Regulatory Alerts2021-10-08
Added · Updated
Stipulation and Agreement: Monomoy Capital Management, L.P.
Monomoy Capital Management, L.P. agrees to pay a total of $3,025, comprising a $2,500 administrative fine and $525 in reimbursement for past due renewal notice filing fees, to settle allegations that it failed to file a required notice with the Connecticut Banking Commissioner between October 2017 and November 29, 2020. The settlement resolves the matter in lieu of administrative proceedings under the Connecticut Uniform Securities Act. The agreement becomes binding upon execution and prohibits Monomoy Capital Management, L.P. from violating the Act or its regulations.
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