Regulatory Alerts2025-12-31
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Superintendency Resolution No. 066-2025-SMV/10
The Superintendency of the Securities Market partially upholds the reconsideration appeal filed by Popular S.A. Sociedad Administradora de Fondos de Inversión against Resolution No. 055-2021-SMV/10, which had imposed a fine of 30 UIT for six infractions. The resolution declares the sanction and corrective measures regarding the failure to execute guarantees associated with Negotiable Mortgage Credit Titles and the composition of the financial statement audit team unfounded, while maintaining the sanctions for the remaining infractions, including improper fee collection and the preparation of audited financial statements.
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