SUMMARY OF KEY AMENDMENTS TO THE GUIDELINES ON SEASONED CORPORATE BONDS AND SUKUK (Revised: 19 July 2019) The following table provides a summary of key amendments to the Guidelines on Seasoned Corporate Bonds and Sukuk, effective on 19 July 2019:

Prior to 19 July 2019 Revised on 19 July 2019 Remarks

1. CHAPTER 3
   ELIGIBILITY
   PART 1
   ELIGIBILITY
2. Paragraph 3.03 (e) Paragraph 3.03(e)  Substituted the phrase “were initially issued
   together with” with “have”.
3. CHAPTER 5
   DISCLOSURE REQUIREMENTS
   CHAPTER 5
   DISCLOSURE REQUIREMENTS
4. Paragraph 5.01 Paragraph 5.01  Deleted the phrase “on its website”.
5. • Paragraph 5.02  Inserted of a new paragraph on disclosure to
     be made available to investors.
6. CHAPTER 6
   NOTIFICATION AND
   REPORTING REQUIREMENTS
   CHAPTER 6
   NOTIFICATION AND
   REPORTING REQUIREMENTS
7. Paragraph 6.04(b) Paragraph 6.04(b)  Substituted “intended distribution date” to
   “commencement date of distribution”.
8. Paragraph 6.07 Paragraph 6.07  Inserted the phrase “which has not been
   notified to the SC” in the first line.
    Inserted the phrase “The notification must be made” at the start of the second line.

Prior to 19 July 2019 Revised on 19 July 2019 Remarks

9. • CHAPTER 7
     DUTY OF ELIGIBLE
     DISTRIBUTOR TO ENSURE NO
     FALSE AND MISLEADING
     STATEMENT OR MATERIAL
     OMISSION
      Inserted a new paragraph on Eligible Distributor’s duty to ensure no false or misleading statement or material omission.
10. Appendix 1 Initial Notification Appendix 1 Initial Notification
11. Part 1: Registration of Interest
    To Distribute Seasoned
    Corporate Bonds or Sukuk
    Part 1: Registration of Interest
    To Distribute Seasoned
    Corporate Bonds or Sukuk
12. Paragraph 1 Paragraph 1  Inserted the following:
    The e-mail must contain the following information:
    i. Name of Eligible Distributor;
    ii. Company Registration Number; and
    iii. Type of Licence(s) issued by Bank
    Negara Malaysia and the SC currently held.
13. Part 2: Information and
    Documents to be Submitted to the SC for Initial Notification
    Part 2: Information and
    Documents to be Submitted to the SC for Initial Notification
14. Paragraph 1(a)(vi) Paragraph 1(a)(vi)  Substituted “Remaining tenure (months)” with
    “Maturity Date”.
15. Part 3: Declaration by Eligible
    Distributor (Initial Notification)
    Part 3: Declaration by Eligible
    Distributor (Initial Notification)
16. Paragraph 4 Paragraph 4  Inserted the phrase “after having made all
    reasonable enquiries, and to the best of our knowledge and belief,”
17. Appendix 2 Post-Distribution Appendix 2 Post-Distribution

Prior to 19 July 2019 Revised on 19 July 2019 Remarks

Notification of Any Additional
Seasoned Corporate Bonds or
Sukuk
Notification of Any Additional
Seasoned Corporate Bonds or
Sukuk
18. Part 1: Information and
Documents to be Submitted to the SC for Any Additional Seasoned Corporate Bonds or Sukuk Distributed
Part 1: Information and
Documents to be Submitted to the SC for Any Additional Seasoned Corporate Bonds or Sukuk Distributed
19. Paragraph 1(a)(vi) Paragraph 1(a)(vi)  Substituted “Remaining tenure (months)” with
“Maturity Date”.
20. Part 2: Declaration by Eligible
Distributor (Post-Distribution
Notification of Any Additional
Seasoned Corporate Bonds or
Sukuk)
Part 2: Declaration by Eligible
Distributor (Post-Distribution
Notification of Any Additional
Seasoned Corporate Bonds or
Sukuk)
21. Paragraph 4 Paragraph 4  Inserted the phrase “after having made all
reasonable enquiries, and to the best of our knowledge and belief,”
22. Appendix 3 Quarterly Reporting Appendix 3 Quarterly Reporting
23. Part 1: Information and
Documents For Quarterly
Reporting
Part 1: Information and
Documents For Quarterly
Reporting
24. Paragraph 1(a)(viii) Paragraph 1(a)(viii)  Deleted “and” at the end of the paragraph.
25. Paragraph (b) Paragraph 2.  Amended the requirement for submission of
information relating to employees to the SC in the Quarterly Report to in the 4th Quarter Report.  Pursuant to the above, inserted a new phrase “In addition to the information or documents in paragraph 1 above, an Eligible Distributor must submit the following information or documents

Prior to 19 July 2019 Revised on 19 July 2019 Remarks

in the 4th Quarter Report:” at the start of the paragraph.
26. Paragraph (b) Paragraph 2(a)  Inserted a new phrase “In relation to the”.
27. Paragraph (c) Paragraph 3  Inserted a new phrase “An Eligible Distributor
must also submit” at the start of the paragraph.
28. Part 2: Declaration by Eligible
Distributor (Quarterly
Reporting)*
Part 2: Declaration by Eligible
Distributor (Quarterly
Reporting)*
29. Paragraph (c) Paragraph (c)  Inserted the phrase “after having made all
reasonable enquiries, and to the best of our knowledge and belief,”
30. Appendix 4 Appendix 4
31. - Part 2: Declaration of Non￾Eligibility of Seasoned Corporate
Bonds or Sukuk
 Inserted a new Part 2, sample of declaration to be submitted by Eligible Distributor for non￾eligible corporate bonds and sukuk.
32. Appendix 5 Notification to Cease
Distribution of Seasoned
Corporate Bonds or Sukuk
Appendix 5 Notification to Cease
Distribution of Seasoned
Corporate Bonds or Sukuk
33. - Paragraph 3  Inserted a new paragraph 3 on reason for
cessation.
34. Paragraphs 4 and 5  Consequential renumbering.