RegAlertGuidance · ASIC · 15 Aug 2023 · RG-039
RG 39 Licensed investment advisers: Security deposit (withdrawn)
The Australian Securities and Investments Commission withdrew Regulatory Guide 39 on 15 August 2023. This guide previously provided guidance for licensed investment advisers regarding security deposit requirements. The withdrawal indicates that the regulatory framework or guidance contained within RG 39 is no longer current or applicable.
This regulatory guide was withdrawn on 15 August 2023.
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