Regulatory Alerts2023-08-25
Added · Updated
Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
The Securities and Futures Commission issued the Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts on August 25, 2023. These guidelines establish regulatory standards for authorized institutions to manage risks associated with futures contract activities. The document serves as a formal consultation conclusion outlining the final requirements for licensed persons in this sector.
CIR
Current
Issue Date:
25 Aug 2023
20230825-3-EN.pdf (154.2 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
25 Aug 2023
Enclosure - Consultation Conclusions on Proposed Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
Annex
Current
25 Aug 2023
Enclosure - Consultation Conclusions on Proposed Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
Cross referenced Document
Version History
Superseded Document
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