Summary of Amendments to the Guidelines on Issuance of Corporate Bonds and Sukuk to Retail Investors

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GUIDELINES ON ISSUANCE OF CORPORATE BONDS AND SUKUK TO RETAIL INVESTORS SUMMARY OF AMENDMENTS ISSUED ON 11 OCTOBER 2018 The following table provides a summary of the amendments to the Guidelines on Issuance of Corporate Bonds and Sukuk to Retail Investors which was revised on 11 October 2018:
Amendments to specific paragraphs
Prior to 11 October 2018 Revision on 11 October 2018 Comments
PART A: GENERAL
Chapter 2: DEFINITIONS
Paragraph 2.01 Paragraph 2.01 Inserted definition of “ACMF”.
PART F : REQUIREMENTS FOR ISSUANCE OF ASEAN BONDS AND SUKUK
Chapter 21: ASEAN GREEN BONDS
AND SUKUK
Chapter 21: ASEAN BONDS AND
SUKUK
Paragraphs 21.01, 21.02 and 21.03 Paragraphs 21.01, 21.02 and 21.03 Amended to insert the requirements for the issuance of ASEAN Social Bonds and Sukuk and ASEAN Sustainability Bonds and Sukuk. This is in addition to the existing requirements for the issuance of ASEAN Green Bonds and Sukuk.

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Amendments to specific paragraphs
Prior to 11 October 2018 Revision on 11 October 2018 Comments
APPENDIX 1: INFORMATION AND DOCUMENTS TO BE SUBMITTED TO THE SC FOR APPROVAL

• Paragraph 1.09 and 1.10 New paragraphs inserted to provide the requirement for the
  submission of compliance checklists for the ASEAN Social Bond Standards and ASEAN Sustainability Bond Standards.