Regulatory Alerts2015-07-10
Added · Updated
Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
The Hong Kong Monetary Authority issued these rules to establish mandatory reporting and record-keeping obligations for over-the-counter derivative transactions. The regulations apply to all authorized institutions and require them to report transaction details to a trade repository. This framework ensures regulatory oversight and data transparency within the financial sector.
CIR
Current
Issue Date:
10 Jul 2015
20150710-1-EN.pdf (127.7 KB)
Topic:
OTC Derivatives - Reporting
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
10 Jul 2015
Attachment - Frequently Asked Questions on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
CIR
Archive
11 Jun 2015
Interim reporting requirements for OTC derivative transactions – migration to new reporting regime
Annex
Current
10 Jul 2015
Attachment - Frequently Asked Questions on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
CIR
Archive
11 Jun 2015
Interim reporting requirements for OTC derivative transactions – migration to new reporting regime
Version History
Superseded Document
You may also be interested in
CIR
Current
27 Apr 2017
OTC Derivative Transactions – Phase 2 Reporting
CIR
Current
07 Sep 2015
Reporting of OTC derivative transactions
CIR
Archive
28 Jun 2013
Interim reporting requirements for OTC derivative transactions