Regulatory Alerts2024-03-28 | RG-038Added · Updated
RG 38 The hawking prohibition
The regulator issued this guide for entities offering financial products to explain compliance with the hawking prohibition under sections 992A and 992AA of the Corporations Act. The guidance details how to adhere to the prohibition designed to protect consumers from unsolicited offers of financial products. It serves as a practical resource for market participants to ensure their activities align with these regulatory requirements.
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