Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 275 dated 31 December 2019 on approval of the list, forms, deadlines for submission of reporting by an insurance (reinsurance) organization and an insurance broker and the Rules for its submission

Almaty city

On approval of the list, forms, deadlines for submission of reporting by an insurance (reinsurance) organization and an insurance broker and the Rules for its submission

In accordance with the laws of the Republic of Kazakhstan dated 30 March 1995 "On the National Bank of the Republic of Kazakhstan", dated 18 December 2000 "On insurance activity" and dated 19 March 2010 "On state statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. To approve:

1) the list of reporting of an insurance (reinsurance) organization and an insurance broker according to Appendix 1 to this resolution;
2) the form of the report on cash and bank deposits according to Appendix 2 to this resolution;
3) the form of the report on securities according to Appendix 3 to this resolution;
4) the form of the report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, according to Appendix 4 to this resolution;
5) the form of the report on concluded transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, according to Appendix 5 to this resolution;
6) the form of the report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, in derivative financial instruments, according to Appendix 6 to this resolution;
7) the form of the report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, with affiliated persons, according to Appendix 7 to this resolution;
8) the form of the report on securities acquired at the expense of the Islamic insurance fund, according to Appendix 8 to this resolution;
9) the form of the report on reverse repo, repo operations according to Appendix 9 to this resolution;
10) the form of the report on insurance contracts providing for the condition of participation of the policyholder in investments, according to Appendix 10 to this resolution;
11) the form of the report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies, according to Appendix 11 to this resolution;
12) the form of the report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries, according to Appendix 12 to this resolution;
13) the form of the report on investment property and fixed assets according to Appendix 13 to this resolution;
14) the form of the report on the calculation of insurance reserves for the "general insurance" industry according to Appendix 14 to this resolution;
15) the form of the report on the calculation of insurance reserves for the "life insurance" industry according to Appendix 15 to this resolution;
16) the form of the report on insurance premiums according to Appendix 16 to this resolution;
17) the form of the report on large insurance (reinsurance) contracts, insurance payments and large claimed claims according to Appendix 17 to this resolution;
18) the form of the report on insurance payments according to Appendix 18 to this resolution;
19) the form of the report on the volume of liabilities according to Appendix 19 to this resolution;
20) the form of the report on the calculation of the combined ratio of an insurance (reinsurance) organization according to Appendix 20 to this resolution;
21) the form of the report on the calculation of the loss ratio of an insurance (reinsurance) organization by policies according to Appendix 21 to this resolution;
22) the form of the report on reinsurance activity according to Appendix 22 to this resolution;
23) the form of the report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations, according to Appendix 23 to this resolution;
24) the form of the report on other receivables and payables according to Appendix 24 to this resolution;
25) the form of the report on comparison of terms of assets and liabilities in national and foreign currencies according to Appendix 25 to this resolution;
26) the form of the report on balances on off-balance sheet accounts according to Appendix 26 to this resolution;
27) the form of the report on existing insurance (reinsurance) contracts for the "general insurance" industry according to Appendix 27 to this resolution;
28) the form of the report on losses according to Appendix 28 to this resolution;
29) the form of the report on insurance payment statistics according to Appendix 29 to this resolution;
30) the form of the report on existing insurance (reinsurance) contracts for the "life insurance" industry according to Appendix 30 to this resolution;
31) the form of the report on existing pension annuity contracts and other types of annuity insurance according to Appendix 31 to this resolution;
32) the form of the report on existing annuity contracts concluded within the framework of compulsory insurance of an employee against accidents during the performance of his labor (official) duties according to Appendix 32 to this resolution;
33) the form of the report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months according to Appendix 33 to this resolution;
34) the form of the report on the cost of projected payments according to Appendix 34 to this resolution;
35) the form of the report on the calculation of the reserve for incurred but not reported losses using the chain ladder method without inflation adjustment according to Appendix 35 to this resolution;
36) the form of the report on the calculation of the reserve for incurred but not reported losses using the chain ladder method with inflation adjustment according to Appendix 36 to this resolution;
37) the form of the report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method according to Appendix 37 to this resolution;
38) the form of the report on classification of insurance premiums and insurance payments by types of economic activity according to Appendix 38 to this resolution;
39) the form of the report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan according to Appendix 39 to this resolution;
40) the form of the report on loans provided to policyholders (for insurance (reinsurance) organizations operating in the "life insurance" industry) according to Appendix 40 to this resolution;
41) the form of the report on income paid to executive employees of a financial organization according to Appendix 41 to this resolution;
42) the form of the report on concluded insurance, reinsurance contracts with participation of insurance brokers of the Republic of Kazakhstan according to Appendix 42 to this resolution;
43) the form of the report on reinsurance contracts with participation of insurance brokers-non-residents of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, and on the conditions for placement by an insurance broker-non-resident of the Republic of Kazakhstan of insurance risks for reinsurance to reinsurance organizations-non-residents of the Republic of Kazakhstan according to Appendix 43 to this resolution;
44) the Rules for submission of reporting by an insurance (reinsurance) organization and an insurance broker according to Appendix 44 to this resolution.

2. An insurance (reinsurance) organization shall submit to the National Bank of the Republic of Kazakhstan in electronic format monthly the reporting provided for by subparagraphs 4), 5), 6), 7), 9), 10) and 11) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting month.

3. An insurance (reinsurance) organization, Islamic insurance (reinsurance) organization shall submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) monthly - the reporting provided for by subparagraphs 2), 3), 12), 14), 15), 16), 17), 18), 19), 22) and 25) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting month.

The Islamic insurance (reinsurance) organization, in addition to the reporting provided for by subparagraph 1) of this paragraph, shall submit reporting in accordance with subparagraph 8) of paragraph 1 of this resolution within a period not later than 6 (sixth) working day of the month following the reporting month;

2) quarterly - the reporting provided for by subparagraphs 13) and 26) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting quarter;

3) quarterly - the reporting provided for by subparagraphs 23), 27), 28), 29), 30), 31), 32), 33), 34), 35), 36) and 37) of paragraph 1 of this resolution, within a period not later than 10 (tenth) working day of the month following the reporting quarter;

4) semi-annually - the reporting provided for by subparagraph 24) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting half-year;

5) annually - the reporting provided for by subparagraphs 38), 39) and 40) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting year;

6) annually - the reporting provided for by subparagraph 41) of paragraph 1 of this resolution, within 120 (one hundred twenty) calendar days after the end of the financial year.

4. An insurance (reinsurance) organization, Islamic insurance (reinsurance) organization shall submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) monthly - the reporting provided for by subparagraph 20) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting month;

2) annually - the reporting provided for by subparagraph 21) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting year.

5. An insurance broker shall submit to the National Bank of the Republic of Kazakhstan in electronic format:

1) quarterly - the reporting provided for by subparagraphs 12), 42) and 43) of paragraph 1 of this resolution, within a period not later than 6 (sixth) working day of the month following the reporting quarter;

2) annually - the reporting provided for by subparagraph 41) of paragraph 1 of this resolution, within 120 (one hundred twenty) calendar days after the end of the financial year.

6. To recognize as no longer in force:

1) resolution of the Board of the National Bank of the Republic of Kazakhstan dated 22 December 2017 No. 245 "On approval of the list, forms, deadlines for reporting of an insurance (reinsurance) organization and an insurance broker and the Rules for their submission" (registered in the Register of state registration of normative legal acts under No. 16256, published on 30 January 2018 in the Reference control bank of normative legal acts of the Republic of Kazakhstan);

2) resolution of the Board of the National Bank of the Republic of Kazakhstan dated 30 July 2018 No. 160 "On introduction of amendments and additions to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 22 December 2017 No. 245 "On approval of the list, forms, deadlines for reporting of an insurance (reinsurance) organization and an insurance broker and the Rules for their submission" (registered in the Register of state registration of normative legal acts under No. 17366, published on 27 September 2018 in the Reference control bank of normative legal acts of the Republic of Kazakhstan).

7. The Department of Financial Market Statistics shall, in accordance with the procedure established by the legislation of the Republic of Kazakhstan, ensure:

1) together with the Legal Department, state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on the official internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution, submission to the Legal Department of information on the implementation of measures provided for by subparagraph 2) of this paragraph and paragraph 8 of this resolution.

8. The Department of External Communications – Press Service of the National Bank shall ensure, within ten calendar days after state registration of this resolution, sending of its copy for official publication in periodical printed publications.

9. Control over the execution of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Birtanov E.A.

10. This resolution enters into force on 1 January 2020, except for subparagraphs 2)-19), 22)-26), 38)-40), 42)-44) of paragraph 1, paragraph 2, subparagraphs 1), 2), 4), 5) of paragraph 3, subparagraph 1) of paragraph 5, paragraph 6 of this resolution and subparagraphs 1)-18), 21)-25), 37)-39), 41), 42) of the List of reporting of an insurance (reinsurance) organization and an insurance broker approved by this resolution, which enter into force on 1 July 2020, and is subject to official publication.

Chairman of the National Bank	E. Dosayev

"AGREED"

Committee on Statistics

of the Ministry of National Economy

of the Republic of Kazakhstan

"___" ______ 2019

Appendix 1

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

List of reporting of an insurance (reinsurance) organization and an insurance broker

The reporting of an insurance (reinsurance) organization and an insurance broker includes:

1. report on cash and bank deposits;
2. report on securities;
3. report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments;
4. report on concluded transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments;
5. report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, in derivative financial instruments;
6. report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments, with affiliated persons;
7. report on securities acquired at the expense of the Islamic insurance fund;
8. report on reverse repo, repo operations;
9. report on insurance contracts providing for the condition of participation of the policyholder in investments;
10. report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies;
11. report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries;
12. report on investment property and fixed assets;
13. report on the calculation of insurance reserves for the "general insurance" industry;
14. report on the calculation of insurance reserves for the "life insurance" industry;
15. report on insurance premiums;
16. report on large insurance (reinsurance) contracts, insurance payments and large claimed claims;
17. report on insurance payments;
18. report on the volume of liabilities;
19. report on the calculation of the combined ratio of an insurance (reinsurance) organization;
20. report on the calculation of the loss ratio of an insurance (reinsurance) organization by policies;
21. report on reinsurance activity;
22. report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations;
23. report on other receivables and payables;
24. report on comparison of terms of assets and liabilities in national and foreign currencies;
25. report on balances on off-balance sheet accounts;
26. report on existing insurance (reinsurance) contracts for the "general insurance" industry;
27. report on losses;
28. report on insurance payment statistics;
29. report on existing insurance (reinsurance) contracts for the "life insurance" industry;
30. report on existing pension annuity contracts and other types of annuity insurance;
31. report on existing annuity contracts concluded within the framework of compulsory insurance of an employee against accidents during the performance of his labor (official) duties;
32. report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months;
33. report on the cost of projected payments;
34. report on the calculation of the reserve for incurred but not reported losses using the chain ladder method without inflation adjustment;
35. report on the calculation of the reserve for incurred but not reported losses using the chain ladder method with inflation adjustment;
36. report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method;
37. report on classification of insurance premiums and insurance payments by types of economic activity;
38. report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan;
39. report on loans provided to policyholders (for insurance (reinsurance) organizations operating in the "life insurance" industry);
40. report on income paid to executive employees of a financial organization;
41. report on concluded insurance, reinsurance contracts with participation of insurance brokers of the Republic of Kazakhstan;
42. report on reinsurance contracts with participation of insurance brokers-non-residents of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, and on the conditions for placement by an insurance broker-non-resident of the Republic of Kazakhstan of insurance risks for reinsurance to reinsurance organizations-non-residents of the Republic of Kazakhstan.

Appendix 2

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is placed on the internet resource: www.nationalbank.kz

Report on cash and bank deposits

Index of the form of administrative data: 2 - I(R)O_M

Periodicity: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table 1. Report on cash and bank deposits of an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Name of indicator	Line code	Code of deposit organization	Code of country of deposit organization	Rating
on the date of placement of the deposit	on the reporting date
1	2	3	4	5	6
Cash, total	10
Money in cash desk	11
	111
	112
	…
Money in transit	12
	121
	122
…	…
Money on current accounts	13
	131
	132
…	…
Money on savings accounts	14
	141
	142
	…
Other cash	19
	191
	192
	…
Bank deposits, total	20
Demand deposits	21
	211
	212
	…
Time deposits	22
	221
	222
	…
Savings deposits	23
	231
	232
	…
Conditional deposits	24
	241
	242
	…
Other deposits	29
	291
	292
	…

continuation of the table:

Date of conclusion and number of the deposit agreement		Currency code	Interest rate (in percent per annum)		Current balance on the reporting date, in thousands of tenge
date	number	nominal	effective
7	8	9	10	11	12
…

continuation of the table:

Changes for the reporting period, in thousands of tenge			Date of termination of the bank deposit agreement	Provision for impairment, in thousands of tenge
received	disposed	accrued interest
13	14	15	16	17
…

Table 2. Report on balances of money and deposits placed at the expense of assets of the Islamic insurance fund

Name of indicator	Line code	Code of deposit organization	Code of country of deposit organization	Rating
on the date of placement of the deposit	on the reporting date
1	2	3	4	5	6
Cash, total	10
Money in cash desk	11
	111
	112
	…
Money in transit	12
	121
	122
	…
Money on current accounts	13
	131
	132
	…
Money on savings accounts	14
	141
	142
	…
Other cash	19
	191
	192
	…
Bank deposits, total	20
Demand deposits	21
	211
	212
	…
Time deposits	22
	221
	222
	…
Savings deposits	23
	231
	232
	…
Conditional deposits	24
	241
	242
	…
Other deposits	29
	291
	292
	…

continuation of the table:

Date of conclusion and number of the deposit agreement		Currency code	Interest rate (in percent per annum)		Current balance on the reporting date, in thousands of tenge
date	number	nominal	effective
7	8	9	10	11	12
…

continuation of the table:

Changes for the reporting period, in thousands of tenge			Date of expiry of the bank deposit agreement	Provision for impairment, in thousands of tenge
received	disposed	accrued remuneration
13	14	15	16	17
…

Name ______	Address ______
Telephone ______
Email address ______

Executor ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Annex

to the form of the report on cash

and bank deposits

Explanation on completion of the administrative data form

Report on cash and bank deposits

(index - 2 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data “Report on cash and bank deposits” (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 “On Insurance Activity”.

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. In columns 5 and 6, the rating and name of the rating agency are indicated in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2012 No. 385 “On establishing the minimum rating for legal entities and countries, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, the list of rating agencies assigning this rating”, registered in the Register of State Registration of Normative Legal Acts under No. 8318. In the absence of a rating agency, in columns 5 and 6 “no rating” is indicated.

6. In line 19 “Other cash”, the money of the insurance (reinsurance) organization, Islamic (insurance) reinsurance organization held in accounts with organizations carrying out brokerage and (or) dealer activity in the securities market and (or) activity in managing an investment portfolio, placed in second-tier banks of the Republic of Kazakhstan and in the central depository, as well as other money not included in lines 11, 12, 13 and 14, is indicated.

7. The Form according to Table 2 is submitted by an Islamic insurance (reinsurance) organization.

8. In the absence of information, the Form is submitted with zero balances.

Annex 3

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on securities

Index of the administrative data form: 3 - I(R)O_M

Frequency: monthly

Reporting period: as of “___”______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table “Securities”

No.	Name of issuer	Country code of issuer registration	Identification number of the security	Number of securities (units)			Nominal value/purchase value of the security	Currency of the security
Total	including encumbered securities
Encumbered securities, total	including securities encumbered by repo agreements
1	2	3	4	5	6	7	8	9
1	State securities of the Republic of Kazakhstan
1.1
…
2	Non-state issue securities of organizations of the Republic of Kazakhstan
2.1	second-tier banks
2.1.1
…
2.2	legal entities, except second-tier banks
2.2.1
…
2.3	bonds of the joint-stock company “Bank of Development of Kazakhstan”
2.3.1
…
3	Securities of foreign states
3.1
…
4	Non-state securities - of issuers - non-residents of the Republic of Kazakhstan
4.1
…
5	Securities of international financial organizations
5.1
…
6	Shares of investment funds
6.1
…
7	Other
7.1
…
8	Total						х

continuation of the table:

Securities available for sale					Securities accounted at fair value through profit or loss
Carrying amount (net), in thousands of tenge					Carrying amount (net), in thousands of tenge
nominal value/ acquisition cost	discount, premium	accrued remuneration	positive /negative adjustment	Reference: amount of provisions (reserves)	nominal value/ acquisition cost	discount, premium	accrued remuneration	positive /negative adjustment
10	11	12	13	14	15	16	17	18
…

continuation of the table:

Securities held to maturity				Carrying amount (net) for encumbered securities, in thousands of tenge		Date of acquisition	Date of maturity	Name of international stock exchange	Category of stock exchange list
Carrying amount (net), in thousands of tenge				Total	including securities encumbered by repo agreements
nominal value/ acquisition cost	discount, premium	accrued remuneration	Reference: amount of provisions (reserves)
at acquisition date	at reporting date
19	20	21	22	23	24	25	26	27	28	29
…

continuation of the table:

Rating
of issuer at acquisition date	of issuer at reporting date	of security at acquisition date	of security at reporting date
30	31	32	33
…

Name ______	Address ______
Telephone ______
Email address ______

Executor ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Annex

to the form of the report on securities

Explanation on completion of the administrative data form

Report on securities

(index - 3 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data “Report on securities” (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 “On Insurance Activity”.

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. In column 4, the international identification number (ISIN) of the security is indicated.

6. In column 8, for bonds, the monetary expression of the nominal/purchase value of the bond determined at its issue, on which the remuneration expressed as a percentage on a coupon bond is accrued, as well as the amount payable to the holder of the bond upon its maturity, is indicated. The amount is indicated in the currency of issue. For shares, the purchase value in the currency of acquisition of the share is indicated.

7. In column 9, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 “Codes for designation of currencies and funds”. For bonds, the currency of issue is indicated, for shares – the currency of acquisition.

8. In column 10, the acquisition cost of equity securities, the nominal value of debt securities at the reporting date, available for sale, is indicated.

9. In column 15, the acquisition cost of equity securities, the nominal value of debt securities at the reporting date, accounted at fair value through profit or loss, is indicated.

10. In column 19, the acquisition cost of equity securities, the nominal value of debt securities at the reporting date, held to maturity, is indicated.

11. In column 23, the carrying amount of encumbered securities is indicated.

12. In column 24, the carrying amount of securities encumbered by repo agreements is indicated.

13. In column 27, the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan is indicated.

14. In columns 28 and 29, the category of securities - residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 27 March 2017 No. 54 “On approval of Requirements for issuers and their securities admitted (admitted) to circulation on the stock exchange, as well as for certain categories of the stock exchange list and introduction of amendments to some normative legal acts of the Republic of Kazakhstan on issues of regulation of the securities market”, registered in the Register of State Registration of Normative Legal Acts under No. 15175. In the absence of a category of the stock exchange list of the Republic of Kazakhstan, in columns 28 and 29 “no listing” is indicated. These columns are not filled in for securities of non-residents of the Republic of Kazakhstan and state securities of the Republic of Kazakhstan.

15. When filling in columns 30, 31, 32 and 33, the rating assigned by one of the rating agencies is indicated in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2012 No. 385 “On establishing the minimum rating for legal entities and countries, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, the list of rating agencies assigning this rating”, registered in the Register of State Registration of Normative Legal Acts under No. 8318. In the absence of a rating, in columns 30, 31, 32 and 33 “no rating” is indicated. These columns are not filled in for state securities of the Republic of Kazakhstan.

