Regulatory Alerts2022-06-16 | DOF 5655290Added · Updated
Resolving Amendment to the Resolution Modifying General Provisions Applicable to Brokerage Houses Published on March 1, 2022
This resolution amends the First Transitory Article of the Resolution published on March 1, 2022, to extend the compliance deadline for brokerage houses regarding the Duty of Best Execution. The original deadline of August 22, 2022, is replaced by a new effective date of the day following the publication of this amendment in the Official Gazette of the Federation. This change provides brokerage houses with additional time to modify their technological systems, processes, methodologies, and internal controls to meet legal requirements.
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