Regulatory Alerts2015-09-07
Added · Updated
Reporting of OTC derivative transactions
The Hong Kong Monetary Authority issued this circular to outline reporting obligations for Over-the-Counter derivative transactions for all authorized institutions. The document references the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules as the primary regulatory framework governing these requirements. It also provides context by listing related documents, including interim reporting requirements and subsequent phase 2 reporting updates.
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