Guidance · ASIC · 7 Apr 2026 · RG-173

RG 173 Disclosure for on-sale of securities and other financial products

The regulator issued this guide for listed companies and managed investment schemes to outline the specific circumstances under which relief from Corporations Act 2001 disclosure requirements will be granted for the on-sale of securities and other financial products. The guidance clarifies the regulatory conditions entities must satisfy to qualify for these disclosure exemptions during secondary market transactions. It also directs market participants to consolidated fundraising instruments and previous guidance documents for updated procedural information and historical regulatory context.

AustraliaAustralian Securities and Investments Commission

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Corporations Act 20012001 · AU-LAWCorporations Act 2001 (2001-06-28)RG 173 Disclosure for on-saleof securities and other finan…2026-04-07 · this documentRG 173 Disclosure for on-sale of securities and other financial products (2026-04-07)
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  • Corporations Act 20012001 · AU-LAW

    “It outlines the circumstances in which we will provide relief from the disclosure requirements under the Corporations Act 2001 (Corporations Act) for the on-sale of securities and other financial products.”

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