Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 261 of 28 October 2016 on Approval of the List, Forms and Deadlines for Reporting of the Joint-Stock Company Insurance Payments Guarantee Fund and the Rules for Their Submission

"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN" REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
BOARD RESOLUTION		RESOLUTION OF THE BOARD

28 October 2016 No. 261

On approval of the list, forms, deadlines for reporting of the joint-stock company "Insurance Payments Guarantee Fund" and the Rules for their submission

In accordance with the laws of the Republic of Kazakhstan of 30 March 1995 "On the National Bank of the Republic of Kazakhstan", of 3 June 2003 "On the Insurance Payments Guarantee Fund" and of 19 March 2010 "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. To approve:

1) the list of reporting of the joint-stock company "Insurance Payments Guarantee Fund" in accordance with Appendix 1 to this resolution;

2) the form of the report on cash balances in accordance with Appendix 2 to this resolution;

3) the form of the report on placed deposits in accordance with Appendix 3 to this resolution;

4) the form of the report on securities in accordance with Appendix 4 to this resolution;

5) the form of the report on "reverse REPO", "REPO" transactions in accordance with Appendix 5 to this resolution;

6) the form of the report on receivables in accordance with Appendix 6 to this resolution;

7) the form of the report on the insurance payments guarantee reserve and the harm compensation reserve in accordance with Appendix 7 to this resolution;

8) the form of the report on payables in accordance with Appendix 8 to this resolution;

9) the form of information on shareholders in accordance with Appendix 9 to this resolution;

10) the form of the report on income from investment activity in accordance with Appendix 10 to this resolution;

11) the form of the report on general and administrative expenses in accordance with Appendix 11 to this resolution;

12) the form of the report on expenses for making guarantee payments, payments for compensation of harm to the life, health of the victim and (or) funeral expenses, compensation payments in accordance with Appendix 12 to this resolution;

13) the form of the report on assets in accordance with Appendix 13 to this resolution;

14) the form of the report on compliance with investment limits in accordance with Appendix 14 to this resolution;

15) the Rules for submission of reporting by the joint-stock company "Insurance Payments Guarantee Fund" in accordance with Appendix 15 to this resolution.

2. The joint-stock company "Insurance Payments Guarantee Fund" shall submit to the National Bank of the Republic of Kazakhstan monthly in electronic format the reporting provided for by subparagraphs 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13) and 14 of paragraph 1 of this resolution, by the fifth working day (inclusive) of the month following the reporting month.

3. To recognize as no longer in force:

1) subparagraph 1) of paragraph 1 of the resolution of the Board of the Agency of the Republic of Kazakhstan on Regulation and Supervision of the Financial Market and Financial Organizations of 1 March 2010 No. 26 "On approval of regulatory legal acts regulating the activity of the Joint-Stock Company 'Insurance Payments Guarantee Fund'" (registered in the Register of State Registration of Regulatory Legal Acts under No. 6167, published on 25 September 2010 in the newspaper "Kazakhstanskaya Pravda" No. 253-254 (26314-26315));

2) paragraphs two, three and four of paragraph 4 of the List of regulatory legal acts of the Republic of Kazakhstan on optimization and automation of business processes of state services provided by the National Bank of the Republic of Kazakhstan, to which amendments and additions are made, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan of 24 December 2014 No. 261 "On making amendments and additions to certain regulatory legal acts of the Republic of Kazakhstan on optimization and automation of business processes of state services provided by the National Bank of the Republic of Kazakhstan" (registered in the Register of State Registration of Regulatory Legal Acts under No. 10211, published on 26 February 2015 in the information and legal system "Adilet").

4. The Department of Research and Statistics (Tutushkin V.A.) shall, in the manner established by the legislation of the Republic of Kazakhstan, ensure:

1) jointly with the Legal Department (Sarsenova N.V.) the state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;

2) sending this resolution to the republican state enterprise on the right of economic management "Republican Center for Legal Information of the Ministry of Justice of the Republic of Kazakhstan":

for official publication in the information and legal system "Adilet" within ten calendar days after its state registration with the Ministry of Justice of the Republic of Kazakhstan;

for inclusion in the State Register of Regulatory Legal Acts of the Republic of Kazakhstan, the Reference Control Bank of Regulatory Legal Acts of the Republic of Kazakhstan within ten calendar days from the day of its state registration with the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan after its official publication.

