RMI 226/2018 Conduct of Business Module (COB) Rule-Making Instrument — DFSA — AE

RMI226/2018 Conduct of Business Module (COB) Rule-Making Instrument (No. 226) 2018

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The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER29/08-17) is repealed and replaced by Appendix 1 Appendix 1 to this instrument and may be identified by the following reference – (COB VER30/08-18).

Citation:

(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 226) 2018.

(4) Appendix 1 Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board


Saeb Eigner Chairman		Ian Johnston Chief Executive

6 June 2018

RMI 226/2018

Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

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The links and the sentences they come from (1)

Issued under

Regulatory Law 2004Not in RegAlert
“The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument.”