0
13	Accounts receivable of the Government of the Republic of Kazakhstan				0
14	Accounts receivable of local executive bodies of the Republic of Kazakhstan for taxes and other mandatory payments to the budget				0
15	State securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan				0
16	State securities of the Republic of Kazakhstan issued by local executive bodies of the cities of Nur-Sultan and Almaty				0
17	Securities issued by JSC "Kazakhstan Development Bank" in accordance with the legislation of the Republic of Kazakhstan on the securities market, by JSC "National Welfare Fund "Samruk-Qazyna", JSC "National Managing Holding "Baiterek", JSC "Problematic Credit Fund", as well as securities issued by the Eurasian Development Bank and denominated in the national currency of the Republic of Kazakhstan				0
18	Securities issued by a legal entity engaged in the buyout of mortgage loans to individuals not related to entrepreneurial activity, 100 percent of whose shares belong to the National Bank of the Republic of Kazakhstan				0
19	Securities having the status of state securities issued by governments of foreign states, the sovereign rating of which is not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
20	Securities issued by international financial organizations having a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
21	Claims under open correspondent accounts to banks having a long-term rating not lower than 'BBB' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies				0
22	Accrued remuneration on assets included in Group I risk				0
Group II
23		Cash foreign currency of countries with a sovereign rating lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, and countries without a corresponding rating assessment					20
24		Loans granted to governments of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
25		Loans granted to central banks of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
26		Loans granted to international financial organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
27		Loans granted to local executive bodies of the Republic of Kazakhstan					20
28		Loans granted to local government bodies of countries with a sovereign rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
29		Loans granted to organizations having a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
30		Deposits in central banks of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
31		Deposits in international financial organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
32		Deposits in organizations having a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
33		Accounts receivable of local executive bodies of the Republic of Kazakhstan, excluding accounts receivable classified into Group I risk					20
34		Accounts receivable of organizations having a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
35		Securities having the status of state securities issued by governments of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
36		Securities issued by international financial organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
37		State securities issued by local executive bodies of the Republic of Kazakhstan, excluding state securities issued by local executive bodies of the cities of Nur-Sultan and Almaty					20
38		Securities issued by local government bodies of countries, the sovereign rating of which is not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
39		Securities issued by organizations having a debt rating not lower than 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					20
40		Securitization positions reflected by the branch of a non-resident bank of the Republic of Kazakhstan in the report on assets and liabilities and having a credit rating from 'AAA' to 'AA-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies or a rating assessment from 'kzAAA' to 'kzAA-' on the national scale of Standard & Poor’s (S&P) or a rating of similar level on the national scale of one of the other rating agencies					20
41		Accrued remuneration on assets included in Group II risk					20
Group III
42			Unrefined precious metals					50
43			Loans granted to governments of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
44			Loans granted to central banks of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
45			Loans granted to international financial organizations having a debt rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
46			Loans granted to local government bodies of countries with a sovereign rating not lower than from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
47			Loans granted to organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
48			Loans granted to individuals for the purpose of constructing, purchasing and/or repairing housing (hereinafter – mortgage housing loans), meeting the following condition: the ratio of the amount of the provided mortgage housing loan to the value of the collateral does not exceed 50 (fifty) percent inclusive of the collateral value					35
49			Mortgage housing loans, as well as remuneration thereon, meeting the conditions for buyout established by the legal entity engaged in the buyout of mortgage loans to individuals not related to entrepreneurial activity, 100 percent of whose shares belong to the National Bank of the Republic of Kazakhstan					35
50			Claims on mortgage housing loans transferred to the legal entity engaged in the buyout of mortgage loans to individuals not related to entrepreneurial activity, 100 percent of whose shares belong to the National Bank of the Republic of Kazakhstan					35
51			Mortgage housing loans meeting the condition: the ratio of the amount of the provided mortgage housing loan to the value of the collateral is within the range from 51 (fifty-one) percent to 85 (eighty-five) percent inclusive of the collateral value					50
52			Other mortgage housing loans					100
53			Loans with overdue debt on principal and/or accrued remuneration exceeding 90 (ninety) calendar days, granted to residents of the Republic of Kazakhstan (excluding mortgage housing loans, as well as unsecured consumer loans issued to individuals) for which less than 35 (thirty-five) percent of provisions (reserves) according to International Financial Reporting Standards have been formed from the unpaid portion of loans					100
54			Loans with overdue debt on principal and/or accrued remuneration exceeding 90 (ninety) calendar days, granted to residents of the Republic of Kazakhstan (excluding mortgage housing loans, as well as unsecured consumer loans issued to individuals), for which more than 35 (thirty-five) percent and less than 50 (fifty) percent of provisions (reserves) according to International Financial Reporting Standards have been formed from the unpaid portion of loans					75
55			Loans with overdue debt on principal and/or accrued remuneration exceeding 90 (ninety) calendar days, granted to residents of the Republic of Kazakhstan (excluding mortgage housing loans, as well as unsecured consumer loans issued to individuals), for which more than 50 (fifty) percent of provisions (reserves) according to International Financial Reporting Standards have been formed from the unpaid portion of loans					50
56			Loans granted to entities classified as small or medium entrepreneurship, according to Article 24 of the Entrepreneurial Code of the Republic of Kazakhstan dated October 29, 2015, meeting the following criteria: 1) the loan amount does not exceed 0.02 (zero point zero two) percent of assets accepted as reserve; 2) loan currency - tenge					75
57			Deposits in central banks of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
58			Deposits in international financial organizations having a debt rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
59			Deposits in organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
60			Accounts receivable of organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
61			Securities having the status of state securities issued by governments of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
62			Securities issued by international financial organizations having a debt rating from 'BBB+' to 'BBB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
63			Securities issued by local government bodies of countries with a sovereign rating not lower than from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
64			Securities issued by organizations having a debt rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies					50
65			Securitization positions reflected by the branch of a non-resident bank of the Republic of Kazakhstan in the report on assets and liabilities and having a credit rating from 'A+' to 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies or a rating assessment from 'kzA+' to 'kzA-' on the national scale of Standard & Poor’s (S&P), or a rating of similar level on the national scale of one of the other rating agencies					50
66			Claims under open correspondent accounts to resident banks of the Republic of Kazakhstan having a debt rating from 'BBB-' to 'BB-' (inclusive) by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, or to a non-resident bank having a debt rating from 'BBB-' to 'BB+' (inclusive) by Standard & Poor’s (S&P), or a rating of similar level by one of the other rating agencies					50
67			Claims to JSC "Kazakhstan Stock Exchange"					50
68			Accrued remuneration on assets included in Group III risk (excluding accrued remuneration on assets specified in lines 49 and 50 of this table)					50
Group IV
69			Loans granted to governments of countries with a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, and countries without a corresponding rating assessment					100
70			Loans granted to central banks of countries with a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, and countries without a corresponding rating assessment					100
71			Loans granted to international financial organizations having a debt rating from 'BB+' to 'B-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, and international financial organizations without a corresponding rating assessment					100
72			Loans granted to local government bodies of countries having a debt rating from 'BBB+' to 'BB-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, and countries without a corresponding rating assessment					100
73			Loans granted to resident organizations having a debt rating below 'A-' by Standard & Poor’s (S&P) or a rating of similar level by one of the other rating agencies, resident organizations without a corresponding rating assessment, and non-resident organizations having a debt rating from 'BBB+' to 'BB-' by Standard & Poor’s (S&P), or a rating of similar level by one of the other rating agencies					100
74			Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income with official confirmation" of Appendix 3 to the Methodology for Calculating Prudential Norms and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Formation of Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserve and Their Minimum Size", registered in the Registry of State Registration of Regulatory Legal Acts under No. 22213 (hereinafter – Methodology): 1) the borrower's debt size does not exceed 120 monthly calculation indicators (hereinafter – [MCI]); 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.					100
75			Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size does not exceed 120 MCI; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.					100
76			Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 120 MCI to 200 MCI; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.					110
77			Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size does not exceed 120 MCI; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.					110
78			Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 120 MCI to 200 MCI; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.					110
79			Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of weighting coefficients for credit risk degree of investments in unsecured consumer loans when calculating the debt burden coefficient based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size does not exceed 120 MCI; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.					110

80	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 200 MRP to 400 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	120
81	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 120 MRP to 200 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	120
82	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 200 MRP to 400 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	120
83	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 120 MRP to 200 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	120
84	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 400 MRP to 800 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	130
85	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 200 MRP to 400 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	130
86	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 400 MRP to 800 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	140
87	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 200 MRP to 400 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	130
88	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 800 MRP to 2000 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	140
89	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 400 MRP to 800 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	140
90	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 800 MRP to 2000 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	150
91	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 400 MRP to 800 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	150
92	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size exceeds 2000 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	150
93	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 800 MRP to 2000 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	150
94	Deposits in central banks of countries having a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and countries not having a corresponding rating assessment	100
95	Deposits in international financial organizations having a debt rating from 'BB+' to 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and international financial organizations not having a corresponding rating assessment	100
96	Deposits in resident organizations having a debt rating below 'A-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, resident organizations not having a corresponding rating assessment, and non-resident organizations having a debt rating from 'BBB+' to 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	100
97	Accounts receivable of resident organizations having a debt rating below 'A-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, resident organizations not having a corresponding rating assessment, and non-resident organizations having a debt rating from 'BBB+' to 'BB-' by Standard & Poor’s agency, or a rating of a similar level by one of other rating agencies	100
98	Accounts receivable of individuals	100
99	Securities having the status of government securities issued by governments of countries having a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and countries not having a corresponding rating assessment	100
100	Securities issued by local authorities of countries having a sovereign rating from 'BBB+' to 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and countries not having a corresponding rating assessment	100
101	Securities issued by international financial organizations having a debt rating from 'BB+' to 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and international financial organizations not having a corresponding rating assessment	100
102	Securities issued by resident organizations having a debt rating below 'A-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, resident organizations not having a corresponding rating assessment, and non-resident organizations having a debt rating from 'BBB+' to 'BB-' by Standard & Poor’s agency, or a rating of a similar level by one of other rating agencies	100
103	Securitization positions reflected by the branch of a bank-non-resident of the Republic of Kazakhstan in the report on assets and liabilities, and having a credit rating from 'BBB+' to 'BBB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, or a rating assessment from 'kzBBB+' to 'kzBBB-' on the national scale of Standard & Poor’s agency, or a rating of a similar level on the national scale of one of other rating agencies	100
104	Securities issued by a special finance company of the Joint Stock Company "Stressed Assets Fund"	100
105	Claims on open correspondent accounts with banks-residents of the Republic of Kazakhstan having a debt rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, or a bank-non-resident having a debt rating below 'BB+' by Standard & Poor’s agency, or a rating of a similar level by one of other rating agencies	100
106	Accrued remuneration on assets included in Group IV of risk	100
107	Settlements on payments	100
108	Fixed assets	100
109	Material supplies	100
110	Prepayment of remuneration and expenses	100
Group V
111	Investments of the branch of a bank-non-resident of the Republic of Kazakhstan in shares (parts in the authorized capital), perpetual financial instruments, subordinated debt of legal entities, the financial reporting of which is consolidated when preparing the financial reporting of the branch of a bank-non-resident of the Republic of Kazakhstan in accordance with international financial reporting standards	100
112	The sum of all investments of the branch of a bank-non-resident of the Republic of Kazakhstan, each of which constitutes less than 10 (ten) percent of the issued shares (parts in the authorized capital) of a legal entity, the financial reporting of which is not consolidated when preparing the financial reporting of the branch of a bank-non-resident of the Republic of Kazakhstan, not exceeding 10 (ten) percent of assets accepted as a reserve	100
113	The sum of investments of the branch of a bank-non-resident of the Republic of Kazakhstan in ordinary shares of a financial organization, in which the bank has 10 (ten) and more percent of the issued shares (parts in the authorized capital), and a portion of deferred tax assets recognized in respect of deductible temporary differences, in total not exceeding 17.65 (seventeen and sixty-five hundredths) percent of the difference between assets accepted as a reserve of the branch of a bank-non-resident of the Republic of Kazakhstan after applying regulatory adjustments specified in paragraph 4 of the Methodology, and the amount subject to deduction from assets accepted as a reserve specified in the second, third and fourth paragraphs of part one of paragraph 5 of the Methodology	250
114	Loans provided to governments of countries having a sovereign rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
115	Loans provided to central banks of countries having a sovereign rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
116	Loans provided to international financial organizations having a debt rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
117	Loans provided to local authorities of countries having a sovereign rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
118	Loans provided to non-resident organizations having a debt rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and non-resident organizations not having a corresponding rating assessment	150
119	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size exceeds 2000 MRP; 2) the overpayment size in annual percentage terms is within the range from 0 (zero) to 30 (thirty) percent.	250
120	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size is within the range from 800 MRP to 2000 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	200
121	Unsecured consumer loans issued to individuals meeting the criteria established in Table 1 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income with official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size exceeds 2000 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	200
122	Unsecured consumer loans issued to individuals meeting the criteria established in Table 2 "Values of risk weighting coefficients for credit risk of investments in unsecured consumer loans when calculating the debt burden ratio based on income without official confirmation" of Appendix 3 to the Methodology: 1) the borrower's debt size exceeds 2000 MRP; 2) the overpayment size in annual percentage terms exceeds 30 (thirty) percent.	300
123	Deposits in central banks of countries having a sovereign rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
124	Deposits in international financial organizations having a debt rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
125	Deposits in non-resident organizations having a debt rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and non-resident organizations not having a corresponding rating assessment	150
126	Deposits in non-resident organizations of the Republic of Kazakhstan registered in the territory of foreign states specified in the note	150
127	Accounts receivable of non-resident organizations having a debt rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and non-resident organizations not having a corresponding rating assessment	150
128	Accounts receivable of non-resident organizations of the Republic of Kazakhstan registered in the territory of foreign states specified in the note	150
129	Securities issued by governments of countries having a sovereign rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
130	Securities issued by local authorities of countries, the sovereign rating of which is below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
131	Securities issued by international financial organizations having a debt rating below 'B-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies	150
132	Securities issued by non-resident organizations of the Republic of Kazakhstan having a debt rating below 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies, and non-resident organizations not having a corresponding rating assessment	150
133	Securities issued by non-resident organizations of the Republic of Kazakhstan registered in the territory of foreign states	150
134	Securitization positions reflected by the branch of a bank-non-resident of the Republic of Kazakhstan in the report on assets and liabilities and having a credit rating from 'BB+' to 'BB-' by Standard & Poor’s agency or a rating of a similar level by one of other rating agencies or a rating assessment from 'kzBB+' to 'kzBB-' on the national scale of Standard & Poor’s agency, or a rating of a similar level on the national scale of one of other rating agencies	150
135	Accrued remuneration on assets included in Group V of risk	150
136	Total risk-weighted assets:

