Regulatory Alerts2025-12-05
Added · Updated
SFC and HKMA joint product survey 2025
The Securities and Futures Commission and the Hong Kong Monetary Authority require licensed corporations and registered institutions to submit data on their sales of non-exchange-traded investment products to non-institutional professional investors for the 2025 calendar year. Reporting intermediaries must complete a three-part questionnaire via the WINGS portal, with submission deadlines ranging from 16 January to 6 March 2026 depending on the volume of transactions and the specific sections required. This annual exercise aims to monitor industry landscape, supervise selling practices, and coordinate regulatory responses regarding market trends and common concerns.
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