Regulatory Alerts2025-03-20 | RG-216Added · Updated
RG 216 Markets Disciplinary Panel
The regulator issued this guide to explain the disciplinary framework for market integrity rules to market participants. It outlines the function of the Markets Disciplinary Panel and the policies the Panel considers when deciding on alleged contraventions. The document serves as a reference for those subject to these rules regarding enforcement procedures.
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Topics
market-abuse
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