Note:

List of foreign states:

1) Principality of Andorra;

2) State of Antigua and Barbuda;

3) Commonwealth of The Bahamas;

4) State of Barbados;

5) State of Bahrain;

6) State of Belize;

7) State of Brunei Darussalam;

8) Republic of Vanuatu;

9) Republic of Guatemala;

10) State of Grenada;

11) Republic of Djibouti;

12) Dominican Republic;

13) Republic of Indonesia;

14) Spain (only in the part of the territory of the Canary Islands);

15) Republic of Cyprus;

16) People's Republic of China (only in the part of the territories of the Special Administrative Regions of Macau and Hong Kong);

17) Federal Islamic Republic of the Comoros;

18) Republic of Costa Rica;

19) Malaysia (only in the part of the territory of the Labuan enclave);

20) Republic of Liberia;

21) Principality of Liechtenstein;

22) Republic of Mauritius;

23) Portugal (only in the part of the territory of the Madeira islands);

24) Maldives;

25) Republic of Malta;

26) Republic of the Marshall Islands;

27) Principality of Monaco;

28) Union of Myanmar;

29) Republic of Nauru;

30) Netherlands (only in the part of the territory of the island of Aruba and dependent territories of the Antilles);

31) Federal Republic of Nigeria;

32) New Zealand (only in the part of the territory of the Cook Islands and Niue);

33) United Arab Emirates (only in the part of the territory of the city of Dubai);

34) Republic of Palau;

35) Republic of Panama;

36) Independent State of Samoa;

37) Republic of Seychelles;

38) State of Saint Vincent and the Grenadines;

39) Federation of Saint Kitts and Nevis;

40) State of Saint Lucia;

41) United Kingdom of Great Britain and Northern Ireland (only in the part of the following territories):

Anguilla;

Bermuda;

British Virgin Islands;

Gibraltar;

Cayman Islands;

Montserrat;

Turks and Caicos Islands;

Isle of Man;

Channel Islands (Guernsey, Jersey, Sark, Alderney);

42) United States of America (only in the part of the territories of the American Virgin Islands, the island of Guam and the Commonwealth of Puerto Rico);

43) Kingdom of Tonga;

44) Republic of the Philippines;

45) Democratic Republic of Sri Lanka.

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any), phone)

Head or person authorized to sign the report ______ ______

surname, first name and patronymic (if any) signature, phone

Date «____» ______ 20__ year

Appendix

to the reporting form for the breakdown

of assets weighted for credit risk

Explanation for completing the administrative data form

Report on the breakdown of assets weighted for credit risk (index – 2-BVU_RA, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of assets weighted for credit risk" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", Part Four of Paragraph 6 of Article 42 and Part Two of Paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in in thousands of tenge.

The Form is signed by the head or person authorized to sign the report.

Chapter 2. Explanation for Completing the Form

Column 3 indicates the amount of assets subject to weighting based on credit risk degree.
Column 4 indicates the risk degree in percent for each group of assets.
Column 5 indicates the amount of assets specified in Column 3 multiplied by the risk degree in percent (Column 4).
If there is no information in the reporting period, the Form is not filled out and not submitted.

Appendix 4

to resolution

Form intended for collecting administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is located on the internet resource: www.nationalbank.kz

Report on the breakdown of conditional and possible liabilities weighted for credit risk

Administrative data form index: 2-BVU_RUIVO

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Name of Articles	Amount		Conversion Coefficient in Percent		Credit Risk Coefficient in Percent		Amount to Calculate
1	2	3		4		5		6
Group I
1.1	Guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan (hereinafter – branch of a non-resident bank), obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", the Joint Stock Company "National Managing Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level by Fitch or Moody's Investors Service agencies (hereinafter – other rating agencies); funds or refined precious metals provided to the disposal of the branch of a non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", the Joint Stock Company "National Managing Holding "Baiterek", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group I of assets weighted by credit risk			0			0
1.2	Guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group II of assets weighted by credit risk			0			20
1.3	Guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group III of assets weighted by credit risk			0			50
1.4	Guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group IV of assets weighted by credit risk			0			100
1.5	Guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group V of assets weighted by credit risk			0			150
1.6	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", the Joint Stock Company "National Managing Holding "Baiterek" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, other highly liquid securities provided for in paragraph 12 of the Methodology for Calculating Prudential Norms and Other Mandatory Standards and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Standards and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as a Reserve and Their Minimum Size", registered in the Registry of State Registration of Regulatory Legal Acts under No. 22213 (hereinafter – Methodology), included in Group I of assets weighted by credit risk			0			0
1.7	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, other highly liquid securities provided for in paragraph 12 of the Methodology, included in Group II of assets weighted by credit risk			0			20
1.8	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, other highly liquid securities provided for in paragraph 12 of the Methodology, included in Group III of assets weighted by credit risk			0			50
1.9	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, other highly liquid securities provided for in paragraph 12 of the Methodology, included in Group IV of assets weighted by credit risk			0			100
1.10	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, other highly liquid securities provided for in paragraph 12 of the Methodology, included in Group V of assets weighted by credit risk			0			150
1.11	Letters of credit of the branch of a non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", the Joint Stock Company "National Managing Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", the Joint Stock Company "National Managing Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank, issued in favor of persons included in Group 1 of assets weighted by credit risk			0			0
1.12	Letters of credit of the branch of a non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank, issued in favor of persons included in Group II of assets weighted by credit risk			0			20
1.13	Letters of credit of the branch of a non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank, issued in favor of persons included in Group III of assets weighted by credit risk			0			50
1.14	Letters of credit of the branch of a non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank, issued in favor of persons included in Group IV of assets weighted by credit risk			0			100
1.15	Letters of credit of the branch of a non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Kazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; funds or refined precious metals provided to the disposal of the branch of a non-resident bank, issued in favor of persons included in Group V of assets weighted by credit risk			0			150
1.16	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of a non-resident bank, concluded with persons included in Group I of assets weighted by credit risk			0			0
1.17	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of a non-resident bank, concluded with persons included in Group II of assets weighted by credit risk			0			20
1.18	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of a non-resident bank, concluded with persons included in Group III of assets weighted by credit risk			0			50
1.19	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of a non-resident bank, concluded with persons included in Group IV of assets weighted by credit risk			0			100
1.20	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of a non-resident bank, concluded with persons included in Group V of assets weighted by credit risk			0			150
1.21	Guarantees accepted by the branch of a non-resident bank to secure a granted loan, concluded with persons included in Group I of assets weighted by credit risk			0			0
1.22	Guarantees accepted by the branch of a non-resident bank to secure a granted loan, concluded with persons included in Group II of assets weighted by credit risk			0			20
1.23	Guarantees accepted by the branch of a non-resident bank to secure a granted loan, concluded with persons included in Group III of assets weighted by credit risk			0			50
1.24	Guarantees accepted by the branch of a non-resident bank to secure a granted loan, concluded with persons included in Group IV of assets weighted by credit risk			0			100
1.25	Guarantees accepted by the branch of a non-resident bank to secure a granted loan, concluded with persons included in Group V of assets weighted by credit risk			0			150
1.26	Liquidity instruments provided by the branch of a non-resident bank to a special financial company			0			-
Group II
2.1	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group I of assets weighted by credit risk		20		0
2.2	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group II of assets weighted by credit risk		20		20
2.3	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group III of assets weighted by credit risk		20		50
2.4	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group IV of assets weighted by credit risk		20		100
2.5	Possible (contingent) obligations for the branch of a non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group V of assets weighted by credit risk		20		150
2.6	Guarantees and sureties of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of borrowers included in Group I of assets weighted by credit risk		20		0
2.7	Guarantees and sureties of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group II of assets weighted by credit risk		20		20
2.8	Guarantees and sureties of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor's agency or a rating of a similar level of one of the other rating agencies, issued in favor of persons included in Group III of assets weighted by credit risk		20		50

2.9	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the IV group of assets, weighted by credit risk	20	100
2.10	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the V group of assets, weighted by credit risk	20	150
2.11	Letters of credit of a branch of a non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the I group of assets, weighted by credit risk	20	0
2.12	Letters of credit of a branch of a non-resident bank, obligations secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the II group of assets, weighted by credit risk	20	20
2.13	Letters of credit of a branch of a non-resident bank, obligations secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the III group of assets, weighted by credit risk	20	50
2.14	Letters of credit of a branch of a non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the IV group of assets, weighted by credit risk	20	100
2.15	Letters of credit of a branch of a non-resident bank, obligations secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the V group of assets, weighted by credit risk	20	150
2.16	Securitization positions held by a branch of a non-resident bank on contingent liability accounts and having a credit rating from 'AAA' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies or a rating assessment from 'kzAAA' to 'kzAA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of equivalent level on the national scale of one of other rating agencies, with respect to persons included in the II group of assets, weighted by credit risk	20	20
2.17	Securitization positions held by a branch of a non-resident bank on contingent liability accounts and having a credit rating from 'AAA' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies or a rating assessment from 'kzAAA' to 'kzAA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of equivalent level on the national scale of one of other rating agencies, with respect to persons included in the III group of assets, weighted by credit risk	20	50
2.18	Securitization positions held by a branch of a non-resident bank on contingent liability accounts and having a credit rating from 'AAA' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies or a rating assessment from 'kzAAA' to 'kzAA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of equivalent level on the national scale of one of other rating agencies, with respect to persons included in the IV group of assets, weighted by credit risk	20	100
2.19	Securitization positions held by a branch of a non-resident bank on contingent liability accounts and having a credit rating from 'AAA' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies or a rating assessment from 'kzAAA' to 'kzAA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of equivalent level on the national scale of one of other rating agencies, with respect to persons included in the V group of assets, weighted by credit risk	20	150
2.20	Liquidity instruments provided by a branch of a non-resident bank to a special financial company with an initial maturity of up to one year inclusive	20	-
Group III
3.1	Possible (contingent) obligations for the future placement by a branch of a non-resident bank of loans and deposits with a maturity of more than 1 year, concluded with persons included in the I group of assets, weighted by credit risk	50	0
3.2	Possible (contingent) obligations for the future placement by a branch of a non-resident bank of loans and deposits with a maturity of more than 1 year, concluded with persons included in the II group of assets, weighted by credit risk	50	20
3.3	Possible (contingent) obligations for the future placement by a branch of a non-resident bank of loans and deposits with a maturity of more than 1 year, concluded with persons included in the III group of assets, weighted by credit risk	50	50
3.4	Possible (contingent) obligations for the future placement by a branch of a non-resident bank of loans and deposits with a maturity of more than 1 year, concluded with persons included in the IV group of assets, weighted by credit risk	50	100
3.5	Possible (contingent) obligations for the future placement by a branch of a non-resident bank of loans and deposits with a maturity of more than 1 year, concluded with persons included in the V group of assets, weighted by credit risk	50	150
3.6	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the I group of assets, weighted by credit risk	50	0
3.7	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the II group of assets, weighted by credit risk	50	20
3.8	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the III group of assets, weighted by credit risk	50	50
3.9	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the IV group of assets, weighted by credit risk	50	100
3.10	Guarantees and sureties of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the V group of assets, weighted by credit risk	50	150
3.11	Letters of credit of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the I group of assets, weighted by credit risk	50	0
3.12	Letters of credit of a branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of equivalent level by one of other rating agencies, issued in favor of persons included in the II group of assets, weighted by credit risk	50	20

