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2019-02-20 | RMI 239/2019

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RMI 239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019

The Conduct of Business Module (COB) version 31/09-18 is repealed and replaced by Appendix 1, identified as version 32/02-19. This instrument was made on 20 February 2019 and comes into force on 25 February 2019. The document cites the Conduct of Business Module Rule-making Instrument (No. 239) 2019 and identifies the appendix as the Conduct of Business Module or COB.

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RMI239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019

Click herehere to view the Rulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 20 February 2019 and hall come into force on 25 February 2019.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER31/09-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER32/02-19).

Citation

(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 239) 2019.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board

Saeb Eigner ChairmanBryan Stirewalt Chief Executive

20 February 2019

RMI 239/2019

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Lineage: Amended

Regulatory Law 2004Regulatory Law 2004RMI 239/2019 Conduct ofBusiness Module (COB) Rule-Ma…2019-02-20 · this documentRMI 239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019 (2019-02-20)Notice of Amendments to DFSA Le…2019Notice of Amendments to DFSA Legislation (21 Feb 2019) (2019-02-21)
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Timeline

Amended 1 time · last 2019-02-21

Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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