RegAlert2026-03-31
Added · Updated
Spring 2026 Securities Bulletin
The Connecticut Banking Commissioner fined Jason A. Goodhue $15,000 and ordered him to cease and desist for fraudulent electronic communications and unauthorized discretionary trading that resulted in $73,000 in missing funds. The Commissioner revoked the investment adviser registration of J. Davenport Advisors, LLC and the agent registration of John F. Davenport, while barring Davenport from transacting business in Connecticut for seven years due to recordkeeping failures, inaccurate disclosures, and misrepresentations. Conditional registrations were granted to Summer Family Advisors, LLC and Maximilian Montagnino, and Layered Financial, LLC, imposing restrictions on custody, supervisory consulting, and product advice to address experience deficiencies.
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State of Connecticut
Department of Banking
Securities and Business Investments Division Securities Bulletin
Vol. XXXX No. 1 - Spring 2026
Features
Quarterly Statistical Summaries
Enforcement and Other Highlights
Administrative Actions
Consent Orders
Conditional Registrations
Administrative Actions
Jason A. Goodhue (CRD No. 5121680)
On February 20, 2026, following an administrative hearing on October 1, 2025 and October 2, 2025, the Banking Commissioner issued Findings of Fact, Conclusions of Law and Order (Matter No. CF-24-8398-S) against Jason A. Goodhue, a Connecticut registered broker-dealer agent located at 129 Stonepost Road, Glastonbury, Connecticut 06033.
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Source: Connecticut Department of Banking — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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