3.13	Letters of credit of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies, issued in favor of persons included in the III group of assets, weighted by credit risk	50	50
3.14	Letters of credit of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies, issued in favor of persons included in the IV group of assets, weighted by credit risk	50	100
3.15	Letters of credit of the branch of a non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of banks having a debt rating from 'A-' to 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies; securities of legal entities having a debt rating at the level of 'AA-' and above by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies, issued in favor of persons included in the V group of assets, weighted by credit risk	50	150
3.16	Possible (contingent) obligations for the repurchase by the Joint Stock Company "Kazakhstan Mortgage Company" of claims under mortgage housing loans	50	100
3.17	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'A+' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzA+' to 'kzA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the II group of assets, weighted by credit risk	50	20
3.18	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'A+' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzA+' to 'kzA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the III group of assets, weighted by credit risk	50	50
3.19	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'A+' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzA+' to 'kzA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the IV group of assets, weighted by credit risk	50	100
3.20	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'A+' to 'A-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzA+' to 'kzA-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the V group of assets, weighted by credit risk	50	150
3.21	Liquidity instruments provided by the branch of a non-resident bank to a special finance company with an initial maturity of more than one year	50	-
Group IV
4.1	Agreement on sale to the branch of a non-resident bank and with an obligation for the branch of a non-resident bank to repurchase financial instruments, concluded with persons included in the I group of assets, weighted by credit risk	100	0
4.2	Agreement on sale to the branch of a non-resident bank and with an obligation for the branch of a non-resident bank to repurchase financial instruments, concluded with persons included in the II group of assets, weighted by credit risk	100	20
4.3	Agreement on sale to the branch of a non-resident bank and with an obligation for the branch of a non-resident bank to repurchase financial instruments, concluded with persons included in the III group of assets, weighted by credit risk	100	50
4.4	Agreement on sale to the branch of a non-resident bank and with an obligation for the branch of a non-resident bank to repurchase financial instruments, concluded with persons included in the IV group of assets, weighted by credit risk	100	100
4.5	Agreement on sale to the branch of a non-resident bank and with an obligation for the branch of a non-resident bank to repurchase financial instruments, concluded with persons included in the V group of assets, weighted by credit risk	100	150
4.6	Other guarantees (sureties) of the branch of a non-resident bank issued in favor of persons included in the I group of assets, weighted by credit risk	100	0
4.7	Other guarantees (sureties) of the branch of a non-resident bank issued in favor of persons included in the II group of assets, weighted by credit risk	100	20
4.8	Other guarantees (sureties) of the branch of a non-resident bank issued in favor of persons included in the III group of assets, weighted by credit risk	100	50
4.9	Other guarantees (sureties) of the branch of a non-resident bank issued in favor of persons included in the IV group of assets, weighted by credit risk	100	100
4.10	Other guarantees (sureties) of the branch of a non-resident bank issued in favor of persons included in the V group of assets, weighted by credit risk	100	150
4.11	Other letters of credit of the branch of a non-resident bank issued in favor of persons included in the I group of assets, weighted by credit risk	100	0
4.12	Other letters of credit of the branch of a non-resident bank issued in favor of persons included in the II group of assets, weighted by credit risk	100	20
4.13	Other letters of credit of the branch of a non-resident bank issued in favor of persons included in the III group of assets, weighted by credit risk	100	50
4.14	Other letters of credit of the branch of a non-resident bank issued in favor of persons included in the IV group of assets, weighted by credit risk	100	100
4.15	Other letters of credit of the branch of a non-resident bank issued in favor of persons included in the V group of assets, weighted by credit risk	100	150
4.16	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BBB+' to 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBBB+' to 'kzBBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the II group of assets, weighted by credit risk	100	20
4.17	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BBB+' to 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBBB+' to 'kzBBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the III group of assets, weighted by credit risk	100	50
4.18	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BBB+' to 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBBB+' to 'kzBBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the IV group of assets, weighted by credit risk	100	100
4.19	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BBB+' to 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBBB+' to 'kzBBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the V group of assets, weighted by credit risk	100	150
4.20	Other contingent (possible) obligations of the branch of a non-resident bank, to persons included in the I group of assets, weighted by credit risk	100	0
4.21	Other contingent (possible) obligations of the branch of a non-resident bank, to persons included in the II group of assets, weighted by credit risk	100	20
4.22	Other contingent (possible) obligations of the branch of a non-resident bank, to persons included in the III group of assets, weighted by credit risk	100	50
4.23	Other contingent (possible) obligations of the branch of a non-resident bank, to persons included in the IV group of assets, weighted by credit risk	100	100
4.24	Other contingent (possible) obligations of the branch of a non-resident bank, to persons included in the V group of assets, weighted by credit risk	100	150
4.25	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BB+' to 'BB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBB+' to 'kzBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the II group of assets, weighted by credit risk	350	20
4.26	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BB+' to 'BB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBB+' to 'kzBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the III group of assets, weighted by credit risk	350	50
4.27	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BB+' to 'BB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBB+' to 'kzBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the IV group of assets, weighted by credit risk	350	100
4.28	Securitization positions held by the branch of a non-resident bank on contingent liability accounts and having a credit rating from 'BB+' to 'BB-' by Standard & Poor's (Standard&Poor's) or a rating of similar level by one of other rating agencies or a rating assessment from 'kzBB+' to 'kzBB-' on the national scale of Standard & Poor's (Standard&Poor's) or a rating of similar level on the national scale of one of other rating agencies, in relation to persons included in the V group of assets, weighted by credit risk	350	150
5	Total contingent liabilities, weighted by credit risk:	X	X

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix
to the report form on decoding of contingent and possible liabilities, weighted taking into account credit risk

Explanation for filling out the administrative data form

Report on the breakdown of contingent and possible liabilities, weighted taking into account credit risk

(form index – 1-BVU_RUIVO, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of contingent and possible liabilities, weighted taking into account credit risk" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan of March 30, 1995 "On the National Bank of the Republic of Kazakhstan", Part Four of Paragraph 6 of Article 42 and Part Two of Paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan of August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation for Filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market of February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Accepted as a Reserve, and Their Minimum Size", registered in the Registry of State Registration of Regulatory Legal Acts under No. 22213.
Column 3 indicates the amount of contingent and possible liabilities subject to weighting taking into account credit risk.
Column 6 indicates the amount of contingent and possible liabilities specified in Column 3, multiplied by the value of the conversion coefficient in percent (Column 4), and the value of the credit risk coefficient in percent (Column 5).
In the absence of information in the reporting period, the Form is not filled out and not submitted.

Appendix 5
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of contingent and possible claims and liabilities under derivative financial instruments, weighted taking into account credit risk

Administrative data form index: 1-BVU_RPFI

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Circle of persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)

№
1	2	3	4	5=3*4	6	7	8=(5+6)*7
1	Derivative financial instrument transactions related to interest rates, with a maturity of up to one year, conducted with counterparties belonging to Group I of assets weighted by credit risk		0			0
2	Derivative financial instrument transactions related to interest rates, with a maturity of up to one year, conducted with counterparties belonging to Group II of assets weighted by credit risk		0			20
3	Derivative financial instrument transactions related to interest rates, with a maturity of up to one year, conducted with counterparties belonging to Group III of assets weighted by credit risk		0			50
4	Derivative financial instrument transactions related to interest rates, with a maturity of up to one year, conducted with counterparties belonging to Group IV of assets weighted by credit risk		0			100
5	Derivative financial instrument transactions related to interest rates, with a maturity of up to one year, conducted with counterparties belonging to Group V of assets weighted by credit risk		0			150
6	Derivative financial instrument transactions related to interest rates, with a maturity of one to five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		0,5			0
7	Derivative financial instrument transactions related to interest rates, with a maturity of one to five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		0,5			20
8	Derivative financial instrument transactions related to interest rates, with a maturity of one to five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		0,5			50
9	Derivative financial instrument transactions related to interest rates, with a maturity of one to five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		0,5			100
10	Derivative financial instrument transactions related to interest rates, with a maturity of one to five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		0,5			150
11	Derivative financial instrument transactions related to interest rates, with a maturity of more than five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		1,5			0
12	Derivative financial instrument transactions related to interest rates, with a maturity of more than five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		1,5			20
13	Derivative financial instrument transactions related to interest rates, with a maturity of more than five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		1,5			50
14	Derivative financial instrument transactions related to interest rates, with a maturity of more than five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		1,5			100
15	Derivative financial instrument transactions related to interest rates, with a maturity of more than five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		1,5			150
16	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of up to one year, conducted with counterparties belonging to Group I of assets weighted by credit risk		1			0
17	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of up to one year, conducted with counterparties belonging to Group II of assets weighted by credit risk		1			20
18	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of up to one year, conducted with counterparties belonging to Group III of assets weighted by credit risk		1			50
19	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of up to one year, conducted with counterparties belonging to Group IV of assets weighted by credit risk		1			100
20	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of up to one year, conducted with counterparties belonging to Group V of assets weighted by credit risk		1			150
21	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of one to five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		5			0
22	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of one to five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		5			20
23	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of one to five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		5			50
24	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of one to five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		5			100
25	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of one to five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		5			150
26	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of more than five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		7,5			0
27	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of more than five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		7,5			20
28	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of more than five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		7,5			50
29	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of more than five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		7,5			100
30	Derivative financial instrument transactions related to changes in currency and gold exchange rates, with a maturity of more than five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		7,5			150
31	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of up to one year, conducted with counterparties belonging to Group I of assets weighted by credit risk		7			0
32	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of up to one year, conducted with counterparties belonging to Group II of assets weighted by credit risk		7			20
33	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of up to one year, conducted with counterparties belonging to Group III of assets weighted by credit risk		7			50
34	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of up to one year, conducted with counterparties belonging to Group IV of assets weighted by credit risk		7			100
35	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of up to one year, conducted with counterparties belonging to Group V of assets weighted by credit risk		7			150
36	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of one to five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		7			0
37	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of one to five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		7			20
38	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of one to five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		7			50
39	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of one to five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		7			100
40	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of one to five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		7			150
41	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of more than five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		8			0
42	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of more than five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		8			20
43	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of more than five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		8			50
44	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of more than five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		8			100
45	Derivative financial instrument transactions related to precious metals, other than gold, with a maturity of more than five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		8			150
46	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of up to one year, conducted with counterparties belonging to Group I of assets weighted by credit risk		10			0
47	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of up to one year, conducted with counterparties belonging to Group II of assets weighted by credit risk		10			20
48	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of up to one year, conducted with counterparties belonging to Group III of assets weighted by credit risk		10			50
49	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of up to one year, conducted with counterparties belonging to Group V of assets weighted by credit risk		10			100
50	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of up to one year, conducted with counterparties belonging to Group V of assets weighted by credit risk		10			150
51	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of one to five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		12			0
52	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of one to five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		12			20
53	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of one to five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		12			50
54	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of one to five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		12			100
55	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of one to five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		12			150
56	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of more than five years, conducted with counterparties belonging to Group I of assets weighted by credit risk		15			0
57	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of more than five years, conducted with counterparties belonging to Group II of assets weighted by credit risk		15			20
58	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of more than five years, conducted with counterparties belonging to Group III of assets weighted by credit risk		15			50
59	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of more than five years, conducted with counterparties belonging to Group IV of assets weighted by credit risk		15			100
60	Derivative financial instrument transactions related to other assets, other than precious metals, with a maturity of more than five years, conducted with counterparties belonging to Group V of assets weighted by credit risk		15			150
Total derivative financial instruments weighted with credit risk consideration			X			X

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix
to the report form on the breakdown

of contingent and possible claims

and obligations on derivative

financial instruments,

weighted with credit risk consideration

Explanation for filling out the administrative data form

Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments, weighted with credit risk consideration (index – 1-BVU_RPFI, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form “Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments, weighted with credit risk consideration” (hereinafter – Form).
The Form is developed in accordance with sub-item 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 “On the National Bank of the Republic of Kazakhstan”, Part Four of Item 6 of Article 42 and Part Two of Item 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 “On Banks and Banking Activity in the Republic of Kazakhstan”.
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation for Filling out the Form

In columns 3 and 6, the nominal and market value of derivative financial instruments are indicated.
In column 5, the nominal value of derivative financial instruments is indicated, multiplied by the value of the credit risk coefficient for derivative financial instruments.
In column 8, the sum of the nominal value of derivative financial instruments with credit risk consideration for derivative financial instruments and the market value of derivative financial instruments, multiplied by the value of the credit risk coefficient for the counterparty, is indicated.

Appendix 6
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of the calculation of specific interest rate risk

(by currency)

Administrative data form index: 1-BVU_RSPR

Frequency: monthly

Reporting period: as of “_” ______ 20 year

Circle of persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Name	Amount	Specific Risk Coefficient in Percent	Amount for Calculation
1	2	3	4	5
1	Sum of open positions in homogeneous financial instruments with market risk related to changes in the reward rate in the form of government securities of the Republic of Kazakhstan, securities for which there is a state guarantee of the Government of the Republic of Kazakhstan, securities having the status of state securities issued by governments and central banks of foreign states, whose sovereign rating is not lower than 'AA-' by Standard & Poor's (Standard&Poor's) or a rating of a similar level by Fitch or Moody's Investors Service (hereinafter – other rating agencies)		0
2	Sum of open positions in homogeneous financial instruments with market risk related to changes in the reward rate with a maturity of less than 6 months in the form of government securities of the Republic of Kazakhstan issued by local executive bodies of the Republic of Kazakhstan, securities for which there is a state guarantee of the Government of the Republic of Kazakhstan, securities having the status of state securities issued by governments and central banks of foreign states, whose sovereign rating is not lower than 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of a similar level by one of the other rating agencies, securities issued by international financial organizations, securities included in the official list of trading organizers of the Republic of Kazakhstan and trading organizers recognized by international stock exchanges		0.25
3	Sum of open positions in homogeneous financial instruments with market risk related to changes in the reward rate with a maturity of 6 months to 24 months in the form of government securities of the Republic of Kazakhstan issued by local executive bodies of the Republic of Kazakhstan, securities for which there is a state guarantee of the Government of the Republic of Kazakhstan, securities having the status of state securities issued by governments and central banks of foreign states, whose sovereign rating is not lower than 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of a similar level by one of the other rating agencies, securities issued by international financial organizations, securities included in the official list of trading organizers of the Republic of Kazakhstan and trading organizers recognized by international stock exchanges		1
4	Sum of open positions in homogeneous financial instruments with market risk related to changes in the reward rate with a maturity of more than 24 months in the form of government securities of the Republic of Kazakhstan issued by local executive bodies of the Republic of Kazakhstan, securities for which there is a state guarantee of the Government of the Republic of Kazakhstan, securities having the status of state securities issued by governments and central banks of foreign states, whose sovereign rating is not lower than 'BBB-' by Standard & Poor's (Standard&Poor's) or a rating of a similar level by one of the other rating agencies, securities issued by international financial organizations, securities included in the official list of trading organizers of the Republic of Kazakhstan and trading organizers recognized by international stock exchanges		1.6
5	Sum of open positions in homogeneous financial instruments with market risk related to changes in the reward rate		8
Total specific risk		0	X	0

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, telephone

Date "____" ______ 20 __ year

Appendix
to the report form on the breakdown of the calculation of specific interest risk (in currency breakdown)

Explanation on filling out the administrative data form

Report on the breakdown of the calculation of specific interest risk (in currency breakdown)

(form index – 1-BVU_RSPR, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of the calculation of specific interest risk (in currency breakdown)" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation on Filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Taken as a Reserve and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – Resolution No. 23).
Column 3 indicates the sum of open positions in homogeneous financial instruments.
Column 5 indicates the sum of open positions in homogeneous financial instruments taking into account the specific risk coefficient in percent.
In rows 2, 3 and 4, international stock exchanges are used, the list of which is defined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 13, 2017 No. 170 "On Establishing Normative Values and Calculation Methodologies for Prudential Norms and Other Mandatory Compliance Norms and Limits, Bank Capital Size and Rules for Calculation and Limits of Open Currency Position", registered in the Registry of Normative Legal Acts of the Republic of Kazakhstan under No. 15886.
If there is no information in the reporting period, the Form is not filled out and not submitted.

Appendix 7
to Resolution

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on distribution of open positions by time intervals (in currency breakdown)

Administrative data form index: 1-BVU_ ROPVI

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


Zones	Time Intervals	Open Positions		Weighting Coefficient	Open Weighted Positions		Closed Weighted Positions	Total Weighted Open Positions
		Long	Short		Long	Short		Long	Short
1	2	3	4	5	6	7	8	9	10
1	less than 1 month			0.00
	1-3 months			0.002
3-6 months			0.004
6-12 months			0.007
Total Zone 1
2	1-2 years			0.0125
	2-3 years			0.0175
3-4 years			0.0225
Total Zone 2
3	4-5 years			0.0275
	5-7 years			0.0325
7-10 years			0.0375
10-15 years			0.045
15-20 years			0.0525
more than 20 years			0.06
Total Zone 3

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, telephone

Date "____" ______ 20 __ year

Appendix
to the report form on distribution of open positions by time intervals (in currency breakdown)

Explanation on filling out the administrative data form

Report on distribution of open positions by time intervals

(in currency breakdown)

(form index – 1-BVU_ ROPVI, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on distribution of open positions by time intervals (in currency breakdown)" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995
"On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation on Filling out the Form

Columns 3 and 4 indicate the sum of open positions.
Columns 6 and 7 indicate the sum of open weighted positions taking into account the weighting coefficient.
Column 8 indicates the sum of closed weighted positions.
Columns 9 and 10 indicate the sum of total open weighted positions.

