Regulatory Alerts2004-07-09
Added · Updated
Securities And Futures (Exemption Of Phillip Financial Pte Ltd And Phillip Securities Pte Ltd) Regulations 2004
The Monetary Authority of Singapore issued these regulations to grant specific exemptions to Phillip Financial Pte Ltd and Phillip Securities Pte Ltd. The exemptions apply to dealing in capital markets products, product financing, and providing custodial services in relation to the ESOS Financing Scheme. The document also outlines minimum capital, financial resources, and margin requirements alongside licensing and conduct of business criteria.
More like this from MAS
We email you every new MAS publication the day it's published.
Topics
Share