Regulatory Alerts2025-12-05
Added · Updated
SFC and HKMA joint product survey 2025
The Securities and Futures Commission and the Hong Kong Monetary Authority jointly issued this circular to conduct the 2025 product survey. The initiative targets registered institutions to gather data on wealth management and MPF securities and investment products. This regulatory action aims to monitor market activities and ensure compliance within the financial sector.
CIR
Current
Issue Date:
05 Dec 2025
20251112-1-EN.pdf (188.1 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
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Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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