Securities and Futures Bureau Daily News (June 17, 2026)

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Securities and Futures Bureau Daily News (June 17, 2026)

2026-06-17

I. Dynamics of Publicly Offered Companies and Others

1. Expected to take effect on June 18, 2026.
2. Cases of stopping public offering applications: None.
3. Guang Hong Jian Sheng Co., Ltd. (Listed Company, Stock Code 6442) filed for the issuance of 1,000,000 restricted employee stock options. Due to incomplete submission documents, the company voluntarily corrected them on June 17, 2026, and sent copies to relevant units. According to Article 60-3, Paragraph 2, applied mutatis mutandis to Article 12, Paragraph 2 of the "Guidelines for Issuers' Raising and Issuing Securities," the time limit restarts from the date of completion of correction. If no major abnormalities occur, it is expected to become effective after 7 business days.
   Contact Unit: Securities Issuance Group, Securities and Futures Bureau
   Section Chief Yang
   Contact Phone: (02)2774-7473

II. Securities Investment Trust Fund Cases

1. Effective/Approved on June 17, 2026: None.
2. Self-correction cases / Cases of stopping effectiveness / Cases of lifting effectiveness: None.

III. Penalty Case Against the Responsible Person of Sheng Yu Technology Co., Ltd.

1. Penalty Time: June 17, 2026
2. Target of Penalty: Mr. Hou OOO, the responsible person of Sheng Yu Technology Co., Ltd.
3. Legal Basis for Penalty: Article 14, Paragraph 3 of the Securities and Exchange Act; Article 3 of the "Measures for Qualifications and Professional Training of Accounting Supervisors of Issuers, Securities Firms, and Securities Exchanges."
4. Facts and Reasons for Violation: The 2025 annual and first-quarter 2026 financial reports announced and filed by Sheng Yu Technology Co., Ltd. were not signed or sealed by an accounting supervisor who meets the qualifications specified in Article 3 of the "Measures for Qualifications and Professional Training of Accounting Supervisors of Issuers, Securities Firms, and Securities Exchanges."
5. Penalty Result: Pursuant to Article 178, Paragraph 1, Item 2, and Article 179 of the Securities and Exchange Act, the responsible person who committed the aforementioned violations of Sheng Yu Technology Co., Ltd. is fined NT$240,000.
   Contact Unit: Accounting Audit Group, Securities and Futures Bureau
   Section Chief Li
   Contact Phone: (02)2774-7391

Related Attachments

Cases Expected to Take Effect on June 18, 2026

Cases Expected to Take Effect on June 18, 2026

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Last Updated: 2026-06-17

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