Appendix 8
to Resolution

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of the calculation of total interest risk

(in currency breakdown)

Administrative data form index: 1-BVU_ ROPR

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Position Name	Amount
1	2	3
1	Calculation of weighted positions, compensated by zones
2	Zone 1
3	Total for weighted closed position by time intervals
4	Weighted open position (long)
5	Weighted open position (short)
6	Weighted closed position on total open positions
7	Weighted open position
8	Zone 2
9	Total for weighted closed position by time intervals
10	Weighted open position (long)
11	Weighted open position (short)
12	Weighted closed position on total open positions
13	Weighted open position
14	Zone 3
15	Total for weighted closed position by time intervals
16	Weighted open position (long)
17	Weighted open position (short)
18	Weighted closed position on total open positions
19	Weighted open position
20	Closed position between zones 1 and 2
21	Residual open position for zone 2
22	Residual open position for zone 1
23	Closed position for zones 2 and 3
24	Residual open position for zone 3
25	Residual open position for zone 2
26	Closed position for zones 1 and 3
27	Residual open position for zone 1
28	Residual open position for zone 3
29	Remaining open weighted position
30	10 percent of the sum of weighted closed positions by zones
31	40 percent of closed weighted position of zone 1
32	30 percent of closed weighted position of zone 2
33	30 percent of closed weighted position of zone 3
34	40 percent of closed weighted position between zones 1 and 2
35	40 percent of closed weighted position between zones 2 and 3
36	100 percent of closed weighted position between zones 1 and 3
37	100 percent of remaining open weighted position
38	Total interest risk

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, telephone

Date "____" ______ 20 __ year

Appendix
to the report form on breakdown of calculation of total interest risk

(in currency breakdown)

Explanation on filling out the administrative data form

Report on the breakdown of the calculation of total interest risk (in currency breakdown) (index – 1-BVU_ ROPR, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of the calculation of total interest risk (in currency breakdown)" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995
"On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation on Filling out the Form

Column 3 indicates the sums for weighted and residual open or closed and positions by time intervals of each of the zones.
Row 38 indicates information on total interest risk.

Appendix 9
to Resolution

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of the maximum risk size for one borrower

(in borrower breakdown)

Administrative data form index: 1-BVU_ R_MRZ_R

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

Table 1. Report on the breakdown of the total debt of one borrower or a group of interconnected borrowers, not related to the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) (hereinafter – branch of a non-resident bank) by special relations of any type of obligations to the branch of a non-resident bank


No.	Borrower Name	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Interconnectedness of Borrowers	Sum of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
1	2	3	4	5	6	7	8	9
1
2
...
	Total	X	X	X	X	X	X

Table 2. Report on the breakdown of the total debt of one borrower or a group of interconnected borrowers, related to the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) (hereinafter – branch of a non-resident bank) by special relations of any type of obligations to the branch of a non-resident bank


No.	Borrower Name	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Relatedness to the Branch of a Non-Resident Bank by Special Relations	Sign of Interconnectedness of Borrowers	Sum of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
1	2	3	4	5	6	7	8	9	10
1
2
...
	Total	X	X	X	X	X	X	X

Table 3. Report on the breakdown of the sum of risks for all borrowers related to the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) (hereinafter – branch of a non-resident bank) by special relations


No.	Borrower Name	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Relatedness to the Branch of a Non-Resident Bank by Special Relations	Sum of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
1	2	3	4	5	6	7	8	9
1
2
...
	Total	X	X	X	X	X	X

Table 4. Report on the breakdown of the maximum sum of blank loans, unsecured conditional obligations to a borrower or on behalf of a borrower to third parties, for which the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) may arise claims to the borrower during the current and two subsequent months, for obligations of the corresponding borrowers, except for claims to residents of the Republic of Kazakhstan with a rating of Standard & Poor's (Standard &Poor's) or a rating of a similar level of Fitch (Fitch) or Moody's Investors Service (Moody's Investors Service) (hereinafter – other rating agencies) not more than one point below the sovereign rating of the Republic of Kazakhstan and non-residents having a rating not lower than 'A' by Standard & Poor's (Standard & Poor's) or a rating of a similar level of one of the other rating agencies, except for non-residents with a rating not lower than 'A' by Standard & Poor's (Standard & Poor's) or a rating of a similar level of one of the other rating agencies, with respect to one borrower or a group of interconnected borrowers

| | | | | | |
| --- | --- | --- | --- | --- |
| No. | Borrower Name | Individual Identification Number, Business Identification Number, Alternative Identification Number | Sign of Interconnectedness of Borrowers | Risk Size, thousands of tenge | |
| balance sheet account | thousands of tenge | | | | |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 2 | | | | | |
| ... | | | | | |
| | Total | X | X | X | |

Table 5. Report on the breakdown of the total sum of risks of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) for one borrower, the size of each of which exceeds 10 percent of the size of assets taken as a reserve


No.	Borrower Name	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Interconnectedness of Borrowers	Sum of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
1	2		4	5	6	7	8	9
2
...
	Total		X	X	X	X	X

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, telephone

Date "____" ______ 20 __ year

Appendix
to the report form on breakdown of maximum risk size for one borrower

(in borrower breakdown)

Explanation on filling out the administrative data form

Report on the breakdown of the maximum risk size for one borrower

(in borrower breakdown)

(index – 1-BVU_ R_MRZ_R, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of the maximum risk size for one borrower (in borrower breakdown)" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form are filled in thousands of tenge.

The Form is signed by the head or the person entrusted with the function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as a Reserve and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – the Resolution).
When filling out the Form, information calculated in accordance with Chapter 3 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution, is indicated.
If information is absent in the reporting period, the specified tables are not filled out and not submitted.

Appendix 10
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of the current liquidity coefficient k4

Administrative data form index: 1-BVU_R_K4

Frequency: monthly

Reporting period: for "_" ______ 20 year

Circle of persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

Table 1. Report on the breakdown of the average monthly value of high-liquidity assets

(in thousands of tenge)


No.	Item Name	1	2	3	...	31	Average Monthly Value
1	Cash in vault
2	Banknotes and coins in transit
3	Cash in exchange points
4	Cash in ATMs and electronic terminals
5	Money in traveler's checks in transit
6	Coins made of precious metals in vault
7	Money in traveler's checks
8	Collectible coins made of non-precious metals in vault
9	Refined precious metals
10	Refined precious metals in transit
11	Refined precious metals placed on metal accounts
12	Correspondent account in the National Bank of the Republic of Kazakhstan
13	Money in accounts in the central depository
14	Bank funds that are contributions to guarantee or reserve funds of a clearing organization (central counterparty), margin contributions, full and/or partial collateral for the fulfillment of obligations on transactions concluded in the trading system of the stock exchange by the method of open trading and/or with the participation of a central counterparty
15	Deposits in the National Bank of the Republic of Kazakhstan (overnight)
16	Demand deposits in the National Bank of the Republic of Kazakhstan
17	Government securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, securities issued by the Joint Stock Company "National Welfare Fund "Samruk-Kazyna" and the Joint Stock Company "National Managing Holding "Baiterek", securities issued by a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of whose shares belong to the National Bank
18	Securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
19	Demand deposits in banks of the Republic of Kazakhstan and non-resident banks of the Republic of Kazakhstan having a long-term debt rating no lower than "BBB-" by Standard & Poor’s agency or a rating of a similar level by Fitch or Moody’s Investors Service agencies (hereinafter – other rating agencies)
20	Overnight loans provided to banks of the Republic of Kazakhstan and non-resident banks of the Republic of Kazakhstan having a long-term debt rating no lower than "BBB-" by Standard & Poor’s agency or a rating of a similar level of one of the other rating agencies
21	Deposits placed overnight in banks of the Republic of Kazakhstan and non-resident banks of the Republic of Kazakhstan having a long-term debt rating no lower than "BBB-" by Standard & Poor’s agency or a rating of a similar level of one of the other rating agencies
22	Government securities of countries having a sovereign long-term foreign currency rating no lower than the level established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2017 No. 234 "On Establishing the List of International Financial Organizations, Bonds of Which Banks and Banking Holdings Acquire as Property, and Requirements for Bonds That Banks and Banking Holdings Acquire as Property", registered in the Registry of State Registration of Normative Legal Acts under No. 16149
23	Bonds of foreign issuers having a rating no lower than "BBB-" (according to the classification of Standard & Poor’s and/or Fitch agencies) or no lower than "Baa3" (according to the classification of Moody’s Investors Service agency)
24	Time deposits in the National Bank of the Republic of Kazakhstan with a maturity of up to 7 calendar days
25	Islamic securities issued by an Islamic special financial company created by an originator – a national holding, a national managing holding, legal entities, one hundred percent of the voting shares (participation shares) of which belong to the national managing holding
26	Islamic securities of countries having a sovereign long-term foreign currency rating no lower than "BBB-" by Standard & Poor’s agency or a rating of a similar level of one of the other rating agencies
27	Islamic securities of foreign issuers having a rating no lower than "BBB-" by Standard & Poor’s agency or a rating of a similar level of one of the other rating agencies
28	Accrued remuneration, discounts, premiums, accounts of positive (negative) fair value adjustments included in the calculation of high-liquidity assets
29	Book value of government securities and other high-liquidity securities sold by the branch of a non-resident bank of the Republic of Kazakhstan on the condition of their repurchase or transferred as collateral
30	Claims on currency swap operations accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan, if obligations on these transactions are accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan and included in the calculation of short-term liquidity coefficients
Total:

Number of working days: ___

Table 2. Report on the breakdown of the average monthly value of demand liabilities


No.	Item Name	1	2	3	...	31	Average Monthly Value
1	Correspondent accounts of the National Bank of the Republic of Kazakhstan
2	Correspondent accounts of foreign central banks
3	Correspondent accounts of other banks
4	Correspondent accounts of organizations carrying out certain types of banking operations
5	Demand deposits of the National Bank of the Republic of Kazakhstan
6	Demand deposits of foreign central banks
7	Demand deposits of other banks
8	Overdue debt on demand deposits of other banks
9	Overnight loans received from the National Bank of the Republic of Kazakhstan
10	Overnight loans received from foreign central banks
11	Overnight loans received from other banks
12	Deposits attracted from other banks for one night
13	State budget funds
14	Client current accounts
15	Time liabilities with unconditional right of the creditor to demand early repayment of liabilities, including time and conditional deposits of other banks, excluding time and conditional deposits of individuals and legal entities, refined precious metals
16	Client demand deposits
17	Other demand liabilities, including liabilities for which no settlement deadline is established, included in the calculation of the current liquidity coefficient
18	Accrued remuneration, discounts, premiums, accounts of positive (negative) fair value adjustments on demand liabilities
19	Unsecured guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan issued when attracting external loans by legal entities affiliated with the branch of a non-resident bank of the Republic of Kazakhstan, as well as within the framework of the branch of a non-resident bank of the Republic of Kazakhstan transactions on securitization, with the right of the creditor to demand early repayment of the debtor's obligations on these loans, with a maturity of less than 3 (three) years, multiplied by a conversion coefficient equal to 50 (fifty) percent and the minimum value of the asset adequacy coefficient accepted as a reserve k1, issued when attracting loans included in the calculation of the k4 norm
20	Unsecured guarantees and sureties of the branch of a non-resident bank of the Republic of Kazakhstan issued when attracting external loans by legal entities affiliated with the branch of a non-resident bank of the Republic of Kazakhstan, as well as within the framework of the branch of a non-resident bank of the Republic of Kazakhstan transactions on securitization, with the right of the creditor to demand early repayment of the debtor's obligations on these loans, with a maturity of 3 (three) years and more, multiplied by a conversion coefficient equal to 100 (one hundred) percent and the minimum value of the asset adequacy coefficient accepted as a reserve k1, issued when attracting loans included in the calculation of the k4 norm
Total:

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(last name, first name and patronymic (if any) phone

Head or person entrusted with the function of signing the report ______ ______

(last name, first name and patronymic (if any) signature, phone

Date "____" ______ 20 __ year

Appendix
to the report form

on the breakdown of the coefficient

of current liquidity k4

Explanation on filling out the administrative data form

Report on the breakdown of the current liquidity coefficient k4

(index – 1-BVU_R_K4, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines unified requirements for filling out the form "Report on the breakdown of the current liquidity coefficient k4" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and filled out for each working day of the reporting period.

Data in the Form are filled in thousands of tenge.

The Form is signed by the head or the person entrusted with the function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as a Reserve and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – the Resolution).
When filling out the table "Report on the breakdown of the average monthly value of high-liquidity assets", information on high-liquidity assets is indicated in accordance with paragraphs 52 and 53 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution.
Lines 25, 26 and 27 of Table 1 are filled out only by branches of Islamic non-resident banks of the Republic of Kazakhstan.
When filling out the Form, in the "Average Monthly Value" column, the ratio of the total sum of high-liquidity assets (liabilities) on demand for each working day of the reporting period to the number of working days in the reporting period is indicated.
When filling out the Form, the number of working days is indicated.
Claims on currency swap operations accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan are included in the calculation of high-liquidity assets if obligations on these transactions are accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan and included in the calculation of short-term liquidity coefficients.
If information is absent in the reporting period, the Form is not filled out and not submitted.

Appendix 11
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3

Administrative data form index: 1-BVU_ R_K4-1, k4-2, k4-3

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Circle of persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

Table 1. Report on the breakdown of the short-term liquidity coefficient k4-1

(in thousands of tenge)


Date	High-liquidity assets	Time liabilities with remaining maturity up to seven calendar days inclusive
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Table 2. Report on the breakdown of the short-term liquidity coefficient k4-2

(in thousands of tenge)


Date	Liquid assets with remaining maturity up to one month, including high-liquidity assets	Time liabilities with remaining maturity up to one month inclusive
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Table 3. Report on the breakdown of the short-term liquidity coefficient k4-3

(in thousands of tenge)


Date	Liquid assets with remaining maturity up to three months inclusive, including high-liquidity assets	Time liabilities with remaining maturity up to three months inclusive
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(last name, first name and patronymic (if any) phone

Head or person entrusted with the function of signing the report ______ ______

(last name, first name and patronymic (if any) signature, phone

Date "____" ______ 20 __ year

Appendix
to the report form

on the breakdown of coefficients

of short-term liquidity

k4-1, k4-2, k4-3

Explanation on filling out the administrative data form

Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3

(index – 1-BVU_R_K4-1, k4-2, k4-3, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines unified requirements for filling out the administrative data form "Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and filled out for each working day of the reporting period.