5. The Department for Protection of the Rights of Consumers of Financial Services and External Communications (Terentyev A.L.) shall ensure the sending of this resolution for official publication in periodicals within ten calendar days after its state registration with the Ministry of Justice of the Republic of Kazakhstan.

6. Control over the execution of this resolution shall be assigned to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Pirmatov G.O.

7. This resolution shall enter into force upon the expiry of ten calendar days after the day of its first official publication.

Chairman of the National Bank	D. Akishev

AGREED

Chairman of the Committee on Statistics

of the Ministry of National Economy

of the Republic of Kazakhstan

______ Aidapkelov N.S.

"___" ______ 2016

Appendix 1

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of 28 October 2016 No. 261

List of reporting of the joint-stock company

"Insurance Payments Guarantee Fund"

The reporting of the joint-stock company "Insurance Payments Guarantee Fund" includes:

1) report on cash balances;

2) report on placed deposits;

3) report on securities;

4) report on "reverse REPO", "REPO" transactions;

5) report on receivables;

6) report on the insurance payments guarantee reserve and the harm compensation reserve;

7) report on payables;

8) information on shareholders;

9) report on income from investment activity;

10) report on general and administrative expenses;

11) report on expenses for making guarantee payments, payments for compensation of harm to the life, health of the victim and (or) funeral expenses, compensation payments;

12) report on assets;

13) report on compliance with investment limits.

Appendix 2

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of 28 October 2016 No. 261

Form intended for collection of administrative data

Report on cash balances

Reporting period: as of "" "_" 20

Index: CB 2

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, by the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Names of the item (in the context of banks), bank	Long-term credit rating of the bank / name of the rating agency	Cash balance in tenge for the reporting period	Cash balance in foreign currency converted into tenge	Total cash in tenge	Note
1	2	3	4	5	6	7
1	Cash on hand
2	Cash in transit
2.1
3	Cash in current accounts
3.1
4	Cash in letters of credit
4.1
5	Cash in cheques
5.1
6	Other
6.1
7	Total

First manager or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for collection of administrative data is given in the appendix to this form

Appendix

to the form of the report

on cash balances

Explanation on filling out the form intended for collection of administrative data

Report on cash balances

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on cash balances" (hereinafter - the Form).

2. The Form was developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan of 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The Form is signed by the first manager, chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 3 the rating and name of the rating agency are indicated in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan of 24 December 2012 No. 385 "On establishing the minimum rating for legal entities, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activity of financial organizations, the list of rating agencies assigning this rating", registered in the Register of State Registration of Regulatory Legal Acts under No. 8318 (hereinafter - Resolution No. 385).

If there is no rating agency, column 3 shall indicate "no rating".

6. In column 4 the cash balance in tenge for the reporting period is indicated.

7. In column 5 the cash balance in foreign currency converted into tenge is indicated.

8. In the absence of information, the Form is submitted with zero balances.

Appendix 3

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of 28 October 2016 No. 261

Form intended for collection of administrative data

Report on placed deposits

Reporting period: as of "" "_" 20

Index: RD 3

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, by the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Names of the item (in the context of banks), bank	Long-term credit rating of the bank	Principal amount of the deposit
in tenge	cash balance in foreign currency converted into tenge	total deposit amount
1	2	3	4	5	6
1	Demand deposits
1.1
2	Time deposits
2.1
3	Conditional deposits
3.1
4	Total

continuation of the table:

Remuneration on the deposit			Reserve for doubtful debts	Note
in tenge	cash balance in foreign currency converted into tenge	total remuneration amount
7	8	9	10	11
…..

First manager or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for collection of administrative data is given in the appendix to this form

Appendix

to the form of the report

on placed deposits

Explanation on filling out the form intended for collection of administrative data

Report on placed deposits

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on placed deposits" (hereinafter - the Form).

2. The Form was developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan of 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The Form is signed by the first manager, chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 3 the rating assigned by one of the rating agencies in accordance with Resolution No. 385 is indicated.

