Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 42 of 31 March 2020 on the Extension of Deadlines for the Submission of Certain Types of Reporting during the State of Emergency Introduced by Decree of the President of the Republic of Kazakhstan No. 285 of 15 March 2020 on the Introduction of a State of Emergency in the Republic of Kazakhstan, and on Amending Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 267 of 31 December 2019 on Amending and Supplementing Certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Accounting Matters

Registered with the Ministry of Justice of the Republic of Kazakhstan on 1 April 2020 under No. 20257

"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN" REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
RESOLUTION OF THE BOARD		RESOLUTION OF THE BOARD
31 March 2020 City of Almaty		No. 42 City of Almaty

On the Extension of Deadlines for the Submission of Certain Types of Reporting

during the State of Emergency Introduced by Decree of the President of the Republic of Kazakhstan No. 285 of 15 March 2020 "On the Introduction of a State of Emergency in the Republic of Kazakhstan", and on Amending Resolution of the Board of the National Bank

of the Republic of Kazakhstan No. 267 of 31 December 2019 "On Amending and Supplementing Certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Accounting Matters"

In accordance with Decrees of the President of the Republic of Kazakhstan No. 285 of 15 March 2020 "On the Introduction of a State of Emergency in the Republic of Kazakhstan" and No. 286 of 16 March 2020 "On Measures to Ensure Social and Economic Stability", with the aim of strengthening measures to prevent the spread of the coronavirus COVID-19 in the territory of the Republic of Kazakhstan, the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. To extend, during the period of the state of emergency introduced by Decree of the President of the Republic of Kazakhstan No. 285 of 15 March 2020 "On the Introduction of a State of Emergency in the Republic of Kazakhstan", the deadlines for the submission of certain types of reporting according to the list in the annex to this resolution.

2. To introduce into Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 267 of 31 December 2019 "On Amending and Supplementing Certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Accounting Matters" (registered in the State Register of Registration of Normative Legal Acts under No. 19843, published on 13 January 2020 in the Reference Control Bank of Normative Legal Acts of the Republic of Kazakhstan) the following amendment:

paragraph 5 shall be restated as follows:

"5. This resolution is subject to official publication and enters into force on 1 July 2020.".

3. The Financial Market Statistics Department shall, in the manner established by the legislation of the Republic of Kazakhstan, ensure:

1) together with the Legal Department, the state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this resolution, submission to the Legal Department of information on the implementation of the measures provided for by subparagraph 2) of this paragraph and paragraph 4 of this resolution.

4. The Information and Communications Department – Press Service of the National Bank shall ensure, within two working days after the adoption of this resolution, the placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan and the sending of its copy for official publication to periodical printed publications.

5. Control over the implementation of this resolution shall be assigned to the supervising Deputy Chairman of the National Bank of the Republic of Kazakhstan.

6. This resolution enters into force on the day of its first official publication and applies to relations arising during the period of the state of emergency introduced by Decree of the President of the Republic of Kazakhstan No. 285 of 15 March 2020 "On the Introduction of a State of Emergency in the Republic of Kazakhstan".

Chairman of the National Bank E. Dosayev

AGREED

Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market ______

"___" ______ 2020

Annex

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

No. 42 of 31 March 2020

List

of Certain Types of Reporting Whose Submission Deadlines

Are Extended during the Period of the State of Emergency

Introduced by Decree of the President of the Republic of Kazakhstan

No. 285 of 15 March 2020 "On the Introduction of a State of Emergency

in the Republic of Kazakhstan"

1. To extend the deadlines for the submission of reports subject to submission in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 237 of 27 August 2013 "On Approval of the Rules for Carrying Out the Activities of the Single Accumulative Pension Fund and (or) Voluntary Accumulative Pension Funds" (registered in the State Register of Registration of Normative Legal Acts under No. 8815), by three working days.

2. To extend the deadlines for the submission of:

1) reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 178 of 24 September 2014 "On Approval of the List, Forms, and Deadlines for Reporting of Organizations Carrying Out Certain Types of Banking Operations and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 10117) (hereinafter – Resolution No. 178), – until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively;

2) reports subject to submission for the first quarter of 2020 in accordance with Resolution No. 178, – until 30 April 2020 (inclusive).