Data in the Form are filled in thousands of tenge.

The Form is signed by the head or the person entrusted with the function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as a Reserve and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – the Resolution).
When filling out the form for calculating the short-term liquidity coefficient k4-1, the average monthly value of high-liquidity assets and time liabilities with a remaining maturity of up to seven calendar days inclusive, calculated in accordance with paragraphs 61, 62, 63, 64, 65 and 66 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution (hereinafter – Methodology), is indicated.
When filling out the forms for calculating the short-term liquidity coefficients k4-2 and k4-3, the average monthly value of liquid assets with a remaining maturity of up to one month, including high-liquidity assets, and time liabilities with a remaining maturity of up to one month inclusive, calculated in accordance with paragraphs 64, 65 and 66 of the Methodology, is indicated.
When filling out the forms for calculating the short-term liquidity coefficients k4-1, k4-2 and k4-3, in the lines "Total: average monthly value of assets" and "Total: average monthly value of liabilities", the ratio of the total sum of included liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.
When filling out the Form, the number of working days is indicated.
In the absence of information in the reporting period, the specified tables are not filled out and not submitted.

Appendix 12
to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the breakdown of the short-term foreign currency liquidity coefficients k4-4, k4-5, k4-6

Administrative data form index: 1-BVU_R_K4-4, k4-5, k4-6

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Entities submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

Table 1. Report on the breakdown of the short-term foreign currency liquidity coefficient k4-4

(in thousands of tenge)


Date	Highly liquid assets	Time liabilities with remaining maturity up to seven calendar days inclusive
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly asset value		X
Total: average monthly liability value	X

Table 2. Report on the breakdown of the short-term foreign currency liquidity coefficient k4-5

(in thousands of tenge)


Date	Liquid assets with remaining maturity up to one month, including highly liquid assets	Time liabilities with remaining maturity up to one month inclusive, multiplied by a conversion coefficient equal to 90 (ninety) percent
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly asset value		X
Total: average monthly liability value	X

Table 3. Report on the breakdown of the short-term foreign currency liquidity coefficient k4-6

(in thousands of tenge)


Date	Liquid assets with remaining maturity up to three months inclusive, including highly liquid assets	Time liabilities with remaining maturity up to three months inclusive, multiplied by a conversion coefficient equal to 80 (eighty) percent
1	2	3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Number of working days
Total: average monthly asset value		X
Total: average monthly liability value	X

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone)

Head or person assigned the function of signing the report ______ ______

(surname, first name and patronymic (if any) signature, phone)

Date "____" ______ 20 __ year

Appendix
to the report form on the breakdown of the short-term foreign currency liquidity coefficients k4-4, k4-5, k4-6

Explanation for filling out the administrative data form

Report on the breakdown of the short-term foreign currency liquidity coefficients k4-4, k4-5, k4-6

(index – 1-BVU_R_K4-4, k4-5, k4-6, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of the short-term foreign currency liquidity coefficients k4-4, k4-5, k4-6" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and filled out for each working day of the reporting period.

Data in the Form is filled out in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation for filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – Resolution).
When filling out the Form for the calculation of the short-term foreign currency liquidity coefficient k4-4, the average monthly value of highly liquid assets in foreign currency and time liabilities in the same foreign currency with a remaining maturity up to seven calendar days inclusive, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65 and 66 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution (hereinafter – Methodology), is indicated.
When filling out the Form for the calculation of the short-term foreign currency liquidity coefficients k4-5, the average monthly value of liquid assets in foreign currency with a remaining maturity up to one month, including highly liquid assets, and time liabilities in the same foreign currency with a remaining maturity up to one month inclusive, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65 and 66 of the Methodology, is indicated.
When filling out the Form for the calculation of the short-term foreign currency liquidity coefficient k4-6, the average monthly value of liquid assets in foreign currency with a remaining maturity up to three months, including highly liquid assets, and time liabilities in the same foreign currency with a remaining maturity up to three months inclusive, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65 and 66 of the Methodology, is indicated.
When filling out the Form for the calculation of the short-term foreign currency liquidity coefficients k4-4, k4-5 and k4-6, information is indicated in aggregate for foreign currencies of countries having a sovereign rating not lower than "A" by Standard & Poor’s or a rating of a similar level by Fitch or Moody’s Investors Service, and in the "Euro" currency, and in detail for foreign currencies of countries having a sovereign rating lower than "A" by the above-mentioned rating agencies or lacking a corresponding rating assessment.
In the rows "Total: average monthly asset value" and "Total: average monthly liability value", the ratio of the total sum of included liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.
When filling out the Form, the number of working days is indicated.
In the absence of information in the reporting period, the specified tables are not filled out and not submitted.

Appendix 13

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on foreign currency positions for each foreign currency and foreign currency net position for each working day of the week (month)

Administrative data form index: 1-BVU_DVP

Frequency: weekly

Reporting period: for "_" ______ 20 year

Entities submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline:

weekly, no later than the fifth working day of the week following the reporting week;

monthly, no later than the seventh working day of the month following the reporting month.

Upon the expiration of a calendar month in the reporting week, the report is submitted no later than the seventh working day of the month following the expired calendar month, separately for calendar days of the reporting week relating to the expired calendar month, and for calendar days of the reporting week relating to the current calendar month.

Form

(in thousands of tenge)


Assets accepted as reserves
Limit of open foreign currency position (long and short) for foreign currencies of countries having a sovereign rating not lower than "A" by Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and in "Euro" currency, as well as for refined precious metals in an amount not exceeding 12.5 percent of the value of assets accepted as reserves
Limit of open foreign currency position (long and short) for foreign currencies of countries having a sovereign rating lower than "A" by Standard & Poor’s or a rating of a similar level of one of the other rating agencies - 5 percent of the value of assets accepted as reserves
Limit of foreign currency net position – 25 percent of assets accepted as reserves
Limit of open long and/or short position of the branch of a non-resident bank of the Republic of Kazakhstan on derivatives in the currency of a separate foreign state (group of foreign states), opened on conditional requirement accounts and conditional obligation accounts - 50 percent of assets accepted as reserves
Currency Name	Balance at the end of the operational day for days of the reporting period
1			2
(date)			(date)
Claims	Liabilities	Position	Claims	Liabilities	Position
1	2	3	4	5	6	7
1. Cash foreign currency
...
2. Deposits placed (attracted)
...
3. Loans issued (received)
...
4. Accrued remuneration to be received (paid)
...
5. Debt and equity securities
...
6. Receivable (payable) debt
…
7. Derivative financial instruments
….
8. Total for off-balance sheet accounts
...
9. Derivative financial instruments in the currency of a separate foreign state (group of foreign states), opened on conditional requirement accounts and conditional obligation accounts
…
10. Total for off-balance sheet accounts
…
11. Total for on-balance and off-balance sheet accounts
….
12. Total foreign currency net position

continuation of the table:


Balance at the end of the operational day for days of the reporting period
3			4			5
(date)			(date)			(date)
Claims	Liabilities	Position	Claims	Liabilities	Position	Claims	Liabilities	Position
8	9	10	11	12	13	14	15	16

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone)

Head or person assigned the function of signing the report ______ ______

(surname, first name and patronymic (if any) signature, phone)

Date "____" ______ 20 __ year

Appendix
to the report form on foreign currency positions for each foreign currency and foreign currency net position for each working day of the week (month)

Explanation for filling out the administrative data form

Report on foreign currency positions for each foreign currency and foreign currency net position for each working day of the week (month)

(index – 1-BVU_DVP, frequency – weekly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on foreign currency positions for each foreign currency and foreign currency net position for each working day of the week (month)" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995
"On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled weekly, monthly and filled out for each working day of the reporting period.

Upon completion of a calendar month in the reporting week, the form is compiled separately for calendar days of the reporting week relating to the completing month and for calendar days of the reporting week of the month following the completing month.

Data in the Form is filled out in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation for filling out the Form

In rows 1, 2, 3, 4, 5, 6 and 7, information on claims and liabilities in foreign currency, accounted for on on-balance sheet accounts, less reserves formed in accordance with international financial reporting standards, is indicated.
In row 10, conditional claims and liabilities in foreign currency are indicated, taking into account the amounts of hedging transactions conducted by the branch of a non-resident bank of the Republic of Kazakhstan, including non-delivery transactions, less reserves formed in accordance with international financial reporting standards.
In row 12, under columns 4, 7, 10, 13 and 16 "position", the net position for all foreign currencies is indicated for each working day of the reporting period.

Appendix 14

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the website: www.nationalbank.kz

Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds in domestic assets

Administrative data form index: 1-BVU_KVA

Frequency: monthly

Reporting period: as of "_" ______ 20 year

Entities submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

Table 1. Report on the calculation of the average monthly value of domestic assets

(in thousands of tenge)


No.	Assets	Domestic assets by dates during the reporting period				Average monthly value
1		2	3	…	31
11	Money and deposits
22	Loans issued
33	Equity and debt securities
44	Receivables
55	Participation in share capital
66	Refined precious metals
77	Movable property
88	Immovable property
99	Intangible assets
110	Accrued remuneration, discounts, premiums, positive (negative) fair value adjustments, provisions (reserves) formed on domestic assets
111	Overdue debt on domestic assets
112	Total value of domestic assets
113	Value of domestic assets is greater than or equal to the average monthly value of domestic liabilities, reserve asset for the previous reporting month, multiplied by 0.95 (Yes (No)

Table 2. Report on the calculation of the average monthly value of domestic and other liabilities, coefficient for placing part of funds of the branch of a non-resident bank of the Republic of Kazakhstan in domestic assets

(in thousands of tenge)


No.	Liabilities	Domestic and other liabilities by dates during the reporting period					Average monthly value
		1	2	3	…	31
1	Deposits
2	Loans received
3	Payables
4	Total value of domestic liabilities
5	Minimum size of assets accepted as reserves
6	Assets accepted as reserves, multiplied by 0.75
7	Accrued remuneration, discounts, premiums, positive (negative) fair value adjustments
8	Overdue debt on domestic and other liabilities
9	Total value of domestic liabilities and assets accepted as reserves or minimum size of assets
10	Total value of domestic liabilities
11	Number of working days
12	Coefficient for placing part of funds of the branch of a non-resident bank of the Republic of Kazakhstan in domestic assets
13	Average monthly value of domestic liabilities, assets accepted as reserves and minimum size of assets accepted as reserves for the previous reporting month

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone)

Head or person assigned the function of signing the report ______ ______

(surname, first name and patronymic (if any) signature, phone)

Date "____" ______ 20 __ year

Appendix
to the report form on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing
part of funds in domestic assets

Explanation for filling out the administrative data form

Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds in domestic assets

(index – 1-BVU_KVA, frequency – monthly)

Chapter 1. General Provisions

This explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds in domestic assets" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995
"On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and filled out for each working day of the reporting period.

Data in the Form is filled out in thousands of tenge.

The Form is signed by the head or person assigned the function of signing the report.

Chapter 2. Explanation for filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213.
In line 6 of Table 2, the reserve asset is indicated according to the data from the report on assets and liabilities, multiplied by 0.75.
When filling out Table 2 for each working day, data indicated in line 6 are included in line 9.
In the absence of information in the reporting period, the Form is not filled out and not submitted.

Appendix 15

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan

Index of the administrative data form: 1-BVU_K7

Frequency: monthly

Reporting period: as of "" ______ 20 year

Entities submitting the report: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Name	Amount
1	2	3
1	Liabilities to non-residents of the Republic of Kazakhstan on demand, including liabilities for which no settlement deadline is established
2	Term liabilities to non-residents of the Republic of Kazakhstan with an initial maturity of up to one year inclusive
3	Term liabilities to non-residents of the Republic of Kazakhstan with the unconditional right of the creditor to demand early repayment of liabilities, including term and conditional deposits of branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), excluding term and conditional deposits of individuals and legal entities
4	Current accounts of legal entity non-residents of the Republic of Kazakhstan
5	Short-term liabilities to branches and representative offices of foreign companies operating on the territory of the Republic of Kazakhstan, which belong to the economic sectors "other financial organizations - code 5", "state non-financial organizations - code 6", "non-state non-financial organizations - code 7" and "non-profit organizations serving households - code 8"
6	Short-term liabilities to non-residents of the Republic of Kazakhstan who are international financial organizations
7	Short-term liabilities to non-residents of the Republic of Kazakhstan who are international clearing systems (Clearstream Banking S.A. and Euroclear Bank S.A. (N.V.))
8	Assets accepted as reserve
9	Short-term liabilities to non-residents included in the calculation of the k7 coefficient
10	Maximum limit of short-term liabilities to non-residents (k7)

Name ______

Address ______

Telephone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any), telephone)

Head or person entrusted with the function of signing the report ______ ______

(surname, first name and patronymic (if any), signature, telephone)

Date "____" ______ 20 __ year

Appendix

to the reporting form

on the breakdown of the capitalization coefficient

to liabilities to non-residents

of the Republic of Kazakhstan

Explanation on filling out the administrative data form

Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan

(index – 1-BVU_K7, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan" (hereinafter – Form).
The Form is developed in accordance with sub-item 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", Part Four of Item 6 of Article 42 and Part Two of Item 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month.

Data in the Form are filled out in thousands of tenge.

The Form is signed by the head or person entrusted with the function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Normatives and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserve and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213.
In line 5, short-term liabilities, liabilities to branches and representative offices of foreign legal entities operating on the territory of the Republic of Kazakhstan, which belong to the economic sectors "other financial organizations – code 5", "state non-financial organizations – code 6", "non-state non-financial organizations – code 7" and "non-profit organizations serving households – code 8" are indicated in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for Applying Economic Sector Codes and Payment Assignments", registered in the Registry of State Registration of Normative Legal Acts under No. 14365.
The capitalization coefficient of branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) to liabilities to non-residents of the Republic of Kazakhstan k7 is indicated with three digits after the decimal point.
In the absence of information in the reporting period, the Form is not filled out and not submitted.

