Superintendent Resolution No. 097-2025-SMV/02

PERU Ministry of Economy and Finance

SMV
Securities Market Superintendency
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 1 Electronic document digitally signed within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Superintendent Resolution No. 097-2025-SMV/02 Lima, August 21, 2025 The Superintendent of the Securities Market HAVING SEEN:
The File No. 2025023227 and Report No. 1168-2025- SMV/10.2 dated August 21, 2025, issued by the General Superintendence of Entity Supervision, with the favorable ruling of the Assistant Superintendent of Prudential Supervision; CONSIDERING:
That, by Superintendent Resolution No. 076-
2025-SMV/02 dated July 4, 2025 (hereinafter, RESOLUTION 076), corrected by Superintendent Resolution No. 079-2025-SMV/02, the operating authorization granted to Diviso Bolsa Sociedad Agente de Bolsa S.A. (hereinafter, DIVISO SAB) was suspended. This was because it has the following eight (8) shareholders, who represent 71% of its share capital: Yésica Ysabel Del Carpio, Nicole Alexandra Espinoza Rengifo, Evely Herrera Peña, Esperanza Teresa Livelli Bacigalupo, Julio Ángel Peraltilla Fernandez Baca, Diego Jesús Rodríguez Torres, Miguel Ángel Rodríguez Vargas and Enma Dabida Rojas Pomahuali; regarding whom it has not been proven that they have economic solvency, in accordance with Article 11-A of the Common Rules for entities requiring authorization for organization and operation of the SMV, approved by SMV Resolution No. 039-2016-SMV/01 and its modifying rules (hereinafter, COMMON RULES) and pursuant to what is provided in Articles 27, letter a), and 30-A of the Regulation of Intermediation Agents, approved by Superintendence Resolution No. 034-2015-SMV/01 and its modifying rules (hereinafter, RAI); That, by relevant event of July 4, 2025 1, DIVISO SAB informed about the transfer of the total participation of Enma Dabida Rojas Pomahuali (8%) to Daniel Abraham Romero Burgos (hereinafter, MR. ROMERO)
2. Regarding this, the General Superintendence of Entity Supervision (hereinafter, IGSE) required DIVISO SAB, through Letter No. 4455-2025 -SMV/10.2, to submit, among other things, the sworn statement of patrimonial assets of its new shareholder, MR. ROMERO, in order to evaluate his economic solvency;
That, as of the date of this resolution, DIVISO SAB has not substantiated before the Securities Market Superintendency the economic solvency of the following seven (7) shareholders, who represent 63% of its share capital:
Yésica Ysabel Del Carpio, Nicole Alexandra Espinoza Rengifo, Evely Herrera Peña, Esperanza Teresa Livelli Bacigalupo, Julio Ángel Peraltilla Fernandez Baca, Diego Jesús Rodríguez Torres and Miguel Ángel Rodríguez Vargas. This without prejudice to the supervision action mentioned in the preceding consideration;

1 File No. 2025029325.
2 This communication occurred after the time of transmission of RESOLUTION 076 to DIVISO SAB.

PERU Ministry of Economy and Finance

SMV
Securities Market Superintendency
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 2 Electronic document digitally signed within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Being governed by what is provided in Article 3, numeral 14, letter ii), of the Unified Text of the Organic Law of the Securities Market Superintendency, approved by Decree Law No. 26126, as well as by Article 12, numeral 6, of the Organization and Functions Regulation of the SMV, approved by Supreme Decree No. 216-2011-EF; RESOLVES:
Article 1st.- To extend, for an additional period of thirty
(30) business days, the suspension of the operating authorization of Diviso Bolsa Sociedad Agente de Bolsa S.A., ordered by Articles 1 and 2 of Superintendent Resolution No. 076-2025-SMV/02, corrected by Superintendent Resolution No. 079-2025-SMV/02, for the reasons set out in the considerations of this resolution.
Article 2nd.- Diviso Bolsa Sociedad Agente de Bolsa S.A.
must comply with informing the Securities Market Superintendency, under responsibility, the information that the Securities Market Superintendency requests from it.
Article 3rd.- What is provided in Articles 5th to 7th of
Superintendent Resolution No. 076-2025-SMV/02 remains in force.
Article 4th.- Publish this resolution on the Institutional Page
of the Securities Market Superintendency on the unique digital platform of the Peruvian State (www.gob.pe/smv).
Article 5th.- This resolution will enter into effect
on the day of its notification to Diviso Bolsa Sociedad Agente de Bolsa S.A.
Article 6th.- Transcribe this resolution to Diviso
Bolsa Sociedad Agente de Bolsa S.A., to CAVALI S.A. ICLV, to the Lima Stock Exchange S.A. and to Julio César Kanashiro Tome. Register, communicate and publish. Zósimo Juan Pichihua Serna Superintendent of the Securities Market