Regulatory Alerts2017-06-20
Added · Updated
SEC Conducts Survey on Human Resource Capacity for the Capital Market
The Securities and Exchange Commission initiated an assessment of the capital market's human resource capacity during the first quarter of 2017. The survey aimed to evaluate skill sets, identify skill gaps, and analyze geographical coverage and gender distribution within the industry. Participants were required to submit their completed questionnaires by the deadline of April 3, 2017.
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