Appendix 16

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report of a branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk

Index of the administrative data form: 1-BVU_RA

Frequency: monthly

Reporting period: as of "" ______ 20 year

Entities submitting the report: branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)


No.		Name of Articles	Amount	Risk Degree in Percent	Amount for Calculation
1		2	3	4	5
Group I
1		Cash tenge		0
2		Cash foreign currency of countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by Fitch or Moody’s Investors Service (hereinafter – other rating agencies)		0
3		Affined precious metals		0
4		Claims on the Government of the Republic of Kazakhstan		0
5		Claims on governments of countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
6		Claims on the National Bank of the Republic of Kazakhstan		0
7		Claims on central banks of countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
8		Claims on international financial organizations with a rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
9		Claims on local executive bodies of the Republic of Kazakhstan for taxes and other payments to the budget		0
10		Claims on the Joint Stock Company "National Welfare Fund "Samruk-Kazyna"		0
11		Islamic securities issued by an Islamic special finance company created by the originator - the National Holding Company of the Republic of Kazakhstan		0
12		Islamic securities having the status of state securities, issued by governments of foreign countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
13		Islamic securities issued by international financial organizations with a rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
14		Securities issued by Joint Stock Companies "National Management Holding "Baýterek", "Problematic Loans Fund"		0
15		Claims on open correspondent accounts to banks with a long-term rating of not lower than 'BBB' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies		0
Group II
16	Cash foreign currency of countries with a sovereign rating lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			20
17	Claims on governments of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
18	Claims on central banks of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
19	Claims on international financial organizations with a rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
20	Claims on local executive bodies of the Republic of Kazakhstan			20
21	Claims on local executive bodies of countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
22	Claims on organizations with a rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
23	Islamic securities having the status of state securities, issued by governments of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
24	Islamic securities issued by international financial organizations with a rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
25	Islamic securities of the Republic of Kazakhstan issued by an Islamic special finance company created by the originator - a legal entity, 100 (one hundred) percent of voting shares (participation shares) of which belong to the National Management Holding			20
26	Islamic securities issued by local executive bodies of countries with a sovereign rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
27	Islamic securities issued by organizations with a rating of not lower than 'AA-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			20
Group III
28	Unaffined precious metals			50
29	Claims on governments of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
30	Claims on central banks of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
31	Claims on international financial organizations with a rating from 'BBB+' to 'BBB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
32	Claims on local executive bodies of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
33	Claims on organizations with a rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
34	Claims on open correspondent accounts to resident banks of the Republic of Kazakhstan with a debt rating from 'BBB-' to 'BB-' (inclusive) by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, or to a non-resident bank of the Republic of Kazakhstan with a debt rating from 'BBB-' to 'BB+' (inclusive) by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
35	Mortgage housing loans meeting the condition: the ratio of the amount of the provided mortgage housing loan to the value of the collateral does not exceed 50 (fifty) percent inclusive of the collateral value			35
36	Mortgage housing loans meeting the condition: the ratio of the amount of the provided mortgage housing loan to the value of the collateral is within the range from 51 (fifty-one) percent to 85 (eighty-five) percent inclusive of the collateral value			50
37	Claims with overdue debt on principal and (or) accrued remuneration for more than 90 (ninety) calendar days, provided to residents of the Republic of Kazakhstan (excluding mortgage housing loans) for which less than 35 (thirty-five) percent of provisions (reserves) according to international financial reporting standards have been formed from the unpaid portion of loans			100
38	Claims with overdue debt on principal and (or) accrued remuneration for more than 90 (ninety) calendar days, provided to residents of the Republic of Kazakhstan (excluding mortgage housing loans) for which more than 35 (thirty-five) percent and less than 50 (fifty) percent of provisions (reserves) according to international financial reporting standards have been formed from the unpaid portion of loans			75
39	Claims with overdue debt on principal and (or) accrued remuneration for more than 90 (ninety) calendar days, provided to residents of the Republic of Kazakhstan (excluding mortgage housing loans) for which more than 50 (fifty) percent of provisions (reserves) according to international financial reporting standards have been formed from the unpaid portion of loans			50
40	Loans provided to entities classified as small or medium-sized enterprises according to Article 24 of the Entrepreneurial Code of the Republic of Kazakhstan dated October 29, 2015, meeting the following criteria: 1) the loan amount does not exceed 0.02 (zero point zero two) percent of assets accepted as reserves; 2) loan currency - tenge			75
41	Islamic securities having the status of state securities, issued by governments of countries with a sovereign rating from 'BBB+' to 'BBB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
42	Islamic securities issued by international financial organizations with a rating from 'BBB+' to 'BBB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
43	Islamic securities issued by local executive bodies of countries with a sovereign rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
44	Islamic securities issued by organizations with a rating from 'A+' to 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			50
45	Claims on the Joint Stock Company "Kazakhstan Stock Exchange"			50
Group IV
46	Claims on governments of countries with a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			100
47	Claims on central banks of countries with a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			100
48	Claims on international financial organizations with a rating from 'BB+' to 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and international financial organizations without a corresponding rating assessment			100
49	Claims on local executive bodies of countries with a rating from 'BBB+' to 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			100
50	Claims on resident organizations with a rating lower than 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, resident organizations without a corresponding rating assessment, and non-resident organizations with a rating from 'BBB+' to 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			100
51	Claims on open correspondent accounts to resident banks of the Republic of Kazakhstan with a debt rating lower than 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, or to a non-resident bank of the Republic of Kazakhstan with a debt rating lower than 'BB+' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			100
52	Other mortgage housing loans			100
53	Islamic securities having the status of state securities, issued by governments of countries with a sovereign rating from 'BB+' to 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			100
54	Islamic securities issued by local executive bodies of countries with a sovereign rating from 'BBB+' to 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and countries without a corresponding rating assessment			100
55	Islamic securities issued by international financial organizations with a rating from 'BB+' to 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and international financial organizations without a corresponding rating assessment			100
56	Islamic securities issued by resident organizations with a rating lower than 'A-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, resident organizations without a corresponding rating assessment, and non-resident organizations with a rating from 'BBB+' to 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			100
57	Settlements for payments			100
58	Fixed assets			100
59	Material reserves			100
Group V
60	Investments measured at fair value, in part of shares (participation shares in share capital), excluding investments of the branch of a non-resident bank of the Republic of Kazakhstan			100
61	The sum of all investments of the branch of a non-resident bank of the Republic of Kazakhstan, each of which constitutes less than 10 (ten) percent of issued shares (participation shares in share capital) of the legal entity, the financial statements of which are not consolidated when preparing the financial statements of the branch of a non-resident bank of the Republic of Kazakhstan, not exceeding 10 (ten) percent of core capital			100
62	The sum of investments of the branch of a non-resident bank of the Republic of Kazakhstan in ordinary shares of a financial organization, in which the branch of a non-resident bank of the Republic of Kazakhstan has 10 (ten) and more percent of issued shares (participation shares in share capital), and part of deferred tax assets recognized in respect of deductible temporary differences, in aggregate not exceeding 17.65 (seventeen point sixty-five) percent of the difference in assets accepted as reserves of the branch of a non-resident bank of the Republic of Kazakhstan after applying regulatory adjustments specified in paragraph 4 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – Methodology), and the amount subject to deduction from assets accepted as reserves of the branch of a non-resident bank of the Republic of Kazakhstan, specified in paragraphs two, three, and four of part one of paragraph 5 of the Methodology			250
63	Claims on governments of countries with a sovereign rating lower than 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
64	Claims on central banks of countries with a sovereign rating lower than 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
65	Claims on international financial organizations with a rating lower than 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
66	Claims on local executive bodies of countries with a sovereign rating lower than 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
67	Claims on non-resident organizations with a rating lower than 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and non-resident organizations without a corresponding rating assessment			150
68	Islamic securities issued by governments of countries with a sovereign rating lower than 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
69	Islamic securities issued by local executive bodies of countries with a sovereign rating lower than 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
70	Islamic securities issued by international financial organizations with a rating lower than 'B-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies			150
71	Islamic securities issued by non-resident organizations with a rating lower than 'BB-' by Standard & Poor’s or a rating of equivalent level by one of the other rating agencies, and non-resident organizations without a corresponding rating assessment			150
72	Islamic securities issued by non-resident organizations of the Republic of Kazakhstan registered in the territory of foreign states specified in the note			150
73	Total risk-weighted assets:

Note:

List of Foreign States:

1) Principality of Andorra;

2) State of Antigua and Barbuda;

3) Commonwealth of the Bahamas;

4) State of Barbados;

5) State of Bahrain;

6) State of Belize;

7) State of Brunei Darussalam;

8) Republic of Vanuatu;

9) Republic of Guatemala;

10) State of Grenada;

11) Republic of Djibouti;

12) Dominican Republic;

13) Republic of Indonesia;

14) Spain (only in part of the territory of the Canary Islands);

15) Republic of Cyprus;

16) People's Republic of China (only in part of the territories of the Special Administrative Regions of Macau and Hong Kong);

17) Federal Islamic Republic of the Comoros;

18) Republic of Costa Rica;

19) Malaysia (only in part of the territory of the Labuan enclave);

20) Republic of Liberia;

21) Principality of Liechtenstein;

22) Republic of Mauritius;

23) Portugal (only in part of the territory of the Madeira Islands);

24) Maldives;

25) Republic of Malta;

26) Republic of the Marshall Islands;

27) Principality of Monaco;

28) Union of Myanmar;

29) Republic of Nauru;

30) Netherlands (only in part of the territory of the island of Aruba and dependent territories of the Antilles);

31) Federal Republic of Nigeria;

32) New Zealand (only in part of the territory of the Cook Islands and Niue);

33) United Arab Emirates (only in part of the territory of the city of Dubai);

34) Republic of Palau;

35) Republic of Panama;

36) Independent State of Samoa;

37) Republic of Seychelles;

38) State of Saint Vincent and the Grenadines;

39) Federation of Saint Kitts and Nevis;

40) State of Saint Lucia;

41) United Kingdom of Great Britain and Northern Ireland (only in part of the following territories):

Anguilla;

Bermuda;

British Virgin Islands;

Gibraltar;

Cayman Islands;

Montserrat Island;

Turks and Caicos Islands;

Isle of Man;

Channel Islands (Guernsey, Jersey, Sark, Alderney);

42) United States of America (only in part of the territories of the American Virgin Islands, Guam Island, and Commonwealth of Puerto Rico);

43) Kingdom of Tonga;

44) Republic of the Philippines;

45) Democratic Republic of Sri Lanka.

Name ______

Address ______

Telephone ______

Email Address ______

Executor ______ ______

(surname, first name, and patronymic (if any) telephone

Head or person assigned the function of signing the report ______ ______

(surname, first name, and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix
to the report form of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk

Explanation for Completing the Administrative Data Form

Report of a Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan on the Breakdown of Assets Weighted by Credit Risk

(index – 1-BVU_RA, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – the Explanation) defines the uniform requirements for completing the administrative data form "Report of a Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan on the Breakdown of Assets Weighted by Credit Risk" (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of Part Two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", Part Four of Paragraph 6 of Article 42, and Part Two of Paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of Islamic non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or the person entrusted with the function of signing the report.

Chapter 2. Explanation for Completing the Form

Column 3 indicates the amount of assets subject to weighting by credit risk degree.
Column 5 indicates the amount of assets (Column 3) multiplied by the risk degree in percent (Column 4).

Appendix 17

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is located on the internet resource: www.nationalbank.kz

Report of a Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan on the Breakdown of Conditional and Possible Obligations Weighted by Credit Risk

Administrative data form index: 2-BVU_ RUIVO

Frequency: Monthly

Reporting period: as of "" ______ 20 year

Persons submitting the report: Branches of Islamic non-resident banks of the Republic of Kazakhstan

Submission deadline: No later than the seventh working day of the month following the reporting month

Form

(in thousands of tenge)

№	Description of Items	Amount	Conversion Coefficient in Percent	Credit Risk Coefficient	Amount to Calculate
1	2	3	4	5	6
Group I
1	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan (hereinafter – branch of an Islamic non-resident bank), obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", the Joint Stock Company "National Management Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by Fitch or Moody’s Investors Service (hereinafter – other rating agencies); money or refined precious metals provided to the disposal of the branch of an Islamic non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", the Joint Stock Company "National Management Holding "Baiterek", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group I of assets weighted by credit risk		0	0
2	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the branch of an Islamic non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group II of assets weighted by credit risk		0	20
3	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the branch of an Islamic non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group III of assets weighted by credit risk		0	50
4	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the branch of an Islamic non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group IV of assets weighted by credit risk		0	100
5	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the branch of an Islamic non-resident bank; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group V of assets weighted by credit risk		0	150
6	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", the Joint Stock Company "National Management Holding "Baiterek" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, other highly liquid securities, concluded with counterparties included in Group I of assets weighted by credit risk		0	0
7	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, other highly liquid securities, concluded with counterparties included in Group II of assets weighted by credit risk		0	20
8	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, other highly liquid securities, concluded with counterparties included in Group III of assets weighted by credit risk		0	50
9	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, other highly liquid securities, concluded with counterparties included in Group IV of assets weighted by credit risk		0	100
10	Contingent (possible) obligations to purchase or sell securities issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna" or securities issued by governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, other highly liquid securities, concluded with counterparties included in Group V of assets weighted by credit risk		0	150
11	Letters of credit of the branch of an Islamic non-resident bank: without financial obligations of the bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", the Joint Stock Company "National Management Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", the Joint Stock Company "National Management Holding "Baiterek", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the bank, included in Group I of assets weighted by credit risk		0	0
12	Letters of credit of the branch of an Islamic non-resident bank: without financial obligations of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the bank, included in Group II of assets weighted by credit risk		0	20
13	Letters of credit of the branch of an Islamic non-resident bank: without financial obligations of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the bank, included in Group III of assets weighted by credit risk		0	50
14	Letters of credit of the branch of an Islamic non-resident bank: without financial obligations of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the bank, included in Group IV of assets weighted by credit risk		0	100
15	Letters of credit of the branch of an Islamic non-resident bank: without financial obligations of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of the Government of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, the Joint Stock Company "National Welfare Fund "Samruk-Qazyna", governments and central banks of foreign states having a sovereign rating at the level of "AA-" and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; money or refined precious metals provided to the disposal of the bank, included in Group V of assets weighted by credit risk		0	150
16	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of an Islamic non-resident bank, included in Group I of assets weighted by credit risk		0	0
17	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of an Islamic non-resident bank, included in Group II of assets weighted by credit risk		0	20
18	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of an Islamic non-resident bank, included in Group III of assets weighted by credit risk		0	50
19	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of an Islamic non-resident bank, included in Group IV of assets weighted by credit risk		0	100
20	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future, subject to cancellation at any time at the request of the branch of an Islamic non-resident bank, included in Group V of assets weighted by credit risk		0	150
21	Guarantees accepted by the branch of an Islamic non-resident bank to secure a granted loan, concluded with persons included in Group I of assets weighted by credit risk		0	0
22	Guarantees accepted by the branch of an Islamic non-resident bank to secure a granted loan, concluded with persons included in Group II of assets weighted by credit risk		0	20
23	Guarantees accepted by the branch of an Islamic non-resident bank to secure a granted loan, concluded with persons included in Group III of assets weighted by credit risk		0	50
24	Guarantees accepted by the branch of an Islamic non-resident bank to secure a granted loan, concluded with persons included in Group IV of assets weighted by credit risk		0	100
25	Guarantees accepted by the branch of an Islamic non-resident bank to secure a granted loan, concluded with persons included in Group V of assets weighted by credit risk		0	150
Group II
26	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group I of assets weighted by credit risk		20	0
27	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group II of assets weighted by credit risk		20	20
28	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group III of assets weighted by credit risk		20	50
29	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group IV of assets weighted by credit risk		20	100
30	Possible (contingent) obligations for the branch of an Islamic non-resident bank to place loans and deposits in the future with a maturity of less than 1 year, concluded with persons included in Group V of assets weighted by credit risk		20	150
31	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of borrower persons included in Group I of assets weighted by credit risk		20	0
32	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group II of assets weighted by credit risk		20	20
33	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group III of assets weighted by credit risk		20	50
34	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group IV of assets weighted by credit risk		20	100
35	Guarantees and sureties of the branch of an Islamic non-resident bank of the Republic of Kazakhstan, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from "A-" to "AA-" by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of the other rating agencies, issued in favor of persons included in Group V of assets weighted by credit risk		20	150