6. In the absence of information, the Form is submitted with zero balances.

Appendix 4

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of 28 October 2016 No. 261

Form intended for collection of administrative data

Report on securities

Reporting period: as of "" "_" 20

Index: S 4

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, by the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

No.	Name of the issuer	Type of securities	National identification number, international identification number	Number of securities (in units)	Nominal value of the security	Currency of the nominal value	Yield, in percent	Book value (net) (in thousands of tenge)
Securities available for sale		Securities held for trading		Securities held to maturity
total	including, amount of accrued remuneration	total	including, amount of accrued remuneration	total	including, amount of accrued remuneration
1	2	3	4	5	6	7	8	9	10	11	12	13	14
1	Government securities of the Republic of Kazakhstan
1.1
2	Non-government issue securities of organizations of the Republic of Kazakhstan
2.1	second-tier banks
2.1.1
2.2	legal entities, except second-tier banks
2.2.1
3	Securities of foreign states
3.1
4	Non-government securities - of issuers - non-residents of the Republic of Kazakhstan
4.1
5	Securities of international financial organizations
5.1
6	Other
6.1
8	Total

continuation of the table:

Share of participation in the charter capital of the issuer (in percent)	Reserve for doubtful debts (in thousands of tenge)	Total purchase value of securities (in thousands of tenge)	Change in value from the moment of acquisition (column 9 + column 11 + column 13) - column 17)	Date	Long-term credit rating	Note
15	16	17	18	19	20	21
…..

First manager or person authorized to sign the report ______ ______

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report ______ _______

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for collection of administrative data is given in the appendix to this form

Appendix

to the form of the report

on securities

Explanation on filling out the form intended for collection of administrative data

Report on securities

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on securities" of the joint-stock company "Insurance Payments Guarantee Fund"" (hereinafter - the Form).

2. The Form was developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan of 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The Form is signed by the first manager, chief accountant or persons authorized by them to sign the report, and the executor

Chapter 2. Explanation on filling out the Form

5. In column 3 the name of the security is indicated.

6. In column 5 the number of acquired securities is indicated.

7. In column 6 for bonds the monetary expression of the nominal/purchase value of the bond, determined at its issue, on which the remuneration expressed in percent on the coupon bond is accrued, as well as the amount subject to payment to the holder of the bond at its redemption, is indicated. The amount is indicated in the currency of issue. For shares the purchase value in the currency of acquisition of the share is indicated.

8. In column 7 currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NC RK 07 ISO 4217-2012 "Codes for designation of currencies and funds". For bonds the currency of issue is indicated, for shares - the currency of acquisition.

9. In column 8 the percentage yield on coupons is indicated.

10. In column 9 the acquisition value of securities available for sale is indicated

11. In column 11 the acquisition value of securities held for trading is indicated.

12. In column 13 the acquisition value of securities held to maturity is indicated.

13. In column 15 the share of participation in the charter capital of the issuer in percent is indicated.

14. In the absence of information, the Form is submitted with zero balances.

Appendix 5

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of 28 October 2016 No. 261

Form intended for collection of administrative data

Report on "reverse REPO", "REPO" transactions

Reporting period: as of "" "_" 20

Index: REPO 5

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, by the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Content of the transaction	Type of securities	National identification number, international identification number	Date of conclusion of the contract	Contract number	Date		Term of the transaction (days)	Remuneration rate, in percent	Number of securities	Amount		Note
opening	closing
in tenge	in foreign currency
1	2	3	4	5	6	7	8	9	10	11	12	13	14
1	"Reverse REPO" transactions made in an automatic way
1.1.	(name of the issuer)
…	…
2	"REPO" transactions
2.1	(name of the issuer)
…	…

First manager or person authorized to sign the report ______ ______

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report ______ _______

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on operations

"reverse REPO", "REPO"

Explanation on completing the form intended for the collection of administrative data

Report on "reverse REPO", "REPO" operations

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on "reverse REPO", "REPO" operations" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 2 indicates the name of the issuer of the security that is the object of the "REPO" transaction.

6. Column 3 indicates the type of security transferred and (or) acquired under "REPO" and (or) "reverse REPO" operations.

7. Column 4 indicates the national identification number or international identification number of the security transferred and (or) acquired under "REPO" and (or) "reverse REPO" operations.

8. Column 5 indicates the date of conclusion of the contract.

9. Column 7 indicates the date of opening of the "reverse REPO" and/or "REPO" operation.

10. Column 8 indicates the date of closing of the "reverse REPO" and "REPO" operation.

11. Column 9 indicates the term of the "reverse REPO" and/or "REPO" operation (days).

12. Column 10 indicates the remuneration rate on "reverse REPO" and/or "REPO" operations established by the participants of the "REPO" and (or) "reverse REPO" operation and used to calculate the closing price and the closing transaction amount.