16. In the absence of information, the Form is submitted with zero balances.

Annex 4

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the structure of the investment portfolio acquired at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments

Index of the administrative data form: 4 - I(R)O_M

Frequency: monthly

Reporting period: as of “___” ______20__year

Circle of persons submitting: insurance (reinsurance) organization carrying out activity in the “life insurance” industry and independent investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments (without attracting an investment portfolio manager)

Form

Table 1. Securities acquired at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments

No.	Name of investment fund (investment portfolio)	Name of issuer	Country of issuer	Type of security	Identification number of the security
1	2	3	4	5	6
…
	Total:

continuation of the table:

Number of securities (units)			Nominal value of the security		Currency of payment	Purchase price per one security	Period (for securities)
total	including encumbered securities
encumbered securities, total	including securities transferred to repo	currency	value of one security	date of registration	date of maturity
7	8	9	10	11	12	13	14	15
…

continuation of the table:

Purchase value of the security, in thousands of tenge	Carrying amount of securities, in thousands of tenge				Reference: formed provisions (reserves) in thousands of tenge
Total	including accrued remuneration	including encumbered securities
encumbered securities, total	including securities transferred to repo
16	17	18	19	20	21
…

continuation of the table:

Rating				Category of stock exchange list		Current coupon rate in the portfolio	Accounting category
of issuer at acquisition date	of issuer at reporting date	of security at acquisition date	of security at reporting date	at date of registration	at reporting date	Category	Date
22	23	24	25	26	27	28	29	30
…

Table 2. Securities acquired under reverse repo operations at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments

No.	Name of investment fund (investment portfolio)	Name of issuer	Country of issuer	Type of security	Identification number of the security	Number of securities (units)
1	2	3	4	5	6	7
---	---	---	---	---	---	---
…
	Total:

continuation of the table:

Currency of nominal value of the security	Currency of transaction	Opening price per one security, in thousands of tenge		Closing price per one security, in thousands of tenge		Period (for securities)
Total	of which in foreign currency	Total	of which in foreign currency	Date of opening of operation	Date of closing of operation
8	9	10	11	12	13	14	15
…

continuation of the table:

Carrying amount of securities, in thousands of tenge	Rate of return on operation in percent	Rating of the security		Category of stock exchange list
at date of registration	at reporting date	at date of registration	at reporting date
16	17	18	19	20	21
…

Table 3. Deposits in second-tier banks

No.	Name of investment fund (investment portfolio)	Name of bank	Rating of bank		Currency of deposit	Date of conclusion and number of the bank deposit agreement
at date of placement of deposit	at reporting date	date	number
1	2	3	4	5	6	7	8
…
	Total:

continuation of the table:

Term of deposit (in days)	Period of payment of remuneration		Rate of remuneration (in percent per annum)		Amount of principal debt on deposit, in thousands of tenge
frequency	date	nominal	effective	Total	of which in foreign currency
9	10	11	12	13	14	15
…

continuation of the table:

Carrying amount, in thousands of tenge		Reference: formed provisions (reserves), in thousands of tenge
Total	including accrued remuneration
16	17	18
…

Name ______	Address ______
Telephone ______
Email address ______

Executor ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Annex

to the form of the report on the structure

of the investment portfolio

acquired at the expense of assets

accepted for management

within the framework of insurance contracts

providing for the condition of participation

of the policyholder in investments

Explanation on completion of the administrative data form

Report on the structure of the investment portfolio acquired at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments

(index - 4 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data “Report on the structure of the investment portfolio acquired at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments” (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 “On Insurance Activity”.

3. The Form is compiled monthly by an insurance (reinsurance) organization carrying out activity in the “life insurance” industry and independent investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments (without attracting an investment portfolio manager), and is filled in as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. The Form is filled in by each investment fund and for all clients that are not an investment fund.

6. For Table 1:

1) in column 2, the name of the investment fund (investment portfolio) is indicated;

2) in column 3, the name of the issuer of the security is indicated;

3) in column 5, the type of acquired security is indicated with an indication of its type;

4) in column 7, the number of acquired securities in units is indicated. Debt securities are indicated at nominal value in the currency of issue;

5) in columns 10 and 12, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 “Codes for designation of currencies and funds”;

6) in column 13, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the execution of the transaction (exchange certificate, broker and (or) dealer report, confirmation received via the international interbank system for transferring information and making payments (SWIFT)), is indicated. The price of debt securities is reflected as a percentage of nominal value, with an accuracy of four decimal places, including accrued remuneration. In case of payment for the acquisition of a security (except debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of the transaction;

7) in column 14, the date of initial recognition in accounting is reflected;

8) in column 15, the maturity date of debt securities is indicated;

9) column 16 shall state the purchase value of financial instruments, including expenses directly related to acquisition, including fees and commissions paid to agents, consultants, brokers (dealers), stock exchange fees, as well as banking services for transfer, and reduced by the amount of interest paid by the buyer to the seller (if any);

10) column 17 shall state the value of securities reflected in accounting records;

11) column 21 shall state the amount of formed reserves (provisions) reflected in accounting records;

12) when completing columns 22, 23, 24 and 25, the rating of a security on bonds, the issuer's rating on shares, the country rating on government securities assigned by one of the rating agencies specified in paragraph 3 of Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 385 of 24 December 2012 "On Establishing the Minimum Rating for Legal Entities and Countries, the Necessity of Which Is Required in Accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, the List of Rating Agencies Assigning This Rating", registered in the Register of State Registration of Normative Legal Acts No. 8318 (hereinafter – Resolution No. 385), shall be reflected. In the absence of a rating, columns 22, 23, 24 and 25 shall state "no rating". These columns shall not be completed for government securities of the Republic of Kazakhstan;

13) columns 26 and 27 shall state the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan. In the absence of a category of the stock exchange list of the Republic of Kazakhstan, columns 26 and 27 shall state "no listing". These columns shall not be completed for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 26 shall reflect the category of the stock exchange list as at the date of initial recognition in accounting records;

14) column 28 shall state the coupon rate on debt financial instruments as at the date of submission of the Form;

15) columns 29 and 30 shall state the category of the security "measured at fair value through other comprehensive income", "measured at fair value through profit or loss" or "measured at amortized cost" and the date of assignment to that category;

16) the table shall not include securities acquired at the expense of pension assets.

7. For Table 2:

1) column 2 shall state the name of the investment fund (investment portfolio);

2) column 3 shall state the name of the issuer of the security;

3) column 5 shall state the type of security acquired under reverse repo transactions, indicating its type;

4) in columns 8 and 9, currency codes shall be indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for Designating Currencies and Funds";

5) columns 10 and 12 shall state the price in thousands of tenge, with precision to four decimal places, reflected in the primary document confirming the execution of the reverse repo transaction;

6) column 16 shall state the value reflected in accounting records;

7) when completing columns 18 and 19, the rating of a security on bonds, the issuer's rating on shares, the country rating on government securities assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 shall be reflected. In the absence of a rating, columns 18 and 19 shall state "no rating". These columns shall not be completed for government securities of the Republic of Kazakhstan. Column 18 shall reflect the rating as at the date of initial recognition in accounting records;

8) columns 20 and 21 shall state the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan. In the absence of a category of the stock exchange list of the Republic of Kazakhstan, columns 20 and 21 shall state "no listing". These columns shall not be completed for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 20 shall reflect the category as at the date of initial recognition in accounting records;

9) the table shall not include securities acquired under reverse repo transactions at the expense of pension assets.

8. For Table 3:

1) column 2 shall state the name of the investment fund (investment portfolio);

2) column 3 shall state the name of the bank;

2) when completing columns 4 and 5, the rating of a second-tier bank assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 shall be reflected. In the absence of a rating, columns 4 and 5 shall state "no rating". These columns shall not be completed for deposits with the National Bank of the Republic of Kazakhstan;

3) in column 6, currency codes shall be indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for Designating Currencies and Funds";

4) column 9 shall state the deposit term under the bank deposit agreement; upon prolongation of the deposit, the term shall be reflected taking into account the prolongation;

5) in columns 10 and 11, the frequency and date of payment of accrued remuneration shall be indicated in accordance with the terms of the bank deposit agreement;

6) column 16 shall state the value reflected in accounting records;

7) the table shall be completed indicating the amount of deposits separately for each bank and for each deposit currency;

8) the table shall not include deposits placed at the expense of pension assets.

9. In the absence of information, the Form shall be submitted with zero balances.

Annex 5

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

No. 275 of "31" December 2019

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on concluded transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments

Index of the administrative data form: 5 - I(R)O_M

Frequency: monthly

Reporting period: as at "___"____20

Circle of persons submitting: an insurance (reinsurance) organization carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without engaging an investment portfolio manager)

Form

Table 1. Securities acquired at the expense of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments

No.	Name of the investment fund (investment portfolio)	Date of conclusion of the transaction	Date of settlements under the transaction	Name of the broker and (or) dealer	Type of transaction	Market	Type of security	Name of the issuer of the security
1	2	3	4	5	6	7	8	9
1	Total for investment portfolios
1.1.
…
2	Total for assets of investment funds
2.1.
…
3	Total

continuation of the table:

Identification number	Currency of nominal value	Nominal value of one security	Number of securities (units)	Payment currency	Purchase (sale) price per one security	Minimum price per one security as at the date of conclusion of the transaction in tenge	Maximum price per one security as at the date of conclusion of the transaction in tenge
10	11	12	13	14	15	16	17
…

continuation of the table:

Market price per one security as at the date of conclusion of the transaction	Yield on securities (in percent)	Volume of the transaction, in thousands of tenge	Name of the counterparty	Rating of the counterparty
As at the date of conclusion of the transaction	As at the reporting date
18	19	20	21	22	23
…

Table 2. Deposits with the National Bank of the Republic of Kazakhstan and with second-tier banks

No.	Name of the investment fund (investment portfolio)	Date of transfer of money	Name of the bank	Deposit operations	Amount of the operation
1	2	3	4	5	6
1	Total for investment portfolios
1.1.
…
2	Total for assets of investment funds
2.1.
…
3	Total

continuation of the table:

Date of conclusion and number of the bank deposit	Deposit term (in days)	Remuneration rate (in percent per annum)	Deposit currency	Deposit amount
7	8	9	10	11
…

Table 3. Refined precious metals acquired at the expense of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments

No.	Name of the investment fund (investment portfolio)	Date of conclusion of the transaction	Name of the counterparty	Payment for services	Type of transaction	Type of refined precious metal	Volume of the transaction (units)	Payment currency	Purchase price per one unit	Amount of the transaction, in thousands of tenge
1	2	3	4	5	6	7	8	9	10	11
1	Total for investment portfolios
1.1.
…
2	Total for assets of investment funds
2.1.
…
3	Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to Form of the report on concluded transactions

for investing assets

accepted for management

under insurance contracts

providing for the condition

of the policyholder's participation in investments

Explanation on completing the administrative data form

Report on concluded transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments

(index - 5 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on concluded transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity".

3. The Form shall be compiled monthly by an insurance (reinsurance) organization carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without engaging an investment portfolio manager). Data in the Form shall be filled in in tenge.

4. The Form shall be signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. For Table 1:

1) column 6 shall state the type of transaction (purchase, sale, redemption, coupon redemption, dividend payment, reverse repo operation - opening (closing) and other);

2) column 7 shall state the organizer of trades in whose trading system the transaction was carried out, or that the transaction was made on the unorganized market;

3) column 8 shall state the name of the issuer and the type of securities. In the case of a transaction on the international market, trading codes according to the REUTER classification shall be used;

4) in columns 11 and 14, currency codes shall be indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for Designating Currencies and Funds";

5) column 15 shall state the price in tenge reflected in the primary document confirming the execution of the transaction (exchange certificate, broker and (or) dealer report, confirmation received via the international interbank system for transferring information and making payments (SWIFT). The price of debt securities shall be reflected in percent of nominal value, with precision to four decimal places, taking into account accrued remuneration. In the case of settlements under the transaction (except for transactions with debt securities) in foreign currency, this amount shall be reflected at the market exchange rate prevailing as at the date of settlements under the transaction;

6) columns 16 and 17 shall state prices in tenge for purchase (sale) transactions of shares (depositary receipts) concluded on international (foreign) stock exchanges where this financial instrument is traded, according to the data of information and analytical systems Bloomberg or REUTER;

7) column 19 shall state the yield on securities in percent per annum (for a transaction with a bond - the yield resulting from alienation or acquisition; for repo and reverse repo operations - the yield resulting from the repo transaction);

8) column 20 shall state the volume of the transaction less expenses related to the execution of the transaction, with precision to two decimal places;

9) columns 21, 22 and 23 shall be completed for transactions concluded on the international (foreign) securities market.

6. For Table 2:

1) column 3, in the case of making a deposit, shall state the date of transfer of money from the client's bank account to the bank account with the National Bank of the Republic of Kazakhstan or a second-tier bank, or the date of early return or, in the case of termination of the agreement, the date of return of money to the client's bank account;

2) column 5 shall state deposit operations (depositing money into the deposit, payment of remuneration on the deposit, early return of the deposit or return of the deposit upon expiry of the bank deposit agreement term);

3) column 11 shall state the amount taking into account accrued remuneration based on the results of the deposit operation, with precision to two decimal places.

7. For Table 3:

1) column 3 shall state the date of conclusion of the transaction (trade date);

2) column 6 shall state the type of transaction (purchase, sale);

3) column 7 shall state the name of the types of refined precious metals indicating the type of metal account (allocated metal account or unallocated metal account);

4) in column 9, currency codes shall be indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for Designating Currencies and Funds".

8. In the absence of information, the Form shall be submitted with zero balances.

Annex 6

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

No. 275 of "31" December 2019

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments

Index of the administrative data form: 6 - I(R)O_M

Frequency: monthly

Reporting period: as at "___"____20

Circle of persons submitting: an insurance (reinsurance) organization carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without engaging an investment portfolio manager)

Form

Table "Transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments"

No.	Name of the investment fund (investment portfolio)	Date of conclusion of the transaction	Name of the broker and (or) dealer	Date of recording of financial instruments	Date of settlements under the transaction	Type of derivative financial instrument	Identification number
1	2	3	4	5	6	7	8
1	Total for investment portfolios
1.1.
…
2	Total assets of investment funds
2.1.
…

continuation of the table:

Market	Underlying asset		Counterparty		Description of the terms of the transaction
name	rating	name	rating	Type of transaction	Number of financial instruments, units	Transaction price in tenge	Amount of the transaction, in thousands of tenge	Transaction currency
9	10	11	12	13	14	15	16	17	18
…

continuation of the table:

Details of the hedging object				Investment decision		Variation margin as at the date of conclusion of the transaction, in thousands of tenge	Initial margin as at the date of conclusion of the transaction, in percent	Trading mode
identification number of the security	Volume of the transaction, units	Amount of the transaction, in thousands of tenge	currency	number	date
19	20	21	22	23	24	25	23	24
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to Form of the report on completed transactions

for investing assets

accepted for management

under insurance contracts

providing for the condition

of the policyholder's participation in investments,

in derivative financial instruments

Explanation on completing the administrative data form

Report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments

(index - 6 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on completed transactions for investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments, in derivative financial instruments" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity".

3. The Form shall be compiled monthly by an insurance (reinsurance) organization carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without engaging an investment portfolio manager). Data in the Form shall be filled in in tenge.

4. The Form shall be signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. Column 7 shall state the type of derivative financial instrument (option, futures, forward, swap and other derivative financial instruments).

6. Column 8 shall state the identification number of the security in the case where the underlying asset of the derivative financial instrument is a security.

7. Column 9 shall state the name of the organizer of trades in whose trading system the transaction was carried out, and the country of its residence in the format "name of the stock exchange" or that the transaction was made not on a stock exchange in the format "unorganized market".

8. Columns 10, 11 shall state the underlying asset of the derivative financial instrument (name of the security and its issuer, currency, remuneration rate, commodity and other underlying assets) and the rating of the underlying asset as at the date of conclusion of the transaction assigned by a rating agency (if any) in the format "underlying asset (rating) (rating agency)". In the case where the underlying asset has no ratings, the underlying asset and an indication that the rating is absent shall be stated.

9. Columns 12, 13, in the case where the transaction is concluded not on a stock exchange, shall state the counterparty, the country of its residence, as well as the rating as at the date of conclusion of the transaction assigned to this counterparty in the format "counterparty/country/rating (rating agency)". In the absence of a rating for the counterparty, information that the rating is absent shall be stated.

10. Column 14 shall state the type of transaction (purchase, sale and other).

11. The details of the hedging object in columns 19, 20, 21 and 22 shall be completed in the case where the transaction is concluded for hedging purposes. If the transaction is concluded not for hedging purposes, these columns shall not be completed.

12. Column 25, if any, shall state the variation margin - the monetary expression of the change in the obligations of the trading participant, calculated by the exchange and taking into account the change in the quotation of the futures contract.

13. Column 26, if any, shall state the initial margin - the share of the total market value of the underlying asset, determined by the exchange, which the client must deposit for each open position.

14. Column 27 shall indicate the trading mode in the format T+0 or T+n, or describe another trading mode provided for by the exchange rules.

15. When concluding transactions that presuppose the parties to the transaction simultaneously concluding two operations (opening and closing), the Form shall reflect information for each operation.

16. In the absence of information, the Form shall be submitted with zero balances.

Annex 7

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on completed transactions on investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments, with affiliated persons

Index of the form of administrative data: 7 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: an insurance (reinsurance) organization carrying out activities in the "life insurance" industry and independent investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments (without engaging an investment portfolio manager)

Form

(in tenge)

No.	Name of the investment fund (investment portfolio)	Attribute of affiliation of the client	Date of the transaction	Market	Type of transaction	Name of the counterparty to the transaction	Attribute of affiliation of the counterparty
1	2	3	4	5	6	7	8
1	Total for investment portfolios
1.1.
…
2	Total assets of investment funds
2.1.
…

continuation of the table:

Parameters of the financial instrument
Type of financial instrument	Name of the issuer that issued (provided) the financial instrument	Identification number	Price per unit	Volume of the transaction, units	Amount of the transaction, in thousands of tenge	Date of expiry of the bank deposit agreement
9	10	11	12	13	14	15
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on completed transactions

on investment of assets

accepted for management within the framework of

insurance contracts providing for

the condition of participation of the policyholder in investments,

with affiliated persons

Explanation on completion of the form of administrative data

Report on completed transactions on investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments, with affiliated persons (index - 7 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) determines uniform requirements for completing the form intended for the collection of administrative data "Report on completed transactions on investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments, with affiliated persons" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization carrying out activities in the "life insurance" industry and independent investment of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments (without engaging an investment portfolio manager). Data in the Form shall be filled in in tenge.

4. The Form shall be signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. The Form shall be filled in in respect of assets of investment funds and investment portfolios acquired at the expense of assets accepted for management within the framework of insurance contracts providing for the condition of participation of the policyholder in investments.

6. Column 3 shall indicate the attribute in accordance with which the client is recognized as an affiliated person in relation to the investment portfolio manager in accordance with Article 64 of the Law of the Republic of Kazakhstan dated 13 May 2003 "On Joint-Stock Companies" (hereinafter – the Law on JSC).

7. Column 5 shall indicate the name of the foreign stock exchange in whose trading system the transaction was carried out, and the country of its residency in the format "unorganized market/name of the foreign stock exchange/country of its residency" or that the transaction was carried out on the "unorganized market".

8. Column 6 shall indicate the type of transaction (purchase, sale, opening and closing operations of repo, conclusion of a bank deposit agreement and other transactions). For repo operations, the type of repo operations shall also be indicated: direct or reverse repo. For transactions concluded in the trading system of the stock exchange, column 16 shall indicate the method of concluding the transaction.

9. Column 7 shall use the symbol "B" in the case where the organization holding a license to carry out brokerage and dealer activity in the securities market acted as a broker (indicating the person in whose interests the broker acted) and the symbol "D" in the case where the organization holding a license to carry out brokerage and dealer activity in the securities market acted as a dealer. In the case of concluding a bank deposit agreement, the name of the bank in which the bank account is opened shall be indicated.

10. Column 8 shall indicate the attribute in accordance with which the counterparty is recognized as an affiliated person in relation to the organization carrying out investment management of clients' assets in accordance with Article 64 of the Law on JSC.

11. Columns 10, 11 and 12 shall be filled in for transactions on purchase, sale, redemption, reverse repo operation - opening (closing).

12. Column 14 shall indicate the amount in thousands of tenge excluding expenses related to the execution of the transaction (purchase, sale, redemption, reverse repo operation - opening (closing) and other), including accrued remuneration.

