Regulatory Alerts2026-06-15
Added · Updated
Securities Market - Securities Intermediaries - Regulation of Operations via Global Accounts and Modifications Regarding Sending Account Statements to Investors
The Financial Services Superintendence (SSF) adopts Resolution SSF No. 2026-295 to regulate securities intermediaries' use of global accounts and modify investor statement delivery rules. Intermediaries must maintain a guarantee of at least 2,000,000 indexed units (UI) with the Central Bank, with additional requirements for portfolio management and accounts holding funds of related persons. The resolution permits global margin accounts under strict segregation and consent rules, mandates monthly statements with a 7-day delivery deadline, and requires an external auditor's agreed-upon procedures report on internal controls.
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