RegAlert2024-11-21 | RG-175Added · Updated
RG 175 AFS licensing: Financial product advisers—Conduct and disclosure
This guide applies to persons who provide financial product advice to retail clients and their professional advisers. It considers how certain conduct and disclosure obligations in Part 7.7 and Division 2 of Part 7.7A of the Corporations Act apply to the provision of financial product advice.
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Issued 21 November 2024
This guide is for persons who provide financial product advice to retail clients, and their professional advisers (such as lawyers). It considers how certain conduct and disclosure obligations in Pt 7.7 and Div 2 of Pt 7.7A of the Corporations Act apply to the provision of financial product advice.
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Source: Australian Securities and Investments Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works