3. To extend the deadlines for the submission of monthly reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20-1 and 20-2 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 75 of 8 May 2015 "On Approval of the List, Forms, and Deadlines for Reporting on Compliance with Prudential Standards by Second-Tier Banks and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 11162), until 20 April 2020 (inclusive) and 22 May 2020 (inclusive), respectively.

4. To extend the deadlines for the submission of:

1) monthly financial statements subject to submission as of 1 April and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 41 of 28 January 2016 "On Approval of the Rules for the Submission of Financial Statements by Financial Organizations and Organizations Carrying Out Microfinance Activities" (registered in the State Register of Registration of Normative Legal Acts under No. 13504) (hereinafter – Resolution No. 41), – until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively;

2) financial statements subject to submission as of 1 April 2020 in accordance with Resolution No. 41 (with the exception of organizations carrying out microfinance activities), – until 30 April 2020 (inclusive);

3) financial statements subject to submission by organizations carrying out microfinance activities as of 1 April 2020 in accordance with Resolution No. 41, – until 12 May 2020 (inclusive);

4) annual financial statements confirmed by an audit organization in cases provided for by legislative acts of the Republic of Kazakhstan, – until 1 June 2020 (inclusive).

5. To extend the deadlines for the submission of reports subject to submission in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 213 of 31 August 2016 "On Approval of the Rules for the Submission of Information on Payment Services" (registered in the State Register of Registration of Normative Legal Acts under No. 14339), by five working days.

6. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 261 of 28 October 2016 "On Approval of the List, Forms, and Deadlines for Reporting of the Joint-Stock Company 'Insurance Payments Guarantee Fund' and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 14588), until 12 May 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

7. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 308 of 26 December 2016 "On Establishing Prudential Standards and Other Norms and Limits Mandatory for Compliance by Mortgage Organizations and Subsidiary Organizations of the National Managing Holding in the Agro-Industrial Complex, as well as the List, Forms, and Rules for the Submission of Reporting on Their Compliance" (registered in the State Register of Registration of Normative Legal Acts under No. 14788), until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

8. To extend the deadlines for the submission of reporting subject to submission as of 1 January 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 315 of 26 December 2016 "On Approval of the List, Forms, and Deadlines for Reporting of Major Participants of Banks, Bank Holdings, Major Participants of Insurance (Reinsurance) Organizations, Insurance Holdings, Major Participants of an Investment Portfolio Manager, Major Participants Owning (Having the Ability to Vote) Twenty-Five or More Percent of Voting Shares of an Investment Portfolio Manager, and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 14832), until 15 May 2020 (inclusive).

9. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 in the forms according to annexes 2, 3, 4 and 5 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 112 of 30 June 2017 "On Approval of the List, Forms, Deadlines and Rules for the Submission of Reporting by a Collection Agency" (registered in the State Register of Registration of Normative Legal Acts under No. 15481), until 12 May 2020 (inclusive).

10. To extend the deadlines for the submission of reports subject to submission in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 167 of 28 August 2017 "On Approval of the List, Forms, and Deadlines for Reporting of the Single Accumulative Pension Fund and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 15863), by three working days.

11. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 245 of 22 December 2017 "On Approval of the List, Forms, and Deadlines for Reporting of an Insurance (Reinsurance) Organization and an Insurance Broker and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 16256), until 12 May 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

12. To extend the deadlines for the submission of:

1) monthly reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 2, 3, 4, 5, 6, 7, 8, 9, 11 and 12 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 137 of 29 June 2018 "On Approval of the List, Forms, and Deadlines for Reporting of Second-Tier Banks of the Republic of Kazakhstan and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 17313) (hereinafter – Resolution No. 137), – until 15 April 2020 (inclusive) and 15 May 2020 (inclusive), respectively;

2) monthly reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 10 and 13 to Resolution No. 137, – until 30 April 2020 (inclusive) and 29 May 2020 (inclusive), respectively.