13. Column 11 indicates the quantity of securities transferred and (or) acquired under "reverse REPO" and/or "REPO" operations.

14. Column 12 indicates the amount of "reverse REPO" and/or "REPO" (in tenge).

15. Column 13 indicates the amount of the "REPO" and (or) "reverse REPO" operation (in foreign currency).

16. In the absence of information, the Form is submitted with zero balances.

Annex 6

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on receivables

Reporting period: as of "" "_" 20

Index: DZ 6

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Type of receivable	Amount of debt	Reserves for doubtful debts	Note
1	2	3	4	5
1	Receivables:
1.1	debt on mandatory contributions
1.2	debt on additional contributions
1.3	debt on emergency contributions
1.4	debt on recourse
1.5	debt on remuneration on securities
1.6	debt on remuneration on deposits
1.7	unfinished construction
1.8	debt on recourse
1.9	debt related to the sale of assets
1.10	financial leasing
1.11	sale of pledged property
1.12	debt on pension contributions
1.13	debt on wages
1.14	debt on advances paid to suppliers and contractors
1.15	debt on theft, embezzlement and other abuses
1.16	debt on fines, penalties and forfeits
1.17	accrued income on rent
1.18	sale of investment in the capital of other legal entities
1.19	capital repairs of leased property
1.20	other

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on receivables

Explanation on completing the form intended for the collection of administrative data

Report on receivables

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on receivables" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 3 indicates the amount of receivables.

6. Column 4 indicates the amount of reserves for doubtful debts.

7. Information on the line with the sequential number 1.21 "Other" is disclosed in the explanatory note to the reporting.

8. In the absence of information, the Form is submitted with zero balances.

Annex 7

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on the insurance payments guarantee reserve

and the harm compensation reserve

Reporting period: as of "" "_" 20

Index: RZGSVV 7

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Name of the item	Balance at the beginning of the reporting period	Credit turnovers	Debit turnovers	Balance at the end of the reporting period
1	2	3	4	5	6
1	Insurance payments guarantee reserve, including:
1.1	for compulsory insurance of civil-law liability of owners of transport vehicles
1.2	for compulsory insurance of civil-law liability of the carrier before passengers
1.3	for compulsory insurance of civil-law liability of the tour operator and travel agent
1.4	Other types of insurance, including:
1.4.1	Annuity insurance in accordance with the Law of the Republic of Kazakhstan "On compulsory insurance of an employee against accidents during the performance of his labor (official) duties"		X	X
1.4.2	Pension annuity in accordance with the Law of the Republic of Kazakhstan "On pension provision in the Republic of Kazakhstan"		X	X
2	Harm compensation reserve

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on the insurance payments guarantee reserve and the harm compensation reserve

Explanation on completing the form intended for the collection of administrative data

Report on the insurance payments guarantee reserve and the harm compensation reserve

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on the insurance payments guarantee reserve and the harm compensation reserve" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. On lines 1.4.1 and 1.4.2, the Fund indicates the contributions of insurance organizations participating in the guarantee system for the guarantee period of accumulative classes of insurance.

6. Column 3 indicates the balance at the beginning of the reporting period.

7. Column 4 indicates credit turnovers.

8. Column 5 indicates debit turnovers.

9. Column 6 indicates the balance at the end of the reporting period.

10. In the absence of information, the Form is submitted with zero balances.

Annex 8

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on payables

Reporting period: as of "" "_" 20

Index: KZ 8

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Type of payable	Amount	Note
1	2	3	4
1	Payables, including by types:
1.1	accrued expenses for repairs
1.2	accrued expenses for advertising
1.3	accrued representation expenses
1.4	accrued other general business expenses
1.5	accrued expenses for rent
1.6	purchase of investments in the capital of other legal entities
1.7	debt related to the purchase of assets
1.8	debt to affiliated persons
1.9	financial leasing
1.10	other

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on payables

Explanation on completing the form intended for the collection of administrative data

Report on payables

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on payables" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 3 indicates the amount of payables.

6. Information on the line with the sequential number 1.12 "Other" is disclosed in the explanatory note to the reporting.

