Regulatory Alerts2025-01-03
Added · Updated
Securities Industry (Fees) Rules, 2024
The Securities Commission of The Bahamas establishes specific fee schedules for securities industry participants, including registration, annual renewal, and filing fees. The rules detail charges for various entity categories, such as CFD firms and registered individuals, with amounts ranging from $475.00 for individual registration to $45,000.00 for CFD firm registration. Filing fees are also prescribed for prospectuses, exempt transactions, and corporate administrative actions, with some financial statement filings exempt if submitted within prescribed timeframes.
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