13. In the absence of information, the Form shall be submitted with zero balances.

Annex 8

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on securities acquired at the expense of the Islamic insurance fund

Index of the form of administrative data: 8 - FI(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: Islamic insurance (reinsurance) organization

Form

Table "Securities acquired at the expense of the Islamic insurance fund"

No.	Name of the issuer	Country code of registration of the issuer	Identification number of the security	Number of securities (units)		Nominal value/ purchase value of the security	Currency of the security
Total	including encumbered securities, total
1	2	3	4	5	6	7	8
1	Government securities of the Republic of Kazakhstan
1.1
…
2	Non-government issue securities of organizations of the Republic of Kazakhstan
2.1	second-tier banks
2.1.1
…
2.2	legal entities, except second-tier banks
2.2.1
…
2.3	bonds of the joint-stock company "Bank of Development of Kazakhstan"
2.3.1
…
3	Securities of foreign states
3.1
…
4	Non-government securities - issuers - non-residents of the Republic of Kazakhstan
4.1
…
5	Securities of international financial organizations
5.1
…
6	Units of investment funds
6.1
…
7	Other
7.1
…
8	Total

continuation of the table:

Securities available for sale					Securities measured at fair value through profit or loss
Carrying amount (net), in thousands of tenge					Carrying amount (net), in thousands of tenge
nominal value/ acquisition value	discount, premium	accrued remuneration	positive /negative adjustment	Reference: amount of reserves (provisions)	nominal value/ acquisition value	discount, premium	accrued remuneration	positive /negative adjustment
9	10	11	12	13	14	15	16	17
…

continuation of the table:

Securities held to maturity				Carrying amount (net) for encumbered securities, in thousands of tenge	Date of acquisition	Date of maturity	Name of the international stock exchange
Carrying amount (net), in thousands of tenge
nominal value/ acquisition value	discount, premium	accrued remuneration	Reference: amount of reserves (provisions)
18	19	20	21	22	23	24	25
…

continuation of the table:

Category of the stock exchange list		Rating
on the date of acquisition	on the reporting date	of the issuer on the date of acquisition	of the issuer on the reporting date	of the security on the date of acquisition	of the security on the reporting date
26	27	28	29	30	31
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on securities

acquired at the expense of the Islamic

insurance fund

Explanation on completion of the form of administrative data

Report on securities acquired at the expense of the Islamic insurance fund

(index - 8 - FI(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) determines uniform requirements for completing the form intended for the collection of administrative data "Report on securities acquired at the expense of the Islamic insurance fund" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form shall be filled in in thousands of tenge. An amount less than 500 (five hundred) tenge shall be rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above shall be rounded to 1000 (one thousand) tenge.

4. The Form shall be signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. Column 7 for bonds shall indicate the monetary expression of the nominal/purchase value of the bond, determined at its issue, on which the remuneration expressed in percent on the coupon bond is accrued, as well as the amount subject to payment to the holder of the bond at its maturity. The amount shall be indicated in the currency of issue. For shares, the purchase value shall be indicated in the currency of acquisition of the share.

6. Column 8 shall indicate currency codes in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for designation of currencies and funds". For bonds, the currency of issue shall be indicated, for shares - the currency of acquisition.

7. Column 9 shall indicate the acquisition value of equity securities, the nominal value of debt securities on the reporting date, available for sale.

8. Column 14 shall indicate the acquisition value of equity securities, the nominal value of debt securities on the reporting date, measured at fair value through profit or loss.

9. Column 18 shall indicate the acquisition value of equity securities, the nominal value of debt securities on the reporting date, held to maturity.

10. Column 22 shall indicate the carrying amount of encumbered securities.

11. Column 25 shall indicate the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan.

12. Columns 26 and 27 shall indicate the category of securities - residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan, the requirements for which are established by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 27 March 2017 No. 54 "On approval of Requirements for issuers and their securities admitted (allowed) to circulation on the stock exchange, as well as for certain categories of the stock exchange list and introduction of amendments to certain regulatory legal acts of the Republic of Kazakhstan on issues of regulation of the securities market", registered in the Register of state registration of regulatory legal acts under No. 15175. In the absence of a category of the stock exchange list of the Republic of Kazakhstan, columns 26 and 27 shall indicate "no listing". These columns shall not be filled in for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan.

13. When filling in columns 28, 29, 30 and 31, the rating assigned by one of the rating agencies shall be indicated in accordance with Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2012 No. 385 "On establishment of the minimum rating for legal entities and countries, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, the list of rating agencies assigning this rating", registered in the Register of state registration of regulatory legal acts under No. 8318. In the absence of a rating, columns 28, 29, 30 and 31 shall indicate "no rating". These columns shall not be filled in for government securities of the Republic of Kazakhstan.

14. In the absence of information, the Form shall be submitted with zero balances.

Annex 9

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on reverse repo, repo operations

Index of the form of administrative data: 9 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization

Form

Table "Reverse repo, repo operations"

No.	Content of the operation/ Name of the issuer of the security	Identification number of the security	Date of conclusion of the repo agreement	Number of the repo agreement
1	2	3	4	5
---	---	---	---	---
1	Reverse repo operations carried out in the "Automatic" method
1.1
…
2	Repo operations
2.1	"Direct" method
2.1.1
…
2.2	"Automatic" method
2.2.1
…

continuation of the table:

Date		Term of the repo operation, days	Remuneration rate, in percent	Number of securities encumbered by repo agreements	Amount of repo, in thousands of tenge	Currency of the security
Opening of repo	Closing of repo
6	7	8	9	10	11	12
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on operations

reverse repo, repo

Explanation on completion of the form of administrative data

Report on reverse repo, repo operations

(index - 9 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) determines uniform requirements for completing the form intended for the collection of administrative data "Report on reverse repo, repo operations" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization as of the end of the reporting period. Data in the Form shall be filled in in thousands of tenge. An amount less than 500 (five hundred) tenge shall be rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above shall be rounded to 1000 (one thousand) tenge.

4. The Form shall be signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. Column 9 shall indicate the remuneration rate for repo and (or) reverse repo operations established by the participants of the repo and (or) reverse repo operation and used to calculate the closing price and the amount of the closing transaction.

6. Column 12 shall indicate the currency of the security according to the repo operation in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217-2012 "Codes for designation of currencies and funds".

7. In the absence of information, the Form shall be submitted with zero balances.

Annex 10

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted form: to the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance contracts providing for the condition of participation of the policyholder in investments

Index of the form of administrative data: 10 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization carrying out activities in the "life insurance" industry

Form

Table "Insurance contracts providing for the condition of participation of the policyholder in investments"

No.	Last name, first name, patronymic (if any) of the policyholder (insured)	Number of the insurance contract	Date of conclusion of the insurance contract	Insurance premium under insurance contracts, in thousands of tenge		Term of the insurance protection
Risk part	Accumulative part	Start date	End date
1	2	3	4	5	6	7	8
…

continuation of the table:

Name of the investment fund (investment portfolio)	Name of the investment portfolio manager	Total number of units in the investment fund or total number of conditional units in the investment portfolio
9	10	11

continuation of the table:

Number of units in the investment fund or number of conditional units in the investment portfolio belonging to the policyholder (insured)	Value of one unit of the investment fund or one conditional unit of the investment portfolio
12	13
---	---

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to form of the report on

insurance contracts

providing for

the condition of participation of the policyholder

in investments

Explanation on completion of the administrative data form

Report on insurance contracts providing for the condition of participation of the policyholder in investments

(index - 10 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on insurance contracts providing for the condition of participation of the policyholder in investments" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization carrying out activities in the "life insurance" industry as of the end of the reporting period.

Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. The Form indicates information on insurance contracts providing for the condition of participation of the policyholder in investments.

6. Columns 5 and 6 indicate the amounts of parts of insurance premiums at the time of conclusion of insurance contracts providing for the condition of participation of the policyholder in investments.

7. Column 9 indicates the name of the investment fund (investment portfolio), the holder of units (conditional units) of which is the policyholder.

8. Column 10 indicates the name of the management company of the investment portfolio of the investment fund (investment portfolio), the holder of units (conditional units) of which is the policyholder. In case of engaging a management company of the investment portfolio, next to the name of the investment fund or investment portfolio, the name of its management company of the investment portfolio is indicated.

9. Column 13 indicates the value of one unit of the investment fund, the holder of units of which is the policyholder, or one conditional unit of the investment portfolio, in the financial instruments of which the policyholder's assets are invested, as of the reporting date.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 11

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies

Index of the administrative data form: 11 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization carrying out activities in the "life insurance" industry and independent investment of assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments (without engaging a management company of the investment portfolio)

Form

Table "Investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies"

No.	Name of the investment fund (investment portfolio)	Name of the issuer	Purchase value, in thousands of tenge	Date of payment
1	2	3	4	5
...
	Total:

continuation of the table:

Balance sheet value, in thousands of tenge	Share in the authorized capital of the issuer in percent	Date of registration of ownership right
6	7	8
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to form of the report on investments

of the investment fund

(investment portfolio)

in the capital of legal entities

that are not

joint-stock companies

Explanation on completion of the administrative data form

Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies

(index - 11 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization carrying out activities in the "life insurance" industry and independent investment of assets accepted for management under insurance contracts providing for the condition of participation of the policyholder in investments (without engaging a management company of the investment portfolio) as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. Column 2 indicates the name of the investment fund (investment portfolio).

6. Column 4 reflects the purchase value of shares on the date of acquisition.

7. Column 6 indicates the value of investments reflected in accounting.

8. The Form is filled out for each client.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 12

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries

Index of the administrative data form: 12 - I(R)O_M

Frequency: monthly, quarterly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker

Form

Table "Amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries"

(in thousands of tenge)

No.	Name of reinsurer/ insurance agent/ reinsured (cedent)/ insurance broker/policyholder	Debt under insurance and (or) reinsurance contracts				Provisions for impairment
Total	including
for which there is no overdue debt	for which there is overdue debt up to 90 days	for which there is overdue debt over 90 days
1	2	3	4	5	6	7
1	Reinsurers
1.1
…
2	Insurance agents
2.1
2.2
2.3
2.4
2.5
2.6	Other insurance agents
3	Insurance brokers
3.1
…
4	Reinsureds (cedents) / Insurers
4.1
…
5	Policyholders
5.1
5.2
5.3
5.4
5.5
5.6	Other policyholders
6	Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on amounts receivable

from reinsurers, insurance premiums

receivable from policyholders

(reinsureds) and intermediaries

Explanation on completion of the administrative data form

Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries

(index - 12 - I(R)O_M, frequency – monthly, quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsureds) and intermediaries" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period.

4. The Form is compiled quarterly by an insurance broker as of the end of the reporting period.

5. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

6. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

7. Column 2 indicates the name of reinsurers, insurance agents, insurance brokers (intermediaries), reinsureds (cedents) and policyholders having debt under insurance and (or) reinsurance contracts.

8. In rows 2.1, 2.2, 2.3, 2.4, 2.5, insurance agents having the largest share in the total debt of insurance agents are indicated, the total debt of other insurance agents is indicated in row 2.6 "Other insurance agents".

9. In rows 5.1, 5.2, 5.3, 5.4, 5.5, policyholders having the largest share in the total debt of policyholders are indicated, the total debt of other policyholders is indicated in row 5.6 "Other policyholders".

10. In the absence of information, the Form is submitted with zero balances.

Appendix 13

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on investment property and fixed assets

Index of the administrative data form: 13 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Investment property and fixed assets"

(in thousands of tenge)

No.	Information on investment property and fixed assets	Purchase value	Balance sheet value
1	2	3	4
1	Investment property
1.1
…
2	Fixed assets in the form of immovable property
2.1
…
3	Other fixed assets
4	Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on investment

property and fixed assets

Explanation on completion of the administrative data form

Report on investment property and fixed assets

(index - 13 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on investment property and fixed assets" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. Column 2 indicates information on investment property and fixed assets.

6. The total amount of investments in fixed assets that are not immovable property is indicated in row 3 "Other fixed assets".

7. In the absence of information, the Form is submitted with zero balances.

Appendix 14

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on calculation of insurance reserves for the "general insurance" industry

Index of the administrative data form: 14 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization carrying out activities in the "general insurance" industry, Islamic insurance (reinsurance) organization carrying out activities in the "general insurance" industry

Form

Table "Calculation of insurance reserves for the "general insurance" industry"

(in thousands of tenge)

No.	Name of insurance classes	Unearned premium reserve, total amount	Reinsurer's share in unearned premium reserve	Net amount of unearned premium reserve	Reserve for incurred but not reported claims	Reinsurer's share in reserve for incurred but not reported claims
1	2	3	4	5	6	7
1	Compulsory insurance
1.1	insurance of civil liability of owners of motor vehicles
1.2	insurance of civil liability of carrier to passengers
1.3	insurance in crop production
1.4	insurance of civil liability of private notaries
1.5	environmental insurance
1.6	insurance of civil liability of audit organizations
1.7	tourist insurance
1.8	insurance of civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.9	insurance of employee against accidents during performance of labor (official) duties
1.10	other types (classes) of insurance
2	Voluntary personal insurance
2.1	accident insurance
2.2	insurance against illness, including:
2.2.1	traveling abroad
2.3	other types (classes) of insurance
3	Voluntary property insurance
3.1	insurance of motor transport
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	cargo insurance
3.7	insurance of property against damage, except for classes specified in rows 3.1-3.6 of this Form
3.8	insurance of civil liability of owners of motor transport
3.9	insurance of civil liability of owners of air transport
3.10	insurance of civil liability of owners of water transport
3.11	insurance of civil liability of owners of space objects
3.12	professional liability insurance
3.13	insurance of civil liability, except for classes specified in rows 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations except for classes specified in rows 3.14-3.17 of this Form
3.19	title insurance
3.20	insurance of legal expenses
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Net amount of reserve for incurred but not reported claims	Reserve for reported but unsettled claims, total amount	Reinsurer's share in reserve for reported but unsettled claims
8	9	10
…

continuation of the table:

Net amount of reserve for reported but unsettled claims	Total amount of insurance reserves	Reinsurer's share in total amount of insurance reserves	Net amount of total insurance reserves
11	12	13	14
…

Name ______	Address ______
Telephone ______
Email address ______

Staff actuary______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on calculation of insurance reserves

for the "general insurance" industry

Explanation on completion of the administrative data form

Report on calculation of insurance reserves for the "general insurance" industry

(index - 14 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter – the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on calculation of insurance reserves for the "general insurance" industry" (hereinafter – the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization carrying out activities in the "general insurance" industry as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the staff actuary.

Chapter 2. Explanation on completion of the Form

5. The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.

6. Insurance reserves are calculated in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 January 2019 No. 13 "On approval of Requirements for formation, methodology of calculation of insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

7. In column 4, the reinsurer's share in the unearned premium reserve is indicated excluding commission remuneration to the cedent, insurance broker under the reinsurance (insurance) contract and other reimbursements, payments to insurance intermediaries and other persons from the reinsurer not related to insurance protection for risks transferred to reinsurance.

8. In the absence of information, the Form shall be submitted with zero balances.

Appendix 15

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on the calculation of insurance reserves for the "life insurance" sector

Index of the form of administrative data: 15 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization carrying out activities in the "life insurance" sector, Islamic insurance (reinsurance) organization carrying out activities in the "life insurance" sector

Form

Table "Calculation of insurance reserves for the "life insurance" sector"

(in thousands of tenge)

No.	Name of insurance classes	Unearned premium reserve, total amount	Share of reinsurer in unearned premium reserve	Net amount of unearned premium reserve	Reserve for unexpired losses under life insurance (reinsurance) contracts
1	2	3	4	5	6
1	Total
1.1	life insurance
1.2	annuity insurance, including
1.2.1	pension annuity contracts
1.2.2	annuity contracts
1.2.3	other types of annuity insurance
1.3	tourist insurance
1.4	accident insurance
1.5	sickness insurance, including:
1.5.1	traveling abroad
1.6	insurance of an employee against accidents during the performance of his labor (official) duties
1.7	other types (classes) of insurance

continuation of the table:

Share of reinsurer in the reserve for unexpired losses under life insurance (reinsurance) contracts	Net amount of the reserve for unexpired losses under life insurance (reinsurance) contracts	Reserve for unexpired losses under annuity contracts	Share of reinsurer in the reserve for unexpired losses under annuity contracts	Net amount of the reserve for unexpired losses under annuity contracts
7	8	9	10	11
…

continuation of the table:

Reserve for incurred but not reported losses	Share of reinsurer in the reserve for incurred but not reported losses	Net amount of the reserve for incurred but not reported losses	Reserve for reported but unsettled losses	Share of reinsurer in the reserve for reported but unsettled losses
12	13	14	15	16
		…

continuation of the table:

Net amount of the reserve for reported but unsettled losses	Total share of reinsurer in insurance reserves	Total insurance reserves
17	18	19

Name ______	Address ______
Telephone ______
Email address ______

Staff actuary______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on the calculation of insurance reserves

for the "life insurance" sector

Explanation on filling out the form of administrative data

Report on the calculation of insurance reserves for the "life insurance" sector

(index - 15 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on the calculation of insurance reserves for the "life insurance" sector" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization carrying out activities in the "life insurance" sector as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the staff actuary.

Chapter 2. Explanation on filling out the Form

5. The Form indicates the amount of insurance reserves by classes of insurance as of the end of the reporting period.

6. Insurance reserves are calculated in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 January 2019 No. 13 "On approval of Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

7. In column 4, the share of the reinsurer in the unearned premium reserve is indicated excluding the commission fee to the cedent, insurance broker under the reinsurance (insurance) contract and other reimbursements, payments to insurance intermediaries and other persons from the reinsurer not related to insurance protection for risks transferred to reinsurance.

8. In line 1.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 21 June 2013 "On Pension Provision in the Republic of Kazakhstan" are indicated.

9. In line 1.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 7 February 2005 "On Compulsory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties" are indicated.

10. In the absence of information, the Form shall be submitted with zero balances.

Appendix 16

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance premiums

Index of the form of administrative data: 16 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Insurance premiums"

(in thousands of tenge)

No.	Name of insurance classes	Insurance premiums accepted under insurance (reinsurance) contracts
total	including
insurance premiums accepted under insurance contracts						insurance premiums accepted under reinsurance contracts
total	including					total	including
in electronic form	from resident		from non-resident		from resident	from non-resident
individuals	legal entities	individuals	legal entities
1	2	3	4	5	6	7	8	9	10	11	12
1	Compulsory insurance
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance in crop production
1.4	insurance of civil liability of private notaries
1.5	environmental insurance
1.6	civil liability of audit organizations
1.7	tourist insurance
1.8	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other types (classes) of insurance
2	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts
2.2.2	annuity contracts
2.2.3	other types of annuity insurance
2.3	accident insurance
2.4	sickness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance
3.1	automobile transport insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, except for classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of automobile transport owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	legal expenses insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Insurance premiums transferred to reinsurance			Income related to termination of contracts transferred to reinsurance	Net amount of insurance premiums	Expenses related to termination of insurance (reinsurance) contracts
total	including		total	including
to resident	to non-resident	under insurance contracts	under reinsurance contracts
13	14	15	16	17	18	19	20

continuation of the table:

Change in unearned premium reserve	Change in reinsurance assets in unearned premium reserve			Change in net amount of unearned premium reserve	Net amount of earned insurance premiums (column 17 - column 18 - column 25)
total	including
to resident	to non-resident
21	22	23	24	25	26

continuation of the table:

Income in the form of commission fee for insurance activity			Expenses in the form of commission fee for insurance activity
total	including		total	including
from residents	from non-residents	to residents	to non-residents
27	28	29	30	31	32

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on insurance premiums

Explanation on filling out the form of administrative data

Report on insurance premiums

(index - 16 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on insurance premiums" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 4, the total data of columns 6, 7, 8, and 9 are indicated.

6. In line 2.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 21 June 2013 "On Pension Provision in the Republic of Kazakhstan" are indicated.