7. In the absence of information, the Form is submitted with zero balances.

Annex 9

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Information on shareholders

Reporting period: as of "" "_" 20

Index: SA 9

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

No.	Name of shareholder	Number of shares (units)	Share of participation in the authorized capital (in thousands of tenge)	Percentage of participation (in percent)
1	2	3	4	5
	Total

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the report on information

on shareholders

Explanation on completing the form intended for the collection of administrative data

Information on shareholders

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Information on shareholders" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 2 indicates the name of the shareholder.

6. Column 3 indicates the number of shares (units).

7. Column 4 indicates the share of participation in the authorized capital (in thousands of tenge).

8. Column 5 indicates the percentage of participation (in percent).

9. In the absence of information, the Form is submitted with zero balances.

Annex 10

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on income from investment activity

Reporting period: as of "" "_" 20

Index: DID 10

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Name	Amount	Note
1	2	3	4
1	Income from investment activity
2	Income (losses) from the purchase/sale of foreign currency
3	Income from rent
4	Forfeit, fine and penalty
5	Other
6	Total

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report

on income from investment

activity

Explanation on completing the form intended for the collection of administrative data

Report on income from investment activity

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on income from investment activity" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The Form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled in as of the end of the reporting period. The data in the Form are indicated in thousands of tenge. An amount of less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to one thousand tenge.

4. The Form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 3 indicates the amount of income from investment activity.

6. In the absence of information, the Form is submitted with zero balances.

Annex 11

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on general and administrative expenses

Reporting period: as of "" "_" 20

Index: OAR 11

Frequency: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within the period up to the fifth working day (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Classification of expenses	Amount	Note
1	2	3	4
1	Labor remuneration and travel expenses
2	Household and office expenses
3	Advertising expenses
4	Expenses for advanced training of employees
5	Services of third parties
6	Repair of fixed assets
7	Expenses for the production of blank products
8	Expenses for the maintenance and operation of transport
9	Security expenses
10	Postal and courier expenses
11	Depreciation and wear
12	Current rent expenses
13	Utilities
14	Expenses for the maintenance of computer equipment
15	Payment for communication services
16	Expenses for audit, consulting and information expenses
17	Services of banks and expenses for asset management
18	Expenses for registration of the issue of securities
19	Expenses for maintaining the register of holders of securities
20	Insurance expenses
21	Accrued fines, penalties, forfeits subject to payment
22	Value added tax
23	Social tax
24	Land tax
25	Tax on transport vehicles
26	Property tax
27	Fees
28	Charges
29	State duty
30	Other
31	Total

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on completing the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on general

and administrative expenses

Explanation on completing the form intended for the collection of administrative data

Report on general and administrative expenses

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines the uniform requirements for completing the form "Report on general and administrative expenses" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. The data in the form are stated in thousands of tenge. An amount less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the form

5. Column 3 states the amount of general and administrative expenses in accordance with the classification of expenses (column 2).

6. Information on line 32 "Other" is disclosed in the explanatory note to the reporting.

7. In the absence of information, the form is submitted with zero balances.

Annex 12

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on expenses for the implementation of guarantee payments, payments for compensation of harm to the life, health of the victim and (or) expenses for burial, compensation payments

Reporting period: as of "" "_" 20

Index: GV i K12

Periodicity: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within five working days (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Name	For the period from the beginning of the reporting period	For the previous financial year	Note
1	2	3	4	5
1	Guarantee payments, including:
1.1	under compulsory insurance of civil liability of owners of vehicles
1.2	under compulsory insurance of civil liability of the carrier to passengers
1.3	under compulsory insurance of civil liability of the tour operator and travel agent
2	Compensation payments, including:
2.1	under compulsory insurance of civil liability of owners of vehicles
2.2	under compulsory insurance of civil liability of the carrier to passengers
2.3	under compulsory insurance of civil liability of the tour operator and travel agent
3	Payments for compensation of harm to the life, health of the victim and (or) expenses for burial

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on expenses for the implementation

of guarantee payments, payments for compensation of

harm to the life, health of the victim

and (or) expenses for burial,

compensation payments

Explanation on filling out the form

intended for the collection of administrative data

Report on expenses for the implementation of guarantee payments, payments for compensation of harm to the life, health of the victim and (or) expenses for burial, compensation payments

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on expenses for the implementation of guarantee payments, payments for compensation of harm to the life, health of the victim and (or) expenses for burial, compensation payments" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. The data in the form are stated in thousands of tenge. An amount less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the form