13. To extend the deadlines for the submission of monthly reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 1 and 2 to the Instruction on the Submission by Second-Tier Banks, the Development Bank of Kazakhstan and Mortgage Organizations to the National Bank of the Republic of Kazakhstan of Information for the Formation of a Review of the Financial Sector, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 139 of 29 June 2018 (registered in the State Register of Registration of Normative Legal Acts under No. 17274), until 15 April 2020 (inclusive) and 15 May 2020 (inclusive), respectively.

14. To extend the deadlines for the submission of reports subject to submission in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 263 of 29 October 2018 "On Approval of the List, Forms, and Deadlines for Reporting of the Central Depository and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 17813), by three working days.

15. To extend the deadlines for the submission of:

1) reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 1, 2, 3, 4 and 5 to the Rules for Monitoring Sources of Demand and Supply in the Domestic Foreign Exchange Market of the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 294 of 29 November 2018 (registered in the State Register of Registration of Normative Legal Acts under No. 18214) (hereinafter – Rules No. 294) – until 30 April 2020 (inclusive) and 29 May 2020 (inclusive), respectively;

2) reports subject to submission as of 1 April and 1 May 2020 in the form according to annex 6 to Rules No. 294, – until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

16. To extend the deadlines for the submission of reporting subject to submission in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 313 of 28 December 2018 "On Approval of the List, Forms and Deadlines for the Submission by Second-Tier Banks, the Joint-Stock Company 'Development Bank of Kazakhstan' and Organizations Carrying Out Certain Types of Banking Operations of Reporting on Loans and Contingent Liabilities and the Rules for Their Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 18220), by five working days.

17. To extend the deadlines for the submission of monthly reports subject to submission as of 1 April and 1 May 2020 in the form according to annex 1 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 40 of 30 March 2019 "On Approval of the Rules for Carrying Out Foreign Exchange Operations in the Republic of Kazakhstan" (registered in the State Register of Registration of Normative Legal Acts under No. 18512), until 15 May 2020 (inclusive) and 15 June 2020 (inclusive), respectively.

18. To extend the deadlines for the submission of:

1) reports subject to submission for the first quarter of 2020 in the forms according to annexes 3 and 4 to the Rules for the Submission of Information by Branches (Representative Offices) of Foreign Non-Financial Organizations Carrying Out Activities in the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 41 of 30 March 2019 (registered in the State Register of Registration of Normative Legal Acts under No. 18509) (hereinafter – Rules No. 41), – until 30 April 2020 (inclusive);

2) reports subject to submission as of 1 January 2020 in the form according to annex 2 to Rules No. 41, – until 30 April 2020 (inclusive).

19. To extend the deadlines for the submission of:

1) reports subject to submission in the form according to annex 4 to the Rules for Carrying Out Export-Import Foreign Exchange Control in the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 42 of 30 March 2019 (registered in the State Register of Registration of Normative Legal Acts under No. 18539) (hereinafter – Rules No. 42), – by 7 (seven) working days;

2) reports subject to submission as of 1 April and 1 May 2020 in the forms according to annexes 6, 14 and 15 to Rules No. 42, – until 30 April 2020 (inclusive) and 29 May 2020 (inclusive), respectively;

3) reports subject to submission as of 1 April and 1 May 2020 in the form according to annex 13 to Rules No. 42, – until 15 May 2020 (inclusive) and 15 June 2020 (inclusive), respectively.

20. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 49 of 4 April 2019 "On Approval of the Rules for Carrying Out Exchange Operations with Cash Foreign Currency in the Republic of Kazakhstan" (registered in the State Register of Registration of Normative Legal Acts under No. 18545), until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

21. To extend the deadlines for the submission of:

1) reports subject to submission for the first quarter of 2020 in the forms according to annexes 3, 4, 5, 6 and 8 to the Rules for Monitoring Foreign Exchange Operations in the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic No. 64 of 10 April 2019 (registered in the State Register of Registration of Normative Legal Acts under No. 18544) (hereinafter – Rules No. 64), – until 24 April 2020 (inclusive);

2) reports subject to submission as of 1 April and 1 May 2020 in the form according to annex 7 to Rules No. 64 – until 20 April 2020 (inclusive) and 20 May 2020 (inclusive), respectively;

3) reports subject to submission as of 1 April and 1 May 2020 in the form according to annex 9 to Rules No. 64, – until 30 April 2020 (inclusive) and 29 May 2020 (inclusive), respectively.