7. In line 2.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 7 February 2005 "On Compulsory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties" are indicated.

8. In the absence of information, the Form shall be submitted with zero balances.

Appendix 17

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on large insurance (reinsurance) contracts, insurance payouts and large declared claims

Index of the form of administrative data: 17 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table 1. Large insurance (reinsurance) contracts

(in thousands of tenge)

No.	Name of insurance classes	Insured	Beneficiary	Amount of insurance premium	Limit of liability (insured amount)
1	2	3	4	5	6
1
2
…

continuation of the table:

including transferred to reinsurance	Period of insurance protection	Brief description of the object of insurance	Details of the decision of the board of directors on the conclusion of a major transaction
number	date
7	8	9	10	11
…

Table 2. Large insurance payouts and declared claims

(in thousands of tenge)

No.	Name of insurance classes	Insured (beneficiary)	Limit of liability (insured amount)	Amount of insurance payout
1	2	3	4	5
1
2
3
	Total

continuation of the table:

Amount of expected reimbursement from reinsurer	Amount of declared claim	Brief description of the insured event
6	7	8
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on large insurance (reinsurance) contracts, insurance payouts and large declared claims

Explanation on filling out the form of administrative data

Report on large insurance (reinsurance) contracts, insurance payouts and large declared claims

(index - 17 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for the collection of administrative data "Report on large insurance (reinsurance) contracts, insurance payouts and large declared claims" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. For Table 1:

1) the Form indicates information on insurance (reinsurance) contracts that entered into force in the reporting period (month) (except for contracts concluded under the class of compulsory civil liability insurance of vehicle owners and under accumulative life insurance), the aggregate limit of liability (total insured amount) for which is equal to or exceeds ten percent of the amount of assets of the insurance (reinsurance) organization, minus assets that are the share of the reinsurer in insurance reserves;

2) in column 8, the period of insurance protection is indicated in accordance with the terms of the insurance/reinsurance contract. If there are several objects of insurance (reinsurance) with different periods of insurance protection, the earliest start date and the latest end date of insurance protection within one insurance (reinsurance) contract are indicated;

3) in column 9, a brief description of the object of insurance is indicated;

4) in columns 10 and 11, the decision of the board of directors of the insurance (reinsurance) organization on the conclusion of a major insurance (reinsurance) transaction corresponding to the requirements of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 17 June 2003 No. 186 "On approval of the standard for recognizing a major insurance (reinsurance) transaction", registered in the Register of state registration of normative legal acts under No. 2405, is indicated.

6. For Table 2:

1) the Form indicates information on insurance payouts made in the reporting period (month) under insurance (reinsurance) contracts, on claims declared in the reporting period (month) but unsettled for insurance payouts (except for contracts concluded under the class of compulsory civil liability insurance of vehicle owners and under accumulative life insurance) in an amount equal to or exceeding ten percent of the total amount of net insurance reserves formed for the corresponding class of insurance.

7. In the absence of information, the Form shall be submitted with zero balances.

Appendix 18

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance payouts

Index of the form of administrative data: 18 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Insurance payouts"

(in thousands of tenge)

No.	Name of insurance classes	Expenses for making insurance payments
Total	including
under contracts accepted for insurance		under contracts accepted for reinsurance
to individuals	to legal entities	from residents	from non-residents
1	2	3	4	5	6	7
1	Compulsory insurance
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance in crop production
1.4	insurance of civil liability of private notaries
1.5	environmental insurance
1.6	civil liability of audit organizations
1.7	tourist insurance
1.8	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other types (classes) of insurance
2	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts
2.2.2	annuity contracts
2.2.3	other types of annuity insurance
2.3	accident insurance
2.4	sickness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance
3.1	automobile transport insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property damage insurance, except for the classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of automobile transport owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for the classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	guarantee and surety insurance
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for the classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	legal expenses insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Number of declared claims	Number of insurance payments			Reimbursement under recourse claim (net)
Total	including
individuals	legal entities	Total	including reimbursement transferred to reinsurer under recourse
8	9	10	11	12	13
…

continuation of the table:

Reimbursement of expenses for risks transferred to reinsurance			Net expenses for making insurance payments	Expenses for settling insurance losses
Total	including
from residents	from non-residents
14	15	16	17	18
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix

to the form of the report on insurance payments

Explanation on filling out the form of administrative data

Report on insurance payments

(index - 18 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on insurance payments” (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On insurance activity”.

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 8, the number of declared claims registered in the loss report of the insurance (reinsurance) organization for the period from the beginning of the reporting year (cumulatively) is indicated.

6. In column 9, the number of insurance payments for the period from the beginning of the reporting year (cumulatively) is indicated. Insurance payments made in the form of periodic payments under annuity insurance contracts to the same beneficiary for one insured event are indicated as one insurance payment.

7. In columns 10 and 11 “number of insurance payments”, information is indicated for the policyholder (beneficiary) who is the actual recipient of the insurance payment.

8. In column 18, the amount of additional expenses of the insurance (reinsurance) organization for the acquisition of services (services of appraisers and legal services) related to making insurance payments is indicated.

9. In line 2.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 “On pension provision in the Republic of Kazakhstan” are indicated.

10. In line 2.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 “On compulsory insurance of an employee against accidents during the performance of his labor (official) duties” are indicated.

11. In the absence of information, the Form is submitted with zero balances.

Appendix 19

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on the volume of obligations

Index of the form of administrative data: 19 - I(R)O_M

Frequency: monthly

Reporting period: as of “___”______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table “Volume of obligations”

No.	Name of insurance classes	Number of concluded contracts for the period from the beginning of the current year (cumulatively) (units)		Number of insurance objects under concluded contracts for the period from the beginning of the current year (units)	Number of active contracts (units)	Number of insurance objects under active contracts (units)
Total	including in electronic form
1	2	3	4	5	6	7
1	Compulsory insurance:
1.1	civil liability of vehicle owners, including:
1.1.1	individuals
1.1.2	legal entities
1.2	civil liability of the carrier to passengers, including:
1.2.1	individuals
1.2.2	legal entities
1.3	insurance in crop production, including:
1.3.1	individuals
1.3.2	legal entities
1.4	insurance of civil liability of private notaries, including:
1.4.1	individuals
1.4.2	legal entities
1.5	environmental insurance, including:
1.5.1	individuals
1.5.2	legal entities
1.6	civil liability of audit organizations, including:
1.6.1	individuals
1.6.2	legal entities
1.7	tourist insurance, including:
1.7.1	individuals
1.7.2	legal entities
1.8	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties, including:
1.8.1	individuals
1.8.2	legal entities
1.9	insurance of an employee against accidents during the performance of his labor (official) duties, including:
1.9.1	individuals
1.9.2	legal entities
1.10	other types (classes) of insurance, including:
1.10.1	individuals
1.10.2	legal entities
1.11	Total for compulsory insurance of individuals
1.12	Total for compulsory insurance of legal entities
2	Voluntary personal insurance:
2.1	life insurance, including:
2.1.1	individuals
2.1.2	legal entities
2.2	annuity insurance, including:
2.2.1	pension annuity contracts
2.2.1.1	individuals
2.2.1.2	legal entities
2.2.2	annuity contracts
2.2.2.1	individuals
2.2.2.2	legal entities
2.2.3	other types of annuity insurance, including
2.2.3.1	individuals
2.2.3.2	legal entities
2.3	accident insurance, including:
2.3.1	individuals
2.3.2	legal entities
2.4	sickness insurance, including:
2.4.1	individuals
2.4.2	legal entities
2.4.3	traveling abroad
2.5	other types (classes) of insurance, including:
2.5.1	individuals
2.5.2	legal entities
2.6	Total for voluntary personal insurance of individuals
2.7	Total for voluntary personal insurance of legal entities
3	Voluntary property insurance:
3.1	automobile transport insurance, including:
3.1.1	individuals
3.1.2	legal entities
3.2	railway transport insurance, including:
3.2.1	individuals
3.2.2	legal entities
3.3	air transport insurance, including:
3.3.1	individuals
3.3.2	legal entities
3.4	water transport insurance, including:
3.4.1	individuals
3.4.2	legal entities
3.5	space object insurance
3.5.1	individuals
3.5.2	legal entities
3.6	cargo insurance, including:
3.6.1	individuals
3.6.2	legal entities
3.7	property damage insurance, except for the classes specified in lines 3.1-3.6 of this Form: including:
3.7.1	individuals
3.7.2	legal entities
3.8	civil liability insurance of automobile transport owners, including:
3.8.1	individuals
3.8.2	legal entities
3.9	civil liability insurance of air transport owners, including:
3.9.1	individuals
3.9.2	legal entities
3.10	civil liability insurance of water transport owners, including:
3.10.1	individuals
3.10.2	legal entities
3.11	civil liability insurance of space object owners, including:
3.11.1	individuals
3.11.2	legal entities
3.12	professional liability insurance, including:
3.12.1	individuals
3.12.2	legal entities
3.13	civil liability insurance, except for the classes specified in lines 3.8-3.12 of this Form, including:
3.13.1	individuals
3.13.2	legal entities
3.14	loan insurance, including:
3.14.1	individuals
3.14.2	legal entities
3.15	mortgage insurance, including:
3.15.1	individuals
3.15.2	legal entities
3.16	guarantee and surety insurance, including:
3.16.1	individuals
3.16.2	legal entities
3.17	insurance against other financial losses, including:
3.17.1	individuals
3.17.2	legal entities
3.18	insurance of losses of financial organizations, except for the classes specified in lines 3.14-3.17 of this Form
3.18.1	individuals
3.18.2	legal entities
3.19	title insurance
3.19.1	individuals
3.19.2	legal entities
3.20	legal expenses insurance, including:
3.20.1	individuals
3.20.2	legal entities
3.21	other types (classes) of insurance, including:
3.21.1	individuals
3.21.2	legal entities
3.22	Total for voluntary property insurance of individuals
3.23	Total for voluntary property insurance of legal entities
4	Total including:
4.1	individuals
4.2	legal entities

continuation of the table:

Volume of obligations under active insurance (reinsurance) contracts, in thousands of tenge			Amount of insurance premiums under active insurance (reinsurance) contracts, in thousands of tenge
total	including transferred to reinsurance		total	including transferred to reinsurance
to residents	to non-residents	to residents	to non-residents
8	9	10	11	12	13
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix

to the form of the report on the volume of obligations

Explanation on filling out the form of administrative data

Report on the volume of obligations

(index - 19 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on the volume of obligations” (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On insurance activity”.

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. In columns 5 and 7, the number of units of insurance objects is indicated, based on which the amount of insurance premium is determined.

6. For voluntary and compulsory types of civil liability insurance, except for compulsory civil liability insurance of vehicle owners, compulsory civil liability insurance of the carrier to passengers, for each insurance (reinsurance) contract in columns 5 and 7 one insurance object is indicated.

7. In the class of compulsory civil liability insurance of vehicle owners, in columns 5 and 7 the number of vehicles is indicated.

8. In column 8, the total volume of obligations under active insurance and incoming reinsurance contracts is indicated.

9. In column 11, the amount of insurance premiums under active insurance and incoming reinsurance contracts is indicated.

10. In case of concluding a voluntary insurance contract within several insurance classes, information on the insurance (reinsurance) contract:

1) in columns 3, 4, 5, 6, 7 is indicated in accordance with the insurance class having the largest share in the volume of obligations under this contract;

2) in columns 8, 9, 10, 11 is indicated separately for each insurance class.

11. In the class of annuity insurance, the volume of obligations under active insurance (reinsurance) contracts is not indicated.

12. In line 2.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 “On pension provision in the Republic of Kazakhstan” are indicated.

13. In line 2.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 “On compulsory insurance of an employee against accidents during the performance of his labor (official) duties” are indicated.

14. In the absence of information, the Form is submitted with zero balances.

Appendix 20

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on the calculation of the combined ratio of the insurance (reinsurance) organization

Index of the form of administrative data: 20 - I(R)O_M

Frequency: monthly

Reporting period: as of “___”______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table “Calculation of the combined ratio of the insurance (reinsurance) organization”

(in thousands of tenge)

No.	Name of classes (types) of insurance	Earned insurance premiums		Insurance payments		Changes in loss reserves		Loss adjustment expenses	Expenses	Net expenses
Total	Net amount of earned premiums	Total	Net amount of insurance payments	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Compulsory insurance
1.1	civil liability insurance of vehicle owners
1.2	civil liability insurance of the carrier to passengers
1.3	crop insurance
1.4	civil liability insurance of private notaries
1.5	environmental insurance
1.6	civil liability insurance of auditors and audit organizations
1.7	tourist insurance
1.8	civil liability insurance of owners of objects whose activities are associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan"
2.2.2	annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Compulsory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties"
2.2.3	other classes (types) of annuity insurance
2.3	accident insurance
2.4	sickness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3.	Voluntary property insurance
3.1	automobile transport insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, except for the classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of automobile transport owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for the classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for the classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	legal expenses insurance
3.21	other types (classes) of insurance
4.	For the entire insurance portfolio

continuation of the table:

Loss ratio for the reporting period taking into account the reinsurer's share, in percent	Loss ratio for the reporting period without taking into account the reinsurer's share, in percent	Expense ratio taking into account the reinsurer's share, in percent	Expense ratio without taking into account the reinsurer's share, in percent	Combined ratio taking into account the reinsurer's share, in percent	Combined ratio without taking into account the reinsurer's share, in percent
12	13	14	15	16	17
---	---	---	---	---	---

Name ______	Address ______
Telephone ______
Email address ______

Staff actuary ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive officer or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to the form of the report on the calculation of the combined

ratio of the insurance (reinsurance) organization

Explanation on filling out the form of administrative data

Report on the calculation of the combined ratio of the insurance (reinsurance) organization

(index - 20 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on the calculation of the combined ratio of the insurance (reinsurance) organization" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74, Article 75-1 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive officer, chief accountant or persons replacing them, and a staff actuary.

Chapter 2. Explanation on filling out the Form

5. The Form determines the procedure for calculating coefficients characterizing the loss ratio of the insurance (reinsurance) organization.

6. The Form is filled out for all classes (types) of insurance, except for classes (types) of accumulative insurance.

7. All parameters are used for the twelve months preceding the reporting date.

8. Column 3 indicates earned insurance premiums calculated in accordance with part two of paragraph 8 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization, approved by resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 "On approval of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization", registered in the Register of state registration of normative legal acts under No. 13056 (hereinafter - the Rules).

9. Column 4 indicates net earned insurance premiums calculated in accordance with part two of paragraph 9 of the Rules.

10. Column 5 indicates insurance payments for the twelve months preceding the reporting date.

11. Column 6 indicates insurance payments without taking into account the reinsurer's share for the twelve months preceding the reporting date.

12. Column 7 indicates changes in loss reserves for the twelve months preceding the reporting date.

13. Column 8 indicates changes in loss reserves without taking into account the reinsurer's share for the twelve months preceding the reporting date.

14. Column 9 indicates loss adjustment expenses for the twelve months preceding the reporting date.

15. Columns 10, 11, 14, 15, 16, 17 are filled out for the entire insurance portfolio.

16. Column 12 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.

17. Column 13 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

18. Column 14 indicates the ratio of the value of column 10 to the corresponding value of column 3.

19. Column 15 indicates the ratio of the value of column 11 to the corresponding value of column 4.

20. Column 16 indicates the sum of the corresponding values of columns 12 and 14.

21. Column 17 indicates the sum of the corresponding values of columns 13 and 15.

22. In the absence of information, the Form is submitted with zero balances.

Appendix 21

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies

Index of the form of administrative data: 21 - I(R)O_M

Frequency: annual

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Calculation of the loss ratio of the insurance (reinsurance) organization by policies"

(in thousands of tenge)

	Name of classes (types) of insurance	Earned insurance premiums		Insurance payments		Changes in loss reserves		Loss adjustment expenses	Loss ratio by policies taking into account the reinsurer's share, in percent	Loss ratio by policies without taking into account the reinsurer's share, in percent
Total	Net amount of earned premiums	Total	Net amount of insurance payments	Total	Net amount of changes in loss reserves
1	2	3	4	5	6	7	8	9	10	11
1.	Compulsory insurance
1.1	civil liability insurance of vehicle owners
1.2	civil liability insurance of the carrier to passengers
1.3	crop insurance
1.4	civil liability insurance of private notaries
1.5	environmental insurance
1.6	civil liability insurance of auditors and audit organizations
1.7	tourist insurance
1.8	civil liability insurance of owners of objects whose activities are associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other classes (types) of insurance
2.	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 "On Pension Provision in the Republic of Kazakhstan"
2.2.2	annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 "On Compulsory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties"
2.2.3	other classes (types) of annuity insurance
2.3	accident insurance
2.4	sickness insurance
2.4.1	traveling abroad
2.5	other classes (types) of insurance
3.	Voluntary property insurance
3.1	automobile transport insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, except for the classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of automobile transport owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for the classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for the classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	legal expenses insurance
3.21	other classes (types) of insurance
4.	For the entire insurance portfolio

Name ______	Address ______
Telephone ______
Email address ______

Staff actuary ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive officer or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to the form of the report on the calculation of the loss ratio

of the insurance (reinsurance) organization by policies

Explanation on filling out the form of administrative data

Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies

(index - 21 - I(R)O_M, frequency – annual)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74, Article 75-1 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity".

3. The Form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive officer, chief accountant or persons replacing them, and a staff actuary.

Chapter 2. Explanation on filling out the Form

5. The Form determines the procedure for calculating the loss ratio of the insurance (reinsurance) organization by policies.

6. The Form is filled out for all classes (types) of insurance, except for classes (types) of accumulative insurance.

7. Column 3 indicates earned insurance premiums calculated in accordance with part two of paragraph 16 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization, established by resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 "On approval of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of an insurance (reinsurance) organization", registered in the Register of state registration of normative legal acts under No. 13056 (hereinafter - the Rules).

8. Column 4 indicates net earned insurance premiums calculated in accordance with part two of paragraph 17 of the Rules.

9. Column 5 indicates insurance payments for the 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts that entered into force during the 12 (twelve) months preceding the reporting period.

10. Column 6 indicates insurance payments without taking into account the reinsurer's share for the 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts that entered into force during the 12 (twelve) months preceding the reporting period.

11. Column 7 indicates changes in loss reserves for the 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts that entered into force during the 12 (twelve) months preceding the reporting period.

12. Column 8 indicates changes in loss reserves without taking into account the reinsurer's share for the 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts that entered into force during the 12 (twelve) months preceding the reporting period.

13. Column 9 indicates loss adjustment expenses for the 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts that entered into force during the 12 (twelve) months preceding the reporting period.

14. Column 10 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.

15. Column 11 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

16. In the absence of information, the Form is submitted with zero balances.

Appendix 22

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on reinsurance activity

Index of the form of administrative data: 22 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Reinsurance activity"

No.	Name of the reinsurance organization	Parent company	Rating	Name of the rating agency	Location (country) of the reinsurance organization		Name of the insurance broker
name	country code
1	2	3	4	5	6	7	8
1	Non-resident insurance (reinsurance) organizations
1.1
…
2	Resident insurance (reinsurance) organizations
2.1
…
3	Total

continuation of the table:

Location (country) of the non-resident insurance broker		Volume of obligations transferred to reinsurance (for the period from the beginning of the current year), in thousands of tenge	Volume of obligations transferred to reinsurance under existing insurance (reinsurance) contracts, in thousands of tenge	Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of tenge
name	country code
9	10	11	12	13
…

continuation of the table:

Insurance premiums transferred to the reinsurance organization under existing insurance (reinsurance) contracts, in thousands of tenge	Compensation for risks received under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge	Insurance premiums accepted under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge	Insurance payments under contracts accepted for reinsurance (for the period from the beginning of the current year), in thousands of tenge
14	15	16	17
…

continuation of the table:

Type of reinsurance (facultative/obligatory)	Form of reinsurance (proportional/non-proportional)	Name of the insurance class
18	19	20
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief Accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First Head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to the form of the report on reinsurance

activity

Explanation on completion of the form of administrative data

Report on reinsurance activity

(index - 22 - I(R)O_M, periodicity – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on reinsurance activity" (hereinafter - Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On insurance activity".

