Regulatory Alerts2026-01-08
Added · Updated
Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
The Securities and Exchange Board of India (SEBI) issued the Securities and Exchange Board of India (Stock Brokers) Regulations, 2026 to consolidate regulatory requirements for the registration, operation, and conduct of stock brokers and clearing members. These regulations establish detailed eligibility criteria, application procedures, and mandatory conditions for obtaining and maintaining a registration certificate, while explicitly extending certain obligations to clearing members. Furthermore, the document mandates strict record-keeping, financial integrity standards, and specific responsibilities for underwriting activities to ensure market integrity and consumer protection.
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