5. Column 3 states the amount for the period from the beginning of the reporting period.

6. Column 4 states the amount for the previous financial year.

7. In the absence of information, the form is submitted with zero balances.

Annex 13

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on assets

Reporting period: as of "" "_" 20

Index: AF13

Periodicity: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within five working days (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

(in thousands of tenge)

No.	Name of indicator	Book value	As a percentage of the total assets
1	2	3	4
1.	Money
2	Deposits - total, including:
2.1.	deposits with the National Bank of the Republic of Kazakhstan
2.2.	deposits with second-tier banks of the Republic of Kazakhstan meeting one of the following requirements: have a long-term credit rating not lower than "BB-" of the agency "Standard & Poor's" or a rating of an equivalent level of one of the other rating agencies, or a rating assessment not lower than "kzBB" on the national scale of "Standard & Poor's"; are subsidiary resident banks whose parent non-resident banks have a long-term credit rating in foreign currency not lower than "A-" of the agency "Standard & Poor's" or a rating of an equivalent level of one of the other rating agencies - (taking into account the amounts of principal debt and accrued interest), net of allowance for doubtful debts; banks have a long-term credit rating from "B+" to "B" on the international scale of the agency "Standard&Poor's" or a rating assessment of an equivalent level of one of the other rating agencies, or a rating assessment from "kzBB-" to "kzB+" on the national scale of "Standard & Poor's"
3.	State securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states) issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, as well as securities issued under the guarantee of the state - (taking into account the amounts of principal debt and accrued interest), net of allowance for doubtful debts
4.	Non-state securities issued by organizations of the Republic of Kazakhstan in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan - total, including:
4.1.	debt securities having an international rating assessment not lower than "BB-" of the agency "Standard & Poor's", or a rating of an equivalent level of one of the other rating agencies, or a rating assessment not lower than "kzBB" on the national scale of "Standard & Poor's", classified as the category "debt securities with a rating assessment" - (taking into account the amounts of principal debt and accrued interest), net of allowance for doubtful debts
5.	Securities having the status of state securities issued by central governments of foreign states having a sovereign rating assessment not lower than "A-" of the agency "Standard & Poor's", or a rating of an equivalent level of one of the other rating agencies; - (taking into account the amounts of principal debt and accrued interest), net of allowance for doubtful debts
6.	Total assets

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on assets

Explanation on filling out the form

intended for the collection of administrative data

Report on assets

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on assets" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. The data in the form are stated in thousands of tenge. An amount less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the form

5. Column 3 states the book value.

6. Column 4 states the percentage of the total assets.

7. In the absence of information, the form is submitted with zero balances.

Annex 14

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Form intended for the collection of administrative data

Report on compliance with investment limits

Reporting period: as of "" "_" 20

Index: LI 14

Periodicity: monthly

Submitted by: joint-stock company "Insurance Payments Guarantee Fund"

Where the form is submitted: National Bank of the Republic of Kazakhstan

Deadline for submission: monthly, within five working days (inclusive) of the month following the reporting month.

Form

as of 01 ______ 20__

No.	Name of indicator	Book value (thousands of tenge)	As a percentage of the total assets
1	2	3	4
1.	Total placement in deposits, money and bonds (taking into account "reverse REPO" transactions) in one second-tier bank (except for the agent bank carrying out certain types of banking operations providing services for making guarantee payments to creditors on the basis of an agency agreement with the Fund) and its affiliated persons - not more than ten percent of the Fund's assets, but not more than twenty-five percent of the amount of the own capital of this issuer
1.1	name of the second-tier bank
1.1.1	money
1.1.2	deposits
1.1.3	bonds
1.1.4	"reverse REPO" transactions
1.1.1	name of the affiliated person of the second-tier bank
1.1.1.1	money
1.1.1.2	deposits
1.1.1.3	bonds
1.1.1.4	"reverse REPO" transactions
2	Total placement in deposits in one second-tier bank which has a long-term credit rating from "B+" to "B" on the international scale of the agency "Standard&Poor's" or a rating assessment of an equivalent level of one of the other rating agencies, or a rating assessment from "kzBB-" to "kzB+" on the national scale of "Standard & Poor's" (except for the agent bank carrying out certain types of banking operations providing services for making guarantee payments to creditors on the basis of an agency agreement with the Fund) and its affiliated persons - not more than five percent of the Fund's assets, but not more than twenty-five percent of the amount of the own capital of this bank
2.1	name of the second-tier bank
2.1.1	money
2.1.2	deposits
2.1.3	bonds
2.1.4	"reverse REPO" transactions
2.1.1	name of the affiliated person of the second-tier bank
2.1.1.1	money
2.1.1.2	deposits
2.1.1.3	bonds
2.1.1.4	"reverse REPO" transactions
...	...
3	Total placement in bonds of legal entities of the Republic of Kazakhstan (except for second-tier banks of the Republic of Kazakhstan) and affiliated persons of this legal entity - not more than ten percent of the Fund's assets, but not more than twenty-five percent of the amount of the own capital of this issuer
3.1	name of the legal entity
3.1.1	name of the affiliated person of the legal entity
...
4	Total placement in securities (taking into account "reverse REPO" transactions) having the status of state securities issued by central governments of foreign states having a sovereign rating not lower than "A-" on the international scale of the agency Standard&Poor's or a rating assessment of an equivalent level of one of the other rating agencies of one state - not more than ten percent of the Fund's assets
5	"Reverse REPO" transactions made with the participation of the Fund's assets - not more than ten percent of the Fund's assets

