Regulatory Alerts2023-08-25
Added · Updated
Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
The Securities and Futures Commission issued the Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts on August 25, 2023. These guidelines establish regulatory standards for authorized institutions to manage risks associated with futures contract activities. The document serves as a formal consultation conclusion outlining the final requirements for licensed persons in this sector.
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