Regulatory Alerts2015-07-10
Added · Updated
Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
The Hong Kong Monetary Authority informs authorized institutions that the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules have completed negative vetting and come into operation. The letter provides access to finalized FAQs and electronic reporting system instructions to facilitate compliance with the new requirements. Licensed banks previously reporting under interim arrangements are directed to review specific guidance regarding transition arrangements.
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