First head or person authorized to sign the report

---

surname, name, patronymic (if any) date

Chief accountant or person authorized to sign the report

---

surname, name, patronymic (if any) date

Executor ______ ______

surname, name, patronymic (if any) date

Telephone:______

Place for seal (if any)

The explanation on filling out the form intended for the collection of administrative data is provided in the annex to this form

Annex

to the form of the report on compliance

with investment limits

Explanation on filling out the form

intended for the collection of administrative data

Report on compliance with investment limits

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form "Report on compliance with investment limits" (hereinafter - the Form).

2. The Form has been developed in accordance with subparagraph 4) of paragraph 1 of article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund".

3. The form is compiled monthly by the joint-stock company "Insurance Payments Guarantee Fund" and is filled out as of the end of the reporting period. The data in the form are stated in thousands of tenge. An amount less than five hundred tenge is rounded to zero, and an amount equal to five hundred tenge and above is rounded to a thousand tenge.

4. The form is signed by the first head, the chief accountant or persons authorized by them to sign the report, and the executor.

Chapter 2. Explanation on filling out the form

5. Column 3 states the book value.

6. Column 4 states the percentage of the total assets.

7. In the absence of information, the form is submitted with zero balances.

Annex 15

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 28 October 2016 No. 261

Rules

for the submission of reporting of the joint-stock company

"Insurance Payments Guarantee Fund"

1. The Rules for the submission of reporting (hereinafter - the Rules) by the joint-stock company "Insurance Payments Guarantee Fund" (hereinafter - the Fund) have been developed in accordance with subparagraph 4) of paragraph 1 of article 4 of the Law of the Republic of Kazakhstan dated 3 June 2003 "On the Insurance Payments Guarantee Fund" and determine the procedure for the submission of reporting by the Fund to the National Bank of the Republic of Kazakhstan (hereinafter - the authorized body).

2. The data in the reporting are stated in the national currency of the Republic of Kazakhstan - tenge.

3. For the purposes of forming the reporting, assets in foreign currency are stated as converted at the market exchange rate determined by order of the Minister of Finance of the Republic of Kazakhstan dated 22 February 2013 No. 99 and resolution of the Board of the National Bank of the Republic of Kazakhstan dated 25 January 2013 No. 15 "On establishing the procedure for determining and applying the market exchange rate", registered in the Register of state registration of normative legal acts under No. 8378.

4. The Fund monthly, within five working days (inclusive) of the month following the reporting month, submits to the authorized body an explanatory note to the reporting. The explanatory note states:

1. the classification of the items given in the reporting is, if necessary, supplemented with information explaining their meaning;
2. the changes that occurred during the reporting period must be disclosed for each item with a description of the total amounts in accordance with the accounting policy;
3. the changes that occurred during the reporting period.

5. The reporting is submitted to the authorized body in electronic format.

6. The reporting on paper as of the reporting date is signed by the first head, the chief accountant or persons authorized by them to sign the report, certified by a seal and kept at the Fund.

7. In the event of reorganization or liquidation of the Fund, the reporting is submitted to the authorized body until the relevant information is entered into the National Register of Business Identification Numbers.