3. The Form is compiled monthly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. In column 2, the full name of the insurance (reinsurance) organization is indicated (without using abbreviations and contractions).

6. In columns 3 and 8, the full name is indicated (without using abbreviations and contractions).

7. In column 4, the rating assigned by one of the rating agencies is indicated in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated 24 December 2012 No. 385 "On establishing the minimum rating for legal entities and countries, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, the list of rating agencies assigning this rating", registered in the Register of state registration of normative legal acts under No. 8318. In the absence of a rating, column 4 indicates "no rating".

8. The volume of obligations in column 11 is indicated for reinsurance contracts concluded for the period from the beginning of the reporting period.

9. The total amount of obligations transferred to reinsurance under existing insurance (reinsurance) contracts in column 12 corresponds to the sum of columns 9 and 10 of the report on the volume of obligations, excluding the amount of the volume of obligations for the annuity insurance class.

10. The amount of obligations transferred to reinsurance under existing insurance (reinsurance) contracts to residents of the Republic of Kazakhstan, in the line "Insurance (reinsurance) organizations residents" of column 12 corresponds to the total amount of column 9 of the report on the volume of obligations, excluding the amount of the volume of obligations for the annuity insurance class.

11. The amount of obligations transferred to reinsurance under existing insurance (reinsurance) contracts to non-residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations non-residents" of column 12 corresponds to the total amount of column 10 of the report on the volume of obligations, excluding the amount of the volume of obligations for the annuity insurance class.

12. The total amount of insurance premiums transferred to the reinsurance organization in column 13 corresponds to the total amount of column 13 of the report on insurance premiums.

13. The amount of insurance premiums transferred to residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations residents" of column 13 corresponds to the total amount of column 14 of the report on insurance premiums.

14. The amount of insurance premiums transferred to non-residents of the Republic of Kazakhstan in the line "Insurance (reinsurance) organizations non-residents" of column 13 corresponds to the total amount of column 15 of the report on insurance premiums.

15. In column 15, data on compensation for risks received under reinsurance contracts are indicated.

16. In column 17, the amounts of insurance payments under contracts accepted for reinsurance are indicated.

17. In column 20, the name of the insurance class is indicated. If insurance premiums for different insurance classes were transferred to one reinsurance organization, the list of insurance classes is indicated in one line.

18. In the absence of information, the Form is submitted with zero balances.

Appendix 23

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations

Index of the form of administrative data: 23 - I(R)O_M

Periodicity: quarterly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table 1. Conclusion of an insurance (reinsurance) contract

(in thousands of tenge)

No.	Name (surname, name, patronymic (if any) of the insured (reinsured)	Business identification number (for legal entity), Individual identification number (if any for individual)	Sign of relatedness	Type (class) of insurance (reinsurance)	Amount of insurance premiums	Insured amount	Insurance tariff (in percent of insured amount)
1	2	3	4	5	6	7	8
1
2
3
…
	Total

continuation of the table:

Commission fees under the insurance (reinsurance) contract	Date of conclusion (date of commencement of fulfillment of conditions) of the contract	Date of termination (date of end of fulfillment of conditions) of the contract	Amount of insurance payment under the insurance (reinsurance) contract	Name (surname, name, patronymic (if any)) of the beneficiary	Details of the decision of the board of directors of the insurance (reinsurance) organization or general meeting of shareholders (in the absence of a board of directors)
number	date
9	10	11	12	13	14	15
…

Table 2. Other operations

(in thousands of tenge)

No.	Name (surname, name, patronymic (if any) of the person	Business identification number (for legal entity), Individual identification number (if any for individual)	Sign according to which the person is classified as a person related to the insurance (reinsurance) organization by special relations	Type of operation	Type of currency	Amount of the transaction under the contract (in thousands of tenge)	Date of conclusion (date of commencement of fulfillment of conditions) of the contract	Date of termination (date of end of fulfillment of conditions) of the contract
1	2	3	4	5	6	7	8	9
1
…

continuation of the table:

Security under the terms of the contract		Remuneration payable (in percent per annum)		Details of the decision of the board of directors of the insurance (reinsurance) organization or general meeting of shareholders (in the absence of a board of directors)		Current balance as of the reporting date, in thousands of tenge
type	value, in thousands of tenge	by a person related to the insurance (reinsurance) organization by special relations in favor of the insurance (reinsurance) organization	by the insurance (reinsurance) organization in favor of a person related to the insurance (reinsurance) organization by special relations
number	date
10	11	12	13	14	15	16
…

Total amount of transactions of the insurance (reinsurance) organization with persons related to the insurance (reinsurance) organization by special relations (excluding insurance payments), the amount of which for each type of operation of the insurance (reinsurance) organization with a person related to the insurance (reinsurance) organization by special relations does not exceed 0.1 percent in aggregate of the size of the actual solvency margin calculated in accordance with the resolution of the Board of the National Bank of the Republic dated 26 December 2016 No. 304 "On establishing normative values and methods of calculations of prudential norms of the insurance (reinsurance) organization and insurance group and other mandatory norms and limits, requirements for acquired by insurance (reinsurance) organizations, subsidiary organizations of insurance (reinsurance) organizations or insurance holdings shares (participation interests in the authorized capital) of legal entities, the list of bonds of international financial organizations acquired by insurance holdings, the minimum required rating for bonds acquired by insurance holdings, and the list of rating agencies, as well as the list of financial instruments (except for shares and participation interests in the authorized capital) acquired by insurance (reinsurance) organizations", registered in the Register of state registration of normative legal acts of the Republic of Kazakhstan under No. 14794, as of "___" ______ 20 __ year, amounts to ______ thousand tenge.

The insurance (reinsurance) organization, Islamic insurance (reinsurance) organization confirms that in the reporting period preferential conditions were not provided to persons related to the insurance (reinsurance) organization by special relations and other transactions with persons related to the insurance (reinsurance) organization by special relations, except those specified in this Form, were not carried out by the insurance (reinsurance) organization.

Table 3. Under insurance and reinsurance contracts

(in thousands of tenge)

No.	Name of insurance classes	Insurance premiums accepted under insurance contracts				Number of concluded contracts (units)
total	including under contracts concluded:
with second-tier banks	with others		total	including under contracts concluded:
individuals	legal entities	individuals	legal entities
1	2	3	4	5	6	7	8	9
1	Compulsory insurance
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance in crop production
1.4	insurance of civil liability of private notaries
1.5	environmental insurance
1.6	civil liability of audit organizations				х			х
1.7	tourist insurance
1.8	civil liability of owners of objects whose activity is associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other types (classes) of insurance
2	Voluntary personal insurance
2.1	life insurance
2.2	annuity insurance, including
2.2.1	pension annuity contracts				х			х
2.2.2	annuity contracts
2.2.3	other types of annuity insurance
2.3	accident insurance
2.4	sickness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance
3.1	insurance of automobile transport
3.2	insurance of railway transport
3.3	insurance of air transport
3.4	insurance of water transport
3.5	insurance of space objects
3.6	cargo insurance
3.7	property insurance against damage, except for classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of owners of automobile transport
3.9	civil liability insurance of owners of air transport
3.10	civil liability insurance of owners of water transport
3.11	civil liability insurance of owners of space objects
3.12	professional liability insurance
3.13	civil liability insurance, except for classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	insurance of court expenses
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Insurance payments made under insurance contracts				Volume of obligations under insurance contracts			Insurance premiums accepted under reinsurance contracts concluded with insurance (reinsurance) organizations related by special relations
total	including under contracts concluded:
with second-tier banks	with others		Total	including under contracts concluded
individuals	legal entities	individuals	legal entities
10	11	12	13	14	15	16	17
			х			х
				х			х
…

continuation of the table:

Insurance payments made under reinsurance contracts concluded with insurance (reinsurance) organizations related by special relations	Volume of obligations (limit of liability) under contracts accepted for reinsurance	Insurance premiums transferred under reinsurance contracts to reinsurance organizations related by special relations	Compensation received under reinsurance contracts from reinsurance organizations related by special relations	Volume of obligations transferred to reinsurance
18	19	20	21	22
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief Accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First Head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to the form of the report on transactions and

insurance (reinsurance) contracts,

concluded with persons related

to the insurance (reinsurance) organization,

Islamic insurance (reinsurance) organization

by special relations

Explanation on completion of the form of administrative data

Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations

(index - 23 - I(R)O_M, periodicity – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations" (hereinafter - Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On insurance activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form indicates information on all transactions of the insurance (reinsurance) organization with persons related to the insurance (reinsurance) organization by special relations, the amount of which for each type of operation of the insurance (reinsurance) organization with a person related to the insurance (reinsurance) organization by special relations exceeds 0.1 percent in aggregate of the size of the actual solvency margin calculated in accordance with the resolution of the Board of the National Bank of the Republic dated 26 December 2016 No. 304 "On establishing normative values and methods of calculations of prudential norms of the insurance (reinsurance) organization and insurance group and other mandatory norms and limits, requirements for acquired by insurance (reinsurance) organizations, subsidiary organizations of insurance (reinsurance) organizations or insurance holdings shares (participation interests in the authorized capital) of legal entities, the list of bonds of international financial organizations acquired by insurance holdings, the minimum required rating for bonds acquired by insurance holdings, and the list of rating agencies, as well as the list of financial instruments (except for shares and participation interests in the authorized capital) acquired by insurance (reinsurance) organizations", registered in the Register of state registration of normative legal acts of the Republic of Kazakhstan under No. 14794.

6. When determining the amount of the transaction under an insurance (reinsurance) contract, the amount of insurance premiums or insurance payments is taken as the basis.

7. If the terms of the transaction for other operations do not imply the presence of security or payment of remuneration, columns 10, 11 or 12, 13 are not filled.

8. The Form indicates information on transactions made for the period from the beginning of the current year.

9. Under Table 3:

1) the Form indicates information on insurance and reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations for the period from the beginning of the current year (cumulatively);

2) in column 3, the amount of insurance premiums accepted under direct insurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated, taking into account expenses related to the termination of insurance contracts in the reporting period;

3) in column 10, the amount of insurance payments made under direct insurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated;

4) in column 17, the amount of insurance premiums accepted under incoming reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated, taking into account expenses related to the termination of reinsurance contracts in the reporting period;

5) in column 18, the amount of insurance payments made under incoming reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated;

6) in line 2.2.1, pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 21 June 2013 "On pension provision in the Republic of Kazakhstan" are indicated;

7) in line 2.2.2, annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated 7 February 2005 "On compulsory insurance of an employee against accidents during the performance of his labor (official) duties" are indicated.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 24

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on other receivables and payables

Index of the form of administrative data: 24 - I(R)O_M

Periodicity: semi-annual

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Other receivables and payables"

(in thousands of tenge)

No.	Type of debt	Amount of debt	Impairment reserves
1	2	3	4
1	Other receivables, including by types:
1.1	unfinished construction
1.2	recourse debt
1.3	debt related to the sale of assets
1.4	debt on guarantee contributions
1.5	wage arrears
1.6	debt on advances paid to suppliers and contractors
1.7	debt on theft, embezzlement and other abuses
1.8	debt on fines, penalties and forfeits
1.9	financial assistance provided
1.10	accrued income on lease
1.11	capital repairs of leased property
1.12	advances issued to intermediaries in insurance (reinsurance) activities
1.13	money of the insurance (reinsurance) organization on accounts with an organization carrying out brokerage and (or) dealer activities in the securities market, held in second-tier banks of the Republic of Kazakhstan and in the central depository
1.14	money of the insurance (reinsurance) organization on accounts with an organization carrying out investment portfolio management activities, held in second-tier banks of the Republic of Kazakhstan
1.15	other receivables
2	Other payables, including by types:
2.1	accrued expenses for repairs
2.2	accrued expenses for advertising
2.3	accrued representation expenses
2.4	accrued other general business expenses
2.5	accrued expenses on lease
2.6	debt related to the purchase of assets
2.7	debt to affiliated persons
2.8	financial lease received
2.9	mandatory contributions to JSC "Insurance Payments Guarantee Fund"
2.10	emergency contributions to JSC "Insurance Payments Guarantee Fund"
2.11	other payables

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to form of the report on other receivables

and payables

Explanation on filling out the form of administrative data

Report on other receivables and payables

(index - 24 - I(R)O_M, frequency – semi-annual)

Chapter 1. General provisions

1. This explanation (hereinafter - Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on other receivables and payables" (hereinafter - Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activities".

3. The Form is compiled as of January 1 and July 1 by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The amount of debt in line 1.15 "other receivables" is disclosed in the explanatory note to the Form.

6. The amount of debt in line 2.11 "other payables" is disclosed in the explanatory note to the Form.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 25

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on comparison of maturities of assets and liabilities in national and foreign currencies

Index of the form of administrative data: 25 - I(R)O_M

Frequency: monthly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Comparison of maturities of assets and liabilities in national and foreign currencies"

(in thousands of tenge)

No.	Name of indicator	On demand						up to 30 days
Total	including					Total	including
in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency	in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency
1	2	3	4	5	6	7	8	9	10	11	12	13	14
	ASSETS
1	Cash and cash equivalents
2	Deposits placed
3	Securities, including:
3.1	securities available for sale
3.2	securities held to maturity
3.3	securities measured at fair value through profit or loss
4	Reinsurance assets
5	Insurance premiums receivable from policyholders (reinsureds) and intermediaries, including:
5.1	debt overdue by more than 90 days
5.2	Impairment reserves
6	Other receivables
7	Other assets
8	Other assets without maturity
	LIABILITIES
9	Reserves, including:
9.1	unearned premium reserve
9.2	reserve for unexpired risks under life insurance (reinsurance) contracts
9.3	reserve for unexpired risks under annuity contracts
9.4	reserve for incurred but not reported claims
9.5	reserve for reported but unsettled claims
10	Settlements with reinsurers
11	Other liabilities
12	Other liabilities without maturity

continuation of the table:

from 31 days to 90 days						from 91 days to 180 days
Total	including					Total	including
in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency	in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency
15	16	17	18	19	20	21	22	23	24	25	26
…

continuation of the table:

from 181 days to 1 year						over 1 year to 3 years
Total	including					Total	including
in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency	in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency
33	34	35	36	37	38	39	40	41	42	43	44
…

continuation of the table:

over 3 years to 5 years						over 5 years to 10 years
Total	including					Total	including
in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency	in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency
33	34	35	36	37	38	39	40	41	42	43	44
…

continuation of the table:

over 10 years						Total
Total	including					Total	including
in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency	in tenge	in US dollars	in Euro	in Russian rubles	in other foreign currency
51	52	53	54	55	56	57	58	59	60	61	62
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to form of the report on comparison of maturities of assets

and liabilities in national and

foreign currencies

Explanation on filling out the form of administrative data

Report on comparison of maturities of assets and liabilities in national and foreign currencies

(index - 25 - I(R)O_M, frequency – monthly)

Chapter 1. General provisions

1. This explanation (hereinafter - Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on comparison of maturities of assets and liabilities in national and foreign currencies" (hereinafter - Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activities".

3. The Form is compiled monthly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. When filling out the Form, for each asset (liability) the shortest period is provided, after which the insurance (reinsurance) organization demands fulfillment of obligations by debtors and fulfills the requirements of creditors.

6. Assets are included net of formed reserves for doubtful debts.

7. In line 7 "Other assets", assets are reflected that have a period after which the insurance (reinsurance) organization demands fulfillment of obligations by debtors, except for those specified in lines 1, 2, 3, 4, 5 and 6 of the Form.

8. In line 11 "Other liabilities", liabilities are reflected that have a period after which the insurance (reinsurance) organization fulfills the requirements of creditors, except for those specified in lines 9 and 10 of the Form.

9. When filling out the lines "unearned premium reserve", "reserve for unexpired risks under life insurance (reinsurance) contracts", "reserve for unexpired risks under annuity contracts", as well as the reserve for incurred but not fully reported claims for the class of compulsory insurance of an employee against accidents during the performance of his labor (official) duties, the remaining period until the end of the insurance protection for each insurance contract is used.

The reserve for incurred but not reported claims (except for the reserve for incurred but not fully reported claims for the class of compulsory insurance of an employee against accidents during the performance of his labor (official) duties) and the reserve for reported but unsettled claims are reflected in the category of liabilities with a maturity of up to 1 year;

10. In the absence of information, the Form is submitted with zero balances.

Appendix 26

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on balances on off-balance sheet accounts

Index of the form of administrative data: 26 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Balances on off-balance sheet accounts"

(in thousands of tenge)

No.	Name of off-balance sheet accounts	At the end of the reporting period	At the beginning of the current year
1	2	3	4
	Contingent and possible claims and liabilities
1	Accounts of claims under guarantees
1.1	possible claims under issued or confirmed guarantees
1.2	possible claims under accepted guarantees
1.3	contingent emergency contributions in accordance with the legislation of the Republic of Kazakhstan on guaranteeing insurance payments
2	Accounts of claims for granting (obtaining) loans in the future
2.1	contingent claims for loans provided
2.2	contingent claims for obtaining loans in the future
3	Accounts of claims under derivative financial instruments
3.1	contingent claims for the purchase of financial assets
3.2	contingent claims for the purchase of financial futures
3.3	contingent claims for the sale of financial futures
3.4	fixed interest rate swap
3.5	floating interest rate swap
3.6	purchased call option transactions
3.7	purchased put option transactions
3.8	sold put option transactions - contra account
3.9	sold call option transactions - contra account
3.10	purchased agreement on future remuneration - contra account
3.11	realized agreement on future remuneration
3.12	contingent claims under other derivative financial instruments
4	Accounts of liabilities under guarantees
4.1	possible liabilities under issued or confirmed guarantees
4.2	possible reduction of claims under accepted guarantees
4.3	contingent liabilities under the legislation of the Republic of Kazakhstan on guaranteeing insurance payments
5	Accounts of liabilities for granting (obtaining) loans in the future
5.1	contingent liabilities for granting loans in the future
5.2	contingent liabilities for loans received
6	Accounts of liabilities under derivative financial instruments
6.1	contingent liabilities for the sale of financial assets
6.2	contingent liabilities for the purchase of financial futures
6.3	contingent liabilities for the sale of financial futures
6.4	floating interest rate swap
6.5	fixed interest rate swap
6.6	purchased call option transactions - contra account
6.7	purchased put option transactions - contra account
6.8	sold put option transactions
6.9	sold call option transactions
6.10	purchased agreement on future remuneration
6.11	realized agreement on future remuneration - contra account
6.12	contingent liabilities under other derivative financial instruments
	Memorandum accounts
7	Memorandum accounts - assets
7.1	machinery, equipment, transport and other means transferred to lease
7.2	fixed assets sold in installments
7.3	debts written off as loss
7.4	documents and valuables sent for collection
7.5	property transferred as security (pledge) for liabilities
7.6	shares (participatory interests) transferred to trust management to the originator
8	Memorandum accounts - liabilities
8.1	machinery, equipment, transport and other means accepted for lease
8.2	documents and valuables accepted for collection
8.3	property accepted as security (pledge) for client's liabilities
8.4	mortgage loans, rights of claim under which are accepted for trust management
8.4.1	accrued remuneration on mortgage loans, rights of claim under which are accepted for trust management
8.4.2	penalty (fine, late payment interest) on mortgage loans, rights of claim under which are accepted for trust management
9	Memorandum accounts - other
9.1	payment documents not paid on time
9.2	credit lines opened by foreign states and foreign banks
9.3	various valuables and documents
9.4	various valuables and documents sent and issued for accountability
9.5	refined precious metals in storage
9.6	shares and other securities in storage
9.7	"depo" account
10	Reference: Number of employees employed full-time

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to form of the report on balances on

off-balance sheet accounts

Explanation on filling out the form of administrative data

Report on balances on off-balance sheet accounts

(index - 26 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on balances on off-balance sheet accounts" (hereinafter - Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activities".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. In column 2, the names of off-balance sheet accounts are indicated in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 251 "On approval of the Model Chart of Accounts for Accounting for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations and Mutual Insurance Societies, Instructions for Accounting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations and Mutual Insurance Societies and on introducing amendments and additions to certain regulatory legal acts of the Republic of Kazakhstan on accounting issues", registered in the Register of State Registration of Regulatory Legal Acts under No. 16390.

