Regulatory Alerts2024-11-21 | RG-175Added · Updated
RG 175 AFS licensing: Financial product advisers—Conduct and disclosure
This guide applies to persons who provide financial product advice to retail clients and their professional advisers. It considers how certain conduct and disclosure obligations in Part 7.7 and Division 2 of Part 7.7A of the Corporations Act apply to the provision of financial product advice.