36	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the I asset group, weighted by credit risk	20	0
37	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the II asset group, weighted by credit risk	20	20
38	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the III asset group, weighted by credit risk	20	50
39	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, included in the IV asset group, weighted by credit risk	20	100
40	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are secured by: guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, included in the V asset group, weighted by credit risk	20	150
Group III
41	Possible (contingent) obligations for the placement by the branch of an Islamic non-resident bank of future loans and deposits with a maturity of more than 1 year, concluded with persons included in the I asset group, weighted by credit risk	50	0
42	Possible (contingent) obligations for the placement by the branch of an Islamic non-resident bank of future loans and deposits with a maturity of more than 1 year, concluded with persons included in the II asset group, weighted by credit risk	50	20
43	Possible (contingent) obligations for the placement by the branch of an Islamic non-resident bank of future loans and deposits with a maturity of more than 1 year, concluded with persons included in the III asset group, weighted by credit risk	50	50
44	Possible (contingent) obligations for the placement by the branch of an Islamic non-resident bank of future loans and deposits with a maturity of more than 1 year, concluded with persons included in the IV asset group, weighted by credit risk	50	100
45	Possible (contingent) obligations for the placement by the branch of an Islamic non-resident bank of future loans and deposits with a maturity of more than 1 year, concluded with persons included in the V asset group, weighted by credit risk	50	150
46	Guarantees and sureties of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the I asset group, weighted by credit risk	50	0
47	Guarantees and sureties of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the II asset group, weighted by credit risk	50	20
48	Guarantees and sureties of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the III asset group, weighted by credit risk	50	50
49	Guarantees and sureties of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the IV asset group, weighted by credit risk	50	100
50	Guarantees and sureties of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the V asset group, weighted by credit risk	50	150
51	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the I asset group, weighted by credit risk	50	0
52	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the II asset group, weighted by credit risk	50	20
53	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the III asset group, weighted by credit risk	50	50
54	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the IV asset group, weighted by credit risk	50	100
55	Letters of credit of the branch of an Islamic non-resident bank, obligations under which are fully secured by: counter-guarantees (sureties) of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; guarantees (sureties) of legal entities and insurance policies of insurance (reinsurance) organizations having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of governments and central banks of foreign states having a sovereign rating from 'BBB-' to 'A-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of banks having a rating from 'A-' to 'AA-' by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies; securities of legal entities having a rating at the level of 'AA-' and above by Standard & Poor’s (Standard & Poor’s) or a rating of a similar level by one of other rating agencies, issued in favor of persons included in the V asset group, weighted by credit risk	50	150
56	Possible (contingent) obligations for the repurchase from the Joint Stock Company 'Kazakhstan Mortgage Company' of rights to claims on mortgage housing loans, included in the I asset group, weighted by credit risk	50	0
57	Possible (contingent) obligations for the repurchase from the Joint Stock Company 'Kazakhstan Mortgage Company' of rights to claims on mortgage housing loans, included in the II asset group, weighted by credit risk	50	20
58	Possible (contingent) obligations for the repurchase from the Joint Stock Company 'Kazakhstan Mortgage Company' of rights to claims on mortgage housing loans, included in the III asset group, weighted by credit risk	50	50
59	Possible (contingent) obligations for the repurchase from the Joint Stock Company 'Kazakhstan Mortgage Company' of rights to claims on mortgage housing loans, included in the IV asset group, weighted by credit risk	50	100

60	Contingent (possible) obligations for repurchase from the Joint Stock Company "Kazakhstan Mortgage Company" of claims on mortgage housing loans included in Group V of assets, weighted by credit risk degree	50		150
IV Group
61	Agreement on sale to the branch of an Islamic non-resident bank and with an obligation for the branch of an Islamic non-resident bank to repurchase financial instruments, concluded with persons included in Group I of assets, weighted by credit risk degree	100		0
62	Agreement on sale to the branch of an Islamic non-resident bank and with an obligation for the branch of an Islamic non-resident bank to repurchase financial instruments, concluded with persons included in Group II of assets, weighted by credit risk degree	100		20
63	Agreement on sale to the branch of an Islamic non-resident bank and with an obligation for the branch of an Islamic non-resident bank to repurchase financial instruments, concluded with persons included in Group III of assets, weighted by credit risk degree	100		50
64	Agreement on sale to the branch of an Islamic non-resident bank and with an obligation for the branch of an Islamic non-resident bank to repurchase financial instruments, concluded with persons included in Group IV of assets, weighted by credit risk degree	100		100
65	Agreement on sale to the branch of an Islamic non-resident bank and with an obligation for the branch of an Islamic non-resident bank to repurchase financial instruments, concluded with persons included in Group V of assets, weighted by credit risk degree	100		150
66	Other guarantees (sureties) of the branch of an Islamic non-resident bank issued in favor of persons included in Group I of assets, weighted by credit risk degree	100		0
67	Other guarantees (sureties) of the branch of an Islamic non-resident bank issued in favor of persons included in Group II of assets, weighted by credit risk degree	100		20
68	Other guarantees (sureties) of the branch of an Islamic non-resident bank issued in favor of persons included in Group III of assets, weighted by credit risk degree	100		50
69	Other guarantees (sureties) of the branch of an Islamic non-resident bank issued in favor of persons included in Group IV of assets, weighted by credit risk degree	100		100
70	Other guarantees (sureties) of the branch of an Islamic non-resident bank issued in favor of persons included in Group V of assets, weighted by credit risk degree	100		150
71	Other letters of credit of the branch of an Islamic non-resident bank issued in favor of persons included in Group I of assets, weighted by credit risk degree	100		0
72	Other letters of credit of the branch of an Islamic non-resident bank issued in favor of persons included in Group II of assets, weighted by credit risk degree	100		20
73	Other letters of credit of the branch of an Islamic non-resident bank issued in favor of persons included in Group III of assets, weighted by credit risk degree	100		50
74	Other letters of credit of the branch of an Islamic non-resident bank issued in favor of persons included in Group IV of assets, weighted by credit risk degree	100		100
75	Other letters of credit of the branch of an Islamic non-resident bank issued in favor of persons included in Group V of assets, weighted by credit risk degree	100		150
76	Other contingent (possible) obligations of the branch of an Islamic non-resident bank to persons included in Group I of assets, weighted by credit risk degree	100		0
77	Other contingent (possible) obligations of the branch of an Islamic non-resident bank to persons included in Group II of assets, weighted by credit risk degree	100		20
78	Other contingent (possible) obligations of the branch of an Islamic non-resident bank to persons included in Group III of assets, weighted by credit risk degree	100		50
79	Other contingent (possible) obligations of the branch of an Islamic non-resident bank to persons included in Group IV of assets, weighted by credit risk degree	100		100
80	Other contingent (possible) obligations of the branch of an Islamic non-resident bank to persons included in Group V of assets, weighted by credit risk degree	100		150
Total contingent obligations, weighted by credit risk degree:			X	X

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone

Head or person entrusted with the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the reporting form of the branch of an Islamic

non-resident bank of the Republic of Kazakhstan on

deciphering of contingent and possible

obligations, weighted

taking into account credit risk

Explanation on filling out the administrative data form

Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on deciphering of contingent and possible obligations, weighted taking into account credit risk

(form index – 2-BVU_RUIVO, periodicity – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – Explanation) defines the unified requirements for filling out the administrative data form "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on deciphering of contingent and possible obligations, weighted taking into account credit risk" (hereinafter – Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 "On the National Bank of the Republic of Kazakhstan", part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 "On Banks and Banking Activity in the Republic of Kazakhstan".
The Form is compiled monthly by branches of Islamic non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in thousands of tenge.

The Form is signed by the head or person entrusted with the function of signing the report.

Chapter 2. Explanation on filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 "On Establishing Prudential Normatives and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Taken as Reserves and Their Minimum Size", registered in the Registry of State Registration of Normative Legal Acts under No. 22213.
In column 3, the amount for contingent and possible obligations subject to weighting taking into account credit risk is indicated.
In column 6, the amount for contingent and possible obligations (column 3), multiplied by the value of the conversion coefficient in percent (column 4) and the value of the credit risk coefficient in percent (column 5) is indicated.

Appendix 18

to Resolution

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on deciphering of the liquidity coverage coefficient

Administrative data form index: 1-BVU_LCR

Periodicity: monthly

Reporting period: as of "_" ______ 20 year

Circle of persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the tenth working day of the month following the reporting month

Form

(in thousands of tenge)


No	Name of Articles	Amount	Coefficient of inclusion in percent	Amount for calculation
1	2	3	4	5
High-quality liquid assets of level 1
1	Cash		100
2	Deposits in the National Bank of the Republic of Kazakhstan		100
3	Claims on the Government of the Republic of Kazakhstan, the National Bank, a legal entity carrying out the repurchase of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of whose shares belong to the National Bank, governments of foreign states, central banks of foreign states and international financial organizations, weighted by credit risk degree 0 (zero) percent:		100
3.1	securities guaranteed by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan		100
3.2	securities guaranteed by governments of foreign states and central banks of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by Fitch or Moody's Investors Service agencies (hereinafter - other rating agencies)		100
3.3	securities guaranteed by international financial organizations having a debt rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.4	loans provided to the Government of the Republic of Kazakhstan		100
3.5	loans provided to the National Bank of the Republic of Kazakhstan		100
3.6	loans provided to governments of countries having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.7	loans provided to central banks of countries with a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.8	loans provided to international financial organizations with a debt rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.9	deposits in central banks of countries with a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.10	deposits in international financial organizations with a debt rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.11	accounts receivable of the Government of the Republic of Kazakhstan		100
3.12	state securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan		100
3.13	securities having the status of state, issued by governments of foreign states, whose sovereign rating is not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
3.14	securities issued by international financial organizations having a debt rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		100
4	Claims on governments of foreign states and central banks of foreign states, denominated in the currencies of the respective countries, at weighting by credit risk degree above 0 (zero) percent		100
High-quality liquid assets of level 2
5	Claims on local executive bodies of the Republic of Kazakhstan, weighted by credit risk degree 20 (twenty) percent		85
5.1	loans provided to local executive bodies of the Republic of Kazakhstan		85
5.2	accounts receivable of local executive bodies of the Republic of Kazakhstan		85
5.3	securities issued by local executive bodies of the Republic of Kazakhstan		85
6	Claims on governments of foreign states, central banks of foreign states, local authorities of foreign states, international financial organizations, weighted by credit risk degree 20 (twenty) percent, including:		85
6.1	securities guaranteed by governments of foreign states and central banks of foreign states having a sovereign rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.2	securities guaranteed by local authorities of foreign states having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.3	securities guaranteed by international financial organizations having a debt rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.4	loans provided to governments of countries having a sovereign rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.5	loans provided to central banks of countries having a sovereign rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.6	loans provided to international financial organizations having a debt rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.7	loans provided to local authorities of countries having a sovereign rating not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.8	deposits in central banks of countries having a sovereign rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.9	deposits in international financial organizations having a debt rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.10	securities having the status of state, issued by governments of countries having a sovereign rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.11	securities issued by international financial organizations having a debt rating from "A+" to "A-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
6.12	securities issued by local authorities of countries, whose sovereign rating is not lower than "AA-" by Standard & Poor's agency or a rating of similar level by one of the other rating agencies		85
Cash outflows on obligations to individuals
7	Stable deposits		5
8	Less stable deposits		10
9	Other cash outflows on obligations to individuals not included in lines 7 and 8 of this table		100
Cash outflows on obligations to legal entities, small business entities, unsecured assets of the branch of a non-resident bank of the Republic of Kazakhstan
10	Deposits placed by non-financial organizations that are small business entities, the total volume of which does not exceed the equivalent of 1 (one) million United States dollars		10
11	Deposits related to clearing, liquidity management activities		25
12	Deposits of non-financial organizations, the Government of the Republic of Kazakhstan, the National Bank, local executive bodies of the Republic of Kazakhstan, international financial organizations, governments of foreign states, central banks of foreign states, local authorities of foreign states		20
13	Deposits of non-financial organizations (groups of non-financial organizations, when one legal entity is a major participant in another legal entity, while the size of obligations of each of the legal entities exceeds 0.5 (zero whole five tenths) percent of assets taken as reserves), in the amount exceeding 5 (five) percent of the sum of obligations of the branch of a non-resident bank of the Republic of Kazakhstan		60
14	Obligations to other legal entities		100
Cash outflows on obligations to legal entities, secured by assets of the branch of a non-resident bank of the Republic of Kazakhstan
15	Obligations secured by high-quality liquid assets of level 1		0
16	Obligations to the Government of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan		0
17	Obligations secured by high-quality liquid assets of level 2		15
18	Obligations to local executive bodies of the Republic of Kazakhstan, international financial organizations, weighted by credit risk degree not higher than 20 (twenty) percent, secured by assets that are not high-quality liquid assets of level 1 and level 2		25
19	Other secured obligations		100
Additional cash outflows on contingent and possible obligations
20	Additional liquidity need for contingent obligations, transactions with financial derivative instruments and other operations in full amount upon a downgrade of the bank's rating by 1 (one), 2 (two) or 3 (three) steps from the current bank rating		100
21	Need for additional liquidity upon change in market valuation of positions in financial derivative instruments or other operations		Largest 30 (thirty-day) net outflow for the previous 24 (twenty-four) months
22	Need for additional liquidity upon revaluation of collateral (except for high-quality liquid assets of level 1) for financial derivative instruments and other operations		20
23	Size of excess collateral held by the branch of a non-resident bank of the Republic of Kazakhstan in connection with maintaining a position in financial derivative instruments, for which withdrawal is provided at any time		100
24	Need for additional liquidity for operations providing for the branch of a non-resident bank of the Republic of Kazakhstan to provide collateral, at the counterparty's request in accordance with the contract terms if collateral is not provided		100
25	Need for additional liquidity related to the possibility of replacing collateral with assets that are not high-quality liquid assets		100
26	Unused portion of credit lines and liquidity lines provided to individuals and small business entities		5
27	Unused portion of credit lines provided to non-financial organizations, the Government of the Republic of Kazakhstan, the National Bank, local executive bodies of the Republic of Kazakhstan and international financial organizations		10
28	Unused portion of liquidity lines provided to non-financial organizations, the Government of the Republic of Kazakhstan, the National Bank, local executive bodies of the Republic of Kazakhstan and international financial organizations		30
29	Unused portion of credit lines and liquidity lines provided to other banks		40
30	Unused portion of credit lines provided to financial organizations that are not banks		40
31	Unused portion of liquidity lines provided to other financial organizations that are not banks		100
32	Unused portion of credit lines and liquidity lines provided to other legal entities		100
33	Obligations related to financing of export and import of goods and services (on guarantees and sureties, letters of credit related to conducting factoring and forfaiting operations)		5
34	Obligations on guarantees and sureties, letters of credit not related to financing of export and import of goods and services		10
35	Other cash outflows on obligations not included in lines 7-35 of this table		100
Cash inflows
36	Borrowing operations secured by high-quality liquid assets of level 1		0
37	Borrowing operations secured by high-quality liquid assets of level 2		15
38	Loans provided for the purpose of buying and selling securities under collateral of assets not belonging to high-quality liquid assets (margin transactions)		50
39	Borrowing operations secured by other assets		100
40	Credit lines, liquidity lines provided by other banks		0
41	Deposits related to clearing, liquidity management activities of the client in other financial organizations		0
42	Inflows on loans, except for loans with overdue debt on principal and (or) accrued remuneration, including issued to:
42.1	individuals and small business entities		50
42.2	non-financial organizations		50
42.3	financial organizations		100
43	Net inflows on financial derivative instruments		100
44	Other cash inflows from operations, under contracts of which cash inflows are expected within the calendar month following the date of calculation of the liquidity coverage coefficient		100
45	High-quality liquid assets		x
46	Cash inflows		x
47	Cash outflows		x
48	Net cash outflow on operations of the branch of a non-resident bank of the Republic of Kazakhstan during the calendar month following the date of calculation of the liquidity coverage coefficient	x	x
49	Liquidity coverage coefficient	x	x