6. In column 3, the total amount at the end of the reporting period for off-balance sheet accounts is indicated.

7. In column 4, the total amount at the beginning of the current year for off-balance sheet accounts is indicated.

8. In line 10, for reference, the number of employees employed full-time and equivalents is indicated (two employees working part-time are counted as one employee employed full-time).

Appendix 27

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on active insurance (reinsurance) contracts for the "general insurance" industry

Index of the form of administrative data: 27 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Active insurance (reinsurance) contracts for the "general insurance" industry"

(in tenge)

No.	Insurance class	Type of insurance	Insured	Residency status of the insured	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the insured
1	2	3	4	5	6

continuation of the table:

Reinsurer	Beneficiary	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the beneficiary	Number of insured objects	Number of the insurance contract (policy) and (or) supplementary agreement
7	8	9	10	11

continuation of the table:

Date of conclusion of the insurance contract and (or) supplementary agreement	Date of commencement of the insurance contract and (or) supplementary agreement	Date of expiry of the insurance contract and (or) supplementary agreement	Date of commencement of insurance protection	Date of expiry of insurance protection
12	13	14	15	16

continuation of the table:

Amount of the sum insured, in tenge	Amount of the insurance premium under the insurance contract, in tenge	Name of the insurance broker, agent (surname, first name, patronymic (if any)	Amount of commission remuneration, in tenge	Unearned premium reserve	Number of the reinsurance contract
17	18	19	20	21	22

continuation of the table:

Sum insured of the reinsurer - resident of the Republic of Kazakhstan, in tenge	Sum insured of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge	Reinsurance premium to a resident of the Republic of Kazakhstan under a reinsurance contract, in tenge	Reinsurance premium to a non-resident of the Republic of Kazakhstan under a reinsurance contract, in tenge	Date of conclusion of the reinsurance contract
23	24	25	26	27

continuation of the table:

Date of commencement of the reinsurance contract	Date of expiry of the reinsurance contract	Date of commencement of insurance protection under the reinsurance contract	Date of expiry of insurance protection under the reinsurance contract	Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)
28	29	30	31	32

continuation of the table:

Name of the reinsurer	Rating assessment of the reinsurer	Rating agency	Amount of commission from the reinsurer, in tenge	Commission remuneration of the insurance broker under the reinsurance contract			Unearned premium reserve of the reinsurer
in percent	Amount, in tenge	Name of the broker
33	34	35	36	37	38	39	40

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, first name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on active insurance (reinsurance) contracts

for the "general insurance" industry

Explanation on filling out the form of administrative data

Report on active insurance (reinsurance) contracts for the "general insurance" industry

(index - 27 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on active insurance (reinsurance) contracts for the "general insurance" industry" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form shall indicate active insurance (reinsurance) contracts and all concluded supplementary agreements thereto; if there are several supplementary agreements, information on each supplementary agreement is provided in a separate line.

6. The name of the insurance class in column 2 shall be indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on insurance (reinsurance) contracts shall be indicated without taking into account adjustments of supplementary agreements.

8. If an insurance contract is reinsured with several reinsurance organizations, information on each reinsurance contract shall be indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16 shall be reflected in each line.

9. In the absence of information, the Form shall be submitted with zero balances.

Appendix 28

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on losses

Index of the form of administrative data: 28 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Losses"

(in tenge)

No.	Insurance class	Type of insurance	Insured	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the insured	Reinsurer	Beneficiary	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the beneficiary
1	2	3	4	5	6	7	8

continuation of the table:

Number of the insurance contract (policy)	Date of commencement of the insurance contract	Date of expiry of the insurance contract	Date of commencement of insurance protection	Date of expiry of insurance protection	Date of occurrence of the insured event and (or) insured accident	Date of notification to the insurer of the occurrence of the insured event and (or) insured accident
9	10	11	12	13	14	15

continuation of the table:

Type of notification to the insurer of the occurrence of the insured event and (or) insured accident (primary and (or) repeated)	Amount of the claimed loss, in tenge	Brief description of the insured event and (or) insured accident	Amount of the insurer's expenses for settling the loss, in tenge	Amount of the insured's (reinsurer's) debt for payment of insurance premium (insurance contributions) to the insurance (reinsurance) organization as of the calculation date, in tenge	Average value of settled payments made for a similar group of insured events (for cases provided for by parts two and three of paragraph 22 of the Requirements)
16	17	18	19	20	21

continuation of the table:

Date of the decision to refuse insurance payment by the insurer	Date of receipt of the court summons (notice) and (or) statement of claim	RZNU	Date of the court decision/date of entry into force of the court decision	Claims of the plaintiff satisfied by the court decision (yes, no)	Name of the reinsurer	Number of the reinsurance contract	Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)	Share of the reinsurer in RZNU, in tenge
22	23	24	25	26	27	28	29	30

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, first name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on losses

Explanation on filling out the form of administrative data

Report on losses

(index - 28 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on losses" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, as of the end of the reporting period. Data in the Form are filled in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. If an insurance contract is reinsured with several reinsurance organizations, information on each reinsurance contract shall be indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9 and 10 shall be reflected in each line.

6. The name of the insurance class in column 2 shall be indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on losses settled in the form of refusal to make insurance payments shall be indicated for the last 12 (twelve) months preceding the reporting date.

8. For losses claimed in connection with the extension (re-examination) of the degree of loss of working capacity, deterioration of the beneficiary's health under annuity contracts concluded in accordance with Articles 19 and 23 of the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties", the date in column 14 shall be indicated according to the date of the accident specified in the accident report, in case of death or establishment of the employee's degree of loss of professional working capacity as a result of a work injury or according to the date of the conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, when establishing the employee's degree of loss of professional working capacity as a result of detection of an occupational disease.

9. Information in column 16 shall be filled in for the class of mandatory insurance of an employee against accidents during the performance of his labor (official) duties.

10. Column 18 shall indicate the name of the covered risk in accordance with the insurance (reinsurance) contract.

11. Column 23 shall indicate information on the date of receipt of the court summons (notice) and (or) statement of claim, depending on which of the documents arrives at the insurance (reinsurance) organization earlier.

12. Column 25 shall indicate information on the dates of the court decision and its entry into force or its cancellation in the form of a chronology with the corresponding information indicated next to each date.

13. In the absence of information, the Form shall be submitted with zero balances.

Appendix 29

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance payment statistics

Index of the form of administrative data: 29 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Insurance payment statistics"

(in tenge)

No.	Insurance class	Type of insurance	Insured	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the insured	Reinsurer
1	2	3	4	5	6

continuation of the table:

Beneficiary	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the beneficiary	Degree of loss of professional working capacity of the beneficiary	Number of the insurance contract (policy)	Date of conclusion of the insurance contract	Date of commencement of the insurance contract
7	8	9	10	11	12

continuation of the table:

Date of expiry of the insurance contract	Date of commencement of insurance protection	Date of expiry of insurance protection	Date of occurrence of the insured event and (or) insured accident	Date of notification to the insurer of the occurrence of the insured event and (or) insured accident
13	14	15	16	17

continuation of the table:

Type of notification to the insurer of the occurrence of the insured event and (or) insured accident (primary and (or) repeated)	Amount of the insurer's expenses for settling the loss, in tenge	Amount of payment, in tenge	Date of accrual of the insurance payment amount	Amount of reimbursement under a recourse claim, in tenge
18	19	20	21	22

continuation of the table:

Date of accrual of reimbursement under a recourse claim	Amount of reimbursement transferred to the reinsurer under recourse, in tenge	Date of accrual of reimbursement to the reinsurer under recourse	Name of the reinsurer
23	24	25	26

continuation of the table:

Number of the reinsurance contract	Type of reinsurance (facultative and(or) obligatory), Form of reinsurance (proportional and (or) non-proportional)	Share of the reinsurer in the payment, in tenge	Date of accrual of the reinsurer's share in the payment
27	28	29	30

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, first name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on insurance payment statistics

Explanation on filling out the form of administrative data

Report on insurance payment statistics

(index - 29 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on insurance payment statistics" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, as of the end of the reporting period. Data in the Form are filled in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. Information in the Form shall be indicated for insurance payments made under insurance (reinsurance) contracts concluded in accordance with Article 23 of the Law of the Republic of Kazakhstan dated February 7, 2005 "On Mandatory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties" (hereinafter - the Law on MIA), from January 1, 2008 and under other insurance (reinsurance) contracts for at least 3 (three) years preceding the reporting date.

6. Information on each insurance payment shall be indicated in a separate line.

7. The name of the insurance class in column 2 shall be indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

8. If an insurance contract is reinsured with several reinsurance organizations, information on each reinsurance contract shall be indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11 shall be reflected in each line.

9. For payments made in connection with the extension (re-examination) of the degree of loss of working capacity, deterioration of the beneficiary's health under annuity contracts concluded in accordance with Articles 19 and 23 of the Law on MIA, information in column 16 shall be indicated according to the date of the accident specified in the accident report, in case of death or establishment of the employee's degree of loss of professional working capacity as a result of a work injury or according to the date of the conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, when establishing the employee's degree of loss of professional working capacity as a result of detection of an occupational disease.

10. Information in columns 9 and 18 shall be filled in for the class of mandatory insurance of an employee against accidents during the performance of his labor (official) duties.

11. In the absence of information, the Form shall be submitted with zero balances.

Appendix 30

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on active insurance (reinsurance) contracts for the "life insurance" industry

Index of the form of administrative data: 30 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Active insurance (reinsurance) contracts for the "life insurance" industry"

(in tenge)

No.	Insurance class	Type of insurance	Insured	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the insured	Reinsurer	Number of insured persons
1	2	3	4	5	6	7

continuation of the table:

Number of the insurance contract (policy)	Date of birth of the insured	Gender of the insured	Date of conclusion of the insurance contract and (or) supplementary agreement	Date of commencement of the insurance contract and (or) supplementary agreement	Date of expiry of the insurance contract and (or) supplementary agreement
8	9	10	11	12	13

continuation of the table:

Date of commencement of insurance protection under the insurance contract	Date of expiry of insurance protection under the insurance contract	Presence of a supplementary agreement under the insurance contract (yes, no)	Amount of the sum insured, in tenge	Amount of the insurance premium under the insurance contract in tenge	Frequency of the insurance premium	Date of commencement of payment of insurance contributions
14	15	16	17	18	19	20

continuation of the table:

Date of expiry of payment of insurance contributions	Amount of insurance payment in tenge	Frequency of insurance payments	Date of commencement of insurance payments	Date of expiry of insurance payments	Rate of return of the reserve basis, in percent	Amount of expenses from the insurance premium, in percent	Amount of expenses from the insurance payment, in percent
21	22	23	24	25	26	27	28

continuation of the table:

Name of the intermediary (surname, first name, patronymic (if any)	Amount of commission remuneration, in tenge	RNU	Number of the reinsurance contract (reinsurance policy)	Sum insured of the reinsurer-resident of the Republic of Kazakhstan, in tenge	Sum insured of the reinsurer-non-resident of the Republic of Kazakhstan, in tenge
29	30	31	32	33	34

continuation of the table:

Reinsurance premium to a resident of the Republic of Kazakhstan under the contract, in tenge	Reinsurance premium to a non-resident of the Republic of Kazakhstan under the contract, in tenge	Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiry of the reinsurance contract
35	36	37	38	39

continuation of the table:

Date of commencement of insurance protection under the reinsurance contract	Date of expiry of insurance protection under the reinsurance contract	Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Rating assessment of the reinsurer
40	41	42	43	44

continuation of the table:

Rating agency	Amount of commission from the reinsurer, in tenge	Commission remuneration of the insurance broker under the reinsurance contract			RNV of the reinsurer
in percent	Amount, in tenge	Name of the broker
45	46	47	48	49	50

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on in-force insurance (reinsurance) contracts

in the "life insurance" sector

Explanation on filling out the form of administrative data

Report on in-force insurance (reinsurance) contracts in the "life insurance" sector

(index - 30 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on in-force insurance (reinsurance) contracts in the "life insurance" sector" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form indicates in-force insurance (reinsurance) contracts and all concluded additional agreements thereto; if there are several additional agreements, information on each additional agreement is provided in a separate line.

6. If under an annuity contract the number of annuitants (beneficiaries) exceeds one, values are indicated for each insured person separately.

7. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

8. If an insurance (reinsurance) contract is reinsured with several reinsurance organizations, information on each reinsurance contract is indicated in a separate line, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15 shall be reflected in each line.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 31

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on in-force pension annuity contracts and other types of annuity insurance

Index of the form of administrative data: 31 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "In-force pension annuity contracts and other types of annuity insurance"

(in tenge)

No.	Insurance class	Policyholder	Individual identification number of the policyholder	Number of insured persons	Contract number (insurance policy)	Date of birth of the insured person
1	2	3	4	5	6	7

continuation of the table:

Gender of the insured person	Date of conclusion of the insurance contract	Date of commencement of the insurance contract	Date of expiry of the insurance contract	Date of commencement of insurance protection	Date of expiry of insurance protection	Presence of an additional agreement to the insurance contract (yes, no)
8	9	10	11	12	13	14

continuation of the table:

Amount of insurance premium under the insurance contract, in tenge	Amount of lump-sum payment under the annuity contract	Amount of annuity payment as of the reporting date, in tenge	Frequency of insurance payments	Guaranteed period	Name of the intermediary (surname, name and patronymic (if any)
15	16	17	18	19	20

continuation of the table:

Amount of commission remuneration, in tenge	Amount of expenses from the insurance premium, in percent	Amount of expenses from the insurance payment, in percent	Rate of return of the reserve basis, in percent	Rate of indexation of the reserve basis, in percent	RNV
21	22	23	24	25	26

continuation of the table:

Reinsurance contract number (reinsurance policy)	Liability of the reinsurer-resident of the Republic of Kazakhstan, in tenge	Liability of the reinsurer-non-resident of the Republic of Kazakhstan, in tenge	Reinsurance premium to a resident of the Republic of Kazakhstan under the contract, in tenge	Reinsurance premium to a non-resident of the Republic of Kazakhstan under the contract, in tenge
27	28	29	30	31

continuation of the table:

Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiry of the reinsurance contract	Date of commencement of insurance protection under the reinsurance contract	Date of expiry of insurance protection under the reinsurance contract
32	33	34	35	36

continuation of the table:

Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Rating assessment of the reinsurer	Rating agency	Amount of commission from the reinsurer
37	38	39	40	41
---	---	---	---	---

continuation of the table:

Commission remuneration of the insurance broker under the reinsurance contract			RNV of the reinsurer
in percent	Amount, in tenge	name of the broker (surname, name and patronymic (if any)
42	43	44	45

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on in-force pension annuity contracts and other types of annuity insurance

Explanation on filling out the form of administrative data

Report on in-force pension annuity contracts and other types of annuity insurance

(index - 31 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on in-force pension annuity contracts and other types of annuity insurance" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. If there is an additional agreement to an insurance (reinsurance) contract, the Form indicates information on the insurance (reinsurance) contract adjusted in accordance with the terms of the additional agreement.

6. If under annuity contracts the number of annuitants exceeds one, values are indicated for each insured person separately.

7. If an insurance (reinsurance) contract is reinsured with several reinsurance organizations, information on each reinsurance contract is indicated in a separate line.

8. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

9. In the absence of information, the Form is submitted with zero balances.

Appendix 32

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on in-force annuity contracts concluded within the framework of mandatory insurance of a worker against accidents during the performance of his labor (official) duties

Index of the form of administrative data: 32 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "In-force annuity contracts concluded within the framework of mandatory insurance of a worker against accidents during the performance of his labor (official) duties"

(in tenge)

No.	Policyholder	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the policyholder	Reinsurer	Number of insured persons	Contract number (insurance policy)	Annuitant (surname, name and patronymic (if any)
1	2	3	4	5	6	7

continuation of the table:

Individual identification number of the annuitant	Date of birth of the annuitant	Gender of the annuitant	Date of the insured event	Date of conclusion of the contract	Date of commencement of the insurance contract	Date of expiry of the insurance contract
8	9	10	11	12	13	14

continuation of the table:

Date of commencement of insurance payments	Date of expiry of insurance payments	Presence of an additional agreement to the insurance contract (yes, no)	Premium under the annuity, in tenge	Amount of annuity payment as of the reporting date, in tenge	Amount of annuity payment as of the date of commencement of the annuity payment, in tenge
15	16	17	18	19	20

continuation of the table:

Frequency of annuity payments	Amount of expenses from the insurance premium, in percent	Amount of expenses from the insurance payment, in percent	Rate of return of the reserve basis, in percent	Rate of indexation of the reserve basis, in percent	Degree of loss of working capacity, in percent
21	22	23	24	25	26

continuation of the table:

Degree of disability	Name of the intermediary (surname, name and patronymic (if any)	Amount of commission remuneration, in tenge	RNV	Reinsurance contract number (reinsurance policy)
27	28	29	30	31

continuation of the table:

Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)	Name of the reinsurer	Share of the reinsurer in the annuity premium, tenge
32	33	34

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on in-force annuity contracts concluded within the framework of mandatory insurance of a worker against accidents during the performance of his labor (official) duties

Explanation on filling out the form of administrative data

Report on in-force annuity contracts concluded within the framework of mandatory insurance of a worker against accidents during the performance of his labor (official) duties

(index - 32 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on in-force annuity contracts concluded within the framework of mandatory insurance of a worker against accidents during the performance of his labor (official) duties" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. If there is an additional agreement to an insurance (reinsurance) contract, the Form indicates information on the insurance (reinsurance) contract adjusted in accordance with the terms of the additional agreement.

6. If under annuity contracts the number of annuitants exceeds one, values are indicated for each insured person separately.

7. In column 19 the amount of the periodic annuity payment calculated by the annuity contract taking into account indexation for the current year is indicated.

8. In the absence of information, the Form is submitted with zero balances.

Appendix 33

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

of «31» December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months

Index of the form of administrative data: 33 - I(R)O_M

Frequency: quarterly

Reporting period: as of «___»______20__year

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months"

(in tenge)

No.	Insurance class	Policyholder	Resident status of the policyholder	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the policyholder	Reinsurer
1	2	3	4	5	6

continuation of the table:

Beneficiary	Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the beneficiary	Contract number (insurance policy) and (or) additional agreement	Date of conclusion of the insurance contract and (or) additional agreement	Date of commencement of the insurance contract and (or) additional agreement
7	8	9	10	11

continuation of the table:

Date of expiry of the insurance contract and (or) additional agreement	Date of commencement of insurance protection	Date of expiry of insurance protection	Amount of the insured sum under the insurance contract, in tenge	Amount of insurance premium under the insurance contract, in tenge	Name of the insurance broker, agent (surname, name and patronymic (if any)	Amount of commission remuneration, in tenge
12	13	14	15	16	17	18

continuation of the table:

Date of termination	Reinsurance contract number	Insured sum of the reinsurer - resident of the Republic of Kazakhstan, in tenge	Insured sum of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge	Reinsurance premium to a resident of the Republic of Kazakhstan under the reinsurance contract, in tenge	Reinsurance premium to a non-resident of the Republic of Kazakhstan under the reinsurance contract, in tenge
19	20	21	22	23	24

continuation of the table:

Date of conclusion of the reinsurance contract	Date of commencement of the reinsurance contract	Date of expiry of the reinsurance contract	Date of commencement of insurance protection under the reinsurance contract	Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional)
25	26	27	28	29

continuation of the table:

Name of the reinsurer	Rating assessment of the reinsurer	Rating agency	Date of termination of the reinsurance contract
30	31	32	33
---	---	---	---

continuation of the table:

Amount of commission from the reinsurer, in tenge	Commission remuneration of the insurance broker under the reinsurance contract
in percent	Amount, in tenge	Name of the broker
34	35	36	37

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date «____» ______ 20__ year

Appendix

to the form of the report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months

Explanation on filling out the form of administrative data

Report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months

(index - 33 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data "Report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan of 18 December 2000 "On Insurance Activity" (hereinafter - the Law).

