Regulatory Alerts2019-10-31
Added · Updated
Submission of the Conduct-Related Data Return: Change in Naming Convention
Investment Services Licence Holders must use specific naming conventions when uploading the Conduct-Related Data Return and the List of Financial Instruments via the LH Portal. The required format for the Conduct-Related Data Return is LICENCEHOLDERCODE_MMMYYYY_Investments, and for the List of Financial Instruments, it is LICENCEHOLDERCODE_MMMYYYY_FIList. Category 2 and 3 Investment Services Licence Holders must refer to existing Circulars and Guidelines on Regulatory Reporting Requirements for COREP submissions. The Return covering Q3 of 2019 must be submitted by 11 November 2019.
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