22. To extend the deadlines for the submission of:

1) reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 211 of 26 November 2019 "On Approval of the List, Forms, and Deadlines for the Submission of Reporting by Licensees Carrying Out Activities in the Securities Market, the Single Operator and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19672) (hereinafter – Resolution No. 211), – until 11 May 2020 (inclusive) and 13 May 2020 (inclusive), respectively;

2) reports subject to submission for the first quarter of 2020 in accordance with Resolution No. 211, – until 11 May 2020 (inclusive).

23. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 219 of 28 November 2019 "On Establishing the List, Forms, and Deadlines for the Submission of Reporting on Compliance with Prudential Standards by the National Postal Operator and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19712), until 30 April 2020 (inclusive) and 29 May 2020 (inclusive), respectively.

24. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 in the forms according to annexes 2, 3, 4, 5, 6, 7, 8 and 9 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 222 of 28 November 2019 "On Approval of the List, Forms, and Deadlines for the Submission of Reporting by an Organization Carrying Out Microfinance Activities and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19710), until 12 May 2020 (inclusive).

25. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 223 of 28 November 2019 "On Approval of the List, Forms, and Deadlines for the Submission of Reporting on Compliance with Prudential Standards by an Insurance (Reinsurance) Organization, an Insurance Group and an Islamic Insurance (Reinsurance) Organization and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19701), until 12 May 2020 (inclusive) and 20 May 2020 (inclusive), respectively.

26. To extend the deadlines for the submission of reports subject to submission as of 1 April 2020 in the forms according to annexes 2, 3 and 4 to Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 224 of 28 November 2019 "On Approval of the List, Forms, and Deadlines for the Submission of Reporting on Compliance with Prudential Standards and Other Norms and Limits Mandatory for Compliance by an Organization Carrying Out Microfinance Activities and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19671), until 12 May 2020 (inclusive).

27. To extend the deadlines for the submission of reports subject to submission for the first quarter of 2020 in accordance with Resolution No. 225 of 28 November 2019 "On Approval of the List, Forms, and Deadlines for the Submission of Reporting by a Credit Bureau and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19682), until 30 April 2020 (inclusive).

28. To extend the deadlines for the submission of:

1) information on compliance with minimum reserve requirements subject to submission for the period of determination of minimum reserve requirements from 28 January to 24 February 2020 and the period of formation of reserve assets from 25 February to 23 March 2020 in the form according to annex 4 to the Rules on Minimum Reserve Requirements, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 229 of 29 November 2019 (registered in the State Register of Registration of Normative Legal Acts under No. 19679) (hereinafter – Rules No. 229), – by five working days;

2) information on compliance with minimum reserve requirements subject to submission for the period of determination of minimum reserve requirements from 25 February to 23 March 2020 and the period of formation of reserve assets from 24 March to 20 April 2020 in the form according to annex 4 to Rules No. 229, – by five working days.

29. To extend the deadlines for the submission of reports subject to submission as of 1 January 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 258 of 27 December 2019 "On Establishing the List, Forms, and Deadlines for the Submission of Reporting on Compliance with Prudential Standards by Banking Conglomerates and the Rules for Its Submission" (registered in the State Register of Registration of Normative Legal Acts under No. 19834), until 15 May 2020 (inclusive).

30. Extend the deadlines for submission of information subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 273 of 31 December 2019 "On approval of the Rules for submission by a collection agency of information on persons who independently or jointly with another person (persons) directly or indirectly own and (or) use, and (or) dispose of ten or more percent of a share in the charter capital of a collection agency, or have control" (registered in the Register of State Registration of Normative Legal Acts under No. 19876), until 12 May 2020 (inclusive).

31. Extend the deadlines for submission of reports subject to submission as of 1 April 2020 and 1 May 2020 in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 275 of 31 December 2019 "On approval of the list, forms, deadlines for submission of reporting by an insurance (reinsurance) organization and an insurance broker and the Rules for its submission" (registered in the Register of State Registration of Normative Legal Acts under No. 19927), until 12 May 2020 (inclusive) and 20 May 2020 (inclusive), respectively.