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form indicates information on insurance (reinsurance) contracts and all additional agreements that entered into force over the last 12 (twelve) months preceding the reporting date.

6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law and legislative acts of the Republic of Kazakhstan regulating mandatory types of insurance.

7. Information on the main insurance (reinsurance) contracts is stated without taking into account adjustments under additional agreements.

8. If there are several additional agreements, information on each additional agreement is provided on a separate line.

9. If an insurance contract is reinsured with several reinsurance organizations, information on each reinsurance contract is stated on a separate line, while the information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 7, 8, 9 and 10 shall be reflected in each line.

10. In the absence of information, the Form is submitted with zero balances.

Annex 34

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the cost of projected payments

Index of the administrative data form: 34 - I(R)O_M

Frequency: quarterly

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Cost of projected payments"

(in tenge)

No.	Insurance class	Policyholder	Business identification number of the policyholder	Reinsurer	Beneficiary	Individual identification number of the beneficiary	Date of birth of the insured person
1	2	3	4	5	6	7	8

continuation of the table:

Gender of the insured person	Insurance contract number	Date of conclusion of the insurance contract	Date of commencement of the insurance contract	Date of expiry of the insurance contract	Date of the insured event	Insured event (occupational injury and (or) occupational disease)
9	10	11	12	13	14	15

continuation of the table:

Degree of loss of professional working capacity established initially, in percent	Degree of loss of professional working capacity as at the calculation date, in percent	Number of prolongations as at the reporting date	Projected start date of annuity payments	Projected end date of annuity payments	Frequency of annuity payments
16	17	18	19	20	21

continuation of the table:

Amount of average monthly wage (income) as at the date of the accident, in tenge	Effective annual rate, in percent	Indexation rate, in percent	Amount of expenses from the insurance premium, in percent	Amount of expenses from the insurance payment, in percent	Expected amount of the annuity payment as at the reporting date, in tenge
22	23	24	25	26	27

continuation of the table:

Amount of the social payment as at the date of the last prolongation of the annuity contract, in tenge	Degree of fault of the employer in case of gross negligence	Reserve for incurred but not fully reported claims (IBNR), in tenge	Name of the reinsurer	Reinsurance contract number	Share of the reinsurer in the IBNR, in tenge
28	29	30	31	32	33

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on the cost of

projected payments

Explanation on completing the administrative data form

Report on the cost of projected payments

(index - 34 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on the cost of projected payments" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as at the end of the reporting period. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, the chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form states information on the amounts of the cost of projected payments related to the repeated prolongation (re-examination) of the degree of loss of professional working capacity of the beneficiary under the class of compulsory insurance of an employee against accidents in the performance of his labour (official) duties, calculated by an actuary in accordance with paragraph 14 of the Requirements for the formation, methodology of calculation of insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 January 2019 No. 13 "On approval of the Requirements for the formation, methodology of calculation of insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290 (hereinafter - the Requirements) and under voluntary insurance contracts the object of insurance of which is the property interest of an employee whose life and health have been harmed as a result of an accident, calculated by an actuary in accordance with paragraph 16 of the Requirements.

6. Column 5 shall be filled in exclusively in the case where the insurance (reinsurance) organization acts as a reinsurer.

7. Column 21 shall be filled in by insurance (reinsurance) organizations carrying out insurance activity in the "life insurance" branch.

8. Column 29 states the degree of fault of the employer if the gross negligence of the victim himself contributed to the occurrence or increase of the harm.

9. If an insurance contract is reinsured with several reinsurance organizations, information on each reinsurer is stated in columns 31, 32 and 33 on a separate line, while the information indicated in columns 3, 4, 6, 7, 8, 9, 10, 11, 12 and 13 shall be reflected in each line.

10. Information in column 14 is stated according to the date of the accident indicated in the accident report, in the event of death or establishment of the degree of loss of professional working capacity of the employee as a result of an occupational injury, or according to the date of the conclusion of the healthcare organization providing specialized medical, expert assistance in the field of occupational pathology, upon establishment of the degree of loss of professional working capacity of the employee as a result of detection of an occupational disease.

11. Column 18 states the number of prolongations of the loss of professional working capacity as at the reporting date (if such information is available).

12. In the absence of information, the Form is submitted with zero balances.

Annex 35

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method without inflation adjustment

Index of the administrative data form: 35 - I(R)O_M

Frequency: quarterly

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table of claims as at the reporting date for ______

insurance class

The table of claims has been formed on the basis of ______ claims

(paid, incurred)

Period of occurrence of insured events (i)	Claims by periods (j)
Frequency	1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х

Table of accumulated claims ______

insurance class

Period of occurrence of insured events (i)	Accumulated claims (j)
1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х

Table of claim development coefficients g(j) ______

Claim development method (arithmetic mean, average over n periods, average value)

Period of occurrence of claims (i)	Claim development factors (j)
	1	2	…	n-2	n-1		n
1			…				х
2			…		х		х
3			…	х	х		х
…	…	…	…	х	х		х
n-1			х	х	х		х
n	x	х	х	х	х		х
Claim development coefficients g(j)
g(j)	1	2	…		n-2	n-1	n
arithmetic mean							х
average over n periods							х
average value							х

Table of projected accumulated claims for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of claims
	1	2	…	n-2	n-1	n
1	х	х	…	х	х	х
2	х	х	…	x	x
…	…	…	…	…	…	…
n-1	х	x	…
n	х		…

Table of the reserve for claims for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of claims						Reserve for claims by periods
	1	2	…	n-2	n-1	n
1	х	х	…	х	х	х	х
2	х	х	…	x	x
…	…	…	…	…	…	…	…
n-1	х	x	…
n	х		…

Table of the reserve for incurred but not reported claims for ______

insurance class

Period of occurrence of insured events (i)	Reserve for claims by periods	Reported but not settled claims	Incurred but not reported claims
1	2	3
1
2
3
…
n-1
n
Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on the calculation of the reserve for incurred

but not reported claims by the chain-ladder

method without inflation adjustment

Explanation on completing the administrative data form

Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method without inflation adjustment

(index - 35 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method without inflation adjustment" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization separately for each insurance class for which the calculation of the reserve for incurred but not reported claims is carried out by actuarial methods as at the end of the reporting period. In the case where the share of the reinsurer in the reserve for incurred but not reported claims is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported claims with account of the share of the reinsurer and without account of the share of the reinsurer. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, the chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form is filled in with the results of calculations of the reserve for incurred but not reported claims by the chain-ladder method without inflation adjustment, made in accordance with subparagraph 1) of paragraph 11 of the Requirements for the formation, methodology of calculation of insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 January 2019 No. 13 "On approval of the Requirements for the formation, methodology of calculation of insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

6. The table of claims as at the reporting date reflects payments (paid claims) or incurred claims grouped by periods of occurrence of insured events.

7. The table of accumulated claims states the cumulative amounts of payments (paid claims) or incurred claims grouped by periods of occurrence of insured events.

8. The table of projected accumulated claims states the expected amount of payments or incurred claims in each period.

9. The table of the reserve for incurred but not reported claims states:

• in the column "Reserve for claims by periods" - the values of the reserves for claims in the respective periods;

• in the column "Reported but not settled claims" - the amount of reported claims in the respective periods;

• in the column "Incurred but not reported claims" - the difference between the columns "Reserve for claims by periods" and "Reported but not settled claims" in the respective period. In the case of a negative difference in the column "Incurred but not reported claims", the value 0 (zero) is taken;

• if the calculation is based on payments, the reserve for incurred but not reported claims is the sum of incurred but not reported claims indicated in column 3 of the table of the reserve for incurred but not reported claims; if the calculation is based on incurred claims, the reserve for incurred but not reported claims is the sum of the reserve for claims by periods.

Annex 36

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated 31 December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method with inflation adjustment

Index of the administrative data form: 36 - I(R)O_M

Frequency: quarterly

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table of claims as at the reporting date for ______

insurance class

The table of claims has been formed on the basis of ______ claims

(paid, incurred)

Period of occurrence of insured events (i)	Claims by periods (j)
Frequency	1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х

Table of information on inflation for each past period

Periods	Inflation for the past period (in percent)
1
2
3
…
n-1
n

Table of claims with inflation adjustment for past periods for ______

insurance class

Period of occurrence of insured events (i)	Claims by periods with inflation adjustment for past periods (j)
	1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х

Table of accumulated claims with inflation adjustment for past periods for ______

insurance class

Period of occurrence of insured events (i)	Accumulated claims with inflation adjustment for past periods (j)
	1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х

Table of claim development coefficients g(j) ______

claim development method (arithmetic mean, average over n periods, average value)

Period of occurrence of insured events (i)	Claim development factors (j)
	1	2	…	n-2	n-1	n
1			…
2			…			х
3			…		х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n		х	х	х	х	х
Claim development coefficients g(j)
g(j)	1	2	…	n-2	n-1	n
arithmetic mean						х
average over n periods						х
average value						х

Table of projected accumulated claims with inflation adjustment for past periods for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of claims with inflation adjustment for past periods
	1	2	…	n-2	n-1	n
1	х	х	…	х	х	х
2	х	х	…	х	х
3	х	х	…	х
…	…	…	…	…	…	…
n-1	х	х	…
n	х		…

Table of the reserve for claims with inflation adjustment for past periods for ______

insurance class

Period of occurrence of insured events (i)	Projected accumulation of claims with inflation adjustment for past periods						Reserve for claims by periods
	1	2	…	n-2	n-1	n
1	х	х	…	х	х	х	0
2	х	х	…	х	х
3	х	х	…	х
…	…	…	…	…	…	…	…
n-1	х	х	…
n	х		…
Reserve for claims with inflation adjustment for past periods

Table of the reserve for incurred but not reported claims for ______

insurance class

Period of occurrence of insured events (i)	Reserve for claims by periods	Reported but not settled claims	Incurred but not reported claims
1	2	3
1
2
3
…
n-1
n
Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

surname, name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

surname, name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Annex

to the form of the report on the calculation of the reserve for incurred

but not reported claims

by the chain-ladder method with inflation adjustment

Explanation on completing the administrative data form

Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method with inflation adjustment

(index - 36 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on the calculation of the reserve for incurred but not reported claims by the chain-ladder method with inflation adjustment" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization separately for each insurance class for which the calculation of the reserve for incurred but not reported claims is carried out by actuarial methods as at the end of the reporting period. In the case where the share of the reinsurer in the reserve for incurred but not reported claims is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported claims with account of the share of the reinsurer and without account of the share of the reinsurer. Data in the Form are filled in in tenge.

4. The form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form shall contain the results of calculations of the reserve for incurred but not reported losses using the chain ladder method with an inflation adjustment, produced in accordance with subparagraph 2) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 13 of 31 January 2019 "On approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

6. The table of losses as at the reporting date shall reflect payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

7. The table of information on inflation for each past period shall indicate the accumulated values of official inflation values for the period of occurrence of insured events.

8. If in the table of the reserve for incurred but not reported losses the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of the reserve for incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the reserve of losses by periods indicated in column 1 of the table of the reserve for incurred but not reported losses.

9. In the column "Incurred but not reported losses" of the table of the reserve for incurred but not reported losses, the difference between the columns "Reserve of losses by periods" and "Reported but not settled losses" in the corresponding period shall be indicated. In the case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) shall be taken.

Appendix 37

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method

Index of the form of administrative data: 37 - I(R)O_M

Frequency: quarterly

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table of losses as at the reporting date for ______

class of insurance

The table of losses is formed on the basis of ______ losses

(paid, incurred)

Period of occurrence of insured events (i)	Losses by periods (j)
Frequency	1	2	…	n-2	n-1	n
1			…			х
2			…		х	х
3			…	х	х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n	x	х	х	х	х	х

Table of accumulated losses for ______

class of insurance

Period of occurrence of insured events (i)	Accumulated losses (j)
1	2	…	n-2	n-1	n
1			…			х
2			…		х	х
3			…	х	х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n	x	х	х	х	х	х

Table of loss development coefficients g(j) ______

loss development method (arithmetic mean, average over n periods, average value)

Period of occurrence of losses (i)	Loss development factors (j)
	1	2	…	n-2	n-1	n
1			…			х
2			…		х	х
3			…	х	х	х
…	…	…	…	х	х	х
n-1			х	х	х	х
n	x	х	х	х	х	х
Loss development coefficients g(j)
g(j)	1	2	…	n-2	n-1	n
arithmetic mean						х
average over n periods						х
average value						х

Table of coefficients

Period of occurrence of insured events (i)	Loss development coefficients g(j)	Loss development factors f (j)	Lag factors h(j)= 1 - 1/f (j)
1	1	1	1-1/ 1
2
3
…
n-1
n

Table for calculating the loss ratio by policies

Financial year (y)	Incurred losses	Earned premiums	Loss ratio by policies
1	2	3	4
1
2
…
m-1
m

Table of the reserve for incurred but not reported losses

Period of occurrence of insured events (i)	Earned premiums	Loss ratio U	Expected ultimate losses z(i)	Lag factors h(j)	Incurred but not paid as at the reporting date losses R(i)	Reported but not settled as at the reporting date losses	Incurred but not reported losses
	1	2	3=1*2	4	5=3*4	6	7=5-6
1
2
3
…
n-1
n
Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on the calculation of the reserve

for incurred but not reported losses

using the Bornhuetter-Ferguson method

Explanation on completing the form of administrative data

Report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method

(index - 37 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On insurance activity".

3. The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization separately for each class of insurance for which the calculation of the reserve for incurred but not reported losses is carried out by actuarial methods as at the end of the reporting period. If a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the class of insurance is compiled separately for calculations of the reserve for incurred but not reported losses taking into account the reinsurer's share and without taking into account the reinsurer's share. Data in the Form are filled in in tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form shall contain the results of calculations of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method, produced in accordance with subparagraph 3) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 13 of 31 January 2019 "On approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

6. The table of losses as at the reporting date shall reflect payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

7. The table of accumulated losses shall indicate cumulative payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

8. In the table for calculating the loss ratio:

• in the column "Incurred losses" the values of losses incurred as at the reporting date, including loss adjustment expenses, under insurance (reinsurance) contracts that entered into force in the financial year preceding the period of occurrence of insured events shall be indicated;

• in the column "Earned premiums" the earned premium under insurance (reinsurance) contracts that entered into force in the financial year preceding the period of occurrence of insured events shall be indicated.

9. In the table of the reserve for incurred but not reported losses the following shall be indicated:

• in the column "Earned premiums" - the earned premium of the insurance organization in the corresponding period;

• in the column "Loss ratio U" - the value of the loss ratio, the amount of which is not less than the average value of loss ratios by policies in accordance with the table for calculating the loss ratio by policies of this Form;

• in the column "Lag factors h(j)" - the values of lag factors h(j) indicated in the table of coefficients of this Form;

• if the calculation using the Bornhuetter-Ferguson method is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses (column 7 of the table of the reserve for incurred but not reported losses of this Form); if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of incurred but not paid as at the reporting date losses (column 5 of the Table of the reserve for incurred but not reported losses of this Form);

• in the column "Incurred but not reported losses" - the difference between the columns "Incurred but not paid as at the reporting date losses R(i)" and "Reported but not settled as at the reporting date losses" in the corresponding period. In the case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) shall be taken.

10. When calculating the reserve for incurred but not reported losses net of the reinsurer's share:

• in the column "Earned premiums" the values of earned premium net of the reinsurer's share in the corresponding period shall be indicated;

• in the column "Lag factors h(j)" the values of lag factors h(j) taking into account the reinsurer's share, indicated in the Table of coefficients of this Form, shall be indicated.

Appendix 38

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on the classification of insurance premiums and insurance payments by types of economic activity

Index of the form of administrative data: 38 - I(R)O_M

Frequency: annual

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Classification of insurance premiums and insurance payments by types of economic activity"

(in thousands of tenge)

No.	Name of the type of economic activity	Insurance premiums	Insurance payments
1	2	3	4
01-03	Agriculture, forestry and fishing
01	Crop and animal production, hunting and provision of services in these areas
02	Forestry and logging
03	Fishing and aquaculture
05-09	Mining and quarrying
05	Coal mining
06	Extraction of crude petroleum and natural gas
07	Mining of metal ores
08	Other mining and quarrying
09	Mining support service activities
10-33	Manufacturing
10	Manufacture of food products
11	Manufacture of beverages
12	Manufacture of tobacco products
13	Manufacture of textiles
14	Manufacture of wearing apparel
15	Manufacture of leather and related products
16	Manufacture of wood and of products of wood and cork, except furniture; manufacture of articles of straw and plaiting materials
17	Manufacture of paper and paper products
18	Printing and reproduction of recorded media
19	Manufacture of coke and refined petroleum products
20	Manufacture of chemicals and chemical products
21	Manufacture of basic pharmaceutical products and pharmaceutical preparations
22	Manufacture of rubber and plastic products
23	Manufacture of other non-metallic mineral products
24	Metallurgy
25	Manufacture of fabricated metal products, except machinery and equipment
26	Manufacture of computer, electronic and optical products
27	Manufacture of electrical equipment
28	Manufacture of machinery and equipment not elsewhere classified
29	Manufacture of motor vehicles, trailers and semi-trailers
30	Manufacture of other transport equipment
31	Manufacture of furniture
32	Other manufacturing
33	Repair and installation of machinery and equipment
35	Electricity, gas, steam, hot water and air conditioning supply
36-39	Water supply; sewerage, waste management and remediation activities
36	Water collection, treatment and distribution
37	Sewerage
38	Waste collection, treatment and disposal activities; materials recovery
39	Remediation activities and other waste management services
41-43	Construction
41	Construction of buildings
42	Civil engineering
43	Specialized construction activities
45-47	Wholesale and retail trade; repair of motor vehicles and motorcycles
45	Wholesale and retail trade and repair of motor vehicles and motorcycles
46	Wholesale trade, except of motor vehicles and motorcycles
47	Retail trade, except of motor vehicles and motorcycles
49-53	Transportation and storage
49	Land transport and transport via pipelines
50	Water transport
51	Air transport
52	Warehousing and support activities for transportation
53	Postal and courier activities
55-56	Accommodation and food service activities
55	Accommodation
56	Food and beverage service activities
58-63	Information and communication
58	Publishing activities
59	Motion picture, video and television programme production, sound recording and music publishing activities
60	Programming and broadcasting activities
61	Telecommunications
62	Computer programming, consultancy and related activities
63	Information service activities
64-66	Financial and insurance activities
64	Financial service activities, except insurance and pension funding
65	Insurance, reinsurance and pension funding, except compulsory social security
66	Activities auxiliary to financial services and insurance activities
68	Real estate activities
69-75	Professional, scientific and technical activities
69	Legal and accounting activities
70	Activities of head offices; management consultancy activities
71	Architectural and engineering activities; technical testing and analysis
72	Scientific research and development
73	Advertising and market research
74	Other professional, scientific and technical activities
75	Veterinary activities
77-82	Administrative and support service activities
77	Rental and leasing activities
78	Employment activities
79	Travel agency, tour operator and other reservation service and related activities
80	Security and investigation activities
81	Services to buildings and landscape activities
82	Office administrative, office support and other business support activities
84	Public administration and defence; compulsory social security
85	Education
86-88	Human health and social work activities
86	Human health activities
87	Residential care activities
88	Social work activities without accommodation
90-93	Arts, entertainment and recreation
90	Creative, arts and entertainment activities
91	Libraries, archives, museums and other cultural activities
92	Gambling and betting activities
93	Sports activities and amusement and recreation activities
94-96	Other service activities
94	Activities of membership organizations
95	Repair of computers and personal and household goods
96	Other personal service activities
97-98	Activities of households as employers; undifferentiated goods- and services-producing activities of households for own use
97	Activities of households as employers of domestic personnel
98	Undifferentiated goods- and services-producing activities of private households for own use
99	Activities of extraterritorial organizations and bodies
	Reference: individuals
	Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__

Appendix

to the form of the report on the classification of insurance

premiums and insurance payments by types

of economic activity

Explanation on completing the form of administrative data

Report on the classification of insurance premiums and insurance payments by types of economic activity

(index - 38 - I(R)O_M, frequency – annual)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for the collection of administrative data "Report on the classification of insurance premiums and insurance payments by types of economic activity" (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On insurance activity".