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone

Head or person entrusted with the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, phone

Date “____” ______ 20 __ year

Appendix

to the reporting form

on the breakdown of the

liquidity coverage ratio

Explanation for filling out the administrative data form

Report on the breakdown of the liquidity coverage ratio

(form index – 1-BVU_LCR, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the administrative data form “Report on the breakdown of the liquidity coverage ratio” (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 “On the National Bank of the Republic of Kazakhstan”, part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 “On Banks and Banking Activity in the Republic of Kazakhstan”.
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in in thousands of tenge.

The Form is signed by the head or person entrusted with the function of signing the report.

Chapter 2. Explanation for filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 “On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves, and Their Minimum Size”, registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – the Resolution).
High-quality liquid assets of branches of non-resident banks of the Republic of Kazakhstan are calculated taking into account the requirements established by paragraph 81 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution (hereinafter – the Methodology) and applying the accounting coefficients established in Appendix 13 to the Methodology.
Cash outflow (inflow) is calculated as the sum of cash outflows (inflows) over the subsequent calendar month after the reporting date, applying the outflow (inflow) coefficients established in Appendix 9 to the Methodology.
When filling out the Form in column 5 of line 45, data on high-quality assets of the first and second levels are summed up taking into account the requirements of part 2 paragraph 71 of the Methodology.
In line 46, data from lines 36, 37, 38, 39, 40, 41, 42, 43 and 44 are summed up.
In line 47, data from lines 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34 and 35 are summed up.
When filling out the Form in column 5 of line 48, the calculation is performed taking into account paragraph 72 of the Methodology.
When filling out the Form in line 49, the ratio of high-quality liquid assets to net cash outflow from operations of branches of non-resident banks of the Republic of Kazakhstan over the subsequent calendar month is indicated with three decimal places.
In column 5, sums from column 3 are indicated, multiplied by the accounting coefficients in percent established in column 4.
In the absence of information in the reporting period, the Form is not filled out and not submitted.

Appendix 19

to Resolution

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is located on the internet resource: www.nationalbank.kz

Report on the breakdown of the net stable funding ratio coefficient

Administrative data form index: 1-BVU_NFSR

Frequency: monthly

Reporting period: as of “_” ______ 20 year

Persons submitting the report: branches of non-resident banks of the Republic of Kazakhstan

Submission deadline: no later than the tenth working day of the month following the reporting month

Form

(in thousands of tenge)


No.	Name of Articles	Sum	Accounting Coefficient in Percent	Sum for Calculation
1	2	3	4	5
1	Available Stable Funding
1.1	Assets accepted as reserves specified in paragraph 8 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 “On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves, and Their Minimum Size”, registered in the Registry of State Registration of Normative Legal Acts under No. 22213 (hereinafter – the Methodology), included before deductions established by part three of paragraph 8 of the Methodology		100
1.2	other liabilities with a remaining maturity of 1 (one) year or more		100
1.3	stable deposits		95
1.4	less stable deposits		90
1.5	liabilities with a remaining maturity of less than 1 (one) year, provided by non-financial organizations		50
1.6	deposits related to clearing, to client liquidity management activities		50
1.7	liabilities with a remaining maturity of less than 1 (one) year, provided by governments of foreign states, local authorities of foreign states and international financial organizations		50
1.8	other types of liabilities, including corporate deposits, with a remaining maturity of more than 6 (six) months and less than 1 (one) year		50
1.9	corporate deposits with a remaining maturity of less than 6 (six) months		0
1.10	Corporate deposits with the possibility of unconditional early withdrawal		0
1.11	other liabilities, including perpetual liabilities (with the establishment of a special regime for deferred tax liabilities)		0
1.12	net stable funding ratio coefficient for liabilities on financial derivative instruments minus assets on financial derivative instruments, if the size of liabilities exceeds the size of assets on financial derivative instruments		0
1.13	payments arising from the purchase of financial instruments, foreign currency on the day of purchase		0
2	Required Stable Funding Assets
2.1	cash		0
2.2	Claims on the National Bank of the Republic of Kazakhstan		0
2.3	claims on central banks of foreign states with a remaining maturity of less than 6 (six) months		0
2.4	inflow arising from the sale of financial instruments, foreign currency on the day of sale		0
2.5	unencumbered high-quality liquid assets of the first level, excluding cash and reserves at the National Bank of the Republic of Kazakhstan		5
2.6	unencumbered loans provided to financial organizations with a remaining maturity of less than 6 (six) months, secured by high-quality liquid assets of the first level, for which re-pledging is possible		10
2.7	other unencumbered loans provided to financial organizations with a remaining maturity of less than 6 (six) months		15
2.8	unencumbered high-quality liquid assets of the second level		15
2.9	Loans issued to the Joint Stock Company “National Welfare Fund “Samruk-Qazyna” and the Joint Stock Company “National Managing Holding “Baiterek”, loans guaranteed by the Government of the Republic of Kazakhstan, with a remaining maturity to maturity of less than 1 (one) year		25
2.10	Loans issued to the Joint Stock Company “National Welfare Fund “Samruk-Qazyna” and the Joint Stock Company “National Managing Holding “Baiterek”, loans guaranteed by the Government of the Republic of Kazakhstan, with a remaining maturity to maturity of 1 (one) year or more		30
2.11	high-quality liquid assets, encumbered for a period of more than 6 (six) months and less than 1 (one) year		50
2.12	loans provided to financial organizations, central banks of foreign states with a remaining maturity of more than 6 (six) months and less than 1 (one) year		50
2.13	deposits related to clearing, to client liquidity management activities in other banks		50
2.14	other assets that are not high-quality liquid assets, with a remaining maturity of less than 1 (one) year, including loans to non-financial organizations, consumer loans, loans to small business entities		50
2.15	unencumbered mortgage loans with a remaining maturity of 1 (one) year or more, weighted by credit risk of no more than 35 (thirty-five) percent		65
2.16	other unencumbered loans, except for loans provided to financial organizations with a remaining maturity of 1 (one) year or more, weighted by credit risk of no more than 35 (thirty-five) percent		65
2.17	Money, securities and other assets serving as collateral as initial margin for transactions with financial derivative instruments, money or other assets provided as a mandatory payment to the central counterparty		85
2.18	unencumbered loans, except for loans with overdue principal debt and (or) accrued remuneration, weighted by credit risk of more than 35 (thirty-five) percent and with a remaining maturity of 1 (one) year or more, except for loans provided to financial organizations		85
2.19	Unencumbered securities (shares) with a remaining maturity of 1 (one) year or more, not being high-quality liquid assets and traded on stock exchanges		85
2.20	goods traded on stock exchanges, including refined gold		85
2.21	assets encumbered for a period of 1 (one) year or more		100
2.21	other assets, including non-performing loans, loans provided to financial organizations with a remaining maturity of 1 (one) year or more		100
2.22	Net stable funding ratio coefficient for assets on financial derivative instruments minus liabilities on financial derivative instruments, if the size of assets exceeds the size of liabilities on financial derivative instruments		100
2.23	Shares not traded on stock exchanges, tangible assets, items deducted from assets accepted as reserves by the branch of a non-resident bank of the Republic of Kazakhstan, accumulated remuneration, insurance assets, interest rate on overdue debt		100
3	Required Conditional and Contingent Stable Funding Obligations
3.1	irrevocable and conditionally revocable credit lines and liquidity lines provided to any clients (share of unused volume)		5
3.2	other liabilities, including the following instruments: unconditionally revocable credit lines and liquidity lines; trade finance obligations (including guarantees and sureties); guarantees and sureties not related to the financing of export and import of goods and services; non-contractual obligations, including possible claims to repurchase debt issued by a branch of a non-resident bank of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), or related to structured products		5
4	Net Stable Funding Ratio Coefficient

Name ______

Address ______

Phone ______

Email Address ______

Executor ______ ______

(surname, first name and patronymic (if any) phone

Head or person entrusted with the function of signing the report ______ ______

surname, first name and patronymic (if any) signature, phone

Date “____” ______ 20 __ year

Appendix

to the reporting form

on the breakdown of the

net stable funding ratio coefficient

Explanation for filling out the administrative data form

Report on the breakdown of the net stable funding ratio coefficient

(form index – 1-BVU_NFSR, frequency – monthly)

Chapter 1. General Provisions

This Explanation (hereinafter – the Explanation) defines the unified requirements for filling out the administrative data form “Report on the breakdown of the net stable funding ratio coefficient” (hereinafter – the Form).
The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan dated March 30, 1995 “On the National Bank of the Republic of Kazakhstan”, part four of paragraph 6 of Article 42 and part two of paragraph 1 of Article 54 of the Law of the Republic of Kazakhstan dated August 31, 1995 “On Banks and Banking Activity in the Republic of Kazakhstan”.
The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month.

Data in the Form is filled in in thousands of tenge.

The Form is signed by the head or person entrusted with the function of signing the report.

Chapter 2. Explanation for filling out the Form

The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 12, 2021 No. 23 “On Establishing Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Their Normative Values and Calculation Methodology, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) Accepted as Reserves, and Their Minimum Size”, registered in the Registry of State Registration of Normative Legal Acts under No. 22213.
In the absence of information in the reporting period, the Form is not filled out and not submitted.

Appendix 20

to Resolution

Rules

for submitting reports on compliance with prudential norms by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan)

The Rules for submitting reports on compliance with prudential norms by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) are developed in accordance with the [laws](jl:1003548.0 1003931.0 ) of the Republic of Kazakhstan dated March 30, 1995 “On the National Bank of the Republic of Kazakhstan”, dated August 31, 1995 “On Banks and Banking Activity in the Republic of Kazakhstan” and define the procedure for submitting reports on compliance with prudential norms by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank).
Branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) submit reports on compliance with prudential norms to the National Bank of the Republic of Kazakhstan in electronic format.
Reports on compliance with prudential norms as of the reporting date are signed by the first head or persons authorized to sign.
Reports are submitted to the National Bank in electronic format via the automated information subsystem.
In the event of voluntary liquidation of a branch of a non-resident bank of the Republic of Kazakhstan, reports are submitted to the National Bank before the date of issuance of permission by the authorized body for voluntary liquidation of the branch of a non-resident bank of the Republic of Kazakhstan.
In the event of forced liquidation of a branch of a non-resident bank of the Republic of Kazakhstan, reports are submitted to the National Bank before the date of adoption by the authorized body of a decision on revocation of the license of the branch of a non-resident bank of the Republic of Kazakhstan.

Explanation for Completing the Administrative Data Form

Chapter 1. General Provisions

Chapter 2. Explanation for Completing the Form

Appendix 17

Lineage: Superseded

Timeline

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