3. The Form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as at the end of the reporting period. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completing the Form

5. The Form uses the names of types of economic activity in accordance with the General classifier of types of economic activity NK RK 03-2019.

6. The Form shall indicate insurance premiums and insurance payments made for the period from the beginning of the reporting period under direct insurance contracts.

7. Insurance premiums and insurance payments are classified by the main type of economic activity of the insured.

8. The total amount of insurance premiums in column 3 corresponds to the amount of insurance premiums accepted under insurance contracts indicated in column 4 of the report on insurance premiums.

9. The total amount of insurance payments in column 4 corresponds to the amount of insurance payments less insurance payments made under contracts accepted for reinsurance of the report on insurance payments.

10. In the absence of information, the Form is submitted with zero balances.

Appendix 39

to Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for the collection of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan

Index of the form of administrative data: 39 - I(R)O_M

Frequency: annual

Reporting period: as at "___"____20

Circle of persons submitting: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Form

Table "Insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan"

(in thousands of tenge)

No.	Name of insurance classes	Nur-Sultan city		Almaty city		Shymkent city
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
1	2	3	4	5	6	7	8
1	Compulsory insurance:
1.1	civil liability of vehicle owners
1.2	civil liability of the carrier to passengers
1.3	insurance in crop production
1.4	insurance of civil liability of private notaries
1.5	environmental insurance
1.6	civil liability of audit organizations
1.7	tourist insurance
1.8	civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties
1.9	insurance of an employee against accidents during the performance of his labor (official) duties
1.10	other types (classes) of insurance
2	Voluntary personal insurance:
2.1	life insurance
2.2	annuity insurance, including:
2.2.1.	pension annuity contracts
2.2.2.	annuity contracts
2.2.3.	other types of annuity insurance
2.3	accident insurance
2.4	sickness insurance, including:
2.4.1	traveling abroad
2.5	other types (classes) of insurance
3	Voluntary property insurance:
3.1	automobile transport insurance
3.2	railway transport insurance
3.3	air transport insurance
3.4	water transport insurance
3.5	space object insurance
3.6	cargo insurance
3.7	property insurance against damage, except for the classes specified in lines 3.1-3.6 of this Form
3.8	civil liability insurance of automobile transport owners
3.9	civil liability insurance of air transport owners
3.10	civil liability insurance of water transport owners
3.11	civil liability insurance of space object owners
3.12	professional liability insurance
3.13	civil liability insurance, except for the classes specified in lines 3.8-3.12 of this Form
3.14	loan insurance
3.15	mortgage insurance
3.16	insurance of guarantees and sureties
3.17	insurance against other financial losses
3.18	insurance of losses of financial organizations, except for the classes specified in lines 3.14-3.17 of this Form
3.19	title insurance
3.20	legal expenses insurance
3.21	other types (classes) of insurance
4	Total

continuation of the table:

Akmola region		Aktobe region		Almaty region		Atyrau region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
9	10	11	12	13	14	15	16
…

continuation of the table:

East Kazakhstan region		Zhambyl region		West Kazakhstan region		Karaganda region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
17	18	19	20	21	22	23	24
…

continuation of the table:

Kostanay region		Kyzylorda region		Mangystau region		Pavlodar region
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
25	26	27	28	29	30	31	32
…

continuation of the table:

North Kazakhstan region		Turkestan region		Other		Total
insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts	insurance premiums accepted under insurance contracts	expenses for making insurance payments under insurance contracts
33	34	35	36	37	38	39	40
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix

to the form of the report on insurance

premiums and insurance payments,

accepted and made

under insurance contracts

by regions of the Republic of Kazakhstan

Explanation on filling out the form of administrative data

Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan

(index - 39 - I(R)O_M, frequency – annual)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan” (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity”.

3. The Form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form indicates the amount of insurance premiums accepted under insurance contracts.

6. The Form indicates the amount of insurance payments less insurance payments made under contracts accepted for reinsurance.

7. The total amount of insurance premiums corresponds to column 4 of the report on insurance premiums.

8. The classification of insurance premiums and payments on a territorial basis in the Form is carried out by the location of the object of insurance (risk). The object of insurance means property or a person that is directly related to the insured event specified in the insurance contract. The presence or absence of registration documents for the object of insurance is also taken into account.

9. For assigning insurance premiums and payments on a territorial basis, the following is taken into account:

1) for personal insurance - the place of permanent residence (registration), legal address of the insured;

2) for property types of insurance - the place of registration of the property or the place of registration of the insured;

3) for classes of civil liability insurance - the place of registration of the property or the place of registration of the insured;

4) for assigning insurance premiums and payments on a territorial basis, professional liability insurance means types of insurance related to civil liability insurance of a person in connection with causing harm to other persons in the process or as a result of activities carried out by him on the basis of a special permit and requiring special knowledge, experience and qualifications, including, if any, for employees of this person.

In case of insurance of property not subject to registration, the insurance premium and payment are indicated according to the place of registration of the insured.

10. When insuring property located in different regions of the Republic of Kazakhstan, insurance premiums in the Form are indicated according to the place of registration of the property (if the property is subject to registration) or the insured (if the property is not subject to registration).

11. If vehicles are registered in other states and temporarily imported into the territory of the Republic of Kazakhstan, the amount of premiums and/or payments is indicated at the place of temporary registration of the vehicle in the Republic of Kazakhstan.

12. Line 2.2.1 indicates pension annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated June 21, 2013 “On Pension Provision in the Republic of Kazakhstan”.

13. Line 2.2.2 indicates annuity contracts concluded in accordance with the Law of the Republic of Kazakhstan dated February 7, 2005 “On Compulsory Insurance of an Employee against Accidents during the Performance of His Labor (Official) Duties”.

14. In the absence of information, the Form is submitted with zero balances.

Appendix 40

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on loans provided to policyholders (for insurance (reinsurance) organizations carrying out activities in the “life insurance” industry)

Index of the form of administrative data: 40 - I(R)O_M

Frequency: annual

Reporting period: as of “___”______20__year

Circle of persons submitting: insurance (reinsurance) organization carrying out activities in the “life insurance” industry, Islamic insurance (reinsurance) organization carrying out activities in the “life insurance” industry

Form

Table “Loans provided to policyholders”

(in thousands of tenge)

No.	Last name, first name, patronymic (if any) of the policyholder	Insurance contract number	Date of conclusion of the insurance contract	Date of termination of the insurance contract	Date of provision of the loan	Term of provision of the loan	Insurance sum
1	2	3	4	5	6	7	8
1
2
…
Total

continuation of the table:

Surrender value	Amount of the loan issued	Interest rate (in percent)	Amount of debt
total	including
principal amount	amount of interest	impairment reserves	overdue debt
9	10	11	12	13	14	15	16
…

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix

to the form of the report on loans provided

to policyholders (for insurance (reinsurance)

organizations carrying out activities

in the “life insurance” industry)

Explanation on filling out the form of administrative data

Report on loans provided to policyholders (for insurance (reinsurance) organizations carrying out activities in the “life insurance” industry)

(index - 40 - I(R)O_M, frequency – annual)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on loans provided to policyholders (for insurance (reinsurance) organizations carrying out activities in the “life insurance” industry)” (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity”.

3. The Form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization carrying out activities in the “life insurance” industry as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. The Form indicates information on loans provided to policyholders by insurance (reinsurance) organizations carrying out activities in the “life insurance” industry.

6. In the absence of information, the Form is submitted with zero balances.

Appendix 41

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on income paid to management employees of a financial organization

Index of the form of administrative data: 41 - I(R)O_M

Frequency: annual

Reporting period: for the period from January 1 to December 31 ___ year

Circle of persons submitting: insurance (reinsurance) organization, insurance broker, Islamic insurance (reinsurance) organization

Form

Table “Income paid to management employees of a financial organization”

No.	Last name, first name, patronymic if any	Position of the management employee	Supervised type of activity	Ratio of non-fixed remuneration to the sum of fixed and non-fixed remuneration, in percent	Presence of facts of non-payment of non-fixed remuneration on the grounds provided for by subparagraph 1) of paragraph 4 of this resolution (yes/no)	Remuneration, in thousands of tenge
fixed	non-fixed
paid	suspended
1	2	3	4	5	6	7	8	9
1
2
...
	Total

Name ______	Address ______
Telephone ______
Email address ______

Executor______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First head or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date “____” ______ 20__ year

Appendix

to the form of the report on income,

paid to management employees

of a financial organization

Explanation on filling out the form of administrative data

Report on income paid to management employees of a financial organization

(index - 41 - I(R)O_M, frequency – annual)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for filling out the form intended for collecting administrative data “Report on income paid to management employees of a financial organization” (hereinafter - the Form).

2. The Form is developed in accordance with paragraph 2 of Article 34, paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated December 18, 2000 “On Insurance Activity”.

3. The Form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first head, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on filling out the Form

5. Column 5 indicates the ratio of non-fixed remuneration to the sum of fixed and non-fixed remuneration (in percent).

6. Column 6 indicates the presence of facts of non-payment of non-fixed remuneration on the grounds provided for by subparagraph 1) of paragraph 4 of this resolution.

7. Column 7 in the line “Total” indicates the total values of fixed remuneration of management employees of a financial organization.

8. Columns 8 and 9 in the line “Total” indicate the total values of paid and suspended non-fixed remuneration of management employees of a financial organization.

Appendix 42

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated “31” December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the internet resource: www.nationalbank.kz

Report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan

Index of the form of administrative data: 42 - I(R)O_M

Frequency: quarterly

Reporting period: as of “___”______20__year

Circle of persons submitting: insurance broker

Form

Table 1. Insurance contracts

No.	Insurance contract number	Date of conclusion of the insurance contract	Period of validity of the insurance contract	Name of the policyholder	Name of the insurer
1	2	3	4	5	6
1
2
3
…
Total

continuation of the table:

Name of the beneficiary	Class (type) of insurance	Amount of insurance premium, in thousands of tenge	Insurance sum (volume of obligation) under the insurance contract, in thousands of tenge	Commission of the insurance broker from the insurance premium in percent
7	8	9	10	11
…

Table 2. Reinsurance contracts

No.	Name of the reinsured (cedent)	Location (country) of the reinsured (cedent)	Details of the reinsurance contract (cover note)	Name of the reinsurance broker - non-resident of the Republic of Kazakhstan	Location (country) of the reinsurance broker - non-resident of the Republic of Kazakhstan	Name of the reinsurer	Location (country) of the reinsurer
1	2	3	4	5	6	7	8
1
1.1
…
2.
2.1
…
Total

continuation of the table:

Reinsurer's rating	Name of the rating agency	Class (type) of insurance	Type/form of reinsurance	Name of the policyholder (if any)	Amount of insurance premiums transferred to reinsurance, in thousands of tenge	Insured amount under the insurance contract, in thousands of tenge	Reinsurer's liability limit, in thousands of tenge	Insurance broker's commission from the insurance premium transferred to reinsurance, in percent
9	10	11	12	13	14	15	16	17
…

Name ______	Address ______
Telephone ______
Email address ______

Executor ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to form of the report

on concluded insurance, reinsurance contracts

with the participation of insurance brokers

of the Republic of Kazakhstan

Explanation on completion of the administrative data form

Report on concluded insurance, reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan

(index - 42 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on concluded insurance, reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by the insurance broker as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. Table 1 indicates information on insurance contracts concluded for the period from the beginning of the current year (cumulatively) on behalf of resident insurance brokers of the Republic of Kazakhstan (with the participation of insurance brokers), and on behalf of policyholders.

6. Table 2 indicates information on reinsurance contracts concluded for the period from the beginning of the current year (cumulatively) through the mediation of resident insurance brokers of the Republic of Kazakhstan (with the participation of the insurance broker).

7. In the absence of information, the Form is submitted with zero balances.

Appendix 43

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Form

Form intended for collecting administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The administrative data form is posted on the internet resource: www.nationalbank.kz

Report on reinsurance contracts with the participation of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, and on the conditions for placement by a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan

Index of the administrative data form: 43 - I(R)O_M

Frequency: quarterly

Reporting period: as of "___"______20__year

Circle of persons submitting: insurance broker

Form

Table "Reinsurance contracts with the participation of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, conditions for placement by a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan"

No.	Name of the non-resident broker of the Republic of Kazakhstan	Name of the reinsured (cedent)	Location (country) of the reinsured (cedent)	Details of the reinsurance contract (cover note)	Name of the reinsurer	Location (country) of the reinsurer
1	2	3	4	5	6	7
1.
1.1.
…
2.
2.1
…
3	Total

continuation of the table:

Reinsurer's rating	Name of the rating agency	Class (type) of insurance	Type/form of reinsurance	Name of the policyholder (if any)	Insurance premiums accepted under insurance (reinsurance) contracts, in thousands of tenge	Amount of insurance premiums transferred to reinsurance, in thousands of tenge	Insured amount under the insurance contract, in thousands of tenge	Reinsurer's liability limit, in thousands of tenge
8	9	10	11	12	13	14	15	16
…

Name ______	Address ______
Telephone ______
Email address ______

Executor ______ ______

last name, first name and patronymic (if any) signature, telephone

Chief accountant or person authorized to sign the report

---

last name, first name and patronymic (if any) signature, telephone

First executive or person authorized by him to sign the report

---

last name, first name and patronymic (if any) signature, telephone

Date "____" ______ 20__ year

Appendix

to form of the report on contracts

of reinsurance with the participation of non-resident

insurance brokers of the Republic of Kazakhstan,

that are affiliated persons

of an insurance broker of the Republic of Kazakhstan,

and on the conditions for placement

by a non-resident insurance broker

of the Republic of Kazakhstan of insurance risks

for reinsurance to non-resident reinsurance

organizations of the Republic of Kazakhstan

Explanation on completion of the administrative data form

Report on reinsurance contracts with the participation of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, and on the conditions for placement by a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan

(index - 43 - I(R)O_M, frequency – quarterly)

Chapter 1. General provisions

1. This explanation (hereinafter - the Explanation) defines uniform requirements for completing the form intended for collecting administrative data "Report on reinsurance contracts with the participation of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan, and on the conditions for placement by a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan" (hereinafter - the Form).

2. The Form has been developed in accordance with paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity".

3. The Form is compiled quarterly by the insurance broker as of the end of the reporting period. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the first executive, chief accountant or persons replacing them, and the executor.

Chapter 2. Explanation on completion of the Form

5. The Form indicates information on reinsurance contracts concluded for the period from the beginning of the current year (cumulatively) through the mediation of non-resident insurance brokers of the Republic of Kazakhstan that are affiliated persons of an insurance broker of the Republic of Kazakhstan (with the participation of a non-resident insurance broker of the Republic of Kazakhstan), and also indicates information on the conditions for placement by a non-resident insurance broker of the Republic of Kazakhstan of insurance risks for reinsurance to non-resident reinsurance organizations of the Republic of Kazakhstan.

6. If there are 2 or more reinsurers under a reinsurance contract (cover note), column 6 indicates all reinsurers; in columns 2-5, 10-12 the information on the reinsurance contracts is duplicated in each row.

7. In the absence of information, the Form is submitted with zero balances.

Appendix 44

to resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated "31" December 2019 No. 275

Rules for submission of reporting by an insurance (reinsurance) organization and an insurance broker

1. The Rules for submission of reporting by an insurance (reinsurance) organization and an insurance broker have been developed in accordance with the Law of the Republic of Kazakhstan dated 18 December 2000 "On Insurance Activity" and determine the procedure for submission of reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization and an insurance broker (hereinafter - Organizations) to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank).

2. Data in the reporting submitted by Organizations are indicated in the national currency of the Republic of Kazakhstan - tenge.

3. For the purposes of forming reporting, assets in foreign currency are indicated converted at the market exchange rate determined by resolution of the Board of the National Bank of the Republic of Kazakhstan dated 25 January 2013 No. 15 and order of the Minister of Finance of the Republic of Kazakhstan dated 22 February 2013 No. 99 "On the procedure for determining the market exchange rate of currency", registered in the Register of state registration of normative legal acts under No. 8378.

4. Reporting is submitted to the National Bank in electronic format through the automated information subsystem.

5. Organizations quarterly, within the period up to the 6th (sixth) working day (inclusive) of the month following the reporting quarter, submit to the National Bank through the automated information system an explanatory note to the reporting indicating the following information:

1. on changes that occurred during the reporting period (disclosed for each item with a description of total amounts in accordance with the accounting policy of the Organizations);
2. on the participation of Organizations in an insurance pool, including: names of participants of the insurance pool, date of conclusion of the agreement on joint activity, information on concluded coinsurance contracts (number of contracts, volume and share of liability, amount of insurance premiums and insurance payments under coinsurance contracts);
3. on the management of Organizations indicating the dates of meetings (assemblies) held by the management bodies of the Organizations during the reporting period, the agenda and decisions taken;
4. on income from investment and other activity and other expenses;
5. on the participation of Organizations in legal entities created in the form of a joint-stock company (number of acquired shares, purchase value of shares as of the acquisition date, book value, share of participation in the authorized capital);
6. on loans received by Organizations from second-tier banks and organizations carrying out certain types of banking operations.

6. An insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, within the period not later than the 10th (tenth) working day (inclusive) of the month following the reporting quarter, submits to the National Bank through the automated information system an electronic form of justification for the calculation of insurance reserves, drawn up by an actuary, taking into account the requirements of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 31 January 2019 No. 13 "On approval of Requirements for the formation, methodology for calculating insurance reserves and their structure", registered in the Register of state registration of normative legal acts under No. 18290.

7. In the explanatory note for the 1st (first) quarter of the reporting year, within the period up to the sixth working day (inclusive) of the month following the reporting year, information on the audit of the Organizations for the past financial year is indicated:

1) full name of the audit organization;

2) date of commencement of the audit;

3) date of completion of the audit;

4) number and date of issue of the license;

5) compliance with qualification requirements for conducting mandatory audit (yes/no);

6) location (legal and actual address);

7) contact telephones;

8) fax number;

9) email.

8. Detection by the National Bank of errors (intra-form and inter-form control) is grounds for returning the reporting to the Organizations for correction.

9. Reporting on paper as of the reporting date is signed by the first executive, chief accountant or persons replacing them, and the executor and is stored in the Organizations, except for reports on existing insurance (reinsurance) contracts in the "general insurance" industry, on losses, on statistics of insurance payments, on existing insurance (reinsurance) contracts in the "life insurance" industry, on existing pension annuity contracts and other types of annuity insurance, on existing annuity contracts concluded within the framework of mandatory insurance of an employee against accidents during the performance of his labor (official) duties, on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months and on the value of projected payments, which are stored in electronic format.

At the request of the National Bank, Organizations, not later than 2 (two) working days from the day of receipt of the request, submit reporting on paper in which there are no corrections and erasures.

10. The identity of data submitted in electronic format to data on paper is ensured by the first executive, chief accountant or persons replacing them.

11. Upon reorganization of an insurance (reinsurance) organization, reporting is submitted to the National Bank before the date of issuance of permission by the authorized body for regulation, control and supervision of the financial market and financial organizations (hereinafter – the authorized body) for the reorganization of the insurance (reinsurance) organization.

12. Upon voluntary liquidation of an insurance (reinsurance) organization, reporting is submitted to the National Bank before the date of issuance of permission by the authorized body for the voluntary liquidation of the insurance (reinsurance) organization.

13. Upon forced liquidation of an insurance (reinsurance) organization, reporting is submitted to the National Bank before the date of adoption of a decision by the authorized body on deprivation of the license of the insurance (reinsurance) organization.

14. Upon liquidation of an insurance broker, reporting is submitted to the National Bank before the date of adoption by the authorized body of a decision on deprivation of the license of the insurance broker or before the date of return to the authorized body of the license for the right to carry out the activity of an insurance broker.